Barron s Top 1,000 Advisors

Barron s Top 1,000 Advisors February 22, 2010 Ranking Name Firm City Alaska 3 Tom Konop Morgan Stanley Smith Barney Anchorage Arizona 3 James Pupillo Morgan Stanley Smith Barney Scottsdale 6 Theodore J. Crowley, II Morgan Stanley Smith Barney Scottsdale 7 Melissa Campbell Morgan Stanley Smith Barney Scottsdale 8 Laura Ladrigan Morgan Stanley Smith Barney Scottsdale 23 Jeffrey Cain Morgan Stanley Smith Barney Scottsdale Arkansas 5 Scott McLeod Morgan Stanley Smith Barney Little Rock California 1 J. Dorian McKelvy Morgan Stanley Smith Barney Menlo Park 2 Gregory Vaughan Morgan Stanley Private Wealth Management Menlo Park 3 Drew Zager Morgan Stanley Private Wealth Management Los Angeles 5 Mark Curtis Morgan Stanley Smith Barney Palo Alto 6 Robert Dixon Morgan Stanley Private Wealth Management Menlo Park 7 Rebecca Rothstein Morgan Stanley Smith Barney Beverly Hills 9 Troy Griepp Morgan Stanley Private Wealth Management San Francisco 11 Palmer Murray Morgan Stanley Private Wealth Management Los Angeles 14 Alan Whitman Morgan Stanley Smith Barney Pasadena 19 Robert Inbody Morgan Stanley Smith Barney La Jolla 21 Karen McDonald Morgan Stanley Smith Barney Palo Alto 22 Dana Jackson Morgan Stanley Smith Barney Menlo Park 28 Jonathan Harris Morgan Stanley Private Wealth Management San Francisco 29 Richard Petit Morgan Stanley Private Wealth Management Menlo Park 31 Tim Emanuels Morgan Stanley Private Wealth Management San Francisco 48 John Shadden Morgan Stanley Smith Barney Long Beach 51 Michael McGee Morgan Stanley Smith Barney San Francisco 56 Richard Palmer Morgan Stanley Private Wealth Management San Francisco 62 Larry Palmer Morgan Stanley Smith Barney Los Angeles 65 Kevin Templeton Morgan Stanley Private Wealth Management Los Angeles 74 Stephen Winston Morgan Stanley Smith Barney Los Angeles 78 Tony daroza Morgan Stanley Smith Barney San Francisco 86 Scott Thayer Graystone Consulting Santa Rosa 87 Eric Johnson Morgan Stanley Private Wealth Management Los Angeles 92 Roger Stephens Morgan Stanley Smith Barney Los Angeles Colorado 3 Shawn Fowler Morgan Stanley Smith Barney Denver 11 Martin Erzinger Morgan Stanley Smith Barney Denver 14 Stephen Heuer Morgan Stanley Smith Barney Englewood PAGE 1 OF 6

Connecticut 8 Harold Trischman Morgan Stanley Smith Barney Greenwich 21 John Mahon Morgan Stanley Smith Barney Greenwich 26 Allan Jay Morgan Stanley Smith Barney Stamford DC 1 Marvin McIntyre Morgan Stanley Smith Barney Washington 2 Robert Scherer Graystone Consulting Washington 4 John M. Williams Morgan Stanley Smith Barney Washington 5 John Reim Morgan Stanley Private Wealth Management Washington 8 Michael O Neill Morgan Stanley Smith Barney Washington 9 Michael Freiman Morgan Stanley Smith Barney Washington 11 Brett Anthony Morgan Stanley Smith Barney Washington 12 Jonathan Legg Morgan Stanley Smith Barney Washington 17 H.L. Trip McLaughlin Morgan Stanley Smith Barney Washington Delaware 3 Stephen Felt Morgan Stanley Smith Barney Wilmington Florida 2 Ami Forte Morgan Stanley Smith Barney Palm Harbor 4 Allan D. Yarkin Morgan Stanley Smith Barney Aventura 5 Andrew Schultz Morgan Stanley Smith Barney Aventura 6 Stephen Bloch Morgan Stanley Smith Barney Aventura 7 Robert Sperber Morgan Stanley Smith Barney Coral Gables 10 Charles Mulfinger Morgan Stanley Smith Barney Tampa 12 Adam Carlin Morgan Stanley Smith Barney Coral Gables 13 Patrick Passarelle Morgan Stanley Smith Barney Boca Raton 16 Richard Altieri Morgan Stanley Smith Barney Boca Raton 28 Michael Nickler Morgan Stanley Smith Barney Palm Beach 29 Andrew Menachem Morgan Stanley Smith Barney Aventura 32 Alexander