CABLE NETWORKS INTRODUCTION TO CABLE NETWORK TECHNOLOGIES AND PROTOCOLS

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CABLE NETWORKS INTRODUCTION TO CABLE NETWORK TECHNOLOGIES AND PROTOCOLS Peter R. Egli INDIGOO.COM 1/15

Contents 1. Cable network architecture 2. Relevant cable network standards 3. DOCSIS 2/15

1. Cable Network architecture (1/3) Traditional cable network architecture: In traditional cable networks, TV signals received in regional head ends in dish antennas are distributed to local head ends (LHE). LHEs distribute TV signals to residential customers via coaxial cables. Distribution coaxial cable with amplifiers and taps LHE LHE c Tap Tap Trunk splitter Coaxial trunk cable LHE Coaxial trunk cable Fiber ring for CATV signal distribution LHE LHE Regional Head End (RHE) c Trunk amplifier LHE Local Head End RHE Regional Head End CATV CAble TeleVision 3/15

1. Cable Network architecture (2/3) Cable network architecture for TV and data service: Cable networks upgraded for combined TV and data service (Internet access) employ a hybrid fiber coax (HFC) cabling architecture. Trunk coaxial cable of legacy cable networks are replaced by fibers that terminate in fiber nodes. Homes are connected to fiber nodes through coaxial cables fitted with bidirectional amplifiers. Bidirectional amplifier Coaxial Tap feeder cable FN Upgraded LHE with fiber node, CMTS and servers for Internet service. CATV Fiber ring Client CM Coaxial drop cable Coax splitter (HP-filter) Fiber trunk FN DHCP Server CMTS TFTP Server DNS Server syslog Server NSI PSTN Internet FN CATV Cable TV CMTS Cable Modem Termination System HFC Hybrid Fiber Coax NSI Network System Interface CM Cable Modem FN Fiber Node LHE Local Head End HP High Pass 4/15

1. Cable Network architecture (3/3) Limitations of traditional cable networks for data service: Traditional cable networks were targeted at TV distribution (broadcast TV signals to customer). As cable networks were one-way only (signals only from cable HE to customer), they were unsuited for 2-way data service. In earlier days the upstream for data service (from customer to HE) was realized with dial-up phone lines but this proved not a viable solution. In order to offer two-way data service on a cable network, additional infrastructure was required. Cable networks tree-branch topology: Cable networks have a tree-and-branch topology. The coax cables are simply branched for hooking up subscribers (homes). This means that a cable network is a shared medium (all signals are always present on the entire network). Amplifiers need to be installed at regular intervals (distances) to regenerate the signals. Up to some 35 amplifiers can be cascaded thus affording wide geographical coverage. Cable network upgrade for data service: In the course of upgrading traditional TV-distribution networks to two-way data networks, digital signaling, two-way amplifiers on coax cables and fiber trunks with greatly increased capacity were introduced. This resulted in a combined fiber-coax infra-structure (HFC - Hybrid Fiber Coax). Fibers run between LHEs and fiber nodes. Coax cables (feeder cables) connect to individual homes. Two-way cable networks provide an extended Ethernet network that can span up to 100 miles. 5/15

2. Relevant cable network standards (1/2) Most of the relevant cable network standards were developed and published by CableLabs Inc. (see www.cablelabs.com). DOCSIS addresses physical and data link layer operation while PacketCable defines the upper layers for providing additional services like IP and VoIP. ITU-T and ETSI have adopted CableLabs DOCSIS standards and published these under their respective nomenclature. OSI L5-7 OSI L4 Upper layers (application layer) Transport layer PacketCable EuroPacketCable OSI L3 Network layer OSI L2 OSI L1 Data link layer Physical layer DOCSIS EuroDOCSIS ITU-T J.112/J.122/J.222 ETSI TS 102 639 6/15

