For Assistance: Caltech Export Compliance Office X 2641 or email: export@caltech.edu Personal shipments will not be reviewed by the Caltech Export Compliance Office. Category List 1. Biology Microorganisms & Organisms 7. Optical Equipment 2. Chemistry 8. Materials 3. Computers, Printers & Associated Equipment 9. Media 4. Electronics & Electronic Components 10. Miscellaneous 5. Geology & Planetary Sciences 11. Personal Shipments 6. Lab Instruments & Equipment 12. Printed Materials Name 1. Biology Microorganisms & Organisms 18 Plants All types 24 Seeds All types 26 Urchins Urchins that are not pathogenic or toxic 2. Chemistry 1st & 2nd Generation Grubbs Catalysts - C43H72Cl2P2Ru (CAS Registry Number 172222-30-9) and C46H65Cl2N2PRu (CAS Registry 44 Grubbs Catalysts Number 246047-72-3). 48 Salt (Sodium Chloride) 3. Computers, Printers & Associated Equipment Adobe Acrobat (Professional, 49 Standard) Version 5; 5.05; 6; 7; 7.07; 8; 9; 10; 11. For additional Adobe products, see: http://www.adobe.com/support/eccnmatrix.html 5D992 50 Apple products See: 51 Cables Cables -- except for items specially designed for the military or space 52 Computer Audio Speakers 53 Computer Keyboards 54 Computer Printers 55 Cords 56 Ink cartridges Review List International Shipments -- Additional Review (Revised 2 v 15) Instructions: 1. Please find your item below; 2. Apply the associated federal number (Export Compliance Control Number); 3) Data should International Shipments - Review List.xlsx - 151102 1 of 5 For Caltech Use Only
Review List Name 57 ipad G078431) 58 ipad 2 G136951) 59 Laptop Laptop that is blank. If laptop has software, please use the for the software (i.e. if the laptop has Microsoft Office 2007, use the for Microsoft Office 2007.) 4A994 60 Laptop battery 61 Laptop Case 62 MacBook Air or Pro. MacBook does not contain export controlled data. For additional Apple products, see: G074353) Suites or W/SP1. For additional Microsoft products, see: 63 Microsoft Office 2007 http://www.microsoft.com/en-us/exporting/eccn.aspx For additional Microsoft products, see: http://www.microsoft.com/enus/exporting/eccn.aspx 64 Microsoft Office 2010 G060498) G078310) G019574) For additional Microsoft products, see: http://www.microsoft.com/enus/exporting/eccn.aspx 65 Microsoft Office v.x for Mac Developer, Professional, Professional Special Edition, Standard. For additional Microsoft products, see: http://www.microsoft.com/enus/exporting/eccn.aspx 66 Microsoft Office XP 67 Microsoft products For additional Microsoft products, see: http://www.microsoft.com/en- 68 Computer Monitor G019574) G026821) Home Edition or Professional. For additional Microsoft products, see: 69 Windows XP http://www.microsoft.com/en-us/exporting/eccn.aspx 4. Electronics & Electronic Components 70 Adapters 71 Coupler 72 Electrodes 73 Resistors 74 Transformers Except for linear voltage differential transformer systems 75 Watt Meter 5. Geology & Planetary Sciences 76 Mica International Shipments - Review List.xlsx - 151102 2 of 5 For Caltech Use Only
Minerals - Unprocessed and 77 not radioactive Unprocessed minerals and not radioactive. 78 Rocks All kinds and types Equipment is not designed, adapted or modified for space flight or military applications. For GPS equipment, please contact Caltech 79 Seismic Detection Equipment Export Compliance for. 6A999 80 Soil All kinds and types Review List receiving party, government agency and/or Custom receiving party, government agency and/or Custom 81 Zeolites 6. Lab Instruments & Equipment 82 Air table 83 Balls Packing material 84 Brazing Rods 85 Cannula 86 Carry Case 87 Clamp 88 Electrical tape 89 Equipment rack 90 Flashlight 91 Gel 92 Glassware 93 Glue 94 Hand tools i.e. screwdriver, wrench, hammer 95 Heat Lamp 96 Lab bottles 97 Light Bulb 98 Locust Cages 99 Micromanipulator 100 Microscope 101 Microscope slide 102 Neon Lamp 103 Odor Delivery System 104 Optical Table 105 Oxygen Oxygen canisters (Check with Caltech Safety Office) Check with Caltech Safety. 106 Power cord 107 Power supplies Power supplies that are not high-power or high voltage direct current 108 Pulley International Shipments - Review List.xlsx - 151102 3 of 5 For Caltech Use Only
109 Rack 110 Scale 111 Screws 112 Spatula 113 Syringes 114 Thermometer Thermometers not specifically designed, adapted or modified for 115 Timer 7. Optical Equipment 116 Wave plate 8. Materials Filter - Absorptive Natural 117 Density Filter 118 Gold ribbon 119 Rope 120 Velcro 9. Media 121 CDs CDs with publicly available information or with no data 122 DVDs DVDs with publicly available information or with no data 123 Hard Drives Hard Drives with publicly available information or with no data 124 Memory Devices Memory devices with publicly available information or with no data 125 Memory Sticks Memory sticks with publicly available information or with no data 126 Zip Drives 10. Miscellaneous 127 Alarm Clock 128 Apron 129 Badge Holders 130 Calculator Caltech souvenirs and/or 131 paraphernalia i.e. Mugs, hats, t-shirts with Caltech logo 132 Cardboard Boxes Empty cardboard boxes 133 Clothing 134 Dishes 135 Flatware 136 Food 137 Furniture 138 Household Goods 139 iphone 3GS, 3G 5A992 G062918) 140 iphone 4 5A992 G081158) Review List International Shipments - Review List.xlsx - 151102 4 of 5 For Caltech Use Only
141 ipod Classic, nano, shuffle and parts and accessories. For additional Touch. 142 ipod 5A992 G081158) 143 Microphone 144 Movie DVDs 145 MP3 Players 146 Music Cds 147 Office Supplies i.e., paper clips, paper goods, blank CDs 148 Paintings 149 Phone 150 Picture Frames 151 Speakers 152 Televisions 153 Toys 11. Personal shipments 154 Personal shipments 12. Printed Materials Personal shipments will not be reviewed by Caltech Export 155 Books 156 Journals 157 Magazines 158 Posters Posters with publicly available information or research results. Review List International Shipments - Review List.xlsx - 151102 5 of 5 For Caltech Use Only