Issuers of Split Corps are required to disclose their taxable breakdown information through the Canadian Depository for Securities (CDS) - CDS Innovation website. http://www.cdsinnovations.ca/applications/taxforms/taxfor This information is not approved or audited by RBC Canadian Wealth Management Operations and is provided directly by the issuer. Any inquiries on any of the taxable breakdown information on the spreadsheet should be addressed with the issuer directly. How to steps: click on link above and choose CDS SERVICES scroll down and choose Tax Breakdown Service click on: Display tax information for year 2014 (on the right) click on: I accept this will give you full access to all securities and taxable information to view info, find security and open excel document found under the "Form" heading data can be viewed by desired heading by clicking on said header INCOME TRUST UNITS 2014 TAX REPORTING SEC CUSIP ISSUER DATE CODE NAME MAILED 5619732 135110AB0 CANADA LIFE CAPITAL TRUST SER B CLICS March 24-2015 5624908 86679QAB7 SUN LIFE CAPITAL TR PERP CALL SER B March 24-2015 5690279 05560HAD5 BMO CAPITAL TRUST PERP CALL SER D 31/12/2014 March 24-2015 5696561 40428RAB6 HSBC CANADA ASSET CAPITAL TR FLTG (PERP/CALL March 24-2015 5701705 05560HAE3 BMO CAPITAL TRUST PERP/CALL(31DEC15) SER E March 24-2015 5702386 74925YAC6 RBC CAPITAL TRUST March 24-2015 5807961 63945WAA3 NATIONAL BANK CANADA CAPTIAL TRUST SER-1 March 24-2015 5810583 136767AC4 CWB CAPITAL TRUST March 24-2015 5811497 80928BAC0 SCOTIABANK CAP TR SER 06-1 CALL March 24-2015 5BCRPT3 62874WAA0 NBC ASSET CAPITAL TRUST SR 1 FLTG (PERP/CALL March 24-2015 5BDFNX3 74925YAD4 RBC CAP TRUST TRUCS 08-1 FIX TO FLT PERP/CALL March 24-2015 5BDQCS5 62874WAB8 NBC ASSET CAPITAL TRUST SR-2 FIX-FLT PERP/CAL March 24-2015 5BDYXV1 87239BAA3 TD CAPITAL TR FIX-FLT III SECU SE-08 PERP/CAL March 24-2015 8077899 RANGE ROYALTY TRUST March 24-2015 8N13167 ADELAIDE INCOME FUND TRUST March 24-2015 8T38046 TREZ CAPITAL YIELD TRUST March 24-2015 A104334 000255109 A&W REVENUE ROYALTIES March 10-2015 A029405 00844Y105 AGELLAN COMMERCIAL REAL March 24-2015 A031932 04014G308 ARGENT ENERGY TRUST UNITS March 24-2015 A032264 04624J106 ASTON HILL ADVANTAGE BOND March 24-2015 A032267 045068103 ASTON HILL ADVANTAGE VIP March 24-2015 A032268 04624F104 ASTON HILL ADVANTAGE OIL & March 24-2015 A032269 04624E107 ASTON HILL OIL & GAS INCOME March 24-2015 A032270 04624D109 ASTON HILL VIP INCOME FUND March 24-2015 A032406 04315L303 ARTIS REAL ESTATE INVT TR March 24-2015 A032768 04315L501 ARTIS REAL ESTATE INVT TR March 24-2015 A034637 05257X106 AUSTRALIAN REIT INCOME FUND March 24-2015 A034638 05257X205 AUSTRALIAN REIT INCOME FUND March 24-2015 A034864 04315L709 ARTIS REAL ESTATE INVT TR March 24-2015 A035682 04315L881 ARTIS REAL ESTATE INVT TR March 24-2015 A036467 02527A107 AMERICAN CORE SECTORS DIVID March 24-2015 A104916 019456102 ALLIED PROPERTIES REAL March 24-2015 A105515 00506E108 ACTIVENERGY INCOME FUND March 24-2015 A106889 007574106 ADVANTAGED PREFERRED SHARE March 24-2015 A107383 04315L105 ARTIS REAL ESTATE INVT March 24-2015 A110768 052561107 AUSTRALIAN BANC CAPITAL March 10-2015 A110769 052561115 AUSTRALIAN BANC CAPITAL March 10-2015 A110934 00769W118 ADVANTAGED CANADIAN HIGH March 10-2015 A110935 00769W100 ADVANTAGED CANADIAN HIGH March 10-2015 A110937 05256Q102 AUSTRALIAN BANC INCOME FUND March 24-2015 A110938 05256Q110 AUSTRALIAN BANC INCOME FUND March 24-2015 A111259 04624J114 ASTON HILL ADVANTAGE BOND March 24-2015 B003962 05579A107 BMO ULTRA SHORT-TERM BD FD March 10-2015 B006646 05579F106 BMO US HIGH DIVID COVERED March 10-2015 B006667 05590V106 BMO EQUAL WEIGHT US BKS March 10-2015

B006672 05590X102 BMO DISC BD INDEX ETF March 10-2015 B006676 05579B105 BMO MSCI EUROPE HIGH March 10-2015 B006689 05579E109 BMO MSCI EAFE INDEX ETF March 10-2015 B006690 05579D101 BMO SHORT TERM US IG CORP March 10-2015 B006695 05579G104 BMO FLOATING RATE HIGH March 10-2015 B013017 11284C107 BROOKFIELD SELECT March 24-2015 B016792 095819108 BLUE RIBBON INCOME FD March 10-2015 B020772 05590N104 BMO COVERED CALL UTILITIES March 10-2015 B020773 05573X103 BMO COVERED CALL DOW JONES March 10-2015 B020774 05590R105 BMO CANADIAN DIVIDEND ETF March 10-2015 B020776 05573T102 BMO LOW VOLATILITY CANADIAN March 10-2015 B021716 093734101 BLOOM SELECT INCOME FUND March 10-2015 B022623 112721105 BROOKFIELD HIGH YIELD March 24-2015 B022721 11777P300 BTB REAL ESTATE INVT TR March 24-2015 B024133 05574G109 BMO S&P/TSX CAPPED March 24-2015 B024134 05574C108 BMO S&P 500 HEDGED TO CAD March 10-2015 B024214 05575H106 BMO CHINA EQUITY INDEX ETF March 10-2015 B024215 05575G108 BMO INDIA EQUITY INDEX ETF March 10-2015 B024649 05575Q106 BMO S&P / TSX EQUAL WEIGHT March 10-2015 B024650 