Update on the Shift2Rail Joint Undertaking

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Update on the Shift2Rail Joint Undertaking Giorgio Travaini, S2R programme coordinator Session d information sur l entreprise commune du domaine du ferroviaire Shift2Rail Décembre 2015, Levallois-Perret

Shift2Rail: key past milestones 16 June 2014: Adoption of the Council Regulation No 642/2014 7 July 2014: Formal establishment of the S2R JU 9 July 2014: Nomination of the Executive Director ad Interim 30 July 2014: Formal establishment of the Governing Board of the S2R JU 6 October 2014: Launch of the call for associated members to the S2R JU 21 October 2014: Formal establishment of the States Representatives Group 16 November 2014: Entry into service of first staff of the S2R JU 10 February 2015: Endorsement of the Shift2Rail Master Plan by the Council 31 March 2015: Adoption of the S2R Master Plan by the Governing Board April 2015: Signature by the Commission of the first grants for the 'lighthouse' projects, which are part of the Union contribution to the JU 28 May 2015: Formal establishment of the Scientific Committee 16 July 2015: Finalisation of the evaluation of the call for associated members August 2015: Launch of the development of the Multi-Annual Action Plan between the JU, Founding Members and candidate Associated Members 2

Latest developments: Selection of Associated Members: conclusion of the 2nd stage of the call for AMs and final decision from the Commission Following the results of the evaluations, the Governing Board of S2R had listed 19 succesful candidates, which had been invitated from September to further negotiations with the Interim Executive Director on their proposed activities and contributions. Approval by the S2R Governing Board of Membership Agreements with the S2R JU. The Governing Board reserved the right to launch a second call for associated members in the future to address lacks key competences / capabilities to carry out strategic activities. 3

Latest developments: Multi-Annual Action Plan finalised: the Governing Board adopted the S2R MAAP on November 27 Adoption of the S2R Annual Work Plans 2015-2016 by the Governing Board The launch of calls for proposals to JU members and through open call (non-ju Members) The objective is to launch calls for members and non-members (open calls) as part of the first work plans of the JU and grant the first projects after summer 2016 (following standard 3 months submission time and evaluation of proposals) The projects should contribute to the realisation of the objectives of the S2R Master Plan and are an integral part of the S2R MAAP Open-calls will be used to cover gaps in the expertise of JU members and to fund fundamental research in relation to the Shift2Rail activities 4

S2R Multiannual Action Plan Background 5

What is the S2R MAAP? The MAAP is a long-term investment planning document, which translates the strategic research and innovation priorities for the rail sector, as described in the S2R Master Plan, into concrete actions, milestones and deliverables to be undertaken collaboratively by the S2R JU in the period 2015-2024. The MAAP has been developed collaboratively between the founding members of the S2R JU other than the Union and the pre-selected candidate associated members of the S2R JU, with the support and coordination of the S2R JU interim Executive Director and the S2R Programme Office. The advisory bodies of the S2R JU (Scientific Committee, States Representatives Group) and the European Railway Agency have been consulted on the MAAP and their recommendations taken into account. 6

What is the S2R MAAP? The MAAP includes all the activities that are foreseen to be co-funded by the S2R JU. It currently contains the description of activities worth an estimated value of about EUR 765 million (a reserve of the S2R JU budget has been left aside for contingency reasons, e.g. outcome of evaluation review cases, second call for associated members). The estimated total value of the total S2R activities, which will have to be reflected in the next version of the MAAP, is estimated at EUR 777 million. These activities will either be undertaken directly by the JU members other than the Union, or implemented by non-ju members following calls for proposals or calls for tenders. The document will serve as the basis for preparing the annual work plans of the S2R JU, thereby helping to ensure continuity and synchronicity of investments. It is a living document that will be updated on a regular basis. 7

S2R Multiannual Action Plan 8

Technical description Rationale and narrative Structure of the MAAP PART 1: SHIFT2RAIL: PROMOTING THE MODAL SHIFT AND THE COMPETITIVENESS OF THE EUROPEAN RAILWAY INDUSTRY GENERAL INTRODUCTION PART 2: SHIFT2RAIL PROGRAMME SCOPE AND STRUCTURE PART 3: DETAILED MULTIANNUAL ACTION PLAN PER IP IP1 IP2 IP3 IP4 IP5 CCA 9

