CONSENT ORDER (As to Respondents North America Marketing, LLC and TM Multimedia Marketing, LLC)

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "CONSENT ORDER (As to Respondents North America Marketing, LLC and TM Multimedia Marketing, LLC)"

Transcription

1 ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: North America Marketing and Associates, LLC, and Case No TM Multimedia Marketing, LLC, and Kimberly Birdsong, Respondents, CONSENT ORDER (As to Respondents North America Marketing, LLC and TM Multimedia Marketing, LLC) WHEREAS, the Securities Division of the Office of the Maryland Attorney General (the Securities Division ), initiated an investigation into the activities of North America Marketing and Associates, LLC, TM Multimedia Marketing LLC, and Kimberly Birdsong (collectively Respondents ) under the authority granted under the Maryland Business Opportunities Sales Act, MD. CODE ANN. BUS. REG et seq. (2010 Repl. Vol.) (the Maryland Business Opportunity Act ); and WHEREAS, as a result of that investigation, on June 5, 2012, the Maryland Securities Commissioner (the Commissioner ) issued an Order to Show Cause against Respondents, alleging that Respondents violated the anti-fraud, registration, and disclosure provisions of the Maryland

2 Business Opportunity Act in relation to the the offer and sale in Maryland of a website business opportunity; and WHEREAS, on May 24, 2012, the United States District Court for the District of Arizona entered a Preliminary Injunction Order Freezing Assets, Appointment of Permanent Receiver and other Equitable Relief against North America Marketing and Associates, LLC and TM Multimedia Marketing, LLC, among other defendants, in a civil action captioned Federal Trade Commission v. North America Marketing and Associates, LLC, et al., Case No. 2:12-cv DGC ( the Receivership Proceeding ). WHEREAS, the Commissioner and Respondents North America Marketing and Associates, LLC, and TM Multimedia Marketing LLC (collectively Corporate Respondents ) have reached an agreement in this action whereby Corporate Respondents, represented by counsel, without admitting or denying any conclusion of law, consent to the terms of this Order; and WHEREAS, the Commissioner has determined that it is in the public interest to issue this Order; THEREFORE, before the holding of a hearing in this matter, without trial or final adjudication of any issue of fact or law, and upon consent of the Corporate Respondents hereto, IT IS HEREBY AGREED AND THE COMMISSIONER ORDERS: I. JURISDICTION 1. The Commissioner has jurisdiction in this proceeding pursuant to (a) of the Maryland Business Opportunity Act. 2. Corporate Respondents permanently waive the right to a hearing and appeal under the Act and the rules and regulations promulgated thereunder with respect to this Consent Order and -2-

3 the Order To Show Cause. 3. If judicial intervention in this matter is sought by any party, Corporate Respondents consent to the jurisdiction of the Circuit Court for Baltimore City over any such proceeding and as to themselves. II. PARTIES 4. Melanie Senter Lubin is the Securities Commissioner of Maryland. 5. North America Marketing and Associates, LLC ( North America Marketing ) is or was a Nevada limited liability company with a mailing address of P.O. Box 46243, Denver Colorado TM Multimedia Marketing, LLC ( TM Multimedia ) is or was a Nevada limited liability company with a mailing address of 1550 S. Larimer Street, Suite 516, Denver, CO III. FINDINGS OF FACT The Commissioner finds the following facts: A. Nature of Corporate Respondents Business 7. North America Marketing and TM Multimedia, individually and working together, marketed a home-based business opportunity throughout the US, including in Maryland. 8. Corporate Respondents business opportunity purported to offer buyers the opportunity to earn income from operating their own Internet websites, which Corporate Respondents represented would generate commissions for the website owners. 9. Corporate Respondents used telemarketers to contact prospective buyers at home. 10. Corporate Respondents, acting through North America Marketing, first convinced -3-

4 buyers to purchase an Internet website, generally for a fee of under $ Not long after buyers agreed to purchase an Internet website, Corporate Respondents, then acting through TM Multimedia, contacted those buyers to convince them that, in order to succeed in their business opportunity, the buyers must purchase advertising to promote their Internet website. 12. TM Multimedia sold advertising packages to a buyer of the North America Marketing website for fees of, or in excess of, $10,000. B. The Business Opportunity Sale in Maryland 13. In January 2010, LW, a resident of Montgomery County, Maryland who was 94 years old at that time, received an unsolicited telephone call at his residence from an individual who said he had an opportunity for LW to earn money from home. 14. In January 2010, LW had recently lost his wife of 69 years and was interested in earning extra income to help his family. 15. The individual who called LW in January 2010 ( North America Salesman ) told LW he was calling from North America Marketing. The North America Salesman said his company was offering an investment opportunity in an online business. 16. LW advised the North America Salesman that he did not own a computer, and the North America Salesman replied that LW would not need a computer or computer skills in order to make money in this business opportunity. 17. The North America Salesman told LW the business opportunity involved setting up Internet websites selling products to department stores, and that his company would provide all the assistance LW would need to get the business started. -4-

5 18. On January 12, 2010, LW paid a total of $59.99 by credit card to North America Marketing and Associates, LLC for this business opportunity. 19. The Customer Profile Sheet that LW received from North America Marketing indicates that he purchased from North America Marketing a website with the URL address in addition to a back office tracking system, online media guide membership, and web development, all for $ Sometime after January 12, 2010, LW received a follow-up telephone call from someone who identified himself as Michael Parks ( Parks ). 21. LW believed that Parks was calling on behalf of North America Marketing. 22. Parks said he was calling LW to follow-up on LW s website business opportunity. 23. Parks told LW that he needed to purchase advertising for his website business opportunity to earn income. 24. Parks also told LW that he should be able to earn a return of $60,000 per year if he invested an additional $10,000 for advertising to generate traffic to LW s website. 25. Parks represented to LW that he could obtain a refund of the fees LW paid for advertising if the business opportunity didn t generate the returns that Parks promised. 26. On or about January 23, 2010, LW received documents via UPS, which he signed and returned, authorizing payment of $10,000 for advertising services related to LW s website business opportunity. 27. The Customer Invoice that LW signed stated that he purchased a website, TV Commerical (DVD), 48,000 Targeted Visitors, and Premium Domain/1 year Search Engine, all for $10,