2. Relevant cable network standards (2/2) Standard Issuer Scope Description DOCSIS EuroDOCSIS ES 102 639 J.112, J.122, J.222 CableLabs Cable Europe ETSI ITU-T Physical layer & data link layer Physical layer & data link layer, European specialties Same as EuroDOCSIS Physical layer & data link layer PacketCable CableLabs Layer 3 7 EuroPacketCable Cable Europe / CableLabs Same as PacketCable Data Over Cable Service Interface Specification. Version 1.0 through 3.0 based on 6MHz TV channels (8MHz in Europe). Version 3.1 (October 2013) based on 20kHz-50kHz OFDM subcarriers bonded inside a 200MHz spectrum. All DOCSIS versions are downwards compatible. Frequency allocations for European CATV systems based on 8MHz channels affording more digital bandwidth per channel. Activities of Cable Europe were transferred to CableLabs in 2013. EuroDOCSIS adopted by ETSI. DOCSIS adopted by ITU-T. J.112 = DOCSIS 1.0. J.122 = DOCSIS 2.0. J.222 = DOCSIS 3.0. PacketCable builds on top of DOCSIS and addresses OSI layers 3 (IP) through 7 for the provisioning of Internet access and real-time multimedia services like VoIP. Only minor differences to PacketCable 7/15

3. DOCSIS (1/8) Cable network protocol stack: User traffic is typically bridged on the cable modem (CM). The application layer protocols DHCP, TFTP and SNMP on the CM are used for configuration and management of the cable modem. The CMTS may employ bridging or IP forwarding. Client CM CMTS Upper layers (application layer) DHCP / TFTP / SNMP / Syslog DHCP / SNMP TCP / UDP UDP UDP IPv4 / IPv6 IPv4 / IPv6 IPv4 / IPv6 802.2 LLC 802.3 MAC 802.2 LLC 802.3 MAC Bridging 802.2 LLC Link sec. Cable MAC 802.2 LLC Link sec. Cable MAC Forwarding Data link Ethernet Phy Ethernet Phy Cable Phy Cable Phy Phy CMCI (CPE interface) Cable network RFI CMTS NSI Internet 8/15

3. DOCSIS (2/8) Cable network physical layer (1/2): In DOCSIS 1.0 and 2.0, downstream and upstream transmission use TDM access (TDMA). The frequency spectrum is divided into timeslots and temporarily assigned to modems. This dynamic timeslot allocation is managed by the CMTS. DOCSIS 3.0 uses TDMA or S-CDMA (Synchronous CDMA). DOCSIS 1.0 and 2.0 provided a single 6 or 8 MHz channel per customer. DOCSIS 3.0 introduced channel bonding that allows combining multiple 6 or 8MHz channels for a single customer. Upstream transmission uses lower frequency bands which are noisier by nature. Thus noise on the medium is aggregated in the upstream direction which requires far less bandwidth than upstream (asymmetric traffic pattern of residential users). db Noisy band (noise aggregated in upstream direction) 2MHz upstream (= to HE) 6MHz (US) / 8MHz (EU) downstream channels(= to customer) f[hz] 5MHz 42MHz 54MHz 865MHz 9/15

3. DOCSIS (3/8) Cable network physical layer (2/2): Downstream modulation and bandwiths: Channel bandwidth / standard QAM64 modulation 6MHz (DOCSIS 1.0, 2.0) 31.2MBit/s 41.6MBit/s 8MHz (EuroDOCSIS 1.0, 2.0) 41.4MBit/s 55.2MBit/s QAM256 modulation 6MHz (DOCSIS 3.0) m*31.2mbit/s m*41.6mbit/s 8MHz (EuroDOCSIS 3.0) m*41.4mbit/s m*55.2mbit/s Upstream modulation and bandwidths: One 2MHz QAM16 or QPSK upstream channel yields about 0.5-10Mbit/s. Upstream and downstream bandwidth is typically shared by 500-2000 subscribers. With cable equipment becoming cheaper the number of customers per LHE is falling. Direction Modulation Standards Upstream QPSK, 16QAM DOCSIS 1.x. Upstream QPSK, 8QAM, 16QAM, 32QAM, 64QAM, 128QAM DOCSIS 2.0, 3.0. Upstream 4096QAM DOCSIS 3.1. 10/15

