Economics Group. Special Commentary. May 04, 2016



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May 4, 216 Economics Group Special Commentary : Q2 216 Small Business Confidence Pulls Back Slightly in the Second Quarter Small business owners remain guardedly optimistic about prospects for the economy and their business for the coming year. The second quarter Wells Fargo/Gallup Small Business Survey, which was conducted in early April, showed that overall small business confidence fell 3 points to 64 (Figure 1). The survey was conducted at the start of the second quarter, and the first quarter s survey was conducted before the early year sell-off in the financial markets raised concerns that slower growth overseas might more severely impact the U.S. economy. Those concerns subsided somewhat during the first quarter but have been replaced by worries about how the lead-up to this year s election of a new president and Congress would impact small businesses. The overall level of small business confidence is consistent with the recent trend in overall economic growth. Real GDP grew at just a.5 percent annual rate during the first quarter of 216 and has averaged just a 2.2 percent pace over the past three years. By comparison, real GDP grew by an average of 2.6 percent per year from 24 to 27, when the Wells Fargo/Gallup Small Business Index averaged 15.7. While most business owners acknowledge that business is better today than it was a few years ago and their financial positions have improved, the pace of improvement has consistently fallen short of expectations. Just over two-thirds of business owners stated that their present financial situation was either very good or somewhat good, which tied the previous quarter s mark for the highest this measure has been in this cycle (Figure 2). Conversely, only 15 percent of business owners stated that their financial situation was either somewhat poor or very poor. Moreover, an even higher proportion of business owners, 72 percent, expect their financial situation to be good 12 months from now, while just 11 percent expect their situation to be somewhat poor or very poor. Figure 1 Figure 2 12 1 Overall Situation 12 1 8% Percent that View Current Financial Situation as "Good" Current Financial Situation "Good": Q2 @ 67% Mark Vitner, Senior Economist mark.vinter@wellsfargo.com (74) 41-3277 8% The level of small business confidence is consistent with the recent trend in overall economic growth. 8 8 7% 7% 6 6 4 4 6% 6% 2 2-2 -2 Overall Situation: Q2 @ 64-4 4 5 6 7 8 9 1 11 12 13 14 15 16-4 4% 7 8 9 1 11 12 13 14 15 16 4% Source: Gallup, Wells Fargo Bank and Wells Fargo Securities, LLC This report is available on wellsfargo.com/economics and on Bloomberg WFRE.

: Q2 216 May 4, 216 The shortfall in actual revenue growth has weighed on small business confidence. Nevada and Colorado topped all states in terms of small business job growth. The uncertainty surrounding the presidential election will likely keep small business confidence close to its recent range. Business Owners Are Keeping a Close Eye on Expenses The proportion of business owners reporting that sales have increased over the past year has improved over the course of the business cycle but has not exceeded 5 percent since mid-27. The latest survey shows that 4 percent of firms saw an increase in revenue over the past 12 months (Figure 3), with 14 percent of business owners reporting that sales had increased a lot and another 26 percent reporting that sales increased a little. The proportion of business owners stating that revenues had increased a lot was the highest of any quarter this cycle. Most businesses, however, stated that revenues either stayed the same over the past year, 3 percent, or that revenues had decreased, 3 percent. One persistent trend we have seen in the survey is that the proportion of business owners stating that sales increased during the past 12 months has consistently trailed well behind the proportion of business owners expecting sales to increase. The shortfall in actual revenue growth is one reason that small business confidence has had such a tough time recovering, particularly since many business owners continue to report that compensation and regulation costs have consistently exceeded expectations. The net result has been that fewer businesses are boosting capital spending, 23 percent, or hiring more workers, 18 percent. Regionally, there have been some notable bright spots. Nevada and Colorado topped all states in job growth of firms employing less than 5 workers in 215, the most recent data available (Figure 4). In both cases, growth in the tech sector has been a boon, with construction of Tesla s new gigafactory setting off a tech boom around Reno, Nev. Other notable regions include Florida, Georgia and Utah, all of which are enjoying solid population growth, rebounding housing markets and an influx of new industries, which is likely driving small business startups and growth. Presidential election years can be difficult times for the economy. Businesses often hold back on hiring and capital spending decisions as the election draws near. A total of 87 percent of small business owners stated that they were following the election, with 56 percent reporting they were following closely, 31 percent somewhat closely. This marks a much higher proportion relative to a recent national Gallup poll that found only 37 percent of American adults reporting they are following the presidential election very closely and 38 percent are following it somewhat closely. Ninety-two percent of small business owners said they plan to vote in the November election. The run-up to this year s presidential election is particularly vexing. Only 28 percent of small business owners said that the presidential candidates were discussing the most important issues for small businesses, compared to 58 percent of the broader adult population. For small business owners, top concerns include implications of potential changes to the tax code that impact small businesses, economic policies that affect small business owners and changes to healthcare laws. The uncertainty surrounding the presidential election will likely keep small business confidence close to its recent range and may also further restrain capital spending and hiring. Figure 3 5 Percent that Saw Increases in Revenue in Past 12 Months Increases in Company Revenues: Q2 @ 4% 5 Figure 4 Nevada Colorado Small Business Job Growth by State Firms W/Less Than 5 Employees, Q1 214 to Q1 215 Pct. Chg. 4 4 Idaho 4% 3 3% 2 4% 3 3% 2 Florida Georgia Oregon Utah Texas Washington 2% 27 28 29 21 211 212 213 214 215 216 2% % 1% 2% 3% 4% Source: Gallup, Wells Fargo Bank, U.S. Dept. of Labor and Wells Fargo Securities, LLC 2