6 28. LW paid TM Multimedia the $10,000 fee for advertising services using two separate credit cards he had. 29. LW has not received any income at all from his investment in this business opportunity. 30. LW and his granddaughter made repeated attempts to obtain a refund of LW s investment, but Corporate Respondents refused to return any of his money. 31. In one such refund demand, LW spoke by telephone with someone who identified himself as Richard Alexander from TM Multimedia Marketing, LLC. Alexander denied that his company charged LW s credit card, and then later promised LW a full refund of his investment, but that refund was never paid. IV. CONCLUSIONS OF LAW The Commissioner therefore, concludes as a matter of law: 32. Corporate Respondents violated section of the Maryland Business Opportunity Act by offering and selling a business opportunity in Maryland without the business opportunity being registered with the Commissioner. 33. Corporate Respondents violated section section of the Maryland Business Opportunity Act by offering and selling a business opportunity in Maryland without first giving a prospective buyer a copy of a disclosure document at least 10 full business days before the buyer executes an agreement or pays any consideration towards the purchase of the business opportunity. 34. Respondent TM Multimedia violated section of the Maryland Business Opportunity Act by representing, in connection with the offer or sale of a business opportunity, that the business opportunity provides income or earning potential of any kind unless: (1) the seller has -6-

7 documentation to substantiate the representation; and (2) the person discloses the documentation to the prospective buyer when the representation is made. 35. Corporate Respondents violated of the Maryland Business Opportunity Act by obtaining thousands of dollars for a business opportunity that Corporate Respondents represented would generate significant income, but the business opportunity did not generate any income, as Corporate Respondents represented. V. REPRESENTATIONS BY CORPORATE RESPONDENTS 36. Corporate Respondents represent that, as of the date of this Consent Order, they are aware of only one Maryland resident to whom they sold products or services of the type described in this Consent Order for a total consideration of $300 or more, payable to Corporate Respondents, individually or collectively. 37. Corporate Respondents shall not object to, and shall fully cooperate in the processing and payment of any claim for reimbursement to LW in the amount of $10,059.99, to the extent funds are available in the Receivership Proceeding for restitution or rescission to buyers/consumers. 38. Corporate Respondents agree to notify the Securities Division if they receive information about any additional Maryland residents who bought products or services of the type described in this Consent Order, payable to Corporate Respondents, individually or collectively. 39. If Corporate Respondents or the Receiver in the Receivership Proceeding identify any additional Maryland residents who purchased products or services from Respondents of the type described in this Consent Order, payable to Corporate Respondents, individually or collectively, Corporate Respondents shall not object to, and shall fully cooperate in the processing and payment of, any claim for reimbursement to any such Maryland residents, to the extent funds are available -7-

8 in the Receivership proceeding for restitution or rescission to buyers/consumers. VI. SANCTIONS 40. Corporate Respondents consent, and it is hereby ORDERED that: (A) Corporate Respondents shall permanently cease and desist from offering or selling, in Maryland, any business opportunity as defined under the Business Opportunity Act; and that (B) Corporate Respondents are permanently barred from offering and selling business opportunities in Maryland or to Maryland residents; and that (C) This Consent Order is a discloseable order as described under (c)(10) of the Maryland Business Opportunity Act and 16 CFR 437.3(a) (3) of the Federal Trade Commission Business Opportunity Rule. VII. CONSEQUENCES OF VIOLATION OF CONSENT ORDER 41. If any Respondent fails to comply with any term of this Consent Order, the Commissioner may proceed against that Respondent with full administrative and/or judicial proceedings to enforce this Consent Order, or to impose sanctions for violating an order of the Commissioner, and may take any other action authorized under the Maryland Business Opportunity Act or any other applicable law. For the purposes of determining any sanctions, the Statement of Facts and the violations of the Maryland Business Opportunity Act set forth above shall be deemed admitted by the Respondent and may be introduced into evidence against that Respondent. -8-

9 VIII. MODIFICATION OF TERMS OF THIS CONSENT ORDER 42. No term of this Consent Order may be modified or vacated except by a subsequent order issued by the Commissioner. IX. JURISDICTION RETAINED 43. Jurisdiction shall be retained by the Commissioner for the purpose of enabling any party to this Consent Order to apply for such further orders and directions as may be necessary or appropriate for the construction or enforcement of the Consent Order. IT IS SO ORDERED September 4, 2012 Commissioner s Signature is on File With Original Document MELANIE SENTER LUBIN SECURITIES COMMISSIONER BY CONSENT: NORTH AMERICA MARKETING AND ASSOCIATES, LLC TM MULTIMEDIA MARKETING, LLC By: /S/ By: /S/ Print Name Print Name Print title of executive officer Print title of executive officer August 29, 2012 August 29, 2012 Date Date -9-

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * Cash Flow Capital, LLC * and * Brendan Gallagher, * Case No. 2012-0311 and * Elliott Clark, * Respondents, *

More information

in the bankruptcy proceeding; and that on July 9, 2012, Johnson s bankruptcy proceeding was

in the bankruptcy proceeding; and that on July 9, 2012, Johnson s bankruptcy proceeding was ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * The Greatest Virtual Office, LLC, * and * Sandra Kay Johnson, a.k.a. * Sandra Johnson Adaralegbe, * Respondents,