05575P108 BMO S&P / TSX EQUAL WEIGHT March 10-2015 B024651 05575R104 BMO S&P/TSX LADDERED PFD SH March 10-2015 B024652 05575T100 BMO S&P 500 INDEX ETF March 10-2015 B024653 05575T118 BMO S&P 500 INDEX ETF March 24-2015 B024832 10526K109 BRAND LEADERS PLUS INCOME March 24-2015 B025962 093764108 BLOOM U.S INCOME & GROWTH March 10-2015 B025963 093764207 BLOOM U.S. ADVANTAGED March 10-2015 B026050 05576C106 BMO US DIVIDEND HEDGED March 10-2015 B026051 05575X119 BMO US DIVIDEND ETF March 10-2015 B026052 05575X101 BMO US DIVID ETF March 24-2015 B026053 05577D103 BMO LOW VOLATILITY US March 10-2015 B026054 05577D202 BMO LOW VOLATILITY US March 24-2015 B026055 05575W103 BMO MID TERM US IG March 10-2015 B026056 05577M103 BMO MID-TERM US IG March 10-2015 B026057 05577M111 BMO MID-TERM US IG March 24-2015 B026058 05576Q105 BMO MID PROVINCIAL BOND March 10-2015 B026059 05577K107 BMO LONG PROVINCIAL BOND March 10-2015 B026204 05577N101 BMO MSCI EAFE HEDGED CAD March 10-2015 B026205 05576Y108 BMO MSCI EMERGING MKTS March 10-2015 B026818 112720107 BROOKFIELD GLOBAL March 24-2015 B027534 05550X100 BLF REAL ESTATE INVESTMENT March 24-2015 B029755 05580K102 BMO MSCI ALL COUNTRY WORLD March 10-2015 B029756 05580L100 BMO MSCI USA HIGH QUALITY March 10-2015 B029758 09658Q108 BMO INTERNATIONAL March 10-2015 B102008 101084101 BOSTON PIZZA ROYALTIES March 24-2015 B102312 103309100 BOYD GROUP INCOME FUND March 10-2015 B102640 096631106 BOARDWALK REAL ESTATE INVT March 24-2015 B106858 096911102 BMO SHORT FEDERAL BOND March 10-2015 B106859 055975106 BMO SHORT PROVINCIAL BOND March 10-2015 B106860 055976104 BMO SHORT CORPORATE BOND March 10-2015 B106861 05590B100 BMO HIGH YIELD US CORPORATE March 10-2015 B106862 05570Y104 BMO S&P/TSX EQUAL WEIGHT March 10-2015 B106863 05571F104 BMO S&P/TSX EQUAL WEIGHT March 10-2015 B106864 05571H100 BMO S&P/TSX EQUAL WEIGHT March 10-2015 B106867 05560D102 BMO DOW JONES INDUSTRIAL March 10-2015 B107153 11283P109 BROOKFIELD SOUNDVEST EQUITY March 24-2015 B107167 12008B102 BUILD AMERICA INVESTMENT March 10-2015 B107197 05590D106 BMO EQUAL WEIGHT UTILITIES March 10-2015 B107198 05571N107 BMO NASDAQ 100 EQUITY March 10-2015 B107200 05571K103 BMO MID CORPORATE BOND March 10-2015 B107201 05571J106 BMO LONG CORPORATE BOND March 10-2015 B107202 05590C108 BMO AGGREGATE BOND INDEX March 10-2015 B107208 05590G109 BMO GLOBAL INFRASTRUCTURE March 10-2015 B107458 112823109 BROOKFIELD CANADA OFFICE March 24-2015 B107493 05590K100 BMO LONG FEDERAL BOND March 10-2015

B107494 05560G105 BMO EQUAL WEIGHT REITS March 10-2015 B107495 05570F105 BMO JUNIOR OIL INDEX ETF March 10-2015 B107496 05571X105 BMO JUNIOR GAS INDEX ETF March 10-2015 B107497 05560R101 BMO EQUAL WEIGHT US HEALTH March 10-2015 B107498 05560J109 BMO EQUAL WEIGHT US BANKS March 10-2015 B107499 05571V109 BMO REAL RETURN BOND INDEX March 10-2015 B107500 05560F107 BMO EMERGING MARKETS BOND March 10-2015 B107507 05590L108 BMO MID FEDERAL BOND INDEX March 10-2015 B108065 05572P101 BMO MONTHLY INCOME ETF March 10-2015 B108071 05572K102 BMO 2015 CORPORATE BOND March 10-2015 B108072 05572J105 BMO 2020 CORPORATE BOND March 10-2015 B108073 05568V104 BMO 2025 CORPORATE BOND March 24-2015 B108074 05560U104 BMO COVERED CALL CANADIAN March 10-2015 B108172 112797105 BROOKFIELD NEW HORIZONS March 24-2015 B108301 10526H106 BRAND LEADERS INCOME FUND March 24-2015 B108594 93716108 BLOOM INCOME & GROWTH CDN March 10-2015 C013049 21255E107 CONVERTIBLE DEBS INCOME FD March 10-2015 C030947 13551Q108 CANADIAN CONVERTIBLES March 24-2015 C035094 13569T110 CANADIAN 50 ADVANTAGED March 10-2015 C035095 13569T102 CANADIAN 50 ADVANTAGED March 10-2015 C035137 22676R115 CRIUS ENERGY TRUST March 24-2015 C036544 16141A103 CHARTWELL RETIREMENT March 24-2015 C038885 17039A106 CHOICE PROPERTIES REAL March 24-2015 C039891 13808W106 CANSO SELECT OPPORTUNITIES March 10-2015 C039892 13808W205 CANSO SELECT OPPORTUNITIES March 10-2015 C040085 126462100 CT REAL ESTATE INVT TR March 24-2015 C040197 13780R109 CANOE EIT INCOME FD March 24-2015 C058804 13650J104 CANADIAN REAL ESTATE March 10-2015 C100348 136924107 CANADIAN RESOURCES INCOME March 24-2015 C100571 134921105 CANADIAN APARTMENT PPTYS March 24-2015 C101680 199910100 COMINAR REAL ESTATE March 24-2015 C103545 16387P103 CHEMTRADE LOGISTICS INCOME March 24-2015 C104210 20450Y108 COMPASS INCOME FUND March 24-2015 C104888 131253205 CALLOWAY REAL ESTATE March 24-2015 C107215 227107109 CROMBIE REAL ESTATE INVT TR March 24-2015 C107891 21867N107 CORE CANADIAN DIVIDEND March 24-2015 C108224 21727U101 COPERNICAN INTL PREMIUM March 10-2015 C110025 13536R106 CANADIAN BANC CAPITAL March 24-2015 C110603 17286A106 CITADEL INCOME FUND March 24-2015 C110712 136012200 CANADIAN HIGH INCOME EQUITY March 10-2015 C112246 138080106 CANSO