Introduction to Sturm-Liouville Theory



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Introduction to Ryan C. Trinity University Partial Differential Equations April 10, 2012

Inner products with weight functions Suppose that w(x) is a nonnegative function on [a,b]. If f (x) and g(x) are real-valued functions on [a,b] we define their inner product on [a,b] with respect to the weight w to be f,g = b a f (x)g(x)w(x)dx. We say f and g are orthogonal on [a,b] with respect to the weight w if f,g = 0. Remarks: The inner product and orthogonality depend on the choice of a, b and w. When w(x) 1, these definitions reduce to the ordinary ones.

s 1 The functions f n (x) = sin(nx) (n = 1,2,...) are pairwise orthogonal on [0,π] relative to the weight function w(x) 1. 2 Let J m be the Bessel function of the first kind of order m, and let α mn denote its nth positive zero. Then the functions f n (x) = J m (α mn x/a) are pairwise orthogonal on [0,a] with respect to the weight function w(x) = x. 3 The functions f 0 (x) = 1, f 1 (x) = 2x, f 2 (x) = 4x 2 1, f 3 (x) = 8x 3 4x, f 4 (x) = 16x 4 12x 2 + 1, f 5 (x) = 32x 5 32x 3 + 6x are pairwise orthogonal on [ 1,1] relative to the weight function w(x) = 1 x 2. They are examples of Chebyshev polynomials of the second kind.

Series expansions We have frequently seen the need to express a given function as a linear combination of an orthogonal set of functions. Our fundamental result generalizes to weighted inner products. Theorem Suppose that {f 1,f 2,f 3,...} is an orthogonal set of functions on [a,b] with respect to the weight function w. If f is a function on [a,b] and f (x) = a n f n (x), n=1 then the coefficients a n are given by a n = f,f b n f n,f n = a f (x)f n(x)w(x)dx b a f n 2 (x)w(x)dx.

Remarks The series expansion above is called a generalized Fourier series for f, and a n are the generalized Fourier coefficients. It is natural to ask: Where do orthogonal sets of functions come from? To what extent is an orthogonal set complete, i.e. which functions f have generalized Fourier series expansions? In the context of PDEs, these questions are answered by.

Sturm-Liouville equations A Sturm-Liouville equation is a second order linear differential equation that can be written in the form (p(x)y ) + (q(x) + λr(x))y = 0. Such an equation is said to be in Sturm-Liouville form. Here p,q and r are specific functions, and λ is a parameter. Because λ is a parameter, it is frequently replaced by other variables or expressions. Many familiar ODEs that occur during separation of variables can be put in Sturm-Liouville form. Show that y + λy = 0 is a Sturm-Liouville equation. We simply take p(x) = r(x) = 1 and q(x) = 0.

Put the parametric Bessel equation in Sturm-Liouville form. First we divide by x to get x 2 y + xy + (λ 2 x 2 m 2 )y = 0 xy + y + }{{} (xy ) (λ 2 x m2 This is in Sturm-Liouville form with x ) y = 0. p(x) = x, q(x) = m2, r(x) = x, x provided we write the parameter as λ 2.

Put Legendre s differential equation y in Sturm-Liouville form. First we multiply by 1 x 2 to get 2x 1 x 2y + µ 1 x 2y = 0 (1 x 2 )y 2xy +µy = 0. }{{} ((1 x 2 )y ) This is in Sturm-Liouville form with p(x) = 1 x 2, q(x) = 0, r(x) = 1, provided we write the parameter as µ.

Put Chebyshev s differential equation in Sturm-Liouville form. (1 x 2 )y xy + n 2 y = 0 First we divide by 1 x 2 to get 1 x 2 y x y + n2 y = 0. 1 x 2 1 x 2 }{{} ( 1 x 2 y ) This is in Sturm-Liouville form with p(x) = 1 x 2, q(x) = 0, r(x) = provided we write the parameter as n 2. 1 1 x 2,

Sturm-Liouville problems A Sturm-Liouville problem consists of A Sturm-Liouville equation on an interval: together with (p(x)y ) + (q(x) + λr(x))y = 0, a < x < b, (1) Boundary conditions, i.e. specified behavior of y at x = a and x = b. We will assume that p, p, q and r are continuous and p > 0 on (at least) the open interval a < x < b. According to the general theory of second order linear ODEs, this guarantees that solutions to (1) exist.

Regularity conditions A regular Sturm-Liouville problem has the form where: (p(x)y ) + (q(x) + λr(x))y = 0, a < x < b, c 1 y(a) + c 2 y (a) = 0, (2) d 1 y(b) + d 2 y (b) = 0, (3) (c 1,c 2 ) (0,0) and (d 1,d 2 ) (0,0); p, p, q and r are continuous on [a,b]; p and r are positive on [a,b]. The boundary conditions (2) and (3) are called separated boundary conditions.