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * SOLID AD SOLUTIONS, LLC, * and * Case No. 2010-0376 CHRISTOPHER LEWALLEN, * Respondents. * * * * * * * * *

More information

FINAL ORDER TO CEASE AND DESIST

FINAL ORDER TO CEASE AND DESIST ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * BES ENTERPRISES, LLC, * d.b.a. FRANKLIN FINANCIAL, a.k.a. FRANKLIN FINANCIAL SOLUTIONS, * a.k.a. FRANKLIN FINANCIAL

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER TO CEASE AND DESIST

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER TO CEASE AND DESIST ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * FAMILY TREE DIGITAL VIDEO CORP., * Case No. 2008-0350 and * ROBBIE DON FRITZER, * Respondents. * * * * * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * ORDER TO SHOW CAUSE

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * The Greatest Virtual Office, LLC, * and * Sandra Kay Johnson, a.k.a. * Sandra Johnson Adaralegbe, * Respondents,

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * ORDER TO SHOW CAUSE

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * BES ENTERPRISES, LLC, * d.b.a. FRANKLIN FINANCIAL, a.k.a. FRANKLIN FINANCIAL SOLUTIONS, * a.k.a. FRANKLIN FINANCIAL

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * CP Franchising, LLC * d/b/a Cruise Planners * Case No. 2011-0223 and * Michelle Fee * Respondents, * * * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * SOLID AD SOLUTIONS, LLC, * and * Case No. 2010-0376 CHRISTOPHER LEWALLEN, * Respondents. * * * * * * * * * *

More information

BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * Our Town America, a Franchising Corporation, * Case No. 2006-0686 Respondent, * * * * * * * * * * * * * * CONSENT ORDER WHEREAS, the

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * Family Financial Centers, LLC, * Case No. 2008-0275 Respondent, * * * * * * * * * * * * * * CONSENT ORDER

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * Arnold M. Hecht * Case No. 2009-0304 Respondent. * * * * CONSENT ORDER WHEREAS, the Securities Division of the

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * RMG Rehabilitation Management Group, LP * Case No. 2011-0462 Respondent * * * * * * * * * * * * * * * CONSENT

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * KEVIN T. FORRESTER D/B/A * Case No. 2007-0174 FORRESTER FINANCIAL GROUP * Respondent. * * * * * * * FINAL CONSENT

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * OAH Case No. OAG-SD-50-35471 MARYLAND RETIREMENT SERVICES, * SD Case No. 2008-0179 INC. * Respondent. * * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND WOLVERINE ENERGY, L.L.C., * FILE NO. 2000-1065

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND WOLVERINE ENERGY, L.L.C., * FILE NO. 2000-1065 ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * WOLVERINE ENERGY, L.L.C., * FILE NO. 2000-1065 WOLVERINE ENERGY 1998-1999(A) * DEVELOPMENT COMPANY, L.L.C.,

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * Sit Means Sit Franchise, Inc., and * Case No. 2012-0362 Sit Means Sit, Inc., * Respondents * * * * * * * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER TO CEASE AND DESIST

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER TO CEASE AND DESIST ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * COFFEE HEAVEN, LLC * Case No. 2006-0373 and * JAMES JAY CUMMINGS, * Respondents. * * * * * * * * * * * * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * RANDY H. PACKETT * Case No. 2012-0292 and * CHESAPEAKE FINANCIAL * SOLUTIONS, LLC * Respondents. * * * CONSENT

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * MATTHEW A. KRIMM * Securities Docket No. 2015-0120 and KRIMM FINANCIAL SERVICES, LLC * and OAH No. OAG-SD-50-15-

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND. Respondent. * Case No. 2004-0466 * * * * * * * * * * * * * CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND. Respondent. * Case No. 2004-0466 * * * * * * * * * * * * * CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * IN THE MATTER OF: * GILES ENTERPRISES, INC. D.B.A CHESTER FRIED * Respondent. * Case No. 2004-0466 * * * * * * * * * * * * * CONSENT

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * CASE NO. 2004-0551 FREEMAN OWEN * and * FINANCIAL SOURCES, INC. * Respondents. * * * * CONSENT ORDER WHEREAS,

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * ORDER TO SHOW CAUSE

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * * ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * Dream Marketing and SEO, Inc. * and Case No. 2013-0331 * Michael Dies * Respondents. * * * * * * * * * * * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER * * * * * * * * * * * * * CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER * * * * * * * * * * * * * CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: * ROBERT BRUCE SANDO, * File No. 2000-0140 Respondent. * * * * * * * * * * * * * * CONSENT ORDER WHEREAS, the Maryland

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: CASE NO. 2003-0264 VIATICAL CAPITAL, INC. and VIATICAL FUNDING, INC. and VIATICAL FUNDING, L.L.C.: ##01, 02, 03,

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND In the Matter of: * REDRHINO, INC., * a.k.a. REDRHINO: The Epoxy Flooring Company * MICHAEL KENEALY, and Case Number 2015-0382 *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * Consent Order

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * * * * * * * * * * * * * Consent Order ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * JOSEPH F. RINALDI * AND * Securities Docket No. 2004-0368 QUANTUM FINANCIAL * ADVISORS, INC. * Respondents *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * PRONTOWASH USA, LLC, * Case No. 2010-0055 Respondent. * * * * * * * * * * * * * * * FINAL ORDER WHEREAS, March

More information

SUMMARY ORDER TO CEASE AND DESIST ORDER TO SHOW CAUSE

SUMMARY ORDER TO CEASE AND DESIST ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * No. 2011-0128 BEATE M. BRANDL * Respondent. * * * * * * * * * * * * * * SUMMARY ORDER TO CEASE AND DESIST ORDER