CREDIT INCOME FUND March 10-2015 C112247 138080205 CANSO CREDIT INCOME FUND March 10-2015 C112957 136715109 CANADIAN UTILITIES & March 24-2015 C113011 135510105 CANADIAN ADVANTAGED CONV March 10-2015 C113438 136014107 CANADIAN HIGH YIELD FOCUS March 24-2015 C113503 22406B109 COXE GLOBAL AGRIBUSINESS March 10-2015 D002447 25862Q106 DOUBLELINE INCOME SOLUTIONS March 10-2015 D002448 25862Q114 DOUBLELINE INCOME SOLUTIONS March 10-2015 D006723 26153W109 DREAM INDL REAL ESTATE INVT March 24-2015 D006781 26154A106 DREAM GLOBAL REAL ESTATE March 24-2015 D007190 26153P104 DREAM OFFICE REAL ESTATE March 24-2015 D012137 26153V101 DREAM HARD ASSET March 24-2015 D027010 25513X104 DIVERSIFIED ALPHA FUND II March 24-2015 D031392 26518K105 DUNDEE INDUSTRIAL REAL March 24-2015 D103144 24022Y109 DDJ HIGH YIELD FUND March 10-2015 D104040 26138Y204 DPF INDIA OPPORTUNITIES March 24-2015 D104051 265270207 DUNDEE REAL ESTATE March 24-2015 D107704 26518R209 DUNDEE INTERNATIONAL REAL March 24-2015 E001194 28006W104 EDGEFRONT REAL ESTATE INVT March 24-2015 E003010 29876C103 EUROPE BLUE-CHIP DIVIDEND March 24-2015 E004798 29872N103 EURO BANC CAP SECS TR March 24-2015 E011806 29270B206 ENERGY INCOME FUND March 24-2015 E012093 269505103 EAGLE ENERGY TRUST UNIT March 24-2015 E013325 271788101 EAST COAST INVT GRADE March 10-2015 E013504 300663200 EXCEL LATIN AMERICA BOND March 24-2015

E013505 300663101 EXCEL LATIN AMERICA BOND March 24-2015 E013894 29270D103 ENERGY LEADERS INCOME FD March 24-2015 E014485 300664109 EXCEL LATIN AMER BD FD II March 24-2015 E014486 300664117 EXCEL LATIN AMER BD FD II March 24-2015 E014487 300664125 EXCEL LATIN AMER BD FD II March 24-2015 E103457 29271G105 ENERGY INDEXPLUS DIV FUND March 24-2015 F009914 33739K203 FIRST TR GLBL March 24-2015 F010673 33732H207 FIRST TR ALPHADEX EUROPEAN March 24-2015 F013092 35901T102 FRONSAC CAPITAL REAL March 24-2015 F013543 345492110 FOREMOST INCOME FUND March 24-2015 F013864 31863V102 FIRST ASSET CDN CONV BD ETF March 10-2015 F013865 31863V110 FIRST ASSET CDN CONV BD ETF March 10-2015 F014200 31863R101 FIRST ASSET MORNINGSTAR March 10-2015 F014213 31861B108 FIRST ASSET CAN-60 COVERED March 10-2015 F014214 31861B207 FIRST ASSET CAN-60 COVERED March 10-2015 F014215 31863L104 FIRST ASSET CAN FINANCIALS March 10-2015 F014216 31863L112 FIRST ASSET CAN FINANCIALS March 10-2015 F014217 31863M102 FIRST ASSET CAN ENERGY March 10-2015 F014218 31863M110 FIRST ASSET CAN ENERGY March 10-2015 F014219 31863N100 FIRST ASSET CAN MATLS March 10-2015 F014220 31863N118 FIRST ASSET CAN MATLS March 10-2015 F014221 31863X108 FIRST ASSET TECH GIANTS March 10-2015 F014222 31863X116 FIRST ASSET TECH GIANTS March 10-2015 F014224 318622107 FIRST ASSET MORNINGSTAR March 10-2015 F014226 318622115 FIRST ASSET MORNINGSTAR March 10-2015 F014227 31862J100 FIRST ASSET MORNINGSTAR March 10-2015 F014228 31862J118 FIRST ASSET MORNINGSTAR March 10-2015 F014229 31862A109 FIRST ASSET MORNINGSTAR March 10-2015 F014230 31862A117 FIRST ASSET MORNINGSTAR March 10-2015 F014231 31864A107 FIRST ASSET MORNINGSTAR March 10-2015 F014232 31864A115 FIRST ASSET MORNINGSTAR CDA March 10-2015 F014233 31862B107 FIRST ASSET MORNINGSTAR CDA March 10-2015 F014234 31862B115 FIRST ASSET MORNINGSTAR CDA March 10-2015 F014444 31863K106 FIRST ASSET DEX PROVINCIAL March 10-2015 F014445 31863K209 FIRST ASSET GOVERNMENT BOND March 10-2015 F014454 31863H103 FIRST ASSET CORPORATE BOND March 10-2015 F014510 32116Y109 FIRST NATL MTG INVT FD March 10-2015 F014512 31863W100 FIRST ASSET CDN REIT INCOME March 10-2015 F014544 318326105 FIRM CAPITAL PROPERTY TRUST March 24-2015 F014742 31863Y106 FIRST ASSET PROVINCIAL BOND March 10-2015 F015242 302401104 FAM REAL ESTATE INVESTMENT March 24-2015 F015362 31864H102 FIRST ASSET MORNINGSTAR U.S March 10-2015 F015921 31863C104 FIRST ASSET CANADIAN DIV March 10-2015 F016658 33737G204 FIRST TR ALPHADEX EMERGING March 24-2015 F016659 33737G105 FIRST TR ALPHADEX EMERGING March 24-2015 F016661 33737R101 FIRST TR ALPHADEX CDN DIVID March 24-2015 F016663 33737H103 FIRST TR ALPHADEX U S DIVID March 24-2015 F016800 31864B105 FIRST ASSET 1-5 YEAR March 10-2015 F017650 31864K105 FIRST ASSET US & CDA LIFECO March 10-2015 F017837 33739J206 FIRST TRUST SENIOR LOAN ETF March 24-2015 F017838 33739J107 FIRST TRUST SENIOR LOAN ETF March 24-2015 F018370 31862J134 FIRST ASSET MORNINGSTAR US March 10-2015 F018377 31864L129 FIRST ASSET MORNINGSTAR US March 10-2015 F018378 31864L111 FIRST ASSET MORNINGSTAR US March 10-2015 F018467 31864D309 FIRST ASSET MSCI WORLD LOW March 24-2015 F018469 31864D101 FIRST ASSET MSCI WORLD LOW March 24-2015 F018472 31864C103 FIRST ASSET MSCI CANADA LOW March 24-2015 F018474 31864R308 FIRST ASSET MSCI EUROPE LOW March 24-2015 F018476 31864R100 FIRST ASSET MSCI EUROPE LOW March 24-2015 F018483 31864E307 FIRST ASSET MSCI USA LOW March 24-2015 F018485 31864E109 FIRST ASSET MSCI USA LOW March 24-2015 F018569 302401401 FAM (MARK TOWNS) March 24-2015 F019404 33739R109 FIRST TR SHORT DURATION March 24-2015 F019419 31864F106 FIRST ASSET ACTIVE CANADIAN March 10-2015 F019488 31864W109 FIRST ASSET U S & CDA March 24-2015

