INDEPENDANT CONSULTING FOR QUALITY AND REGULATORY AFFAIRS EXPERTS FOR MEDICAL DEVICES



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INDEPENDANT CONSULTING FOR QUALITY AND REGULATORY AFFAIRS EXPERTS FOR MEDICAL DEVICES REFERENCES ADEQUAT EXPERTISE cooperates from now with companies which are looking for simple and useful solutions, in accordance with their strategy, their size and their economic constraints: The main missions are the following: OUTSOURCED SERVICES 2009 to Now Quality and regulatory affairs manager (outsourced resource) for a company which designs and manufactures electro-medical devices. Quality system follow-up according to the requirements of the US, Canadian and European regulations. Maintain of the certification ISO 13485 and ISO 9001. CE mark procedures follow-up and international registration procedures (Brazil, Japan, USA, Europe, Canada...). 2013 to Now Quality and regulatory affairs manager (outsourced resource) for a company which designs and manufactures biological prosthesis. Set up of a quality system according to the requirements ISO 13485, 21 CFR Part 820, and European regulations. Preparation of the certification ISO 13485. 2010-2012 Quality and regulatory affairs manager (outsourced resource) for a company which designs and manufactures spinal implants and instrumentation. Implementation of a quality system, management of the certification ISO 13485, CE mark procedure follow-up and 510[k] registration. 2009-2012 Quality and regulatory affairs manager (outsourced resource) for a subcontracting company of packaging. Implementation of a quality system according to the requirements of the US and European regulations. Management of the certification ISO 13485 and ISO 9001. INTERNAL AUDITS / SUPPLIERS-PROCESS AUDITS ADEQUAT EXPERTISE auditor is qualified and registered as IRCA (International Register of Certificated Auditor), Registration number 30827. Main audited standards are: ISO 13485 / US cgmp / ISO 9001. 2014 o Internal audit : full quality system according to standards ISO 13485 Manufacturer of intraocular lenses - France o Internal audit : full quality system according to standards ISO 13485 Manufacturer of spinal implantable devices - Denmark o Internal audit : full quality system according to standards ISO 13485 Subcontractor of electronic parts of medical devices - France V2014/11 Page 1 / 8

o Supplier audit- Manufacturing, cleaning and packaging of electromedical devices Singapore / Malaysia o Supplier audit- Machining of metallic parts for medical devices - Singapore o Internal audit : full quality system according to standards ISO 13485 & 21CFR Part 820 Manufacturer of cardiovascular devices - Switzerland o Supplier audit Manufacturing process of instruments - USA o Supplier audit Sterilization process of medical devices - USA o Internal audit : full quality system according to standards ISO 13485 & 21CFR Part 820 Manufacturer of electromedical devices for vascular and cutaneous applications - France o Internal audit full quality system according to 21CFR part 820 and ISO 13485 manufacturer of diagnostic equipment - France o Supplier audit Manufacturing process of implants Tunisia 2013 o Internal audit : full quality system according to standards ISO 13485 Manufacturer of intraocular lenses - France o Internal audit : full quality system according to standards ISO 13485 Manufacturer of spinal implantable devices - Denmark o Internal audit : full quality system according to standards ISO 13485 Manufacturer of spinal implantable devices France o Internal audit: full quality system according to standards ISO 13485, 21CFRpart 820 Manufacturer of electro-medical devices - France o Supplier audit- Manufacturing, cleaning and packaging of electromedical devices Singapore / Malaysia o Supplier audit Sterilization process of medical devices - France o Supplier audit Manufacturing process of bones substitutes - France o Supplier audit Plastic injection process for medical devices - France o Supplier audit Manufacturing process of implants - Tunisia o Supplier audit Manufacturing process of instruments - USA 2012 o Internal audit : full quality system according to standards ISO 13485 Manufacturer of electromedical devices for vascular and cutaneous applications - France o Internal audit : full quality system according to standards ISO 13485 Manufacturer of cardiovascular devices - Switzerland o Supplier audit- Manufacturing, cleaning and packaging of electromedical devices Singapore o Supplier audit Manufacturing process of orthopedic instruments - USA o Internal audit full quality system according to standards ISO 13485 and ISO 9001 Manufacturer of Diagnostic in vitro medical devices - France 2011 o Supplier audit Manufacturing process of components for In Vitro Diagnostic Medical Devices Mumbai - India o Internal audit full quality system according to standards ISO 13485 and ISO 9001 Manufacturer of Diagnostic in vitro medical devices - France V2014/11 Page 2 / 8

