Project Title: Judicial Branch Enterprise Document Management System RFP Number: FIN122210CK Appendix D Technical Features List



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Project Title: Judicial Branch Enterprise Document Management System RFP Number: FIN122210CK DMS TECHNICAL REQUIREMENTS

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FEAT891 Medium Recoverable using backup The solution shall be recoverable from backup storage media storage media. FEAT893 Desired Medium Support Load Sharing High Availability The solution should utilize load sharing HA. FEAT897 Medium System shall scale horizontally All tiers of the solution shall scale horizontally. FEAT919 Medium Provide security auditing Security auditing shall be provided. FEAT834 High Support TWAIN (2.1) scanner The solution shall support TWAIN (2.1) interface software protocol. FEAT836 Medium Support XHMTL compliant web browser Any extensible Hypertext Markup Language (XHTML) 1.1 transitional standard compliant web browser shall be supported. FEAT858 Medium WCAG 2.0 compliant FEAT878 Medium FEAT853 Medium Compatible with Apache web server Production data stored on SAN FEAT271 Medium Web browser base client FEAT400 Medium FEAT876 Medium Mail Services - Provide integration with Judicial Branch e-mail systems Support transformation of content types Solution should be Web Content Accessibility Guidelines (WCAG) 2.0 compliant. The solution web tier shall be compatible with Apache web server. Production live data shall be stored on SAN. The system shall provide user access via Web browser-based clients. The system shall provide integration with the branch supported e-mail system. Solution shall provide controlled and traceable format transformations between supported document types. Page 1 of 9

FEAT798 Medium Webservice/API The solution must allow external application access to its features and functionality via a Web Service or API. The solution should provide an open API to facilitate custom development/integration, if necessary. FEAT835 Medium Support MS Explorer 6.X Microsoft Internet Explorer 6.x (and later) shall be supported. FEAT837 Medium Free of Client side plug-in Client side plug-ins should not be required. FEAT838 Medium Free of Client-side ActiveX Client-side ActiveX controls should not be controls required. FEAT839 Medium Integrate with MS Exchange The solution shall integrate with Microsoft 2003 Exchange 2003. FEAT840 Medium Integrate with MS Exchange The solution shall integrate with Microsoft 2007 Exchange 2007. FEAT841 Medium Support Mime The solution shall support MIME. FEAT842 Medium Support SMTP The solution shall support SMTP. FEAT843 Medium FEAT845 Medium Integrate with MS Office Pro 2003 suite SOAP 1.2 Web services compliant The solution shall integrate with the Microsoft Office Professional 2003 (and later) suite of applications. Web services shall be SOAP 1.2 compliant. FEAT846 Medium WSDL standard compliant Solution shall be WSDL standard compliant. FEAT847 Medium UDDI standard compliant Solution shall be UDDI standard compliant. FEAT848 Medium CMIS complaint Solution should be Content Management Interoperability Services (CMIS) compliant. FEAT850 Medium WSRP compliant Solution should be Web Services for Remote Portals (WSRP) compliant. FEAT851 Medium JSR-168 compliant Solution should be JSR168 compliant. FEAT852 Medium JSR-286 compliant Solution should be JSR-286 compliant. FEAT857 Medium US Section 508 compliant Solution shall be US Section 508 compliant. Page 2 of 9

FEAT870 Medium FEAT872 Medium FEAT833 High FEAT881 Medium FEAT889 Medium Integrate with MS Office Pro 2003 suite Support MS Windows XP SP3 Support ISIS scanner Interface Minimize user impact from maintenance of components Support business continuity using SAN to SAN Desktop components shall integrate with the Microsoft Office Professional 2003 (and later) application suite. Desktop components shall support MS Windows XP SP3. The solution shall support Image and Scanner Interface Specification (ISIS). Maintenance of components should be achievable with minimal impact to the user experience. The solution should be compatible with existing CCTC business continuity strategy using SAN to SAN replication. FEAT863 High Support IP Protocols Internet Protocols (IP) shall be supported. FEAT860 Medium Outage window Downtime outage window requirements shall be supported. FEAT862 Medium Compatibility with AOC Shared Services The deployment architecture shall support the California Court Technology Center (CCTC) Administrative Office of the Courts (AOC) shared services model with an outsourced colocation managed service provider where computer systems are centrally hosted in a highly available and secure fashion. FEAT866 Medium Compatible with CISCO The solution shall be compatible with CISCO network devices network infrastructure devices. FEAT867 Medium Support Blue proxy servers Blue Coat proxy servers shall be supported. FEAT868 Medium Support Oracle 11g Database tier should be implemented with Oracle 11g. FEAT869 Medium Support Oracle RAC The solution should be certified on Oracle Real Application Cluster (RAC). Page 3 of 9