F019503 31864W117 FIRST ASSET U S AND CANADA March 24-2015 F019532 33739T204 FIRST TR GLOBAL RISK MANAGE March 24-2015 F019533 33739T105 FIRST TR GLOBAL RISK MANAGE March 24-2015 F019596 33739V100 FIRST TRUST March 24-2015 F019602 33739W108 FIRST TRUST March 24-2015 F019605 33718X101 FIRST TRUST March 24-2015 F019609 33732K101 FIRST TRUST March 24-2015 F104639 33847Y103 FLAHERTY & CRUMRINE March 10-2015 F105599 30376N300 FAIRCOURT SPLIT TRUST March 10-2015 F105830 318625209 FIRST ASSET PIPES & POWER March 10-2015 F106160 31862V103 FIRST ASSET DIVERSIFIED March 10-2015 F107001 318620200 FIRST ASSET ACTIVE CREDIT March 10-2015 F107003 318620309 FIRST ASSET ACTIVE CREDIT March 24-2015 F109800 33733N104 FIRST TRUST ADV SHORT March 10-2015 F109801 33733N112 FIRST TRUST ADV SHORT March 10-2015 F109858 33973W103 FLOATING RATE INCOME FUND March 10-2015 G009671 38148E102 GOLDMAN SACHS U S INCOME March 24-2015 G009674 38148E201 GOLDMAN SACHS U S INCOME March 24-2015 G015364 387437114 GRANITE REAL ESTATE March 24-2015 G015440 38239G107 GOODMAN GOLD TR March 24-2015 G017061 37890Q107 GLOBAL HEALTHCARE DIVIDEND March 24-2015 G103100 379409105 GLOBAL DIVERSIFIED INVT March 24-2015 G103163 379435209 GLOBAL DIVERSIFIED March 24-2015 G103590 379443104 GLOBAL DIVIDEND FUND March 24-2015 G104650 38067T106 GOLD PARTICIPATION AND March 24-2015 G104980 37951F107 GLOBAL ADVANTAGED TELECOM March 24-2015 H025575 46431M103 ISHARES S&P/TSX CAPPED March 24-2015 H025576 46431R102 ISHARES GLOBAL HEALTHCARE March 24-2015 H025577 46432A108 ISHARES J P MORGAN USD March 24-2015 H025578 46431P106 ISHARES S&P/TSX CAPPED March 24-2015 H025579 46431L113 ISHARES CORE S&P/TSX March 24-2015 H025580 46431T108 ISHARES S&P/TSX GLOBAL BASE March 24-2015 H026469 44048Y107 HORIZONS AUSTRALIAN DLR March 10-2015 H026791 44049V201 HORIZONS ENHANCED INCOME March 10-2015 H026792 44050A203 HORIZONS ENHANCED INCOME March 10-2015 H026826 44049W100 HORIZONS ENHANCED INCOME March 24-2015 H026827 44049W118 HORIZONS ENHANCED INCOME March 24-2015 H026828 44049N100 HORIZONS ENHANCED INCOME March 10-2015 H026829 44049N209 HORIZONS ENHANCED INCOME March 10-2015 H026879 46431Q104 ISHARES S&P/TSX VENTURE March 24-2015 H026881 46431X109 ISHARES CORE CANADIAN SHORT March 24-2015 H027140 44050G101 HORIZONS S&P/TSX 60 EQUAL March 10-2015 H027387 44049U104 HORIZONS SEASONAL ROTATION March 10-2015 H027397 44049U203 HORIZONS SEASONAL ROTATION March 10-2015 H027707 46432B106 ISHARES FLOATING RATE INDEX March 24-2015 H027854 46431V103 ISHARES NASDAQ 100 INDEX March 24-2015 H028241 44050F103 HORIZONS GOLD YIELD ETF March 10-2015 H028242 44050F202 HORIZONS GOLD YIELD ETF March 10-2015 H028269 44050R107 HORIZONS NATURAL GAS YIELD March 10-2015 H028563 46430G404 ISHARES ADVANTAGED SHORT March 24-2015 H028564 46430G305 ISHARES ADVANTAGED SHORT March 24-2015 H028569 46433B204 ISHARES US FUNDAMENTAL March 24-2015 H028571 46433B303 ISHARES US FUNDAMENTAL March 24-2015 H028572 46433B113 ISHARES US FUNDAMENTAL March 24-2015 H028573 46433B105 ISHARES US FUNDAMENTAL March 24-2015 H028574 46432G105 ISHARES ADVANTAGED U.S. March 24-2015 H028575 46432G204 ISHARES ADVANTAGED U.S. March 24-2015 H028576 46433Q102 ISHARES 1-5 YR LADDERED March 24-2015 H028577 46433Q201 ISHARES 1-5 YR LADDERED March 24-2015 H028578 46432E100 ISHARES 1-5 YR LADDERED March 24-2015 H028579 46432E209 ISHARES 1-5 YR LADDERED March 24-2015 H028580 46432J109 ISHARES 1-10 YEAR LADDERED March 24-2015 H028581 46432J208 ISHARES 1-10 YEAR LADDERED March 24-2015 H028582 46431U105 ISHARES 1-10 YR LADDERED March 24-2015 H028583 46431U204 ISHARES 1-10 YR LADDERED March 24-2015

H028585 46433R100 ISHARES GLOBAL March 24-2015 H028586 46433R118 ISHARES GLOBAL March 24-2015 H028587 46429U109 ISHARES BALANCED GROWTH March 24-2015 H028588 46429U208 ISHARES BALANCED GROWTH March 24-2015 H028590 46428Y102 ISHARES BALANCED INCOME March 24-2015 H028591 46428Y201 ISHARES BALANCED INCOME March 24-2015 H028592 46432K205 ISHARES CONVERTIBLE BOND March 24-2015 H028593 46432K106 ISHARES CONVERTIBLE BOND March 24-2015 H028594 46433E109 ISHARES GLOBAL MONTHLY March 24-2015 H028595 46433E208 ISHARES GLOBAL MONTHLY March 24-2015 H028596 46432Y205 ISHARES INTL FUNDAMENTAL March 24-2015 H028597 46432Y106 ISHARES INTL FUNDAMENTAL March 24-2015 H028599 46433A206 ISHARES GLOBAL REAL ESTATE March 24-2015 H028600 46433A107 ISHARES GLOBAL REAL ESTATE March 24-2015 H028601 46433C103 