Fernandez Morgan Stanley Smith Barney Miami 33 William Calabretta Morgan Stanley Smith Barney Boca Raton 36 Michael Shapiro Morgan Stanley Smith Barney Boca Raton 42 Leonard Suskind Morgan Stanley Smith Barney Aventura 47 Matias Cavalieri Morgan Stanley Smith Barney Miami 49 Janet Franco Gordon Morgan Stanley Smith Barney Coral Gables 51 Edward Thomasco Morgan Stanley Smith Barney Jupiter 56 Lucie Sabella Morgan Stanley Smith Barney Boca Raton 59 R. Jo Kaufman Morgan Stanley Smith Barney Boca Raton 62 Joseph Fezza Morgan Stanley Smith Barney Aventura Georgia 2 James Hansberger Morgan Stanley Smith Barney Atlanta 5 Brian Frank Morgan Stanley Smith Barney Atlanta 6 Ronald Hart Morgan Stanley Smith Barney Atlanta 9 Sean Kelly Morgan Stanley Private Wealth Management Atlanta 16 Al Parker Morgan Stanley Private Wealth Management Atlanta Hawaii 1 Mike Strada Morgan Stanley Smith Barney Honolulu 3 Alvin Narimatsu Morgan Stanley Smith Barney Honolulu 4 Charlene Van der Pyl-Chee Morgan Stanley Smith Barney Honolulu Illinois 4 William Easom Morgan Stanley Smith Barney Chicago 5 Scott Magnesen Morgan Stanley Smith Barney Oak Brook 6 Mark Hutchinson Morgan Stanley Smith Barney Chicago PAGE 2 OF 6

Illinois cont d 8 Jim Moriarity Morgan Stanley Private Wealth Management Chicago 10 Michael Cohen Morgan Stanley Smith Barney Chicago 11 Steve Nakovich Morgan Stanley Smith Barney Chicago 13 Michael Gallagher Morgan Stanley Smith Barney Chicago 16 Edwin Hodge Morgan Stanley Private Wealth Management Chicago 18 Kyle Chudom Morgan Stanley Smith Barney Oak Brook 24 Robert Lanigan Morgan Stanley Private Wealth Management Chicago 25 Mark Birringer Morgan Stanley Smith Barney Chicago 26 John Joyce Morgan Stanley Smith Barney Chicago 31 Andrew Griffo Morgan Stanley Smith Barney Chicago 36 William Lymangood Morgan Stanley Smith Barney Lisle 37 Alan Guernsey Morgan Stanley Smith Barney Chicago 40 David Wilkinson Morgan Stanley Private Wealth Management Chicago 50 Joseph Silich Morgan Stanley Smith Barney Chicago Indiana 7 Wm. Craig Dobbs Graystone Consulting Indianapolis 15 John Cate Morgan Stanley Smith Barney Indianapolis Iowa 2 Keith Swanson Morgan Stanley Smith Barney West Des Moines Kentucky 5 Philip McCauley Morgan Stanley Smith Barney Louisville Maine 2 Daniel Honan Morgan Stanley Smith Barney Portland 3 Jeremiah Burns Morgan Stanley Smith Barney Portland Massachusetts 2 Victor Livingstone Morgan Stanley Smith Barney Boston 3 Brian Strachan Morgan Stanley Smith Barney Boston 5 Richard Connolly Morgan Stanley Smith Barney Boston 10 James Geraghty Morgan Stanley Private Wealth Management Boston 11 John Spooner Morgan Stanley Smith Barney Boston 12 Raju Pathak Morgan Stanley Smith Barney Boston 14 Peter Princi Morgan Stanley Smith Barney Boston 18 Andrew Zimmerman Morgan Stanley Smith Barney Boston 19 Robert Bachelder Morgan Stanley Smith Barney Boston 25 Kevin Butler Morgan Stanley Smith Barney Hingham Maryland 1 Tom Hill Morgan Stanley Smith Barney Easton 2 Greg Hurlbrink Morgan Stanley Smith Barney Baltimore 11 Ronald Fishbein Morgan Stanley Smith Barney Gaithersburg 19 M. Kent Strosnider Morgan Stanley Smith Barney Baltimore Michigan 5 Stephen Fox Morgan Stanley Smith Barney Troy 10 Thomas Jacobs Morgan Stanley Smith Barney Bloomfield Hills 12 William Messner Morgan Stanley Smith Barney Birmingham 13 Michael Holycross Morgan Stanley Smith Barney Birmingham 17 Gary Jbara Morgan Stanley Smith Barney Farmington Hills 18 Mark Rogers Morgan Stanley Smith Barney Farmington Hills 19 Martha Adam Morgan Stanley Smith Barney Troy Minnesota 13 Mark Johnson Morgan Stanley Smith Barney Bloomington 18 Lawrence Pohlen Morgan Stanley Smith Barney Bloomington PAGE 3 OF 6

