ByAllAccounts Data Sources with Professional Access



Similar documents
all companies Vendor Name

RETIREMENT PLAN BROKERAGE SERVICES ERISA 408(B)(2) DISCLOSURE INFORMATION APPLICABLE FOR ERISA RETIREMENT PLANS

Table of Contents CONSOLIDATED LIST... 3 ALL SOURCES / ALL PROVIDERS... 3 DIRECT CUSTODIAL INTERFACES... 9 DST

Currently, the implementation date is scheduled for November 30,

RETIREMENT PLAN BROKERAGE ACCOUNT ERISA 408(B)(2) DISCLOSURE INFORMATION -- APPLICABLE FOR ERISA RETIREMENT PLANS

AXA Financial

Data Sources CLEARING/CUSTODIAN INTERFACES

Market Overview. September 23, 2004

LEGACY FINANCIAL SERVICES SPONSOR AGREEMENT LIST

403B ASP Access Planning AIG Sun America AIG Valic AIG Valic AIG VALIC - Roth 403b AIG/American General AM & M UNION America General Corp

Licensed Companies filing on Life/Health Blank Ordinary Annuity Business in Mississippi for Year Ended 12/31/2003

ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS...

Lincoln Investment Planning, LLC Investment Advisory Disclosure Brochure

MJM Financial, LLC 401k Workshop Series

the world of AXA a guided tour

ORDINARY LIFE BUSINESS... 1 CREDIT LIFE BUSINESS... 2 GROUP LIFE BUSINESS... 3 INDUSTRIAL LIFE BUSINESS... 4 TOTAL LIFE BUSINESS...

OTHER ACCIDENT ONLY BUSINESS ALL OTHER A&H BUSINESS TOTAL OTHER INDIVIDUAL CERT... 24

Regulatory Compliance Officer - Advertising Principal. National VP, Sales Development Director, Corporate Digital Communications

Defined Contribution Retirement Plans 403 (b) & 457 VENDOR LISTING

Licensed Life Writers in Virginia in 2014

Revenue Sharing and Other Compensation

Bank of America Senior Vice President, Digital Marketing Senior Vice President, Electronic Communications & Social Media Compliance Vice President

Licensed Companies filing on Life/Health Blank Ordinary Life Business in Mississippi for Year Ended 12/31/2008

Transamerica Financial Advisors Product Comparison. For Broker-Dealer Use Only. Not for Public Distribution.

Watch Date List List LT FSR

Approved Annuity and Insurance Carriers

Actiance, Inc. Regional Sales Manager Social Media & Compliance Specialist. Allen & Overy LLP Associate

Marketing & Research Conference Attendees Titles & Companies

Michigan Life & Health Insurance Guaranty Association

Wisconsin Market Shares 2002

403(b) Defined Contribution Plan

Additional Compensation/Conflict of Interest Disclosure Statement

Largest Life Insurers, by Total Assets, 2014 (thousands)

Paycheck Deduction Abbreviation Description

**CalPERS 457 Deferred Compensation Program Contact: Michelle Short (888) , Opt. 2 Michelle.Short@us.ing.com

Corporate Political Disclosure and the Mutual Fund Vote 2015 PROXY SEASON ANALYSIS SHOWS STEADY SUPPORT

Social Media and Compliance Specialist Regional Manager, Social Media

Hospital Indemnity Equitable/Heartland National GTL Medico Washington National. Cancer GTL Medico UTA Washington National

2013 Insurer Supplier Diversity (ISD) Data Call LIST: 206 Insurance Companies Listed under Group, Arranged by Group Premium (Largest to Smallest)

Senior Account Executive. Privacy Officer. Vice President, Life & Health Insurance

Attendees Titles and Companies

Director - Retirement Plans Marketing and New Business. Athene Annuity & Life Assurance Company Marketing Communications Campaign Manager

Understanding mutual fund and annuity pricing and marketing

Must have been fully underwritten, with blood work, to qualify. If it was issued without blood work/analysis, it is not eligible.

financial strength benchmarking of life insurance competitors

Comerica Securities Inc. Mutual Fund Guide

Missouri Department of Insurance, Financial Institutions & Professional Registration 2008 Complaint Report Life Insurance & Annuities

Approved Annuity and Insurance Carriers

TOP 15 & TOP 25 Program Details

USI Master Policy Information

Issues Held Outside OST's Current Contract Custodian CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS ALGER CAPITAL APPRECIATION

Capital Analysts, LLC Wrap Fee Program Brochure

Overview. All employees eligible to participate in the CSU 403(b) TSA plan. Summary

EEA Life Settlements Fund PCC Limited

TOTAL LIFE AND ANNUITY POLICIES FOR 2012 TOTAL NUMBER OF CONFIRMED COMPLAINTS FOR 2012 COMPLAINT INDEX

New options for your retirement future

TERMout 1. JUMPin Additional Insurance Program. Exceptional Underwriting Programs From National Life Group Available Through 12/31/2013

