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ONE PHEASANT RUN * MILLSTONE TOWNSHIP, NEW JERSEY 08510-1709 TEL: 609-208-0112 * FAX: 609-208-1295 EMAIL: info@wivenhoegroup.com Website: www.wivenhoegroup.com 2002 Wastewater Security Act (not promulgated) 2003 2004 Public Health Security and Bioterrorism Preparedness and Response Act (BPRA) Amended CWA, Required SVAs and Emergency Response Plans for Existing Plants Also mandated Procedures to Ensure Food and Drug Safety BPRA was a Snapshot New Facilities Are Not Affected, No Ongoing Review Required 2003 Hazardous Materials Transportation 49 CFR Parts 171 178 2003 2004 Maritime Transportation Security Act 2003 International Air Transportation Administration (IATA) Regulations 2004 2006 City of Baltimore; MD State; New Jersey, New York various state and local regulations 2006 DHS Chemical Facility Anti-Terrorism (CFAT) Standards, (ANPR) - 6 CFR Part 27 2006 Transportation Security Administration (TSA) Rail Transportation Security (ANPR) 49 CFR Parts 1520 & 1580 2007 DHS CFAT Interim Final Regulations Rule Effective June 8, 2007 Chemicals of Interest List Proposed Transportation Sector Six Distinct Modes of Transportation: Air: 450 Commercial; 19,000 Regional Airfields Highway: 4 M Miles of Roads and Infrastructure Maritime: 41,300 Vessels; 655 B ton-miles Commerce Rail: 193,000 Miles of Track; 1.4 M Freight Cars; 8 Class I and 550 Other Rail Companies 1

Mass Transit: 6 K Public Transport Systems; 21 B Passenger Miles/yr Pipeline: Oil 177,000 miles; 623 B ton-miles; Natural Gas 1.3 M Miles of Pipeline Air International Air Transport Association (IATA) Section 1.6 49 CFR Parts 1500 1550 Effective August 19, 2003 Air Security transferred to DHS from DOT Highway 49 CFR Parts 172, 173 Hazardous Materials Transportation Security Plans Security Training for Sites with Security Plans Security Awareness Training for Others Hazmat Transportation Security Rule Overviews Requirements May Apply To: Any person who offers a HAZMAT for transportation in commerce Transfer of control of HAZMAT to a person who physically transports HAZMAT off facility s property. Any person who transports a HAZMAT in commerce Physical relocation of a HAZMAT from the offering facility to an offsite location. Minimize HAZMAT transportation risk and liability Agency authority to inspect and assess fines immediately following compliance deadlines Security Plan must address HAZMAT transportation risks associated with: Personnel security Unauthorized access En-route security Security Plan Training Security Awareness Training 2

Security Training In-depth Security Plan Training, con t Frequency - Initially - within 90 days of Hazmat duties - Immediately following any non-administrative amendment to the Security Plan Security Training - DOT every 36 months - IATA every 24 months - IMDG every 3 months (drills) - Rail under development General Awareness Training, con t Frequency - Initially - within 90 days of Hazmat duties - DOT every 36 months - IATA every 24 months - IMDG quarterly or upon USCG notification - Rail under development Recordkeeping Security Plan Audit reports Training records - Employee s name; - Most recent training completion date; - Description, copy, or location of training materials; - Name and address of person providing the training; and - Certification that employee has been trained and tested - Retain for as long as employee is employed as a Hazmat transportation employee and for 90 days thereafter 3

Maritime Maritime Transportation Security Act (MTSA) of 2002 U.S. Coast Guard responsible for 33 CFR Parts 101-106, Ports and Waterways Security Part 104 - Vessel Security Plans Part 105 Facility Security Plans Part 106 Outer Continental Shelf Facilities and Production Platforms Transportation Worker Identification (TWIC) DHS nationally-mandated credentialing program for regulated facilities and operations 750,000 workers will need TWIC certification by September 30, 2008 TWIC security background checks for all applicants All employees and unescorted visitors will have to apply for a TWIC 125 Enrollment Centers in 38 states Rail Rail Transportation Security Act Proposed Rule, 21 Dec 2006 49 CFR Parts 1520 and 1580 Applies to both freight & passenger rail Part 1520 Information Security - rail audits, route information is Sensitive Security Information (SSI) Part 1580 Rail Transportation Security Appoint Rail Security Coordinator, report security concerns to TSA, provide location information to TSA upon request 4

Pipelines Transportation Security Improvement Act of 2005 Under the direction of TSA for security, DOT Office of Pipeline Safety (OPS) for safety Rules are still under development; no specific security requirements or timetable are in place TSA is developing security standards OPS conducts inspections, investigates incidents 2008 DHS CFAT Final Regulations Final Chemicals of Interest List Approved 2009 Drinking Water System Security Act (HR-3258) NEW AREAS OF INTEREST Food Manufacturing Education Water/Wastewater Financial Data Wivenhoe Group December 29, 2010 5