ISHARES EMERGING MARKETS March 24-2015 H028602 46433C202 ISHARES EMERGING MARKETS March 24-2015 H028603 46431G205 ISHARES S&P/TSX CDN PFD March 24-2015 H028604 46431G304 ISHARES S&P/TSX CDN PFD March 24-2015 H028609 46430V104 ISHARES S&P GLOBAL WTR March 24-2015 H028610 46430V203 ISHARES S&P GLOBAL WTR March 24-2015 H028611 46433D101 ISHARES S&P/TSX GLOBAL March 24-2015 H028613 46433D200 ISHARES S&P/TSX GLOBAL MN March 24-2015 H028618 46430Q303 ISHARES CDN FUNDAMENTAL March 24-2015 H028620 46430Q204 ISHARES CDN FUNDAMENTAL March 24-2015 H028621 46433P104 ISHARES BRIC INDEX ETF March 24-2015 H028622 46433P203 ISHARES BRIC INDEX ETF March 24-2015 H028624 46432H103 ISHARES CORE HIGH QUALITY March 24-2015 H028626 46432H202 ISHARES CORE HIGH QUALITY March 24-2015 H028627 46433H102 ISHARES CANADIAN FINANCIAL March 24-2015 H028628 46433H201 ISHARES CANADIAN FINANCIAL March 24-2015 H028633 46433J108 ISHARES EQUAL WEIGHT BANC & March 24-2015 H028634 46433J207 ISHARES EQUAL WEIGHT BANC & March 24-2015 H028636 46430P107 ISHARES OIL SANDS INDEX ETF March 24-2015 H028637 46430P206 ISHARES OIL SANDS INDEX ETF March 24-2015 H028639 46433G104 ISHARES US DIVIDEND GROWERS March 24-2015 H028642 46433G112 ISHARES US DIVIDEND GROWERS March 24-2015 H028644 46433F106 ISHARES S&P/TSX CANADIAN March 24-2015 H028645 46433F205 ISHARES S&P/TSX CANADIAN March 24-2015 H028647 46433V200 ISHARES JAPAN FUNDAMENTAL March 24-2015 H028648 46433V101 ISHARES JAPAN FUNDAMENTAL March 24-2015 H028649 46433T106 ISHARES CHINA ALL CAP INDEX March 24-2015 H028652 46433W109 ISHARES GLOBAL AGRICULTURE March 24-2015 H028653 46433W208 ISHARES GLOBAL AGRICULTURE March 24-2015 H028777 46433M101 ISHARES PREMIUM MONEY March 24-2015 H028779 46433M200 ISHARES PREMIUM MONEY March 24-2015 H028919 44050W106 HORIZONS MORNINGSTAR HEDGE FUND ETF March 10-2015 H029166 44050Y102 HORIZONS UNIVERSA US BLACK March 10-2015 H029167 44050Y110 HORIZONS UNIVERSA US BLACK March 10-2015 H029168 44051A103 HORIZONS UNIVERSA CDN BLACK March 10-2015 H029170 44051A111 HORIZONS UNIVERSA CDN BLACK March 10-2015 H029440 45771T132 INNVEST REAL ESTATE INVT TR March 24-2015 H029890 44050X112 HORIZONS ENHANCED U S March 10-2015 H029892 44050X104 HORIZONS ENHANCED U S March 10-2015 H029949 422239103 HEALTHLEASE PROPERTIES REAL March 10-2015 H030098 46433U103 ISHARES MSCI EAFE MINIMUM March 24-2015 H030099 46433S108 ISHARES MSCI USA MINIMUM March 24-2015 H030100 46433N109 ISHARES MSCI CANADA MINIMUM March 24-2015 H030101 46434A106 ISHARES MSCI ALL COUNTRY March 24-2015 H030103 46433Y105 ISHARES MSCI EMERGING March 24-2015 H030156 45771T140 INNVEST REAL ESTATE INVT TR March 24-2015 H030833 46434B104 ISHARES U S HIGH DIVIDEND March 24-2015 H031268 44051N113 HORIZONS ACTIVE CDN BOND March 10-2015 H031271 44051M206 HORIZONS ACTIVE EMERGING March 10-2015 H031409 44050P101 HORIZONS ACTIVE CDN DIVID March 10-2015 H031412 44051F110 HORIZONS ACTIVE CORPORATE March 10-2015 H031413 44051G100 HORIZONS ACTIVE GLOBAL March 10-2015

H031415 44051G209 HORIZONS ACTIVE GLOBAL March 10-2015 H031418 44051D107 HORIZONS ACTIVE PFD SH ETF March 10-2015 H031419 44051D115 HORIZONS ACTIVE PFD SH ETF March 10-2015 H031420 44051H108 HORIZONS ACTIVE FLOATING March 10-2015 H031421 44051H116 HORIZONS ACTIVE FLOATING March 10-2015 H031422 44051R114 HORIZONS ACTIVE U S FLOATIN March 24-2015 H031425 43990B206 HORIZONS ACTIVE HIGH YIELD March 10-2015 H031426 43990B107 HORIZONS ACTIVE HIGH YIELD March 10-2015 H031430 44051F102 HORIZONS ACTIVE CORPORATE March 10-2015 H031921 44051P209 HORIZONS ACTIVE S&P 60 March 10-2015 H031923 44051P100 HORIZONS March 24-2015 H032297 44051W113 HORIZONS ACTIVE DIVERSIFIED March 10-2015 H032488 44986Q116 ING DIVERSIFIED FLOATING March 10-2015 H032490 44986Q108 ING DIVERSIFIED FLOATING March 10-2015 H033044 45780E100 INOVALIS REAL ESTATE INVT March 24-2015 H033046 46434P103 ISHARES S&P GLOBAL CONSUMER March 24-2015 H033047 46434Q101 ISHARES S&P GLOBAL March 24-2015 H033524 46434T105 ISHARES CORE MSCI EAFE IMI March 24-2015 H033525 46434U102 ISHARES CORE MSCI EMERGING March 24-2015 H033526 46434R109 ISHARES CORE S&P 500 INDEX March 24-2015 H033589 44049Q129 HORIZONS ENHANCED INCOME March 10-2015 H033590 44049Q137 HORIZONS ENHANCED INCOME March 10-2015 H034413 45685H109 ING HIGH INC FLTG RATE FUND March 24-2015 H034414 45685H208 ING HIGH INC FLTG RATE FUND March 24-2015 H034520 44051X111 HORIZONS ACTIVE YIELD March 10-2015 H034672 44052A201 HORIZONS ACTIVE FLOATING March 10-2015 H035276 46434W108 ISHARES MSCI EUROPE IMI March 24-2015 H035296 46434X106 ISHARES MSCI EUROPE IMI March 24-2015 H035322 45771T165 INNVEST (MARK TOWNS) March 24-2015 H035341 45771T603 INNVEST (MARK TOWNS) March 24-2015 H035438 44052F119 HORIZONS CDN BLACK SWAN ETF March 10-2015 H035439 