The boundary value problem y + λy = 0, 0 < x < L, y(0) = y(l) = 0, is a regular Sturm-Liouville problem (recall that p(x) = r(x) = 1 and q(x) = 0). The boundary value problem ((x 2 + 1)y ) + (x + λ)y = 0, 1 < x < 1, y( 1) = y (1) = 0, is a regular Sturm-Liouville problem (here p(x) = x 2 + 1, q(x) = x and r(x) = 1).

The boundary value problem x 2 y + xy + (λ 2 x 2 m 2 )y = 0, 0 < x < a, y(a) = 0, is not a regular Sturm-Liouville problem. Why not? Recall that when put in Sturm-Liouville form we had p(x) = r(x) = x and q(x) = m 2 /x. There are several problems: p and r are not positive when x = 0. q is not continuous when x = 0. The boundary condition at x = 0 is missing. This is an example of a singular Sturm-Liouville problem.

Eigenvalues and eigenfunctions A nonzero function y that solves the Sturm-Liouville problem (p(x)y ) + (q(x) + λr(x))y = 0, a < x < b, (plus boundary conditions), is called an eigenfunction, and the corresponding value of λ is called its eigenvalue. The eigenvalues of a Sturm-Liouville problem are the values of λ for which nonzero solutions exist. We can talk about eigenvalues and eigenfunctions for regular or singular problems.

Find the eigenvalues of the regular Sturm-Liouville problem y + λy = 0, 0 < x < L, y(0) = y(l) = 0, This problem first arose when separated variables in the 1-D wave equation. We already know that nonzero solutions occur only when and for n = 1,2,3,... λ = λ n = n2 π 2 L 2 y = y n = sin nπx L (eigenvalues) (eigenfunctions)

Find the eigenvalues of the regular Sturm-Liouville problem y + λy = 0, 0 < x < L, y(0) = 0, y(l) + y (L) = 0, This problem arose when we separated variables in the 1-D heat equation with Robin conditions. We already know that nonzero solutions occur only when λ = λ n = µ 2 n, where µ n is the nth positive solution to tanµl = µ, and for n = 1,2,3,... y = y n = sin(µ n x)

If m 0, find the eigenvalues of the singular Sturm-Liouville problem x 2 y + xy + (λ 2 x 2 m 2 )y = 0, 0 < x < a, y(0) is finite, y(a) = 0. This problem arose when we separated variables in the vibrating circular membrane problem. We know that nonzero solutions occur only when λ = λ n = α mn a, where α mn is the nth positive zero of the Bessel function J m, and y = y n = J m (λ n x) for n = 1,2,3,... (technically, the eigenvalues are λ 2 n = α 2 mn/a 2.)

The previous examples demonstrate the following general properties of a regular Sturm-Liouville problem (p(x)y ) + (q(x) + λr(x))y = 0, a < x < b, c 1 y(a) + c 2 y (a) = 0, d 1 y(b) + d 2 y (b) = 0. Theorem The eigenvalues form an increasing sequence of real numbers with λ 1 < λ 2 < λ 3 < lim λ n =. n Moreover, the eigenfunction y n corresponding to λ n is unique (up to a scalar multiple), and has exactly n 1 zeros in the interval a < x < b.

Another general property is the following. Theorem Suppose that y j and y k are eigenfunctions corresponding to distinct eigenvalues λ j and λ k. Then y j and y k are orthogonal on [a,b] with respect to the weight function w(x) = r(x). That is y j,y k = b a y j (x)y k (x)r(x)dx = 0. This theorem actually holds for certain non-regular Sturm-Liouville problems, such as those involving Bessel s equation. Applying this result in the examples above we immediately recover familiar orthogonality statements. This result explains why orthogonality figures so prominently in all of our work.

s Write down the conclusion of the orthogonality theorem for y + λy = 0, 0 < x < L, y(0) = y(l) = 0. Since the eigenfunctions of this regular Sturm-Liouville problem are y n = sin(nπx/l), and since r(x) = 1, we immediately deduce that for m n. L 0 sin ( mπx ) ( nπx ) sin dx = 0 L L

If m 0, write down the conclusion of the orthogonality theorem for x 2 y + xy + (λ 2 x 2 m 2 )y = 0, 0 < x < a, y(0) is finite, y(a) = 0. Since the eigenfunctions of this regular Sturm-Liouville problem are y n = J m (α mn x/a), and since r(x) = x, we immediately deduce that a ( αmk ) ( J m a x αml ) J m a x x dx = 0 for k l. 0