Mississippi 1 Michael Dowell Morgan Stanley Smith Barney Jackson 3 Brian Fenelon Morgan Stanley Smith Barney Jackson Missouri 3 Gordon Hamilton, III Morgan Stanley Smith Barney Kansas City 12 Kurt Jaeger Morgan Stanley Smith Barney St. Louis North Carolina 6 Cooper Pulliam Morgan Stanley Private Wealth Management Charlotte 7 Lee Morris Graystone Consulting Raleigh 9 Bruce W. Knott Morgan Stanley Smith Barney Durham 25 E. Gray Smith, III Morgan Stanley Smith Barney Winston-Salem North Dakota 5 Jeffrey Collins Morgan Stanley Smith Barney Fargo New Hampshire 2 John Habig Morgan Stanley Smith Barney Portsmouth New Jersey 5 Daniel Schwartz Morgan Stanley Smith Barney Ridgewood 8 Mary Deatherage Morgan Stanley Smith Barney Little Falls 10 Ed Moldaver Morgan Stanley Smith Barney Red Bank 14 Michael Ricca Morgan Stanley Smith Barney Florham Park 16 David Weinerman Morgan Stanley Smith Barney Florham Park 24 Mark Tobias Morgan Stanley Smith Barney New Brunswick 25 Stan Alpert Morgan Stanley Smith Barney Short Hills 27 Edward McNamee Morgan Stanley Smith Barney Shrewsbury 30 Arthur Cahill Morgan Stanley Smith Barney Red Bank 35 Jeffrey Alecci Morgan Stanley Smith Barney Paramus 36 David Napolitano Morgan Stanley Smith Barney Paramus 40 Stephen Braun Morgan Stanley Smith Barney Red Bank New Mexico 5 Charles Reardon Morgan Stanley Smith Barney Albuquerque New York 1 Roger Coleman Morgan Stanley Smith Barney Garden City 2 Brian Pfeifler Morgan Stanley Private Wealth Management New York City 4 Lyon Polk Morgan Stanley Smith Barney New York City 9 Scott Wilson Morgan Stanley Smith Barney New York City 12 Michael Sawyer Morgan Stanley Smith Barney New York City 13 Shelley Bergman Morgan Stanley Smith Barney New York City 14 Jonathan Madrigano Morgan Stanley Smith Barney New York City 17 Joseph Eisler Morgan Stanley Private Wealth Management New York City 20 Kevin Peters Morgan Stanley Smith Barney Purchase 21 David Bieber Morgan Stanley Smith Barney New York City 27 Andrew Hart Morgan Stanley Private Wealth Management New York City 34 Jay Canell Morgan Stanley Smith Barney New York City 34 Neil Canell Morgan Stanley Smith Barney New York City 37 Gus Roessler Morgan Stanley Private Wealth Management New York City 38 Eugene Schatz Morgan Stanley Private Wealth Management New York City 43 Josh Gully Morgan Stanley Private Wealth Management New York City 44 Rick Davidson Morgan Stanley Smith Barney New York City 52 Jack Schecter Morgan Stanley Smith Barney New York City 54 Terence Markey Morgan Stanley Private Wealth Management New York City 61 Marc Fischer Morgan Stanley Smith Barney Rochester 63 Ira Mark Morgan Stanley Smith Barney New York City 69 Shawn Rubin Morgan Stanley Smith Barney New York City PAGE 4 OF 6

New York cont d 70 Jeffrey Gerson Morgan Stanley Smith Barney New York City 71 Mark Axelowitz Morgan Stanley Smith Barney New York City 77 Joseph Karas Morgan Stanley Private Wealth Management New York City 87 John Goodwin Morgan Stanley Private Wealth Management New York City 93 Kimberley Hatchett Morgan Stanley Private Wealth Management New York City 95 Patrick PJ Schwarz Morgan Stanley Smith Barney New York City 98 Ahmet Terzioglu Morgan Stanley Smith Barney Rochester 100 Rod Aronson Morgan Stanley Smith Barney New York City Nevada 2 Brian Buckley Morgan Stanley Smith Barney Las Vegas Ohio 10 Phil Shaffer Graystone Consulting Columbus 15 Joel Guth Morgan Stanley Smith Barney Columbus 17 Brian Edwards Morgan Stanley Smith Barney Columbus 20 Jeffrey Stewart Morgan Stanley Smith Barney Dublin 24 Steven Terrell Morgan Stanley Smith Barney Pepper