44052F101 HORIZONS CDN BLACK SWAN ETF March 10-2015 H035440 44052D205 HORIZONS US BLACK SWAN ETF March 10-2015 H035441 44052D106 HORIZONS US BLACK SWAN ETF March 10-2015 H035512 45771T173 INNVEST (MARK TOWNS) March 24-2015 H035514 42980H108 HIGH ROCK CANADIAN HIGH March 24-2015 H035793 45771T181 INNVEST (MARK TOWNS) March 24-2015 H035898 44052H107 HORIZONS CDN MIDSTREAM OIL March 24-2015 H035930 46435A105 ISHARES CORE SHORT TERM March 24-2015 H036101 45771T702 INNVEST (MARK TOWNS) March 24-2015 H036521 45771T801 INNVEST (MARK TOWNS) March 24-2015 H036776 45771T884 INNVEST (MARK TOWNS) March 24-2015 H036908 44052L207 HORIZONS ACTIVE FLOATING March 24-2015 H037181 44052J111 HORIZONS CDN EQUITY MANAGED March 10-2015 H037182 44052J103 HORIZONS CDN EQUITY MANAGED March 10-2015 H037183 44052G208 HORIZONS US EQUITY MANAGED March 10-2015 H037184 44052G109 HORIZONS US EQUITY MANAGED March 10-2015 H101007 453299109 INCOME FINANCIAL TRUST March 10-2015 H103206 45408M104 INDEXPLUS INCOME FUND March 24-2015 H103505 429813108 HIGH YIELD & MORTGAGE PLUS March 10-2015 H105591 46071W205 INTERRENT REAL ESTATE March 10-2015 H106467 404428203 H&R REAL ESTATE March 24-2015 H106478 464292101 ISHARES CONSERVATIVE CORE March 24-2015 H106479 46429J104 ISHARES GROWTH CORE March 24-2015 H106480 46430A100 ISHARES GLOBAL COMPLETION March 24-2015 H106481 46429K101 ISHARES ALTERNATIVES March 24-2015 H108195 46429X103 ISHARES CHINA INDEX ETF March 24-2015 H108196 46430C106 ISHARES MSCI BRAZIL INDEX March 24-2015 H108197 46430B108 ISHARES LATIN AMERICA INDEX March 24-2015 H108198 46429Q108 ISHARES U S IG CORPORATE March 24-2015 H108199 46430D104 ISHARES U S HIGH YIELD BOND March 24-2015 H108200 46429R106 ISHARES INDIA INDEX ETF March 24-2015 H108952 46428D108 ISHARES S&P/TSX 60 INDEX March 24-2015 H108953 46430J101 ISHARES CORE S&P/TSX CAPPED March 24-2015 H108954 46430H105 ISHARES S&P/TSX COMPLETION March 24-2015

H108955 46428G200 ISHARES S&P/TSX SMALLCAP March 24-2015 H108956 46428C100 ISHARES S&P/TSX CAPPED March 24-2015 H108957 46431B107 ISHARES S&P/TSX CAPPED March 24-2015 H108958 46428N106 ISHARES S&P/TSX CAPPED March 24-2015 H108959 46431D103 ISHARES S&P/TSX CAPPED REIT March 24-2015 H108960 46431E101 ISHARES S&P/TSX CAPPED March 24-2015 H108961 46431F108 ISHARES DIVERSIFIED MONTHLY March 24-2015 H108962 46430W102 ISHARES CANADIAN SELECT March 24-2015 H108963 46430X100 ISHARES CANADIAN GROWTH March 24-2015 H108964 46430U106 ISHARES CANADIAN VALUE March 24-2015 H108965 46430F109 ISHARES JANTZI SOCIAL INDEX March 24-2015 H108966 46431A109 ISHARES CANADIAN SHORT March 24-2015 H108967 46430K108 ISHARES CANADIAN CORPORATE March 24-2015 H108968 46430L106 ISHARES CANADIAN GOVERNMENT March 24-2015 H108969 46430M104 ISHARES CORE CANADIAN LONG March 24-2015 H108970 46430T109 ISHARES CANADIAN UNIVERSE March 24-2015 H108971 46431C105 ISHARES CANADIAN REAL March 24-2015 H108972 46430E102 ISHARES MSCI EMERGING March 24-2015 H108973 46430Y108 ISHARES MSCI WORLD INDEX March 24-2015 H108974 46428M108 ISHARES S&P/TSX GLOBAL GOLD March 24-2015 H108975 46428J105 ISHARES CORE S&P 500 INDEX March 24-2015 H108976 46428L100 ISHARES MSCI EAFE INDEX ETF March 24-2015 H108977 46430R202 ISHARES U S SMALL CAP INDEX March 24-2015 H109251 40408T100 HBANC CAPITAL SECURITIES March 10-2015 H109252 40408T118 HBANC CAPITAL SECURITIES March 10-2015 H109253 40408T126 HBANC CAPITAL SECURITIES March 10-2015 H109319 46431N101 ISHARES CANADIAN HYBRID March 24-2015 H109350 46431J100 ISHARES S&P/TSX NORTH March 24-2015 H109850 44985H109 ING FLOATING RATE SENIOR March 24-2015 H109851 44985H208 ING FLOATING RATE SENIOR March 24-2015 H110015 44049V102 HORIZONS ENHANCED INC March 10-2015 H110016 44049X108 HORIZONS ENHANCED INC March 10-2015 H110017 44050A104 HORIZONS ENHANCED INC FINL March 10-2015 J009797 466135118 JFT March 24-2015 J009798 466135100 JFT March 24-2015 K100451 487522104 KEG ROYALTIES INCOME FUND March 24-2015 K100743 49713Q107 KINGSWAY LINKED RETURN OF March 10-2015 L011680 54750T105 LOW VOLATILITY CANADIAN March 24-2015 L012401 52490E107 LEGG MASON BW INVT GRADE March 24-2015 L013007 54750V100 LOW VOLATILITY U S EQUITY March 24-2015 L013264 532715109 LIMITED DURATION INVT GRADE March 10-2015 L013266 532715117 LIMITED DURATION INVT GRADE March 10-2015 L013442 532715125 LIMITED DURATION INVT GRADE March 10-2015 M020157 56502D106 MANULIFE U S REGIONAL BANK March 24-2015 M020173 56502D205 MANULIFE U S REGL BK TR March 24-2015 M021786 57162P108 MARRET MULTI STRATEGY March 10-2015 M021787 57162P116 MARRET MULTI STRATEGY March 10-2015 M024606 61945B204 MOSAIC CAPITAL CORPORATION March 24-2015 M026433 60923R108 MONEDA LATAM CORPORATE BOND March 10-2015 M027005 60923V109 MONEDA LATAM FIXED INCOME March 10-2015 M027006 60923V117 MONEDA LATAM