o Supplier audit : process of machining of implantable medical devices - Tunisia 2010 o Supplier audit : manufacturing process of metal tubes for instrumentation - France o Internal audit : Management, improvement and supply chain processes according to ISO 13485 Manufacturer of instrumentation for cardiovascular devices - Switzerland o Internal audit : full quality system according to standards ISO 13485 Manufacturer of cardiovascular devices - Switzerland o Internal audit full quality system according to standards ISO 13485 and ISO 9001 Supplier of implantable medical devices- France o Supplier audit- Manufacturing, cleaning and packaging of electromedical devices Singapore / Malaysia o Supplier audit ETO sterilization process France o Internal audit full quality system according to standards ISO 13485 and ISO 9001 Manufacturer of Diagnostic in vitro medical devices - France 2009 o Internal audit full quality system according to standards ISO 13485 and 21CFR Part 820 Distribution of spinal medical devices - USA CONSULTING SERVICES 2014 o Support for preparation of risk management file according to ISO 14971 standard for the registration of medical devices (ocular implants) in Australia. o Support for preparation of ANVISA inspection Class III active medical device o Support for registration medical devices in Mexico Class II medical device o Support for updating technical documentation for CE Mark Abdominal wall reinforcement prosthesis o Support for registration medical devices in Japan Class II active medical device o Support for CE registration and reimbursement Class I devices for treatment of bedsores. o Support for registration medical devices in Canada Class II medical device o Support for ISO 13485 Certification Class II robotic equipment o Support for ISO 13485 Certification and CE Mark Class III biological implants 2013 o Support for preparation of ISO 13485 certification Robotic solution for the manipulation and organization of catheters or supple instrument France o Support for writing technical documentation for CE MARK software medical device - France France o Support for preparation of ISO 13485 certification Biological prostheses France o Support for updating technical documentation for CE Mark Abdominal wall reinforcement prosthesis - France V2014/11 Page 3 / 8

2012 o Support for Medical device registration in Japan Orthopedic devices - France o Support for writing technical documentation for CE MARK Orthodontic devices - France 2011 o Support for FDA Inspection Packaging of medical devices - France o Support for writing technical documentation for CE MARK Ophthalmology - France o Support for writing technical documentation for CE MARK Spine - France o Support for writing 510[k] file and associated documentation Spine - France 2010 o Support for preparation to ISO 13485 certification Subcontractor for spinal implants manufacturing - France o Protocol of validation Packaging process for sterile spinal implants France o Risk management process related to the implementation of an activity of packaging in a controlled area Subcontractor for implants treatment - France o Support for analysis and treatment of materiovigilance events / exchange with competent authorities Implantable medical devices - France TRAINING ADEQUAT EXPERTISE is registered as a training organism (in France) : Number of activity declaration 54 17 01405 17 (under Poitou-Charentes administration representative). 2014 To conduct quality audits for internal and external program 2014 How to implement a risk Management process according to NF EN ISO 14971 v 2013 2014 Industrial process : implementation of a strategy of validation IQ OQ - PQ 2013 To conduct quality audits for internal and external program 2012 To conduct quality audits for manufacturing processes and subcontractors 2012 To conduct quality audits for internal and external program 2011 Quality Management: Comparison of requirements between the main applicable standards (US, Canadian and European standards) 2010 ISO 13485 : how to implement these requirements to an existing quality system for subcontracting company 2010 Risks management : application of the standard ISO 14971v2009 France 2010 ISO 13485 : How to implement a quality system related to the requirements of manufacturers for subcontracting companies V2014/11 Page 4 / 8

Sophie RENE Location: LA ROCHELLE [17] France Date of birth:14 May 1971 43 years Mobile Phone:+33 6 17 98 16 94 Email: s.rene@adequatexpertise.com Website: INDEPENDENT CONSULTANT WHICH PROVIDES QUALITY AND REGULATORY CONSULTING SERVICES TO MEDICAL DEVICES COMPANIES 12 YEARS EXPERIENCE IN MEDICAL DEVICES EXPERIENCE 2009 to now Owner/Consultant [ ADEQUAT EXPERTISE France] - Multiple quality and regulatory consulting services to medical devices companies, in the field of orthopedic devices, ophthalmology, orthodontics, cardiovascular application: Management of quality and Regulatory affairs departments as outsourced resource Support for regulatory affairs (EU, US and WW) Training sessions - Management of the company - Auditor (IRCA) for internal audit programs or process or suppliers audits programs 2002-2008 Quality and Regulatory Affairs Director [MEDICREA TECHNOLOGIES - FRANCE] Management of the quality and regulatory affairs department; Manufacturer of spinal implants and associated instrumentation: - Set up and management of the quality management system according to ISO 13485, ISO 9001 and 21 CFR Part 820, on 3 locations: headquarter, manufacturing site and distribution site in US. - Management of regulatory affairs for European and American markets. - Registrations of medical devices into the other countries (China, Japan, South Korea, Australia, Canada, Brazil,.etc) - Management of the quality control department and validation process department. - Process, subcontractors and internal audits 2000-2002 Technical project manager - [IREPOLIA - FRANCE] Development of new processes and industrialization of processes for industrial water 1993-2000 Process project manager [VIVENDI ENVIRONNEMENT FRANCE and AUSTRALIA] Development of new processes for water treatment by filtration V2014/11 Page 5 / 8