FEAT880 Medium Support Modular architecture The architecture shall be modular. FEAT882 Medium Support Monitoring and alerting Monitoring and alerting shall be supported. FEAT884 Medium Support Proactive notification of system events The solution shall provide proactive notification of events that impact system function or availability within one minute of occurrence. FEAT885 Medium FEAT886 Medium FEAT887 Medium FEAT888 Medium Support BMC Patrol for monitoring and alerting Support enterprise grade monitoring and alerting tools Cross-certification of components Support 4hr Disaster Recovery at a secondary site BMC Patrol monitoring and alerting shall be supported. Enterprise grade monitoring and alerting tools shall be supported. Solution components shall be cross-certified by their vendors for operation in the integrated environment. The solution architecture shall support disaster recovery within four hours at a secondary site. FEAT892 Medium Support High Availability technology FEAT894 Medium Periodic system restarts FEAT895 Medium FEAT896 Medium Support Class one system availability Deployable without single points of failure High availability (HA) shall be supported. Periodic restarts to recover from system degradation shall not be required. Mission critical class one 99.90% availability shall be supported.. The solution shall be deployed without single points of failure. FEAT898 Medium System shall scale vertically All tiers of the solution shall scale vertically. Page 4 of 9

FEAT927 Medium Recoverable using backup storage media The solution shall be recoverable from backup storage media. FEAT916 Medium Support tiered deployment architecture A deployment architecture that separates each of the tiers with firewalls shall be supported. FEAT923 Medium Provide comprehensive port communication documentations FEAT855 High User Authentication FEAT856 High FEAT830 High Authorization before access permitted Document level access control All ports used for communication shall be explicitly and accurately documented. Users shall be authenticated before access is granted. Users shall be authorized before access is permitted. Document level access controls shall be enforced. FEAT831 High Folder level access control Folder level access controls shall be enforced. FEAT899 Medium FEAT900 Medium FEAT901 Medium FEAT902 Medium FEAT903 Medium Independent DMS security solution shall be available Unauthorized User access shall not be permitted Support configurable password complexity Support configurable password reuse Support LDAP v3 authentication For installations without shared security services, a security solution shall be provided. No unauthorized user shall be granted access. The security solution shall support configurable password complexity. The security solution shall support configurable restrictions on password reuse (password history restrictions). Lightweight Directory Access Protocol (LDAP) v3 authentication shall be supported. FEAT904 Medium Support MS Active Directory Microsoft Active Directory (AD) shall be supported. Page 5 of 9

FEAT905 Medium Support share security services Shared security services shall be supported. FEAT907 Medium Second security challenge by DMS shall not be required When a valid authorization is returned by the security service, a second challenge shall not be presented by the DMS to the client. FEAT908 Medium Support federated security Federated security shall be supported. FEAT909 Medium Support single sign-on Single sign-on (SSO) shall be supported. FEAT910 Medium Identity propagation Identity shall be propagated across all tiers and components. FEAT911 Medium Support SSL Encrypted Secure Sockets Layer (SSL) communications shall be supported. FEAT912 Medium Use HTTPS for Communication between client and solution communications shall be HTTPS. FEAT913 Medium File Transfer Security File Transfer Protocol exchanges shall use FTPS or SFTP. FEAT914 Medium Support Defense-in-Depth security Defense-in-depth security shall be supported. FEAT915 Medium Support AOC Layered Security Architecture Architecture shall be compliant with AOC Layered Security Architecture (LSA), consisting of a minimum of four architectural tiers: proxy, presentation, application and database. Security shall prevent bruteforce password attacks attacks shall exist. Mechanisms that evade brute-force password FEAT917 Medium FEAT918 Medium Enforce session time-outs Session time-outs shall be enforced. FEAT920 Medium Record system access events System access events shall be recorded. FEAT921 Medium Record failed access events Failed access events shall be recorded. Page 6 of 9