AUTHORIZATION TO OBTAIN AND DISCLOSE INFORMATION INFORMAL INQUIRY NAME DOB SEX TOBACCO USE

401(k) provider source list

2014 LIFE AND ANNUITY COMPLAINT INDEX

Annuity Market Update

2013 Insurer Supplier Diversity (ISD) Data Call TABLE: Companies by Procurement Information (Form A1 and A2)

Life Approved Carrier List ( ) Carrier Company Rating Product

Prospect for New Sales, Without

Important Information

Your Framework for Financial Planning that includes Life Insurance and Fixed Annuities...

2008 Georgia Individual Guaranteed Renewable A&H writers - Life Insurers, P&C Insurers, Health Insurers, HMOs

Insurance Companies Licensed in California that Did Not Agree to Voluntary Moratorium on Future Investments in 50 identified Iran-related companies

Health Companies. Life Companies

UBS Financial Services Inc. DC Advisory Consulting Services Agreement

NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited)

ONLINE ENROLLMENT & WEB ACCESS GUIDE. Keller ISD 403(b) Plan. 403(b)

Zoom through Underwriting with TOP 15 and TOP 25

Life Insurers, P&C Insurers, Health Insurers, HMOs

Conference Attendees. Head of Group Insurance Head, Disability Product Development

Florida Office of Insurance Regulation Report on Life Insurance Limitations Based on Foreign Travel Experiences

ANNUAL ORIGINATIONS RANKINGS

STATE OF FLORIDA DEFERRED COMPENSATION PLAN 2014 ANNUAL PERFORMANCE REPORT. (January 1, 2014 thru December 31, 2014)

Michigan State University Mapping Schedule

Retirement Services Intermediaries 7

The Importance of Data Quality to Compliance with the Dodd-Frank Act William Henley Senior Vice President, Regulation

Advisor Trend Monitor Survey

1. Online by visiting tiaa-cref.org 2. By phone at available Monday Friday, 8 a.m. to 10 p.m. and Saturday, 9 a.m. to 6 p.m.

Transcription:

ByAllAccounts Data Sources with Professional Access Below is a list of advisor and institutional financial service access links for the Morningstar ByAllAccounts SM aggregation service as of November 12, 2014. Using an advisor s online access and credentials, ByAllAccounts can capture positions and transactions across the advisor s book of business at the institutions offering these services, without the need for a client s online access credentials. As is the case with all types of financial services, this list is expanding as we add new clients and pursue the most efficient methods for populating our database with comprehensive client account information. 1st Global - Brokerage - Financial 401k Focus - 401kDIRECT (PRO Inc) - 529 QuickView - AAAA Benefits - Abar 401k - Plan ABN AMRO Group Profit Sharing and Savings Plan ACS BenefitsWeb - Non-Qualified Plans - Adhesion Wealth - FTP ADP Retirement Services (mykplan.com) - s and s Central AIG Group - Vision2020 Client Alliance Benefit Group (abgretirement.com) - Alliance Benefit Group Carolinas - (My ABG Online) Alliance Benefit Group Development Site - Alliance Benefit Group North Central States - Alliance Benefit Group of Illinois - Financial Alliance Retirement Plan - Allianz Life - Agent American Equity Investment Life Insurance Company - Agent American Funds Retirement Planning Center - American General Life Companies - Agent American Legacy - Annuities - Adviser American National Insurance Company - - Retirement American Northwest Retirement Plan Services LLC American Pension Benefit-/Employer AmeritasAcacia Companies-Financial Professionals AMI Benefit Plan Administrators Inc Plan Appleton Partners FTP - Merrill Lynch ASC Trust Corporation - Ascensus - Financial Professional Ascensus - Plan (insight) Aspire Financial - SFTP Aspire Financial Services - Associated Bank Retirement - ATEL Securities Corporation - Client Athene Annuity - Agent Athene USA - Agent (Athene Connect) Aviva USA - Indianapolis Life - Agent Baden Retirement Plan Services - Bank of Internet - Bank of New York INFORM for Institutional Investors Benefit Consultants Group - 2015 Morningstar. All Rights Reserved. 1