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * FCE INVESTMENTS.COM, * FIRST CASH EXPRESS, INC. * (dba FIRSTCASHEXPRESS.com), * Securities Division No. 2007-0337

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ORDER TO SHOW CAUSE

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * MARK A. FULLER * CASE NO. 2008-0001 and * WEALTH MANAGEMENT AND * MARKETING LLC * Respondents. * * * * ORDER

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND. JOSEPH V. SMITH, * Case Number 2015-0156 * * * * * * * * * * * * * *

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND. JOSEPH V. SMITH, * Case Number 2015-0156 * * * * * * * * * * * * * * ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND In the Matter of: * NY BAGEL ENTERPRISES, INC., * SMS, INC., * JOSEPH V. SMITH, * Case Number 2015-0156 DENNIS KENNETH MASON, *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND CONSENT ORDER ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * CASE NO. 2010-0308 AMERIPRISE FINANCIAL SERVICES, INC. * Respondent. * CONSENT ORDER WHEREAS, the Securities

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND. PARIS G. MILLS * Case No. 2008-0384 ORDER TO SHOW CAUSE

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND. PARIS G. MILLS * Case No. 2008-0384 ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * PARIS G. MILLS * Case No. 2008-0384 and * CREDIT SOLUTION AND FINANCIAL * SERVICES, INC. * Respondents. * *

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * ASIA PACIFIC ENERGY INC. * TRAVIS ARMSTRONG * GLOBAL PARTNERS CAPITAL * Securities Division No. 2007-0126 GERARD

More information

MRSI International, Inc.; Michael C. Rabanne - S-07-273-12-CO01 - Consent Order

MRSI International, Inc.; Michael C. Rabanne - S-07-273-12-CO01 - Consent Order MRSI International, Inc.; Michael C. Rabanne - S-0---CO01 - Consent Order On February,, the entered into a Consent Order, S-0---CO01, with MRSI International, Inc. and Michael C. Rabanne (collectively

More information

IN THE COURT OF COMMON PLEAS FRANKLIN COUNTY, OHIO

IN THE COURT OF COMMON PLEAS FRANKLIN COUNTY, OHIO IN THE COURT OF COMMON PLEAS FRANKLIN COUNTY, OHIO STATE OF OHIO, ex rel. ) CASE NO. ATTORNEY GENERAL ) MICHAEL DEWINE ) JUDGE 30 E. Broad St., 14 th Floor ) Columbus, Ohio 43215 ) ) PLAINTIFF, ) ) V.

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * * Ralph Edward Thomas, Jr. * Securities Docket No. 2011-0427 * Respondent * * * * * * * * * * * * * * ORDER

More information

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER * * * * * * * * * * * * * ORDER TO SHOW CAUSE

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER * * * * * * * * * * * * * ORDER TO SHOW CAUSE ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: * Aurora Investment Management Group LLC * File No.: 2015-0069 and * Ronald F. McDonald III, CRD # 2385464 * Respondents

More information

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9581 / May 1, 2014 SECURITIES EXCHANGE ACT OF 1934 Release No. 72073 / May 1, 2014 INVESTMENT ADVISERS ACT OF 1940 Release No. 3828 / May 1, 2014 INVESTMENT COMPANY ACT

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * MATTHEW A. KRIMM * Case No. 2015-0120 and * KRIMM FINANCIAL SERVICES, LLC * and * ADAM DUSO * and * KAIROS CAPITAL

More information

CAUSE NO. PLAINTIFF S ORIGINAL PETITION. Greg Abbott, and complains of OLD UNITED LIFE INSURANCE COMPANY ( Defendant ), and I.

CAUSE NO. PLAINTIFF S ORIGINAL PETITION. Greg Abbott, and complains of OLD UNITED LIFE INSURANCE COMPANY ( Defendant ), and I. CAUSE NO. STATE OF TEXAS, Plaintiff, v. OLD UNITED LIFE INSURANCE COMPANY, Defendant. IN THE DISTRICT COURT OF TRAVIS COUNTY, TEXAS JUDICIAL DISTRICT PLAINTIFF S ORIGINAL PETITION TO THE HONORABLE JUDGE

More information

CLS Investments, LLC Instructions for the Solicitor Application and Agreement

CLS Investments, LLC Instructions for the Solicitor Application and Agreement CLS Investments, LLC Instructions for the Solicitor Application and Agreement Please complete all fields on page 1 of the Solicitor Application and Agreement. Some general guidelines are set forth below.

More information

STIPULATED FINAL JUDGMENT

STIPULATED FINAL JUDGMENT DISTRICT COURT, CITY AND COUNTY OF DENVER, COLORADO 1437 Bannock Street Denver, CO 80202 STATE OF COLORADO, ex rel. JOHN W. SUTHERS, ATTORNEY GENERAL, Plaintiff, v. GARY E. MAES, individually and d/b/a

More information

UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA, TAMPA DIVISION

UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA, TAMPA DIVISION UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA, TAMPA DIVISION Consumer Financial Protection Bureau and Office of the Attorney General, State of Florida, Department of Legal Affairs, Case No.

