Newborn Drug and Alcohol Screening: The Case for Policy Development and Law Reform

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Newborn Drug and Alcohol Screening: The Case for Policy Development and Law Reform Anna Zadunayski LLB MSc Clinical Ethicist Alberta Health Services November 22, 2012 1

Outline Relevance A Clinical Ethics Perspective Case: R. v. K.M. Case: CAS (Halton) v. C.(C.L.) Ethical Implications Legal Implications Conclusions November 22, 2012 2

Research Questions What methods are available to screen for prenatal exposure to drugs and alcohol? Of these methods, which are currently implemented in the Canadian studies and which have been considered by the Canadian courts? What are the medical-legal and ethical-legal considerations in screening for prenatal exposure to drugs and alcohol? What information must stakeholders, policy-makers and the judiciary have regarding screening? Are there legal cases that we can learn from regarding screening? How might the cases inform screening policy? November 22, 2012 3

Methods Literature Review Medical / Scientific Literature Legal Literature Ethics Literature Social Work Literature Case Law Review Family Law Child Protection Criminal Law Constitutional Law Interviews Calgary, Edmonton, Hawaii, Vancouver, PEI November 22, 2012 4

Principles of Ethics Autonomy Respect for patient autonomy; informed consent a common thread Beneficence Obligation to do good ; act in a way that is likely to benefit the patient; proceeding with a beneficent plan of care, using clinical judgment Nonmaleficence Ethical obligation not to harm or cause injury; to prevent foreseeable harm Justice November 22, 2012 Issues involving fundamental justice, distributive justice; allocation of resources; organizational ethics; availability of a service 5

Results Extensive Literature Review Case Law Review 20 Cases 16 Ontario 1 Criminal 1 Family Law 14 Child Protection 2 British Columbia Adoption / Child Protection 1 Nova Scotia Child Protection 1 Manitoba Criminal Interviews 8 face to face interviews Numerous informal interviews and discussions at scholarly meetings Not all prospective participants agreed to be interviewed November 22, 2012 6

R. v. K.M. Shaken Baby Syndrome: Meconium Screening Evidence Admitted Baby boy born (premature, 4.4 lbs) in 2003 Readmitted at 30 days old, transported to HSC Mother charged with aggravated assault Guilty plea under Criminal Code Baby girl born 2004, mother on judical interim release Positive drug metabolite screen Baby girl apprehended Drug screen results admitted on sentencing November 22, 2012 7

Children s Aid Society of Halton Region v. C.(C.L.), 2007 ONCJ 595. Interim Care and Custody: Young, high-risk family Previous involvement with CAS Previous premature delivery (34 wks); SIDS death Ontario Works; CAS family service worker Prenatal care Alerts to various hospitals CAS requests screens Term baby, 6.6 lbs, Apgars 9, 9 Same day meeting with CAS; police Parents decline help from CAS CAS apprehends child November 22, 2012 8

Cases Canadian Family Physician / CAS Newsletter Ontario, British Columbia, Nova Scotia, PEI Garrity v. Garrity, 2008 CanLII 29594 (ONSC) Children s Aid Society of Hamilton v. E.O., 2009 CanLII 72087 (ONSC) R. v. H.P.H., 2010 MBQB 8 British Columbia Birth Registry No. 2006-59-039985 (Re), 2010 BCCA 137 November 22, 2012 9

Ethics Policy Consultation Increasing requests for meconium screening in some centers Number and types of cases surprising to clinicians Clinical ethics analysis requested Decision not to screen meconium until policy / clinical practice guidelines are in place Anonymous samples (prevalence data) in some jurisdictions Fiduciary duty; therapeutic relationship November 22, 2012 10

Conclusions and Recommendations Drug metabolite screening technology was developed by researchers to facilitate early interventions and supports for exposed children, not as a punitive measure for women who abuse substances during pregnancy. In the USA, maternal drug metabolite screening absent a clinical indication has been characterised as an unreasonable search and seizure contrary to the fourth amendment (Ferguson v. City of Charleston, 308 F.3d 380 at 388 n.4 (4th Cir. 2002)). Until clinical practice guidelines are in place, a consent protocol for neonatal hair and meconium screening should be in place for cases where information is sought absent a clinical indication. Privacy considerations should be addressed. Resource questions need to be addressed. Until clear policy is written on the use and purpose of screening, with the rights of both children and mothers in mind, the Canadian Courts should be wary of using results as evidence in criminal justice proceedings. November 22, 2012 11

Conclusions Individualized care Utilizing resources Increasing knowledge Language Creative solutions Honest, compassionate, competent communication Patient-centred care / Family-centred care Team approach Ethical decision-making November 22, 2012 12

The ethical dilemma faced by the physician involves the conflict between a duty to promote care for the baby and mother together and a duty to prevent latent harms Specific clinical situations in newborns will require drug metabolite testing but should remain the exception to the rule. Protection of these newborns from neglect or abuse after birth is best achieved by comprehensive care planning to ensure a safe nurturing environment. --- Dr. Paul Byrne, Staff Neonatologist, Stollery Children s Hospital, Edmonton. November 22, 2012 13

Questions? November 22, 2012 14

November 22, 2012 15