: Q2 216 May 4, 216 Present Situation 7% Rated Company Cash Flow as "Good" Past 12 Months Company Cash Flow "Good": Q2 @ 5 7% 6 Present Situation 6 6% 6% 4 4 2 2 4% 4% 3% 3% -2-2 2% 7 8 9 1 11 12 13 14 15 16 2% Present Situation: Q2 @ 24-4 4 5 6 7 8 9 1 11 12 13 14 15 16 8% Percent that View Current Financial Situation as "Good" Current Financial Situation "Good": Q2 @ 67% -4 8% 6 5 Company Cash Flow Rating Gap Pct. Point Difference Between "Good" and "Bad" Over Past 12 Mo. Cash Flow Rating Gap: Q2 @ 33 6 5 4 4 7% 7% 3 3 2 2 6% 6% 1 1-1 4 5 6 7 8 9 1 11 12 13 14 15 16-1 4% 7 8 9 1 11 12 13 14 15 16 4% 5 Ease of Obtaining Credit Gap Pct. Point Difference Between "Easy" and "Difficult" Over Past 12 Mo. 5 Small Business Owners' Most Important Challenges Percent, Q2 216 4 4 Attracting Customers/New Business 16% 3 3 The Economy Government Regulation 1% 1% 2 2 Hiring and Retaining Quality Staff 9% 1 1 Taxes Financial Stability/Cash Flow 6% 9% Government (general) 6% -1-1 General Business Expenses Marketing/Advertising Competition Credit Availability 3% -2 Ease in Obtaining Credit Gap: Q2 @ 11-3 4 5 6 7 8 9 1 11 12 13 14 15 16-2 -3 Healthcare/ObamaCare 2% % 1% 1 2% Source: Gallup, Wells Fargo Bank and Wells Fargo Securities, LLC 3

: Q2 216 May 4, 216 Future Situation 75 Future Company Revenue Gap Percentage Point Difference Between "Increase" and "Decrease" Future Revenue Outlook Gap: Q2 @ 36 75 9 8 7 Future Expectations Future Expectations: Q2 @ 4 9 8 7 6 45 6 45 6 5 6 5 3 3 4 3 4 3 15 15 2 1 2 1 4 5 6 7 8 9 1 11 12 13 14 15 16-1 4 5 6 7 8 9 1 11 12 13 14 15 16 3 Percent Expecting Change in Jobs in Next 12 months -1 3 8% 7% Expect Cash Flow to be "Good" Over the Next 12 Months Expect Cash Flow to be "Good": Q2 @ 63% 8% 7% 3% 3% 6% 6% 2 2 2% 2% 4% 4% 1 1 1% 1% 3% 3% Decrease in Jobs: Q2 @ 9% Increase in Jobs: Q2 @ 23% % 4 5 6 7 8 9 1 11 12 13 14 15 16 % 2% 3 7 8 9 1 11 12 13 14 15 16 Future Capital Spending Allotment Percentage Point Difference Between "Increase" and "Decrease" 2% 3 7% Percent Expecting an Increase in Revenues over Next 12 Months Expect Revenue Increase in Next 12 Mo.: Q2 @ 51% 7% 2 1 2 1 6% 6% -1-1 4% 4% -2-2 3% 3% Allocated Capital Spending Outlook Gap: Q2 @ 8-3 4 5 6 7 8 9 1 11 12 13 14 15 16-3 2% 7 8 9 1 11 12 13 14 15 16 2% Source: Gallup, Wells Fargo Bank and Wells Fargo Securities, LLC 4