More information

ORDERED, ADJUDGED AND DECREED,

ORDERED, ADJUDGED AND DECREED, STEPHEN CALKINS General Counsel CAROLE A. PAYNTER (CP 4091) Federal Trade Commission 150 William Street, 13th floor New York, New York 10038 (212) 264-1225 Attorneys for Plaintiff UNITED STATES DISTRICT

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER TO CEASE & DESIST ORDER OF BAR

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND FINAL ORDER TO CEASE & DESIST ORDER OF BAR ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * CASE NO. 2004-0550 MARTIN J. BEESON D/B/A * MID-ATLANTIC ESTATE PLANNING, INC.. * Respondent. * * * * FINAL

More information

UNITED STATES DISTRICT COURT DISTRICT OF UTAH, CENTRAL DIVISION CONSENT DECREE. WHEREAS: Plaintiff, the United States of America, has

UNITED STATES DISTRICT COURT DISTRICT OF UTAH, CENTRAL DIVISION CONSENT DECREE. WHEREAS: Plaintiff, the United States of America, has UNITED STATES DISTRICT COURT DISTRICT OF UTAH, CENTRAL DIVISION ) UNITED STATES OF AMERICA, ) ) Plaintiff, ) v. ) ) Civil Action No. NU SKIN INTERNATIONAL, INC., ) a corporation, ) ) Defendant. ) ) CONSENT

More information

BEFORE THE ARIZONA CORP. :;it1 A ~ G

BEFORE THE ARIZONA CORP. :;it1 A ~ G I 0 0 BEFORE THE ARIZONA CORP COMMISSIONERS GARY PIERCE, Chairman BOB STUMP SANDRA D. KENNEDY PAUL NEWMAN BRENDA BURNS :;it A ~ G Aizona Corporation Comml! t A : 0 DOCKET [ [n the matter of: ) DOCKET NO.

More information

Chapter 21 Credit Services Organizations Act

Chapter 21 Credit Services Organizations Act Chapter 21 Credit Services Organizations Act 13-21-1 Short title. This chapter is known as the "Credit Services Organizations Act." Enacted by Chapter 29, 1985 General Session 13-21-2 Definitions -- Exemptions.

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: ) ) ORDER TO CEASE AND DESIST Louis H. Rivas ) ) and ) File No. 08008 ) The FOREX Project, ) ) Respondents.

More information

BEFORE THE ARIZONA CORPORATION COMMISSION ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) )

BEFORE THE ARIZONA CORPORATION COMMISSION ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) 0 In the matter of BEFORE THE ARIZONA CORPORATION COMMISSION COMMISSIONERS MARC SPITZER, Chairman WILLIAM A. MUNDELL JEFF HATCH-MILLER MIKE GLEASON KRISTIN K. MAYES INTERNATIONAL GLOBAL POSITIONING, INC.,

More information

AN ACT RELATING TO LABOR AND EMPLOYMENT; AMENDING THE MINIMUM WAGE ACT TO CREATE A PREFERENCE FOR CIVIL ACTIONS AND APPEALS

AN ACT RELATING TO LABOR AND EMPLOYMENT; AMENDING THE MINIMUM WAGE ACT TO CREATE A PREFERENCE FOR CIVIL ACTIONS AND APPEALS AN ACT RELATING TO LABOR AND EMPLOYMENT; AMENDING THE MINIMUM WAGE ACT TO CREATE A PREFERENCE FOR CIVIL ACTIONS AND APPEALS BROUGHT TO COLLECT UNPAID OR UNDERPAID WAGES TO BE HEARD BY THE COURT TO THE

More information

State of Maryland: Frequently Asked Questions Presented and Submitted by Jeffrey Van Grack January 1, 2011

State of Maryland: Frequently Asked Questions Presented and Submitted by Jeffrey Van Grack January 1, 2011 State of Maryland: Frequently Asked Questions Presented and Submitted by Jeffrey Van Grack January 1, 2011 State FAQs GENERAL 1. What general state statutes apply to Common Interest Communities in your

More information

4:10-cv-00701-TLW Date Filed 03/18/10 Entry Number 1 Page 1 of 12

4:10-cv-00701-TLW Date Filed 03/18/10 Entry Number 1 Page 1 of 12 4:10-cv-00701-TLW Date Filed 03/18/10 Entry Number 1 Page 1 of 12 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF SOUTH CAROLINA FLORENCE DIVISION SECURITIES AND EXCHANGE COMMISSION, Plaintiff,

More information

CHAPTER 80G BULLION COIN DEALERS

CHAPTER 80G BULLION COIN DEALERS 1 MINNESOTA STATUTES 2015 80G.01 CHAPTER 80G BULLION COIN DEALERS 80G.01 DEFINITIONS. 80G.02 REGISTRATION. 80G.03 REGISTRATION DENIAL, NONRENEWAL, REVOCATION, AND SUSPENSION. 80G.04 CRIMINAL CONVICTIONS.

More information

COLORADO CREDIT SERVICES ORGANIZATION ACT. Table of Contents COLORADO CREDIT SERVICES ORGANIZATION ACT... 1

COLORADO CREDIT SERVICES ORGANIZATION ACT. Table of Contents COLORADO CREDIT SERVICES ORGANIZATION ACT... 1 COLORADO CREDIT SERVICES ORGANIZATION ACT Table of Contents COLORADO CREDIT SERVICES ORGANIZATION ACT... 1 12-14.5-101. Short title.... 1 12-14.5-102. Legislative declaration.... 1 12-14.5-103. Definitions...

More information

NO. ASSURANCE OF VOLUNTARY COMPLIANCE. COME NOW, THE STATE OF TEXAS, acting by and through Attorney General GREG

NO. ASSURANCE OF VOLUNTARY COMPLIANCE. COME NOW, THE STATE OF TEXAS, acting by and through Attorney General GREG NO. IN THE MATTER OF: STATE OF TEXAS AND MORTGAGE INVESTORS CORPORATION d/b/a AMERIGROUP MORTGAGE CORPORATION, Respondent IN THE DISTRICT COURT OF TRAVIS COUNTY, TEXAS JUDICIAL DISTRICT ASSURANCE OF VOLUNTARY

More information

CAUSE NO. STATE OF TEXAS, IN THE DISTRICT COURT OF Plaintiff LIFESTREAM PURIFICATION SYSTEMS, LLC. DALLAS COUNTY, T E X A S