FIXED INCOME March 24-2015 M028284 61761E100 MORGUARD NORTH AMERICAN March 24-2015 M030106 596315101 MIDDLEFIELD CAN GLOBAL REIT March 24-2015 M031627 59934P101 MILESTONE APARTMENTS REAL March 24-2015 M031984 58546R109 MELCOR REAL ESTATE INVT TR March 24-2015 M032120 56502C108 MANULIFE FLOATING RATE SR March 10-2015 M032121 56502C116 MANULIFE FLOATING RATE SR March 10-2015 M033718 565537107 MAPLEWOOD INTL REAL ESTATE March 24-2015 M033838 55608N109 MACQUARIE GLOBAL March 24-2015 M100633 617914106 MORGUARD REAL ESTATE INVT March 24-2015 M104618 60446Q108 MINT INCOME FUND March 24-2015 M114933 571624105 MARRET HIGH YIELD March 10-2015 M115298 571625102 MARRET INVESTMENT GRADE March 10-2015 M121280 55609L102 MACQUARIE EMERGING MARKETS March 24-2015 N006109 665624110 NORTHERN PROPERTY REAL March 24-2015

N015330 66562P105 NORTHERN PROPERTY REIT March 24-2015 N016156 66753T106 NORTHWEST INTERNATIONAL March 24-2015 N016602 657061107 NORTH AMERICAN REIT INCOME March 24-2015 N017598 65705U104 NORTH AMERICAN PREFERRED March 24-2015 N017652 65489Y108 NOBEL REAL ESTATE March 24-2015 N018412 62900D102 NDX GROWTH & INCOME FUND March 24-2015 N018413 62900D110 NDX March 24-2015 N019529 65489Y116 NOBEL REAL ESTATE March 24-2015 N101209 655432102 NORANDA INCOME FUND March 24-2015 N104034 65685P109 NORTH AMERICAN FINANCIALS March 24-2015 N104035 65685P208 NORTH AMERICAN FINANCIALS March 24-2015 N104172 667495105 NORTHWEST HEALTHCARE March 24-2015 N104933 656725108 NORTH AMERICAN ADVANTAGED March 10-2015 P002236 72820F103 PLAZA RETAIL REIT March 24-2015 P005589 72202T101 PIMCO GLOBAL INCOME March 24-2015 P024200 72302R104 PINEBRIDGE INVT GRADE PFD March 10-2015 P028473 73937H107 POWERSHARES 1-5 YR LADDERED March 24-2015 P028474 73938F100 POWERSHARES ULTRA LIQUID March 24-2015 P028475 73938E103 POWERSHARES QQQ March 24-2015 P028510 73938D105 POWERSHARES FUNDAMENTAL March 24-2015 P029821 67089Y108 O'LEARY CANADIAN DIV INCOME March 10-2015 P030026 73938L107 POWERSHARES FTSE RAFI CDN March 24-2015 P030027 73938K109 POWERSHARES FTSE RAFI US March 24-2015 P030555 73938M105 POWERSHARES SENIOR LOAN March 24-2015 P030645 73938T100 POWERSHARES S&P/TSX March 24-2015 P030646 73938V105 POWERSHARES S&P/TSX March 24-2015 P030647 73938P108 POWERSHARES S&P 500 March 24-2015 P031217 73938R104 POWERSHARES TACTICAL BD ETF March 24-2015 P031401 73937J103 POWERSHARES CANADIAN March 24-2015 P031402 73937G109 POWERSHARES CANADIAN March 24-2015 P032780 73938N103 POWERSHARES S&P 500 LOW March 24-2015 P032937 70214B118 PARTNERS REAL ESTATE March 24-2015 P032961 742694102 PRO REAL ESTATE INVESTMENT March 24-2015 P033451 71989R114 PICTON MAHONEY TACTICAL March 10-2015 P033452 71989R106 PICTON MAHONEY TACTICAL March 10-2015 P035359 74640A108 PURPOSE HIGH INTEREST March 10-2015 P036143 73937Q107 POWERSHARES March 24-2015 P036144 73937T101 POWERSHARES March 24-2015 P036191 73937K100 POWERSHARES 1-3 YR LADDERED March 24-2015 P036192 73937C207 POWERSHARES LADDERRITE U S March 24-2015 P036193 73937C108 POWERSHARES LADDERRITE U S March 24-2015 P038299 70320T102 PATHFINDER INCOME FUND March 24-2015 P038365 74640K106 PURPOSE US DIVIDEND ETF FD March 10-2015 P038366 74640K205 PURPOSE US DIVIDEND FD ETF March 10-2015 P113326 67788R107 OIL SANDS SECTOR FUND March 10-2015 P113548 740173109 PRECIOUS METALS & MINING TR March 10-2015 P113986 74623T108 PURE INDUSTRIAL REAL ESTATE March 24-2015 P114690 74041F102 PREFERRED SHARE INVESTMENT March 10-2015 P114830 740174107 PRECIOUS METALS BULLION March 10-2015 P114865 67087D106 OCP CREDIT STRATEGY FUND March 24-2015 P114895 70320R106 PATHFINDER CONV DEB FUND March 24-2015 P114900 74048F105 PREMIER CANADIAN INCOME FD March 24-2015 P115637 67087L108 UTS OCP SENIOR CREDIT FUND March 24-2015 P115925 69915T105 PARALLEL ENERGY TRUST March 24-2015 P115941 67102D107 O'LEARY US STRATEGIC YIELD March 10-2015 P115942 67102D206 O'LEARY US STRATEGIC YIELD March 10-2015 R002987 74931R208 RBC QUANT EAFE DIVID March 24-2015 R002988 74931R109 RBC QUANT EAFE DIVID March 10-2015 R003003 74930L202 RBC QUANT U S DIVID LEADERS March 24-2015 R003004 74930L103 RBC QUANT U.S. DIVIDEND March 10-2015 R003025 74930H102 RBC QUANT CANADIAN DIVIDEND March 10-2015 R003035 74932K103 RBC 1-5 YR LADDERED March 10-2015 R011279 74931A106 RBC TARGET 2014 CORP BD March 24-2015 R011280 74931C102 RBC TARGET 2015 CORP BD March 10-2015 R011281 74931D100 RBC TARGET 2016 CORP BD March 10-2015

