SAP Audit Management A Preview

SAP Audit Management A Preview SAP AG November 2013 Customer 1

Agenda Business Challenges The Idea The Solution Roadmap Demo 2013 SAP AG. All rights reserved. Customer 2

Disclaimer The information in this document is confidential and proprietary to SAP and may not be disclosed without the permission of SAP. This document is not subject to your license agreement or any other service or subscription agreement with SAP. SAP has no obligation to pursue any course of business outlined in this document or any related presentation, or to develop or release any functionality mentioned therein. This document, or any related presentation and SAP's strategy and possible future developments, products and or platforms directions and functionality are all subject to change and may be changed by SAP at any time for any reason without notice. The information on this document is not a commitment, promise or legal obligation to deliver any material, code or functionality. This document is provided without a warranty of any kind, either express or implied, including but not limited to, the implied warranties of merchantability, fitness for a particular purpose, or non-infringement. This document is for informational purposes and may not be incorporated into a contract. SAP assumes no responsibility for errors or omissions in this document, except if such damages were caused by SAP intentionally or grossly negligent. All forward-looking statements are subject to various risks and uncertainties that could cause actual results to differ materially from expectations. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of their dates, and they should not be relied upon in making purchasing decisions. 2013 SAP AG. All rights reserved. Customer 3

SAP solutions for governance, risk, and compliance Manage, protect, and perform SAP Access Control SAP Process Control SAP Risk Management SAP Audit Management Manage access risk and prevent fraud Ensure effective controls and ongoing compliance Preserve and grow value Drive a unified audit management function SAP Fraud Management SAP Global Trade Services SAP Nota Fiscal Eletrónica Achieve effective fraud management Optimize global trade and screen restricted parties Meet electronic invoicing requirements for Brazil SAP GRC Access Approver (mobile) SAP GRC Policy Survey (mobile) SAP Sanctioned-Party List (mobile) 2013 SAP AG. All rights reserved. Customer 4

Critical Business Issues to be considered Maintaining audit focus on business critical issues 1 Identifying strategic risks through effective account management Focusing audit accountability on Big Tickets Leveraging technology to improve internal audit effectiveness Only 20% of management believes audit s performance in leveraging technology (automation, data and advanced analytics) is strong 1 Lack of technology to review and analyze audit data Audit tools with poor usability require advance user training, skill sets, and as result of it, many audit experts still use manual procedures to manage audits Poor knowledge management result in audit delays and lower audit performance Managing audit resources is increasingly important 1 Ongoing budget pressure and constant need to improve effectiveness of team Retention requires innovation and effective processes Managing effective relationships with stakeholders Increased pressure to move from policeman to trusted advisor role 1. Pulse of the Profession A Look Ahead at 2013, IIA Audit Executive Center November 2012 2013 SAP AG. All rights reserved. Customer 5

SAP Audit Management The Idea Description SAP Audit Management unlocks the enterprise information for Internal Audit departments and supports audit experts in their day-to-day activities with an easy to use. collaborative, and risk-based approach towards audit solution leveraging cloud and mobile technologies. It is designed by and developed for audit practitioners across the world. Capabilities Support and bring the existing audit process of an organization to the-next-level with an easy to use audit software Provide a risk-based approach towards audit planning. Support the management of audits, working papers, findings, and follow-ups. Move from a functional audit solution approach to a collaborative software solution to increase effectiveness of audit practitioners and support them in developing best practices Key Differentiators The easy-to-use UI which will significantly improve the auditors efficiency Attractive and state of the art usability to increase tool utilization Intelligent system & search that provides active suggestions based on historic audit information Mobile scenarios which allow the auditors to focus on analyzing the data, rather than collecting the information Contribution of SAP HANA Search structured and unstructured information during audit investigations Detect and predict patterns (with SAP Fraud Management) to streamline the audit planning in the organization Audit Analytics for big data supports audit experts collect evidence from vast amount of transaction data. Contribution to UX/Mobile/Social State-of-the-art UI technology (SAPUI5) and patterns (KPI Cockpits) Mobile scenarios where applicable, e.g. in work paper management Leverage social knowledge management, tagging and collaborative features where applicable. 2013 SAP AG. All rights reserved. Customer 6

SAP Audit Management Current Release Mobile enablement you can you use the solution in multiple devices with easy-to-access. Full coverage of the audit roadmap planning, preparation, execution, reporting, and followup. Flexible Audit Universe provides you a single source of the audits and a global monitor of the audit requests. Rolling Audit Plan Powerful Working Paper Management you can create working paper simply via drag & drop, access working paper via single click, support manager review Easy to address Finding and get it tracked. Global monitoring of the Finding and Follow-Up. Defined Quality Gates to meet IIA Standards Dashboard provides you deeply analytics capability. Search you can reach your target data via the simple search and 1 click only Good usability will significantly improve the efficiency 2013 SAP AG. All rights reserved. Customer 7