CAUSE NO. STATE OF TEXAS, IN THE DISTRICT COURT OF Plaintiff LIFESTREAM PURIFICATION SYSTEMS, LLC. DALLAS COUNTY, T E X A S CAUSE NO. STATE OF TEXAS, IN THE DISTRICT COURT OF Plaintiff VS. LIFESTREAM PURIFICATION SYSTEMS, LLC. DALLAS COUNTY, T E X A S Defendant. JUDICIAL DISTRICT FINAL JUDGMENT AND AGREED PERMANENT INJUNCTION

More information

THE STATE OF WASHINGTON TO: DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION

THE STATE OF WASHINGTON TO: DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION IN THE MATTER OF DETERMINING whether there has been a violation of the Commodity Act by: CLAIRMONT CAPITAL CORP., a Colorado

More information

Case 2:06-cv-15766-JF-SDP Document 69 Filed 02/25/2008 Page 1 of 15

Case 2:06-cv-15766-JF-SDP Document 69 Filed 02/25/2008 Page 1 of 15 Case 2:06-cv-15766-JF-SDP Document 69 Filed 02/25/2008 Page 1 of 15 IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF MICHIGAN SOUTHERN DIVISION FEDERAL TRADE COMMISSION, Plaintiff, v. MAZZONI

More information

SETTLEMENT AND RELEASE AGREEMENT. to herein individually as a "Party" and collectively as the "Parties." RECITALS

SETTLEMENT AND RELEASE AGREEMENT. to herein individually as a Party and collectively as the Parties. RECITALS SETTLEMENT AND RELEASE AGREEMENT This Settlement and Release Agreement ("Agreement") is made as of this 10th day of August, 2011, by, between, and among the following undersigned parties: The Federal Deposit

More information

Nebraska Loan Broker Act Chapter 45, Article 1, Section f 45-189 to 45-193

Nebraska Loan Broker Act Chapter 45, Article 1, Section f 45-189 to 45-193 45-189 Loan brokers; legislative findings. The Legislature finds that: Nebraska Loan Broker Act Chapter 45, Article 1, Section f 45-189 to 45-193 (1) Many professional groups are presently licensed or

More information

STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION ) ) ) ) ) ) ) INTRODUCTION

STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION ) ) ) ) ) ) ) INTRODUCTION IN THE MATTER OF DETERMINING whether there has been a violation of the Securities Act of Washington by: Ronald Newman ; Jeffrey Scott Hollingsworth ; Milestone Life Settlement Fund, LLC; Milestone Investments

More information

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEVADA

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEVADA Case 2:06-cv-00132-KJD-LRL Document 1 Filed 02/03/2006 Page 1 of 10 Louis V. Traeger California State Bar No. 38714 ltraeger@cftc.gov William P. Janulis IL ARDC No. 1326449 Rosemary Hollinger IL ARDC No.

More information

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. 2633 / August 15, 2007 ADMINISTRATIVE PROCEEDING File No. 3-12724 In the Matter of Schultze

More information

STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION ) ) ) ) ) ) ) CONSENT ORDER INTRODUCTION

STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION ) ) ) ) ) ) ) CONSENT ORDER INTRODUCTION 1 1 1 IN THE MATTER OF DETERMINING whether there has been a violation of the Franchise Investment Protection Act of Washington by: Capital Business Consultants, L.L.C.; Capital Business Brokers, L.L.C.;

More information

SOLICITOR APPLICATION

SOLICITOR APPLICATION Date: / / SOLICITOR APPLICATION General Information Name: Birth Date: / / Office Address: City: State: Zip: E-mail address: Business phone: ( ) - Fax number: ( ) - Assistant s Name: Registered Investment

More information

PURCHASE AGREEMENT. Address:.

PURCHASE AGREEMENT. Address:. PURCHASE AGREEMENT THIS AGREEMENT made by BOYNE RESERVE, LLC, a Michigan limited liability company, of 18777 N. Fruitport Road, Spring Lake, Michigan 49456, (herein called the Seller ), and (herein called

More information

BEFORE THE COMMISSIONER OF INSURANCE

BEFORE THE COMMISSIONER OF INSURANCE BEFORE THE COMMISSIONER OF INSURANCE OF THE STATE OF KANSAS In the Matter of the Kansas Resident ) Insurance Agent s License of ) Frank Dean Barber ) NPN # 923632, ) The Kansas Resident Insurance Agency

More information

HOUSTON LAWYER REFERRAL SERVICE, INC. RULES OF MEMBERSHIP

HOUSTON LAWYER REFERRAL SERVICE, INC. RULES OF MEMBERSHIP HOUSTON LAWYER REFERRAL SERVICE, INC. RULES OF MEMBERSHIP The Houston Lawyer Referral Service, Inc. (HLRS) is a non-profit corporation sponsored by the Houston Bar Association, Houston Young Lawyers Association,

More information

STATE OF MICHIGAN DEPARTMENT OF LICENSING & REGULATORY AFFAIRS OFFICE OF FINANCIAL AND INSURANCE REGULATION

STATE OF MICHIGAN DEPARTMENT OF LICENSING & REGULATORY AFFAIRS OFFICE OF FINANCIAL AND INSURANCE REGULATION STATE OF MICHIGAN DEPARTMENT OF LICENSING & REGULATORY AFFAIRS OFFICE OF FINANCIAL AND INSURANCE REGULATION Before the Commissioner of the Office of Financial and Insurance Regulation In the matter of:

More information

IN THE MATTER OF BEFORE THE AMERICAN SALES COMPANY LLC STATE BOARD OF RESPONDENT-CORPORATION PHARMACY PERMIT NUMBER: D00162 CASE NO.