R011282 74931E108 RBC TARGET 2017 CORPORATE March 10-2015 R011283 74931F105 RBC TARGET 2018 CORPORATE March 10-2015 R011284 74931G103 RBC TARGET 2019 CORP BD March 10-2015 R011285 74931H101 RBC TARGET 2020 CORP BD March 10-2015 R012223 766910129 RIOCAN REAL ESTATE March 24-2015 R015057 74931K104 RBC TARGET 2021 CORPORATE March 10-2015 R015325 754227106 RAVEN ROCK STRATEGIC INCOME March 10-2015 R015414 74965R108 ROI CDN HIGH INCOME MTG FD March 24-2015 R015415 74965V109 ROI CDN MTG INCOME FD March 24-2015 R015416 74965S106 ROI CDN REAL ESTATE FD March 24-2015 R019055 RANGE ROYALTY TRUST March 24-2015 R020259 74932V109 RBC QUANT March 24-2015 R020260 74932R108 RBC QUANT March 24-2015 R020261 74933B102 RBC QUANT March 24-2015 R020262 74933A104 RBC QUANT March 24-2015 R020263 74932U101 RBC QUANT March 24-2015 R020264 74932V208 RBC QUANT March 24-2015 R101736 754402105 RAVENSOURCE FUND March 10-2015 R101795 761298108 RETROCOM REAL ESTATE March 24-2015 R101801 763102100 RICHARDS PACKAGING INCOME March 10-2015 R105213 76622W107 RIDGEWOOD CDN INVESTMENT March 24-2015 R107183 766910301 RIOCAN REAL ESTATE INVT TR March 24-2015 R107337 74948R100 REIT INDEXPLUS INCOME March 24-2015 R151454 766910103 RIOCAN REAL ESTATE March 24-2015 S019976 831022116 SLATE RETAIL REIT March 24-2015 S020654 831022108 SLATE RETAIL REIT March 24-2015 S027888 85207R102 SPROTT STRATEGIC FIXED March 24-2015 S031865 86273B104 STRATEGIC INCOME ALLOCATION March 24-2015 S032542 87158A203 SYMPHONY FLOATING RATE SR March 24-2015 S032543 87158A104 SYMPHONY FLOATING RATE SR March 24-2015 S035976 83102P107 SLATE U S OPPORTUNITY March 24-2015 S035977 83102P115 SLATE U S OPPORTUNITY March 24-2015 S035978 83102P123 SLATE U S OPPORTUNITY March 24-2015 S037535 866120116 SUMMIT INDL INCOME REIT March 24-2015 S039770 81722V108 SENIOR SECURED FLOATING March 24-2015 S039771 81722V207 SENIOR SECURED FLOATING March 24-2015 S040292 83102Q105 SLATE U.S. OPPORTUNITY March 24-2015 S040293 83102Q204 SLATE U.S. OPPORTUNITY March 24-2015 S040294 83102Q303 SLATE U.S. OPPORTUNITY March 24-2015 S105139 78401T107 SCITI TRUST March 24-2015 S105525 83085Y109 SKYLON GROWTH & INCOME TST March 10-2015 S105990 83085T100 SKYLON ALL ASSET TRUST March 10-2015 S106003 829636109 SIR ROYALTY INCOME FUND March 24-2015 S106319 78401Y106 SCITI ROCS TRUST UNITS March 10-2015 S107910 86800V102 SUNSTONE OPPORTUNITY (2006) March 24-2015 S109017 861649AA9 STONE INVESTMENT GROUP LTD March 24-2015 S110334 86801G104 SUNSTONE OPPORTUNITY (2007) March 24-2015 S112848 86802B104 SUNSTONE OPPORTUNITY 2008 March 24-2015 S113964 86802C102 SUNSTONE U.S. OPPORTUNITY March 24-2015 S117489 86803A105 SUNSTONE U.S. OPPORTUNITY March 24-2015 S118314 86803B103 SUNSTONE U.S. OPPORTUNITY March 24-2015 T015630 87725P105 TAYLOR NORTH AMERICAN March 24-2015 T015631 89054H100 TOP 20 DIVIDEND TRUST March 24-2015 T016255 89054G102 TOP 20 US DIVIDEND TRUST March 10-2015 T016259 89054G201 TOP 20 US DIVIDEND TRUST March 10-2015 T016656 878258102 TECH LEADERS INCOME FD March 24-2015 T016791 89054K103 TOP 20 EUROPE DIVIDEND March 10-2015 T017593 89784X136 TRUE NORTH APT REAL ESTATE March 24-2015 T017997 89784Y209 TRUE NORTH COMMERCIAL REAL March 24-2015 T100210 895947109 TRIAX DIVERSIFIED March 10-2015 T104828 89054A105 TOP 10 CANADIAN FINANCIAL March 24-2015 T104916 890520109 TOP 10 SPLIT TRUST March 24-2015 T108203 88708W109 TIMBERCREEK GLOBAL REAL March 24-2015 T108204 88708W117 TIMBERCREEK GLOBAL REAL March 24-2015 U012166 90346D105 US HOUSING RECOVERY FUND March 10-2015

U012167 90346D113 US HOUSING RECOVERY FUND March 10-2015 U014169 90346G108 US AGENCY MTG BACKED March 24-2015 U100889 918028309 UTILITY SPLIT TRUST March 10-2015 V006665 92203E101 VANGUARD CDN AGGREGATE BD March 10-2015 V006666 92203G106 VANGUARD CDN SHORT TERM BD March 10-2015 V007135 92203X109 VANGUARD FTSE EMERGING MKTS March 10-2015 V007351 92203W101 VANGUARD FTSE DEVELOPED EX March 10-2015 V007402 92203Q104 VANGUARD FTSE CDN HIGH March 10-2015 V007403 92203B107 VANGUARD FTSE CDN CAPPED March 10-2015 V007404 92206A106 VANGUARD S&P 500 INDEX ETF March 10-2015 V007405 92205Y105 VANGUARD S&P 500 INDEX ETF March 10-2015 V007406 92203N101 VANGUARD CDN SHORT TERM COR March 10-2015 V007497 92205P104 VANGUARD FTSE CDA ALL CAP March 10-2015 V007504 92203V103 VANGUARD FTSE DEVELOPED EX March 10-2015 V007505 92206E108 VANGUARD U.S. DIVIDEND March 10-2015 V007506 92206F105 VANGUARD U S DIVID March 10-2015 V007507 92206D100 VANGUARD U S TOTAL MARKET March 10-2015 V007612 92203U105 VANGUARD FTSE CDA INDEX ETF March 10-2015 V007699 92206B104 VANGUARD U S TOTAL MKT March 10-2015 V008254 92202Y108 VANGUARD FTSE ALL-WORLD March 10-2015 V008255 92202U106 VANGUARD FTSE DEVELOPED March 10-2015 V008256 92202L106 VANGUARD FTSE DEVELOPED March 10-2015 V008257 92206G103 VANGUARD U S AGGREGATE BD March 10-2015 V008258 92206H101 VANGUARD GLOBAL EX U S March 10-2015 W008486 92937G109 WPT INDUSTRIAL REAL ESTATE March 24-2015 Y100292 98583X106 YIELDPLUS INCOME FUND March 24-2015 Y100301 98583E108 YIELD ADVANTAGE INCOME March 10-2015 Y100505 98584M109 YIELD ADVANTAGED CONV DEB March 10-2015