SAP Audit Management Product road map overview - key themes and capabilities Continuous Auditing SAP Audit Management (powered by SAP HANA) End-to-End Offline Solution Enterprise Compliance Repository Predictive Audit Solution SAP Risk Management Audit Analytics for Big Data SAP Access Control SAP Process Control Audit Time Reporting and Expense Management Collaborative Audit Solution Today (Release 1.0) Planned Innovations Future Direction This is the current state of planning and may be changed by SAP at any time. 2013 SAP AG. All rights reserved. Customer 8

Planned innovations End-to-End Offline Solution Entire offline solution Scope Enable end-to-end offline support for Audit Management Key benefits Enable accessibility everywhere. Free the bottleneck of the network, give auditor more time to focus on audit activity Extend the mobility, increase day-to-day efficiency PLANNED INNOVATIONS 2013 SAP AG. All rights reserved. Customer 9

Planned innovations Enterprise Compliance Repository Enterprise Compliance Repository Scope Shared compliance data repository Configurable user interface Compliance repository management Key benefits Reduced overall cost of ownership Reduced cost of training; ability to share staff Reduced configuration cost Easier adaptation to specific requirements Reduced time to value PLANNED INNOVATIONS 2013 SAP AG. All rights reserved. Customer 10

Planned innovations Integrated Risk Assessment Integrated Risk Assessment Scope Integrate Risk Management module Open interface to consume Risk Assessment result Support company risk profile Key benefits Drive risk-based audit approach Leverage company Risk Management achievement Configurable risk profile enable company risk appetite to be supported systematically PLANNED INNOVATIONS 2013 SAP AG. All rights reserved. Customer 11

Planned innovations Audit Analytics for Big Data Audit Analytics for Big Data Scope Integrated analytics capability Audit Analytics powered by the SAP HANA platform Integration with Fraud Management Key benefits Higher data volumes can be managed at greater speed Investments in HANA can now be utilized with SAP Audit Management Power and speed to perform complicated audit analysis based on the SAP HANA database Audit Analytics spans across applications of SAP Business Suite (integrated analytics) PLANNED INNOVATIONS 2013 SAP AG. All rights reserved. Customer 12

Planned innovations Audit Time Reporting and Expense Management Audit Time Reporting and Expense Management Scope Audit Time Reporting and Expense Management Key benefits Track and report auditor time and expenses for audits, training, and etc. Make audits more efficient and effective by monitoring performance of auditors Ensure audit planned budgets are under control PLANNED INNOVATIONS 2013 SAP AG. All rights reserved. Customer 13

SAP Audit Management Product road map overview - key themes and capabilities Continuous Auditing SAP Audit Management (powered by SAP HANA) End-to-End Offline Solution Enterprise Compliance Repository Predictive Audit Solution SAP Risk Management SAP Access Control SAP Process Control Audit Analytics for Big Data Audit Time Reporting and Expense Management Collaborative Audit Solution Today (Release 1.0) Planned Innovations FUTURE DIRECTION This is the current state of planning and may be changed by SAP at any time. 2013 SAP AG. All rights reserved. Customer 14

SAP Audit Management Future direction Continuous Auditing Leverage the integrated solution to provide continuous solution. Release audit workforce to more strategic areas Enlarge the continuous audit area consistently Predictive Audit Solution Embrace real-time, predictive monitoring functions Extend monitoring to include unstructured data and social media Collaborative Audit Solution Leverage the latest technology to support the collaboration of the audit experts and increase the efficiency significantly. Improve the transparency and support auditor convert role from policeman to trusted advisor. Continuous Auditing Predictive Audit Solution Collaborative Audit Solution FUTURE DIRECTION This is the current state of planning and may be changed by SAP at any time. 2013 SAP AG. All rights reserved. Customer 15

Summary SAP Audit Management is target to provide a easy-touse software for audit experts in order to increase the efficiency. Support and bring the existing audit process of an organization to the-next-level with an easy to use audit software Provide a risk-based approach towards audit planning. Support the management of audits, work papers and findings (documentation & follow-up) Move from a functional audit solution approach to a collaborative software solution to increase effectiveness of audit practitioners and support them in developing best practices Leverage the technology and big data to promote the audit efficiency. This is the current state of planning and may be changed by SAP at any time. 2013 SAP AG. All rights reserved. Customer 16

Live Demo Demo 2013 SAP AG. All rights reserved. Customer 17

Thank you Contact information: Shiguo Wang (shiguo.wang@sap.com)

2013 SAP AG. All rights reserved. No part of this publication may be reproduced or transmitted in any form or for any purpose without the express permission of SAP AG. The information contained herein may be changed without prior notice. Some software products marketed by SAP AG and its distributors contain proprietary software components of other software vendors. National product specifications may vary. These materials are provided by SAP AG and its affiliated companies ("SAP Group") for informational purposes only, without representation or warranty of any kind, and SAP Group shall not be liable for errors or omissions with respect to the materials. The only warranties for SAP Group products and services are those that are set forth in the express warranty statements accompanying such products and services, if any. Nothing herein should be construed as constituting an additional warranty. SAP and other SAP products and services mentioned herein as well as their respective logos are trademarks or registered trademarks of SAP AG in Germany and other countries. Please see http://www.sap.com/corporate-en/legal/copyright/index.epx#trademark for additional trademark information and notices. 2013 SAP AG. All rights reserved. Customer 19