3. DOCSIS (4/8) Cable MAC (Media Access Control): Cable networks use TDMA (Time Division Multiple Access) as MAC protocol (CM and CMTS are synchronized). The synchronization is necessary since cable networks span large distances and thus a simple collision detection algorithm like Ethernet MAC cannot be used. Upstream TDMA MAC: The upstream channel is divided into mini-slots (time division). There are 3 types of time slots: a. Ranging (used to synchronize CM and CMTS for TDMA operation) b. Contention (used by CM to send Request frames). Contention slots are accessed by CM with a truncated binary backoff algorithm similar to Ethernet. c. Reserved (for ordinary data transmission) Before transmitting the CM requests a channel by sending a Req frame indicating the amount of data to be transmitted; the CMTS responds with a Grant frame. The CMTS runs a Bandwidth allocation algorithm (fair share among CMs, maybe prioritizing certain classes of service, e.g. voice). For this purpose, the CMTS sends an upstream bandwidth allocation map message to the CMs indicating when which CM may transmit data (1 entry per CM indicates the allowed transmit duration). 11/15

3. DOCSIS (5/8) Cable MAC frame format: MAC header: DOCSIS defines a number of frame types all of which use the following frame format. 1 1-2 2 0-240 2 FC MAC-PARM LEN / SID HCS EHDR 0, 18-1522 Payload User data frame: End user traffic is encapsulated in user data frames. The payload carries a complete 802.3 MAC frame. 1 1 2 2 0, 18-1522 bytes payload FC MAC-PARM LEN HCS 802.3 Ethernet frame with user data SA DA Type/Len User Data FCS FC Frame Control LEN Length EHDR Extended MAC Header DA Destination Address MAC-PARM MAC Parameter SID Service Identifier HCS Header Check Sum SA Source Address 12/15

3. DOCSIS (6/8) Link layer security: Since cable networks are shared networks (logical bus), link layer encryption is required to achieve wire equivalent privacy (privacy equivalent to dedicated wires for each customer). DOCSIS security has the following goals: a. Data privacy across cable network (HFC) b. Protection of cable MAC from unauthorized access DOCSIS main security features: Feature 128 bit AES traffic encryption (MAC frame payload only, header remains unencrypted) Source IP address verification Certificate revocation Key management and exchange protected by digital certificates and 3DES for key exchange between CM and CMTS 13/15

6. DOCSIS (7/8) Boot sequence (1/2): 1. Scanning: The CM scans for available downstream channels for the synchronization with the CMTS (CMTS sends synchronization broadcast frames as a timing reference). 2. Receive upstream parameters: The CM receives the upstream parameters and informs the CMTS of its presence. 3. Ranging (frame synchronization CM with CMTS): a. 3 consecutive time slots are reserved for ranging. b. The CM sends in the second of the three time slots (1 st and 3 rd timeslots are gaps to ensure that ranging burst does not collide with data in other time slots). c. The CMTS measures CMs transmission and instructs CM to adjust its internal clock. Ranging is necessary due to physical distance between the CM and the CMTS (delay, varying attenuation levels). d. The CMTS informs the CM of upstream and downstream frequencies. 14/15

6. DOCSIS (8/8) Boot sequence (2/2): 4. The CM acquires an IP address by DHCP and a TFTP server address along with the name of the configuration file. 5. The CM downloads its configuration from the TFTP server. 6. The CMTS checks that the CM received the configuration from a legitimate TFTP server. 7. Link security startup with the exchange of keys for encryption. 8. The CM registers with the CMTS. 9. The CMTS assigns a SID (Service Identifier) to the CM and authorizes the CM to send traffic onto the network. 15/15