Bernstein Investment Research and Management - Professional Billings and Company - BlackRock Institutional - Legacy BGI Clients BMO Retirement Services - Boetger & Associates - Bright Start - Illinois College Savings Program California Investment Trust 401(k) - Capital Retirement Plan Services - CDM Retirement Consultants - Plan s and s Charles Schwab & Co., Inc. - Institutional Charles Schwab & Co., Inc. - Retirement Technologies - Charles Schwab & Co., Inc. - SchwabPlan Charles Schwab Institutional - SFTP Chelsea Management FTP Chernoff Diamond - Clark Capital Management Group - CMC Interactive - CNL Service - CollegeChoice 529 Savings Plan - Account Owner CollegeChoice 529 Savings Plan - CollegeCounts 529 Plan - s/broker/professional CollegeCounts 529 Plan Individual Investor/Shareholder CollegeCounts 529 Direct Plan - Broker/Professional Commonwealth Annuity and Life Insurance Company - Connecticut Higher Education Trust - CHET CPI Qualified Plan Consultants - Financial Adviser Curian Capital Curian Capital - PortfolioCenter Curian Capital - Principia CAMS DailyAccess Corporation - Plan /Financial DayPak & FlexPak Participant Portal - Dearborn Capital Management, LLC - FTP Access Diversified Trust - FTP DST - Branch/Tax ID Access ONLY DST FAN Mail DST Retirement Solutions - myplannetwork DST Vision - Client Web Service DST Vision - Dealer Web Service DST Vision - my PLANnetwork E*TRADE - East Texas Professional Credit Union EBS-RMSCO Employee Benefit Solutions - Plan Employee Benefit Resources - Employee Fiduciary - Enterprise Services eplan Services - EquiTrust Agent Center Equity Institutional Equity Institutional - Institutional evantage EverBank - Services Federated Investors - FTP Federated Investors SmartStream - FTP Fidelity & Guaranty Life - Agent Fidelity Charitable Gift Fund - Fidelity IWS - FTP Access Fidelity Management Trust Company - Institutional Fidelity Plan Webstation First Bank Retirement - First Mercantile Trust - Investment Professional First National Bank of Omaha - Retirement Gold - First Trust DATAlynx - Services Foley & Lardner - Client FTP Foliofn Investments Franklin Templeton Fringe Benefit Design - FutureBenefits of America - Financial Geller Group Plan 2015 Morningstar. All Rights Reserved. 2

Gold Bullion International (GBI) - FTP Goldman Sachs - FTP Great American Financial Resources - Financial Professional Great-West Retirement PartnerLink - Great-West Retirement Services - Plan FTP Guardian Investor Guggenheim Partners FTP Howard Simon & Associates - HPL&S - Huntington Retirement Connection - ICMA Retirement Corporation - Illinois Mutual Life Insurance - Agents ING - Lubrizol Corporation Employees' Profit Sharing and Savings Plan ING for Financial Professionals ING for Professionals - Life Service Center ING Institutional Plan Services ING Retirement Plans - Ingham Retirement Group - Invesco National Trust Company - Institutional Invesco SFTP - CaceisBank Invesmart - Plan ishares 529 Plan - IXIS Funds - Shareholders (Corporate Retirement Plan) IXIS Funds - Shareholders (Regular Mutual Fund) IXIS Funds - SIMPLE IRA plan sponsors IXIS Funds - SIMPLE IRA shareholders Jackson National Life Insurance of New York Producer Services Jackson National Life Insurance Producer Services Janney Montgomery Scott LLC. - Vestmark FTP Jefferies - Professional Jefferies FTP Jefferson National - Agent & Jefferson National - FTP Access John Hancock - Financial - JH SalesNet John Hancock - Financial - Life Account Access John Hancock New York Pension - John Hancock USA - Plan Johnson Bank - Retirement JPMorgan Access - SFTP JPMorgan Plan Access - JPMorgan Private Bank - SFTP JPMorgan Retirement Plan Services - Plan July Business Services - KBS Capital Markets Group - Financial Kemper Investors (Scudder Destinations) Agent - Investment KM&M - 401(k) Plan KTRADE - Leaf Financial - FTP Access Legacy Marketing Group - Agent Liberty Bankers Life - Agent Lincoln Life Insurance - Producer Lincoln Trust Retirement LongVue s (Bear Stearns) - Lord Abbett & Co. Employer ed 403b Loring Ward - Services Center Loring Ward - Services Client Loring Ward - Capital Management LPL Financial - Account View - Maine Bank & Trust Retirement iplan - MassMutual Annuities - MassMutual Government and Not-For-Profit Plans - Financial Professional MassMutual Government and Not-For-Profit Plans - Participant MassMutual Government and Not-For-Profit Plans - Matrix Capital - FTP MAY Profit Sharing Plan Merrill Lynch - FTP Merrill Lynch iq Merrill Lynch Dropbox - FTP 2015 Morningstar. All Rights Reserved. 3

