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Recent FTC Initiatives Related to Auto Advertising and Financing Malini Mithal Acting Associate Director Division of Financial Practices Bureau of Consumer Protection May 2016

Road Map Today I will cover: The FTC s Legal Authority Recent FTC Initiatives Deceptive Practices FCRA Violations Data Security Consumer and Business Education

About This Presentation These remarks are those of the author and do not necessarily represent the Commission or any individual Commissioner.

FTC Legal Authority Statutes, Remedies, and Law Enforcement Role

FTC s Consumer Protection Role Enforce various consumer protection laws Promulgate rules, including the Used Car Rule Conduct workshops, outreach, & education Jurisdiction: most non-bank entities includes persons, partnerships, corporations and others

FTC and CFPB Jurisdiction Auto Dealers Under the Dodd-Frank Act, the FTC has: Exclusive jurisdiction over many dealers complex, but generally over dealers that routinely assign financing to unaffiliated third parties Concurrent jurisdiction with CFPB over non-bank lenders and buy here, pay here dealers

FTC-CFPB Coordination Agencies signed a Memorandum of Understanding ( MOU ) on January 20, 2012 Objectives: Sustain a strong partnership Avoid duplication Foster transparency

FTC Enforcement FTC Act The FTC Act broadly prohibits unfair or deceptive acts or practices in or affecting commerce Flexible law that can applied to many different situations, entities and technologies

FTC Enforcement Some Other Laws and Rules Fair Credit Reporting Act Truth in Lending Act (TILA) and Regulation Z Consumer Leasing Act (CLA) and Regulation M Equal Credit Opportunity Act and Regulation B Electronic Fund Transfer Act and Regulation E FTC Rules such as Used Car Rule, Holder Rule, Credit Practices Rule

FTC Enforcement Remedies FTC has diverse remedies available Can include, for example Cease and desist orders (administrative action) Equitable relief rescission, redress, injunctions (federal court) Civil penalties for example, order violations, various rule violations Can include liability for companies and individuals

Recent FTC Initiatives Deceptive Practices, FCRA Violations, & Data Security

Deceptive Practices Deceptive Ads Sales, Financing, and Leasing Offers Sweepstakes and Other Promotions Certification/Inspection Claims Environmental Claims Deceptive Practices Related to Add-Ons

Casino Auto Sales (consent order)

*Todos los precios no son en efectivo, so no la cantidad para financiar. *Prices after $5,000 down + Tax, Lic & Doc fees, on approved credit. Base with a FICO score of 740 & above.. Special finance available!!! See your sales associate for more detailes. Precios despues de $5,000 de pago inicial + Tax, Lic. & Doc. En crédito aprobado. Basado con un minimo FICO score of 740 puntos. Financiamiento especial disponible!!! Pregunte a su vendedor por mas detalies. Todos los precios son basados a 60 meses y 5.9% interes. Ad expires 01/25/13. Rines especialies disponsibles a costo adicional. Special rims available at additional cost.

FTC action against Paramount Kia of Hickory, LLC

Example Deceptive $0 Down Lease Claims Honda of Hollywood

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Deceptive Price, Discount, & Rebate Cases

Deceptive Credit-Based Offer

Pay Off Your Trade Cases

Sweepstakes Offer

Tax Refund Promotion

Safety-Related Claims We check it, so you don't have to. 172-Point Inspection and Reconditioning Our detailed, 172-Point Vehicle Inspection and Reconditioning Process is one of the most comprehensive in the industry. Before any Chevy, Buick, or GMC used vehicle earns the title of Certified Pre-Owned, it must first meet all of our rigorous standards.

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FCRA Violations Furnisher Rule Tricolor Auto Acceptance, LLC (2015) Risk-Based Pricing Rule Background on Rule Sprint Corporation (2015)

Risk-Based Pricing Rule Dealers that are the original creditor in a three-party automobile financing transaction must provide a Risk-Based Pricing notice to the consumer.

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