IN THE MATTER OF BEFORE THE AMERICAN SALES COMPANY LLC STATE BOARD OF RESPONDENT-CORPORATION PHARMACY PERMIT NUMBER: D00162 CASE NO. AMERICAN SALES COMPANY LLC STATE BOARD OF RESPONDENT-CORPORATION PHARMACY PERMIT NUMBER: D00162 CASE NO.: P1-14-212/14-612 D83/ 200133480.1.05 Violations and Penalties. Code Md. Regs. Tit. 10 34.22: $500,000.

More information

UNITED STATE DISTRICT COURT DISTRICT OF MAINE

UNITED STATE DISTRICT COURT DISTRICT OF MAINE UNITED STATE DISTRICT COURT DISTRICT OF MAINE RICHARD MILLER, of the ) Town of Searsport, County of ) Waldo, State of Maine, ) Plaintiff, ) v. ) DALE MCCORMICK in her official capacity ) as Director and

More information

JAIME M. HAWLEY, NAN X. ESTRELLA, UNITED STATES DISTRICT COURT i~, I:, ~lsn~ict FOR THE MIDDLE DISTRICT OF FLORID CQU?

JAIME M. HAWLEY, NAN X. ESTRELLA, UNITED STATES DISTRICT COURT i~, I:, ~lsn~ict FOR THE MIDDLE DISTRICT OF FLORID CQU? r J UNITED STATES DISTRICT COURT i~, I:, ~lsn~ict FOR THE MIDDLE DISTRICT OF FLORID CQU?T. r'f,'$ble D1STH1CT FLOfUOA ORLANDO DIVISION GHUJ;;}O. FL FEDERAL TRADE COMMISSION, v. Plaintiff, JPMACCELERATED

More information

FINAL JUDGMENT AS TO DEFENDANT JACK BENJAMIN GRUBMAN

FINAL JUDGMENT AS TO DEFENDANT JACK BENJAMIN GRUBMAN UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Civil Action No. -against- 03 Civ. 2938 (WHP) JACK BENJAMIN GRUBMAN, Defendant. FINAL JUDGMENT

More information

APPENDIX B. SUMMARY OF COURT ORDER ENTERED IN FTC v. IRA SMOLEV, ET AL. FOR DEFENDANT BRUCE TURIANSKY ON DEFINITIONS

APPENDIX B. SUMMARY OF COURT ORDER ENTERED IN FTC v. IRA SMOLEV, ET AL. FOR DEFENDANT BRUCE TURIANSKY ON DEFINITIONS APPENDIX B SUMMARY OF COURT ORDER ENTERED IN FTC v. IRA SMOLEV, ET AL. FOR DEFENDANT BRUCE TURIANSKY ON DEFINITIONS 1. Assisting others means knowingly providing any of the following services to any person

More information

STATE OF COLORADO, ex rel. JOHN W. SUTHERS, ATTORNEY GENERAL, Plaintiff,

STATE OF COLORADO, ex rel. JOHN W. SUTHERS, ATTORNEY GENERAL, Plaintiff, DISTRICT COURT, DENVER CITY AND COUNTY, COLORADO 1437 Bannock Street Denver, Colorado 80202 STATE OF COLORADO, ex rel. JOHN W. SUTHERS, ATTORNEY GENERAL, Plaintiff, v. LEGAL AID d/b/a LEGAL AID US, a Colorado

More information

IN THE DISTRICT COURT OF THE FOURTH JUDICIAL DISTRICT OF THE STATE OF IDAHO, IN AND FOR THE COUNTY OF ADA

IN THE DISTRICT COURT OF THE FOURTH JUDICIAL DISTRICT OF THE STATE OF IDAHO, IN AND FOR THE COUNTY OF ADA ALAN G. LANCE ATIORNEY GENERAL STATE OF IDAHO MARY E. HUGHES Deputy Attorney General State of Idaho Department of Finance P.O. Box 83720 Boise, Idaho 83720-0031 Telephone: (208) 332-8092 Facsimile: (208)

More information

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION. Plaintiff, Civil Action No. v. Defendants.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION. Plaintiff, Civil Action No. v. Defendants. Case 1:13-cv-01817-WSD Document 1 Filed 05/30/13 Page 1 of 18 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Civil Action No.

More information

BEFORE THE ARIZONA CORPORATION COMMISSION ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) Docket No. S-03424A-00-0000 THIS ORDER IS EFFECTIVE IMMEDIATELY

BEFORE THE ARIZONA CORPORATION COMMISSION ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) Docket No. S-03424A-00-0000 THIS ORDER IS EFFECTIVE IMMEDIATELY BEFORE THE ARIZONA CORPORATION COMMISSION CARL J. KUNASEK Chairman JIM IRVIN Commissioner WILLIAM A. MUNDELL Commissioner In the matter of: GLOBAL HARVEST CORP. An Arizona corporation 00 N. Scottsdale

More information

State of California - Department of Corporations

State of California - Department of Corporations 0 PRESTON DuFAUCHARD California Corporations Commissioner ALAN S. WEINGER (CA BAR NO. Acting Deputy Commissioner MARLOU de LUNA (CA BAR NO. Sr. Corporations Counsel West th Street, Ste. 0 Los Angeles,

More information

Case 0:15-cv-60423-WJZ Document 6-2 Entered on FLSD Docket 03/03/2015 Page 1 of 21

Case 0:15-cv-60423-WJZ Document 6-2 Entered on FLSD Docket 03/03/2015 Page 1 of 21 Case 0:15-cv-60423-WJZ Document 6-2 Entered on FLSD Docket 03/03/2015 Page 1 of 21 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA CASE NO. 0:15-cv-60423-WJZ FEDERAL TRADE COMMISSION, STATES

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * No. 2011-0106 KENNETH R. OGAN, JR. * and * OGAN FINANCIAL GROUP, INC. * D/B/A TRUE WEALTH MANAGEMENT * and *

