2016 Top 100 Financial Advisors

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1 2016 Top 100 Here are America's top financial advisors, as identified by Barron's. The ranking reflects the volume of assets overseen by the advisors and their teams, revenues generated for the firms and the quality of the advisors' practices. The scoring system assigns a top score of 100 and rates the rest by comparing them with the top ranked advisor. A ranking of "N" indicates the advisor was not ranked in the specified year. CUSTOMERS Rank Individuals High Ultra High Total Typical Typical Net Worth Net Worth Founda Endow Institu Asset Account Net Worth '16 '15 Name Firm Location (Up to $1mil) ($1 10 mil) ($10 mil+) tions ments tional ($mil) ($mil) ($mil) Score 1 3 Andy Chase 2 1 Gregory Vaughan 3 2 Brian Pfeifler 4 9 Lyon Polk 5 4 Mark T. Curtis Shelley Bergman Richard Saperstein 8 5 Jeff Erdmann 9 13 Ron Carson Marvin McIntyre Drew Zager Rod Westmoreland Steven Hefter Robert Scherer Paul Tashima R. Christopher Errico Robert Stolar Kevin Peters Scott Wilson HighTow er Carson Palo Alto, Omaha, Neb Washington, D.C Atlanta, Ga Highland Park, Ill Potomac, Md Chicago, Ill Purchase,

2 19 55 Scott Wilson James Atw ood Jon Goldstein Ron Basu Karen McDonald Robert J. Skinner II Gregg Fisher Gerstein Fisher Michael Klein Baird Andrew Perry Seth Finkel Wm. Craig Dobbs Patrick Dwyer Martin Halbfinger Mark Douglass Raj Sharma Richard F. Connolly Eric Gray Joseph Montgomery Rich Hassan Thomas J. Keegan Peter Princi 40 N Colleen O'Callaghan Andrew Burish Phil Shaffer Palo Alto, Milw aukee, Wis. Indianapolis, Ind Miami, Fla Williamsburg, Va. greenw ich, Madison, Wis Columbus, Ohio

3 43 26 Phil Scott James Hansberger Thomas Moran Michael Saw yer Robert Waldele Alan Whitman 49 8 Fred Berens 50 N Steven Grill 51 N Bill Grous Gus Roessler Todd Perry David Hou L. Marc Shegoski William Peterson William Greco James Wallace 59 N Louis Paster Douglas Braff Noel Weil J. Dorian McKelvy 63 N Stephan Cassaday Troy Griepp Peter Rohr Steve Levine Cassaday & Co. Bellevue, Wash Atlanta, Ga Naples, Fla Pasadena, Miami, Fla Princeton, N.J. Hartford, Atlanta, Ga Chicago, Ill McLean, Va San Francisco, Philadelphia, Pa Paul Pagnato HighTow er Reston, Va

4 68 N Brian Frank Thomas Parks Laila Pence Richard Szelc Jonathan Kass Brian Strachan Richard Jones Louis Chiavacci Antoine Souma Reza Zafari Kenneth Germann Jeffrey Kobernick Robert J. Sechan II 81 N Gary Tantleff Scott Stackman John Olson Paul Tramontano 85 N Raj Bhatia 86 N Leigh Cohen Pence J.P. Securities Atlanta, Ga Milw aukee, Wis. New port Beach, Dallas, Coral Gables, Fla Warren, N.J Chicago, Ill N John Cultra William Blair Chicago, Ill Bobby Fisher Susan Kaplan Timothy Grimes 91 N Adam Carlin Drew Freides Kaplan (LPL) Grimes & Co. New ton, Westborough, Coral Gables, Fla

5 92 98 Drew Freides N Bryan Stepanian Dana Jackson J. Michael Bollinger Mark Schulten 97 N Jason L. Fertitta 98 N Shane Brisbin 99 N Richard Piatas 100 N Mark Donohue Long Beach, San Francisco, Dallas,

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