Pike Oklahoma 6 Jimmy Russell Morgan Stanley Smith Barney Tulsa 9 Susan Cobey Morgan Stanley Smith Barney Tulsa Oregon 6 Douglas Greenberg Morgan Stanley Smith Barney Portland Pennsylvania 5 Keith Vass Morgan Stanley Private Wealth Management West Conshohocken 9 Stephen Todd Walker Morgan Stanley Smith Barney Philadelphia 12 Thomas Seiler Morgan Stanley Smith Barney Newtown 19 Eric Salmansohn Morgan Stanley Smith Barney Philadelphia 36 John Gallagher Morgan Stanley Smith Barney Bryn Mawr Rhode Island 3 John Zitzmann Morgan Stanley Smith Barney Providence 5 James Hilton Morgan Stanley Smith Barney Newport South Carolina 1 Daniel Roach Morgan Stanley Smith Barney Columbia South Dakota 2 William White Morgan Stanley Smith Barney Rapid City Tennessee 7 Malcolm Liles Morgan Stanley Smith Barney Nashville 10 Christi Edwards Morgan Stanley Smith Barney Nashville Texas 2 William Gouldin Morgan Stanley Smith Barney Houston 7 David Novelli Morgan Stanley Smith Barney Houston 20 Lewis Metzger Morgan Stanley Smith Barney Houston 21 Murray Snow Morgan Stanley Smith Barney Houston 25 John Korbell Morgan Stanley Smith Barney San Antonio 31 Henry Luskey Morgan Stanley Smith Barney Fort Worth 37 Kevin Dickey Morgan Stanley Smith Barney Dallas 40 Jeff Thibault Morgan Stanley Smith Barney Houston 41 Marie Moore Morgan Stanley Smith Barney Dallas 42 John Phillip Friesen Morgan Stanley Smith Barney Lufkin 46 Harris Sterling Morgan Stanley Smith Barney San Antonio 47 Jeff Thomas Morgan Stanley Smith Barney Houston 57 William L. Crothers, Jr. Morgan Stanley Smith Barney Houston 70 Craig Massey Morgan Stanley Smith Barney Houston PAGE 5 OF 6

Virginia 15 Lee Corey Morgan Stanley Smith Barney Alexandria 19 Kent Cox Morgan Stanley Smith Barney Richmond 24 Jeffrey Grinspoon Morgan Stanley Smith Barney Vienna 25 John Verfurth Morgan Stanley Smith Barney Vienna Vermont 2 Faith Parker Morgan Stanley Smith Barney Burlington 3 Brian Pelkey Morgan Stanley Smith Barney South Burlington 5 Omar Graddock Morgan Stanley Smith Barney Stowe West Virginia 3 Casey Robinson Morgan Stanley Smith Barney Charleston Washington 2 Bob Lesko Morgan Stanley Private Wealth Management Mercer Island 3 Paul G. Carkonen Morgan Stanley Smith Barney Seattle 6 Dean Braun Morgan Stanley Smith Barney Seattle 6 Robert Nelson Morgan Stanley Smith Barney Seattle 10 Michael Ernst Morgan Stanley Smith Barney Bellevue 12 James Ferguson Morgan Stanley Smith Barney Seattle 13 Kathleen Weber Morgan Stanley Smith Barney Bellevue Wisconsin 4 Michael Hull Graystone Consulting Madison 7 Gilbert Vraney Morgan Stanley Smith Barney Mequon 8 Thomas Parks Graystone Consulting Milwaukee 14 Barbara Finley Morgan Stanley Smith Barney Madison Wyoming 4 Forest Dunning Morgan Stanley Smith Barney Sheridan 5 Vance Oracion Morgan Stanley Smith Barney Casper Source: Barron s Top 1,000 Advisors, February 22, 2010, as identified by Barron s magazine, using quantitative and qualitative criteria and selected from a pool of over 4,000 nominations. Advisors in the Top 1,000 Financial Advisors have a minimum of seven years of financial services experience. Qualitative factors include, but are not limited to, compliance record, interviews with senior management, and philanthropic work. Investment performance is not a criterion. The rating may not be representative of any one client s experience and is not indicative of the financial advisor s future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors pay a fee to Barron s in exchange for the rating. Barron s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. 2010 Morgan Stanley Smith Barney LLC. Member SIPC NY CS 6229351 02/10