Wells Fargo Securities, LLC Economics Group Diane Schumaker-Krieg Global Head of Research, Economics & Strategy (74) 41-181 (212) 214-57 diane.schumaker@wellsfargo.com John E. Silvia, Ph.D. Chief Economist (74) 41-3275 john.silvia@wellsfargo.com Mark Vitner Senior Economist (74) 41-3277 mark.vitner@wellsfargo.com Jay H. Bryson, Ph.D. Global Economist (74) 41-3274 jay.bryson@wellsfargo.com Sam Bullard Senior Economist (74) 41-328 sam.bullard@wellsfargo.com Nick Bennenbroek Currency Strategist (212) 214-5636 nicholas.bennenbroek@wellsfargo.com Anika R. Khan Senior Economist (74) 41-3271 anika.khan@wellsfargo.com Eugenio J. Alemán, Ph.D. Senior Economist (74) 41-3273 eugenio.j.aleman@wellsfargo.com Azhar Iqbal Econometrician (74) 41-327 azhar.iqbal@wellsfargo.com Tim Quinlan Senior Economist (74) 41-3283 tim.quinlan@wellsfargo.com Eric Viloria, CFA Currency Strategist (212) 214-5637 eric.viloria@wellsfargo.com Sarah House Economist (74) 41-3282 sarah.house@wellsfargo.com Michael A. Brown Economist (74) 41-3278 michael.a.brown@wellsfargo.com Jamie Feik Economist (74) 41-3291 jamie.feik@wellsfargo.com Erik Nelson Economic Analyst (74) 41-3267 erik.f.nelson@wellsfargo.com Alex Moehring Economic Analyst (74) 41-3247 alex.v.moehring@wellsfargo.com Misa Batcheller Economic Analyst (74) 41-36 misa.n.batcheller@wellsfargo.com Michael Pugliese Economic Analyst (74) 41-3156 michael.d.pugliese@wellsfargo.com Julianne Causey Economic Analyst (74) 41-3281 julianne.causey@wellsfargo.com Donna LaFleur Executive Assistant (74) 41-3279 donna.lafleur@wellsfargo.com Dawne Howes Administrative Assistant (74) 41-3272 dawne.howes@wellsfargo.com Wells Fargo Securities Economics Group publications are produced by Wells Fargo Securities, LLC, a U.S. broker-dealer registered with the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the Securities Investor Protection Corp. Wells Fargo Securities, LLC, distributes these publications directly and through subsidiaries including, but not limited to, Wells Fargo & Company, Wells Fargo Bank N.A., Wells Fargo Advisors, LLC, Wells Fargo Securities International Limited, Wells Fargo Securities Asia Limited and Wells Fargo Securities (Japan) Co. Limited. Wells Fargo Securities, LLC. is registered with the Commodities Futures Trading Commission as a futures commission merchant and is a member in good standing of the National Futures Association. Wells Fargo Bank, N.A. is registered with the Commodities Futures Trading Commission as a swap dealer and is a member in good standing of the National Futures Association. Wells Fargo Securities, LLC. and Wells Fargo Bank, N.A. are generally engaged in the trading of futures and derivative products, any of which may be discussed within this publication. Wells Fargo Securities, LLC does not compensate its research analysts based on specific investment banking transactions. Wells Fargo Securities, LLC s research analysts receive compensation that is based upon and impacted by the overall profitability and revenue of the firm which includes, but is not limited to investment banking revenue. The information and opinions herein are for general information use only. Wells Fargo Securities, LLC does not guarantee their accuracy or completeness, nor does Wells Fargo Securities, LLC assume any liability for any loss that may result from the reliance by any person upon any such information or opinions. Such information and opinions are subject to change without notice, are for general information only and are not intended as an offer or solicitation with respect to the purchase or sales of any security or as personalized investment advice. Wells Fargo Securities, LLC is a separate legal entity and distinct from affiliated banks and is a wholly owned subsidiary of Wells Fargo & Company 216 Wells Fargo Securities, LLC. Important Information for Non-U.S. Recipients For recipients in the EEA, this report is distributed by Wells Fargo Securities International Limited ("WFSIL"). WFSIL is a U.K. incorporated investment firm authorized and regulated by the Financial Conduct Authority. The content of this report has been approved by WFSIL a regulated person under the Act. For purposes of the U.K. Financial Conduct Authority s rules, this report constitutes impartial investment research. WFSIL does not deal with retail clients as defined in the Markets in Financial Instruments Directive 27. The FCA rules made under the Financial Services and Markets Act 2 for the protection of retail clients will therefore not apply, nor will the Financial Services Compensation Scheme be available. This report is not intended for, and should not be relied upon by, retail clients. This document and any other materials accompanying this document (collectively, the "Materials") are provided for general informational purposes only. SECURITIES: NOT FDIC-INSURED/NOT BANK-GUARANTEED/MAY LOSE VALUE