SKILLS QUALITY REGULATORY AFFAIRS PROCESS VALIDATION standards ISO13485 - ISO9001 - cgmp (FDA) process validation: design, inspection, manufacturing, logistic, purchasing,... implementation and management of quality systems support for certification subcontracting qualification medical device industrialization audits (Auditor IRCA) ; training medical device regulation : EUROPE MDD 93/42/CEE USA 21CFR PART 820 CANADA CMDR DORS 98/282 JAPAN Ordinance JPAL ordinance # 169 - BRAZIL BGMP: RDC 59 medical device registration 510[k] files labeling vigilance - medical device classification training Qualifications IQ/OQ/PQ special process validation protocol for testing Implementation of the process validation management system Training BACKGROUND & QUALIFICIATION 2011 Medical device regulation : Canada, Australia [LNE Paris] 2011 Medical device regulation in Japan Requirements for a quality system [LNE Paris] 2011 Training to become a trainer [ADHARA Bordeaux - France] 2010 Risk management ISO 14971v2009 [LNE Paris - France] 2009 Certification auditor IRCA* [MOODY CERTIFICATION - Paris- France] 2008 Subcontracting and process audit [Idée Consulting inter entreprise- France] 2008 FDA Medical devices regulation [Idée Consulting inter entreprise- France] 2005 To conduct internal audits [Idée Consulting inter entreprise- France] 2005 Regulatory requirements related to design of medical devices according to US 21CFR Part 820 ; Risk management ISO 14971 - [Idée Consulting inter entreprise- France] 2005 Software validation [Idée Consulting inter entreprise- France] 2005 American relation of medical devices [Idée Consulting inter entreprise- France] 2004 Training ISO13485v2003 [LNE/GMED - Paris- France] 2003 International regulatory affairs [QUINTILES inter entreprise- France] 2002 MASTER for quality and environment management ESC LA ROCHELLE- France] 1992 DUT Industrial process engineering [University Paul Sabatier Toulouse- France] V2014/11 Page 6 / 8

Solène HALNA DU FRETAY Location: Saint-Cloud [92] France Date of birth:18 August 1980 34 years Mobile Phone:+33 6 72 62 45 54 Email: s.halna@adequatexpertise.com Website: INDEPENDENT CONSULTANT WHICH PROVIDES QUALITY AND REGULATORY CONSULTING SERVICES TO MEDICAL DEVICES COMPANIES 9 YEARS EXPERIENCE IN MEDICAL DEVICES EXPERIENCE 2013 to now Consultant [ADEQUAT EXPERTISE - France] Multiple quality and regulatory consulting services to medical devices companies, in the field of orthopedic devices, ophthalmology, robotic, software application: - Management of quality and Regulatory affairs departments as outsourced resource - Support for regulatory affairs (EU, US and WW) - Training sessions 2009 2013 Consultant [Free-lance Japan/France] - Implementation of a quality system according to the requirements of the US and European regulations. Regulatory consulting support for Japan registration 2006 2009 Quality & Regulatory affairs Manager [SpineVision - France] - Quality System management according to ISO 13485, ISO 9001 and 21 CFR Part 820 - FDA inspection and European auditee - Internal and sub-contractor auditor - Regulatory clearances worldwide (Brazil, Venezuela, Mexico, Australia, Korea, India, Thailand, Malaysia ) - Management of the quality control department 2005-2006 Quality Assurance Manager [Celogos France] - Implementation of the Quality System according to ISO 9001:2000 V2014/11 Page 7 / 8

SKILLS QUALITY REGULATORY AFFAIRS PROCESS VALIDATION BIOCOMPATIBILITY standards ISO13485 - ISO9001 - cgmp (FDA) process validation: design, inspection, manufacturing, logistic, purchasing,... implementation and management of quality systems support for certification subcontracting qualification medical device industrialization medical device regulation : MDD 93/42/CEE 21CFR PART 820 CMDR DORS 98/282 medical device registration labeling vigilance - medical device classification training Qualifications IQ/OQ/PQ special process validation protocol for testing Implementation of the process validation management system Training Software Training Bioburden follow-up Protocol for testing Sterilization (Oxyde Ethylen, vapor) BACKGROUND & QUALIFICIATION 2013 ISO 14971:2012 Risk Management [BSI Paris France] 2008 Canadian Regulations & Europe/United States/Canadian vigilance [ Demos - Paris-France] 2007 21 CFR Part 820 training [AAMI - Washington United-States] 2006 Biocompatibility of Medical Devices ISO 10993-1:2004 [NAMSA - Zurich-Zwitzerland] 2006-2008 Master of Business Administration (MBA) [Business Administration Institute of Paris La Sorbonne Paris - France] 2004-2005 Master degree of Total Quality and Biotechnologies [ISSBA - Angers-France] 2002-2005 Master degree of Genetics, Biotechnologies and Microbiology [University of Paris-Sud - Paris France. 2 nd year at McGill University (English-speaking University in Montreal, Canada)] V2014/11 Page 8 / 8