Structure of the MAAP - details General introduction PART 1: SHIFT2RAIL: PROMOTING THE MODAL SHIFT AND THE COMPETITIVENESS OF THE EUROPEAN RAILWAY INDUSTRY Meeting the challenges set in H2020 Rationale for S2R S2R governance structure PART 2 SHIFT2RAIL PROGRAMME SCOPE AND STRUCTURE S2R programme structure Summary of Major Demonstrations and Technology Developments PART3: Detailed multiannual action plan per IP 1. Context and motivation 2. Objectives of the IP and expected results 3. Past and ongoing European & national research projects 4. Set-up and structure of the IP 5. Technical Demonstrators (TDs) of the IP: incl. Concept and objectives of the TD, technical ambition of the TD, specific Demonstration activities and contribution to ITDs/SPDs, impact of the TD, implementation of the work programme and planning and budget 10

IP1 - Cost Efficient and Reliable Trains Expected value of the entire IP (incl. open calls, without reserve): EUR 221.5M Overview of the Technical Demonstrators TD1.1 Traction Systems TD1.2 Train Control and Monitoring System (TCMS) TD1.3 - Carbody Shell TD1.4 - Running Gear TD1.5 Brakes Systems TD1.6 - Doors and Access Systems TD1.7 - Train Modularity In Use (TMIU) 11

IP2 - Advanced Traffic Management and Control Systems Expected value of the entire IP (incl. open calls, without reserve): EUR 191,4M Overview of the Technical Demonstrators TD2.1 Adaptable communications for all railways TD2.2 Railway network capacity increase (ATO up to GoA4 - UTO) TD2.3 - Moving Block TD2.4 - Fail-Safe Train Positioning (including satellite technology) TD2.5 On-board Train Integrity TD2.6 - Zero on-site testing TD2.7 - Formal methods and standardisation TD2.8 Virtually - Coupled Train Sets TD2.9 Traffic management evolution TD2.10 - Smart radio-connected objects TD2.11 Cyber Security 12

IP3 - Cost Efficient and Reliable Infrastructure Expected value of the entire IP (incl. open calls, without reserve): EUR 150,3M Overview of the Technical Demonstrators TD3.1 Enhanced Switch & Crossing System TD3.2 Next Generation Switch & Crossing System TD3.3 - Optimised Track System TD3.4 - Next Generation Track System TD3.5 Proactive Bridge and Tunnel Assessment, Repair and Upgrade TD3.6 - Dynamic Railway Information Management System TD3.7 - Railway Integrated Measuring and Monitoring System TD3.8 Intelligent Asset Management Strategies TD3.9 Smart Power Supply TD3.10 - Smart Metering TD3.11 Future Stations 13

IP4 - IT Solutions for Attractive Railway Services Expected value of the entire IP (incl. open calls, without reserve): EUR 84,8M Overview of the Technical Demonstrators TD4.1 Interoperability Framework TD4.2 Travel Shopping TD4.3 - Booking & Ticketing TD4.4 - Trip Tracker TD4.5 Travel Companion TD4.6 - Business Analytics Platform TD4.7 integrated TD 14

IP5 - Technologies for sustainable and attractive European rail freight Expected value of the entire IP (incl. open calls, without reserve): EUR 82,1M Overview of the Technical Demonstrators TD5.0 Business analytics and implementation strategies TD5.1 Freight electrification, brakes and telematics TD5.2 Access and Operation TD5.3 - Wagon design TD5.4 - Novel Terminal, Hubs, Marshalling Yards, Sidings TD5.5 New Freight Propulsion Concepts TD5.6 - Autonomous train operation 15

CCA Cross Cutting Activities Expected value of the entire IP (incl. open calls, without reserve): EUR 34,6M Overview of the Working Areas Work Area 1 - Long-term needs and socio-economic research Work Area 2 KPI method development and integrated assessment Work Area 3 Safety, Standardisation, Smart Maintenance, Smart Materials & Virtual certification Work Area 4 Smart Mobility (Smart Planning & Integrated Mobility Management) Work Area 5 Energy and Sustainability (Noise & Vibration) Work Area 6 Human Capital 16

