Defined Contribution Retirement Plans 403 (b) & 457 VENDOR LISTING

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1 SAN MATEO COUNTY COMMUNITY COLLEGE DISTRICT Defined Contribution Retirement Plans 403 (b) & 457 LISTING APPROVED Vendors The following 403(b)Vendors have signed information sharing agreements and hold harmless agreements with SMCCCD and are approved vendors under the new IRS 403 (b) regulations effective January 1, New enrollments, payroll contributions, transfers/exchanges to and from the vendors are accepted. Loans and withdrawals are obtainable if vendor allows for them. AST AFS AFT AGA R57 ALS AIR AVA/A57 CalSTRS Pension II Program FIDELITY SERVICE FRANKLIN TEMPLETON Bank & Trust, FSB GREAT AMERICAN FINANCIAL RESOURCES, INC. (Formerly Galic Disbursing Company) MASSMUTUAL (formerly Hartford) 457 Plan LIFE INSURANCE OF THE SOUTHWEST METROPOLITAN LIFE INSURANCE (METLIFE) VALIC 403(b) & 457 Plan LOANS/HARDSHIP Loans & hardship (415) (800) Hardship (877) Loans & hardship (800) Loans &hardship (650) Loans & hardship (800) Loans & hardship (650) Loans & hardship (650)

2 GRANDFATHERED Vendors The following 403(b) Vendors have signed information sharing agreements and hold harmless agreements with SMCCCD and are grandfathered vendors under the new IRS 403 (b) regulations effective January 1, Payroll contributions are not allowed, however transfers/exchanges to and from the vendors are accepted. Loans and withdrawals are obtainable if vendor allows for them. LOANS/HARDSHIP AMERICO FINANCIAL LIFE 1 (800) AFI First Investors Corporation 1 (800) AIL AUB ASB ATI AMERIPRISE FINANCIAL SERVICES (formerly IDS Life Insurance) PLANMEMBER SERVICES CORPORATION (UMB Bank) Loans & hardship 1 (800) Loans & hardship Loans and hardship 1 (800) SECURITY BENEFIT LIFE INSURANCE Loans & hardship 1 (800) LINCOLN FINANCIAL GROUP Loans & hardship 1 (800) TIAA-CREF (No new enrollments. Current participants can continue contributing and making changes to contributions in addition to transfers/exchanges and loans and hardships). Loans & hardship (800) AWD WADDELL & REED Hardship 1 (888)

3 DECERTIFIED Vendors Payroll contributions, transfers/exchanges to the vendor, loans, and hardships are not allowed. AWN ACG AIG ANNUITY INSURANCE (formerly Western National Life, American Annuity Insurance Company) AMERICAN FUNDS SERVICE (800) AIL ANR AMERIPRISE FINANCIAL SERVICES (formerly IDS Life Insurance) ANCHOR NATIONAL LIFE INSURANCE CO. 1 (800) (800) AKI ANNUITY PREMIUM RESEVE ACCOUNT 1 (800) ACU AVIVA LIFE INSURANCE 1 (800) AEL ABU ACF ACA AGL AIA AIN AXA EQUITABLE LIFE ASSURANCE BANKERS UNITED LIFE ASSURANCE OF AMERICA CALFARM LIFE INSURANCE CONSECO INSURANCE (formerly Conseco Annuity Assurance Company) GENERAL AMERICAN LIFE INSURANCE INDUSTRIAL ALLIANCE PACIFIC LIFE INSURANCE ING USA ANNUITY& LIFE INSURANCE 1 (800) (877) (800) MET- LIFE 1 (800) AJN JACKSON NATIONAL LIFE INSURANCE 1 (800) AJS JANUS 1 (800) AJL JEFFERSON NATIONAL LIFE INSURANCE 1 (866) (formerly Conseco Annuity Assurance) AJA JOHN ALDEN LIFE INSURANCE 1 (800) ALG LEGEND GROUP 1 (561)

4 ALB LINCOLN BENEFIT LIFE 1 (800) ALL LINCOLN NATIONAL LIFE INSURANCE 1 (800) ASK- LINCOLN AMF MAINSTAY FAMILY OF FUNDS 1 (800) AMY MERRILL LYNCH 1 (800) METLIFE SECURITIES (Mutual Fund (650) AMI Platform) AMS MFS SERVICE CENTER, INC. 1 (800) NATIONAL HEALTH INSURANCE 1 (800) ANH ANL NATIONWIDE LIFE INSURANCE 1 (877) ANC NORTH AMERICAN CO FOR LIFE & 1 (800) HEALTH INSURANCE ANN NORTHWESTERN MUTUAL LIFE INSURANCE CO. AOI OPPENHEIMER INVESTOR SERVICES INC. 1 (800) APR PAUL REVERE ANNUITY LIFE APX PAX WORLD FUND FAMILY 1(800) APS PIONEERING SERVICES CORP 1 (800) ARC ASB ASR RESOURCES TRUST SECURITY BENEFIT LIFE INSURANCE SMITH BARNEY 1 (800) STRS (Custodian: State Street Bank & Trust 1 (800) AST Co.) CALSTRS VIP CITI STREET ASL SYMETRA LIFE INSURANCE 1 (206) ATL TRANSAMERICA LIFE 1 (800) PLANMEMBER SERVICES CORPORATION 1 (800) AUB (UMB Bank) AUA USAA LIFE INSURANCE 1 (800) AVT VANGUARD FIDUCIARY TRUST 1 (877) AVF VFE FINANCIAL SERVICES LLC, (formerly 1 (877) Veritrust Financial LLC) AWD WADDELL & REED 1 (888) AWR WESTERN RESERVE LIFE ASSURANCE 1 (800)

5 The District does not endorse or assume any responsibility for these vendors. Consult your own tax advisor or representative of these vendors if you are interested in a TSA program. Before You Stop Your Contributions, Read This! If you currently contribute to a 403(b) vendor that is not registered on the 403bCompare.com Web site or if you are planning on changing employers, you should not stop your contributions until you ve read California Education Code, section A local school district, community college district, or county office of education may not forward annuity or custodial account consideration to the vendor of any unregistered 403(b) product, except insofar as an employee continues making contributions to an unregistered product or products purchased or entered into prior to the implementation date of the impartial investment bank, as established by this chapter. It is highly possible that once you stop your current contributions, you may not be able to start contributing to that same vendor if they are not on the 403bCompare.com Web site. You may also lose the ability to contribute to the same vendor if you change employers and your new employer does not have that vendor on their approved vendor list. Therefore, you should make every effort to verify this information and make appropriate changes based on your discovery. Please speak to your payroll or 403(b) representative regarding their administrative process in regards to this procedure. Rev. 07/12