MetLife of Connecticut AccountViewer - Producer MetLife Resources - SavingsLink - Plan Midland National Life Insurance Company - Annuity (Agent) Millennium Trust - FTP MOST - Missouri's 529 Plan - Account Owner MOST - Missouri's 529 Plan - MullinTBG - Financial Professional MVP Plan Administrators - Financial MyPlanAccount by Heintzberger/Payne - National City - Institutional Asset Management National Financial Services (Streetscape) - Professional Nationwide Financial Services - Financial Nationwide Financial Services - Financial - Sales & Service Center Nationwide Financial Services - Personal Investors and Plan s Nationwide Investments - Plan Natixis Global Asset Management - SFTP Nebraska Educational Savings Trust - Plan - Nebraska Educational Savings Trust - Plan - Client NestEgg University - New York Life Annuities - Financial Professional New York's 529 Guided College Savings Program Newport Group - NFP (Envestnet) Noble-Davis Consulting - Northern Trust - FTP Access Northwest Plan Services () Northwestern Mutual Wealth Management Company - Nyhart - 401(k) Plan Oak Ridge FTP OneAmerica - FTP Access OneAmerica - Life and Annuity Producer OneAmerica - Retirement Plan Producer (eproducer) Oppenheimer FTP Oppenheimer Funds - Financial Pacific Life - FTP Pacific Life Annuities & Mutual Funds - Producer Pacific Life Insurance - Paychex 401(k) Plan Paychex Online - Pencal - Plan Penn Mutual - Producer Pensco Trust Company - PenServ Plan Services - Pension Inc. - PenSys Daily Valuation Plan - Financial Pentegra Retirement Services - Plan Pershing FTP Mailbox Pershing NetExchange non-quicken (netxinvestor) PIMCO Funds - Institutional Investors Placemark FTP Plan Administrators Inc. - Financial Premier Pension Solutions - Primark Benefits - PBRetire - Prime Plan Solutions Principal Financial Group - Financial Professional Principal Financial Group - Nonqualified Executive Benefit Solutions - Financial Professional Procter & Gamble (P&G) US Profit Sharing and Retirement Plans Professional Capital Services (PCS) - Participant Professional Capital Services (PCS) - Profit Sharing Plan Administrators, Inc. - Participant ProFunds - Individual Prudential Annuities - Prudential Annuities - Financial Professional Login Prudential Financial - Qualified Plans s Prudential Financial Retirement - Plan 2015 Morningstar. All Rights Reserved. 4

PSMI Group - Putnam Investments Financial Raub Brock Capital Management - FTP RBC Connect Reinhart - BrickFTP Reliance Trust - SecureLink SFTP Retirement Alliance - Financial Retirement Focus - Plan Retirement Horizons Inc. (RHI) - Retirement Plan Consultants - Retirement Plan Services, LLC - Retirement Plan Services, LLC - Plan Retirement Planners and Administrators - Investment Rinet FTP Access (Lyster Watson) RiverSource - Annuity - Financial Professionals Rosenthal Collins Group LLC - FTP Russell Investments - Institutional Investors Salomon Smith Barney Scudder Annuities - Securian Securian Retirement Center for Financial Professionals Security Benefit - Secure Income Annuity - Agent SEI Institutional Account Access Spectrum Employee Benefits - Financial Spectrum Pension Consulting - Stanley Benefits - State Street - Investors Bank & Trust FTP Access Steben & Company - Steele Capital Management - Plan Strategic Partners - Financial Professionals Sun Life Financial - SunGard - - Retirement Symmetry Partners - e- Client Management T. Rowe Price Century Plan Resource Center T. Rowe Price Plan T. Rowe Price Retirement Plan Services - Tamarac View TD Ameritrade - Institutional SFTP Access TD Ameritrade Services TD Ameritrade Institutional Client TD Ameritrade Institutional Services TD Ameritrade Institutional Services - File Download TD Ameritrade Trust Company - TD Waterhouse (Canada) Institutional Services The Hartford Investor - Professional The Hartford Retirement Access - Plan /TPA The Online 401k - and The Retirement Solution (JEM Resource Partners) - TIAA-CREF TIAA-CREF - Client Data Download TPP Retirement Plan Specialists Transamerica Retirement Services - Financial Professionals Transamerica Retirement Solutions - Plan Direct TRI-AD - Retirement Turning Point Associates - U.S. Bank Information Source U.S. Bank Institutional Trust & Custody Portal UBS Financial Services FTP Dropbox UBS Financial Services FTP Dropbox - SecureTransport UMB Bank - Commercial & Institutional (IBWeb) Unified Trust Company - USAllianz - Agent VALIC Plan Online Valley Forge Pension Management - ValueWorks FTP Vanguard Institutional Trading Vanguard Plan Bridge Vanguard Insight Verisight - Verisight - Plan Vesdata - Voya Financial Annuities Wedbush - FTP Access 2015 Morningstar. All Rights Reserved. 5

Wells Fargo s - SFTP Wells Fargo Prime Services - FTP Wells Real Estate Funds - Financial Professionals Weston Financial - FTP Access WIPFLi Benefits Plan Services - WoodTrust Bank - WoodTrust Bank - 2015 Morningstar. All Rights Reserved. 6