Example of a Technology Demonstrator Technological output to be delivered by this TD: New generation TCMS architectures and components with wireless capabilities, enhanced throughput, safety and security functionalities, supporting distributed function execution and mechanisms for easier authorisation. Specific achievements to be delivered by this TD: 1. Reduce the amount and weight of cabling for train control by half (Save 10 km of cable in each 20 m railcar). Reduce the space used by electronics hardware by 25% 2. Ability to implement SIL4 functions in the TCMS to perform additional safety-critical tasks. 3. Increase in the availability of trains related to the functioning of train control and monitoring by 50% 4. Ability to couple any pair of multiple unit of different types, a feature currently totally non-existent and can significantly increase line capacity 5. Support technologically the development of the virtual coupling concept, which can dramatically increase the capacity of lines 6. Reduce cost, time and effort in project engineering, integration and authorisation phases by 50% Current TCMS: Future TCMS: 17

Example of a Technology Demonstrator the contribution of TD 1.2 TCMS to the different ITDs of Shift2Rail : Research Area Train Control & Monit. System Specific Specification Techn. objective Activities Market TRL Wireless TCMS Drive-by-data Functional distribution architecture Virtual Placing on the Market Radio techn., Metro 6/7 architecture and protocols Regional 6/7 Architecture, protocols Demonstrator Metro 6/7 Regional 5 Specification, Metro 6/7 New architectural concept based on standard framework & application profiles, architecture distributed computing to allow execution of compliant functions on end devices and interface 5 distributed along the vehicle meeting different safety & integrity requirements Regional definition 6/7 Support the Functional Open Coupling Technology definition, Generic 6/7 protocols and procedures Focus of activity Incorporate wireless technologies to the train communication network solutions (i.e. train backbone, consist network and train to ground communication). Provide a train-wide communication network for full TCMS support including the replacement of train lines, connecting safety functions up to SIL4 (incl. signalling). Standardised simulation framework in which all subsystems of the train will be simulated, allowing remote and distributed testing including hardware in-theloop through heterogeneous communication networks. Interaction with other TDs and IPs: Planning (budget estimated at 48,8M ): 18

S2R Multiannual Action Plan Its importance 19

The MAAP importance It constitutes a reference document along life of the JU, therefore all grants awarded for the action/projects should aims to implement part of the Multi Annual Action Plan ( MAAP ). It constitutes the base for qualitative content of the JU Membership Agreements. It will facilitate the preparation of result-oriented Annual Work Plans. It is the first document collectively built with the S2R structure: coordinated by an initial JU programme team with challenging efforts provided by the shadow IP Steering Committees, System Group, the Scientific Committee, the State Representative Group, the ERA and the EC. 20

The implementation of the Union funding 21

Rail R&I under Horizon 2020 Horizon 2020 77 028 M Excellent Science 24 441 M Industrial leadership 17 016 M Societal challenges 29 679 M ~7% Smart, green and integrated transport 6 339 M 2014 call of H2020: 52 M Rail 450 M Shift2Rail JU Air Road Urban Waterborne Crosscutting 22

TOTAL S2R JU INDICATIVE BUDGET = 920M FOUNDING MEMBERS CONTRIBUTION TO S2R JU: Min. 270 M ASSOCIATED MEMBERS CONTRIBUTION TO S2R JU: Min. 200 M UNION CONTRIBUTION TO S2R JU: Max. 450 M INCLUDING 52 M already committed under H2020 - WP 2014 rail topics Max 40% Max 30% Min 30% FOUNDING MEMBERS (Max. 180 M ) ASSOCIATED MEMBERS (Max. 135 M ) OPEN CALLS FOR NON-JU MEMBERS (Min. 135 M ) SMEs = target min. 20% 90 M 23

List of Members Founding Members European Commission Alstom Transport Ansaldo STS Bombardier Transportation Construcciones y Auxiliar de Ferrocarriles Network Rail Siemens Thales Trafikverket Associated Members AERFITEC consortium Amadeus IT Group AZD Praha CFW consortium Deutsche Bahn Diginext EUROC consortium Faiveley Transport HaCon Indra Sistemas Kapsch CarrierCom Knorr-Bremse MER MEC Patentes Talgo Railenium Swi'TRACK'EN consortium Smart DeMain consortium SmartRaCon consortium SNCF 24

Thank you for your support to S2R! Contact: giorgio.travaini@shift2rail.europa.eu