Provide Transparent Data Transparent Data Encryption (TDE) shall FEAT922 Medium Encryption protect private information. FEAT924 Medium Support auditing Efficiency auditing shall be supported. FEAT925 Medium Support compliance auditing Compliance auditing shall be supported. FEAT808 Medium Conversion between differing storage mediums FEAT768 High Media Support FEAT809 Medium Support long-term storage media The solution shall automatically support conversion between differing supported storage mediums. The solution shall support various types of storage media such as Optical Jukeboxes, WORM, FATA, SSD, FC drives. The solution shall support long-term storage media. FEAT810 Medium Support near-online storage The solution shall support near-online storage. FEAT811 Medium Support offline storage The solution shall support offline storage. FEAT854 Medium Support variety of live storage media The solution shall support live data storage on other storage media, including local disk or NAS at the discretion of the Judicial Branch. FEAT864 Medium FEAT865 Medium Support Storage Attached Network Support Networked Attached Storage Production live data shall be stored on Storage Attached Network (SAN). The solution shall also be capable of live data storage on other storage media, including local disk or Network Attached Storage (NAS) at the discretion of the California Judicial Branch. FEAT806 Medium Support Electronic Archiving Electronic archiving shall be supported. FEAT778 Medium Digital Signatures The solution must support Digital Signatures. Page 7 of 9

FEAT812 Medium FEAT786 Medium Help Reliable checkout when repository connectivity is lost Users should not be prevented from working with checked-out content when repository connectivity has been lost. Integrated help system accessible from the client shall exist. FEAT209 Desired Medium Digital Assets Management The solution shall manage digital assets. FEAT25 Desired Medium FEAT430 Desired Medium Compatible with Education Content Authoring Tools Microsoft Applications Integration - Automatic indexing using MS office document properties System shall be compliant with standard desired education media content authoring tools such as Adobe Premiere Plus. The system shall include MS Office document properties in document metadata. FEAT844 Desired Medium Provide an API The solution should provide an Application Programmer's Interface (API). FEAT874 Desired Medium Support MS Windows 7 Desktop components should support MS Windows 7. FEAT859 Desired Medium System Availability 24X7 availability shall be supported. FEAT875 Desired Medium Server components Components that are deployed on Sun Solaris deployment compatibility should support Oracle Sun virtualization. Oracle Sun Virtualization FEAT877 Desired Medium FEAT926 Desired Medium Support storage format transformations Support VMWare virtualization Solution shall provide controlled and traceable format transformations between supported storage mechanisms. Components that are deployed on Microsoft Windows should support VMWare virtualization. Page 8 of 9

FEAT403 High File Formats - Support the storage and display The system shall natively support the storage and display of all the common file formats listed: AFP, AVI, BMP, CAD, DJDE, GIF, HTML, Image, JPEG, TIFF, Lotus Notes, Microsoft Office (Word, Excel, PowerPoint), PCL, PDF, PDF/A, SVG, MNG, PNG, Quick Time, RTF, Text, WAV, and XML. FEAT426 Optional Medium Microsoft Application Integration - Embedded menu options for retrieval and import FEAT873 Optional Medium Support MS Windows Vista FEAT879 Optional Medium Compatible with Oracle iplanet. FEAT770 Optional Medium RSS Notification The system shall embed menu options and toolbars into Microsoft Office applications that allow the direct retrieval and saving of edited documents back into the system as revisions or new documents. Desktop components should support MS Windows Vista. The solution web tier may be compatible with Oracle iplanet. The DMS solution shall support RSS or Notification capabilities. Page 9 of 9