More information

AGREEMENT. Solicitor Without Per Diem Compensation

AGREEMENT. Solicitor Without Per Diem Compensation Solicitor Without Per Diem Compensation AGREEMENT Products underwritten by: American General Life Insurance Company Houston, Texas The United States Life Insurance Company in the City of New York New York,

More information

STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES

STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES 0 Winter Street NE, Suite 0 Salem, OR 0- Telephone: (0) - 0 In the Matter of: STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES BEFORE THE DIRECTOR

More information

State of Missouri Office of Secretary of State

State of Missouri Office of Secretary of State Case No. AP 10 11 IN THE MATTER OF: JAMES E. OTTO, Respondent. Serve James E. Otto at: 13425 W. 128th Street Overland Park, Kansas 66213 State of Missouri Office of Secretary of State CONSENT ORDER On

More information

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA ) ) ) ) ) ) )

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA ) ) ) ) ) ) ) ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Joel L. Gillespie, Thomas G. Carls, Carls Financial Group, Bridgewater, Inc. Respondents. ORDER TO CEASE

More information

1. Adigun S. Bakare ( Bakare ) was issued a license to act as a resident producer individual,

1. Adigun S. Bakare ( Bakare ) was issued a license to act as a resident producer individual, MARYLAND INSURANCE THE STATE OF MARYLAND ADMINISTRATION MARYLAND INSURANCE v. ADMINISTRATION ADIGUN BAKARE CASE NO.: MIA-2007-06-004 8610 INDIAN SPRINGS ROAD LAUREL, MD 20724 RPI NO. 116886 Enf. File No.:

More information

BEFORE THE ADMINISTRATOR, UNIFORM CONSUMER CREDIT CODE IN THE MATTER OF CREDIT ANSWERS, LLC AND WILLIAM B. LOUGHBOROUGH,

BEFORE THE ADMINISTRATOR, UNIFORM CONSUMER CREDIT CODE IN THE MATTER OF CREDIT ANSWERS, LLC AND WILLIAM B. LOUGHBOROUGH, BEFORE THE ADMINISTRATOR, UNIFORM CONSUMER CREDIT CODE STATE OF COLORADO STIPULATION AND FINAL AGENCY ORDER IN THE MATTER OF CREDIT ANSWERS, LLC AND WILLIAM B. LOUGHBOROUGH, Respondents. THIS STIPULATION

More information

STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES

STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES Division of Finance and Corporate Securities In the Matter of STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES Acuity Lending Corporation, Robert

More information

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA Case 1:11-cv-00434 Document 1 Filed 05/31/11 Page 1 of 15 IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA Plaintiff, U.S. COMMODITY FUTURES TRADING COMMISSION, v. Defendant.

More information

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION II.

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION II. UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 76144 / October 14, 2015 ADMINISTRATIVE PROCEEDING File No. 3-16898 In the Matter of Respondent.

More information

THE STATE OF WASHINGTON TO: DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION

THE STATE OF WASHINGTON TO: DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION IN THE MATTER OF DETERMINING whether there has been a violation of the Securities Act of Washington by: CHARLES MCSWAIN; BILLIE

More information

HOUSTON LAWYER REFERRAL SERVICE, INC. APPLICATION FOR MEMBERSHIP

HOUSTON LAWYER REFERRAL SERVICE, INC. APPLICATION FOR MEMBERSHIP HOUSTON LAWYER REFERRAL SERVICE, INC. APPLICATION FOR MEMBERSHIP The Houston Lawyer Referral Service, Inc. (HLRS) is a non-profit corporation sponsored by the Houston Bar Association, Houston Young Lawyers

More information

Everest/WFGIA New Agent Contracting Set Up Sheet

Everest/WFGIA New Agent Contracting Set Up Sheet Everest/WFGIA New Agent Contracting Set Up Sheet WFG Code # Agent s Name: Address: Apt./Suite No.: Phone Number: E-Mail Address: Checklist: Completed Producer History Sheet (9511) Contract (3357) signed

More information

BEFORE THE MARYLAND SECURITIES COMMISSIONER ORDER

BEFORE THE MARYLAND SECURITIES COMMISSIONER ORDER BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: * MARYLAND INTRASTATE * October 1, 2014 SMALL BUSINESS EXEMPTION * * * * * * * * * * * * * * ORDER WHEREAS, Section 11-601(16) of the Maryland

More information

Michie's Legal Resources. This part shall be known and may be cited as the Tennessee Identity Theft Deterrence Act of 1999. [Acts 1999, ch. 201, 2.

Michie's Legal Resources. This part shall be known and may be cited as the Tennessee Identity Theft Deterrence Act of 1999. [Acts 1999, ch. 201, 2. http://www.michie.com/tennessee/lpext.dll/tncode/12ebe/13cdb/1402c/1402e?f=templates&... Page 1 of 1 47-18-2101. Short title. This part shall be known and may be cited as the Tennessee Identity Theft Deterrence

More information

UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY ) ) ) ) ) ) ) ) ) ) ) ) STIPULATION AND CONSENT ORDER

UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY ) ) ) ) ) ) ) ) ) ) ) ) STIPULATION AND CONSENT ORDER UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY #2005-12 In the Matter of: Chicago Title Insurance Company Settlement Agent for: Whitney National Bank New

More information

Case 2:13-cv-00279-TOR Document 1 Filed 07/30/13 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON

Case 2:13-cv-00279-TOR Document 1 Filed 07/30/13 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON 0 JONATHAN E. NUECHTERLEIN General Counsel ROBERT J. SCHROEDER Regional Director NADINE SAMTER, WA Bar # JENNIFER LARABEE, CA Bar # nd Ave., Suite Seattle, WA ( 0- (Samter; ( 0-0 (Larabee Email: nsamter@ftc.gov;

More information