OPTIMIZED STAFF SCHEDULING AT SWISSPORT

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Gurobi User Conference, Frankfurt, 01.02.2016 OPTIMIZED STAFF SCHEDULING AT SWISSPORT Prof. Dr. Andreas Klinkert Dr. Peter Fusek Dipl. Ing. Roman Berner Rita Thalmann Simona Segessenmann Zurich University of Applied Sciences Zurich University of Applied Sciences Swissport, Optimization Specialist Swissport, Application Project Manager Swissport, Application Specialist

Project Overview Project "Auto-Rostering" Joint Development of Swissport and Zurich University of Applied Sciences (ZHAW) Initially: Swiss National Research Project (CTI) Now: Strategic R&D Cooperation Swissport - ZHAW Aim: Provide efficient and flexible optimization software for complex large-scale rostering problems For Swissport For other ground handlers and aviation related enterprises For other industries with complex rostering problems Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 2

Project Stakeholders Swissport International Ltd. Largest international ground handling company, 61'000 employees 290 airports worldwide, 48 countries, 835 customer airlines 230 million passengers, 4.1 million tonnes cargo (per year) Pilot site: Zurich Airport (80+% by Swissport) Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 3

Project Stakeholders Airport Ground Handling: Business Areas Passenger Services: Check-In Gate Handling Transfer Services Surface Transports, Special Assistance, VIP Lounges,... Ramp Services: Baggage Handling Aircraft Handling: Push-back tractors, Ground power units, Stairs,... Aircraft Servicing and Cleaning Unit Load Device (ULD) Control and Management Aircraft maintenance Executive aviation handling,... Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 4

Project Stakeholders Institute of Data Analysis & Process Design (IDP) Zurich University of Applied Sciences (ZHAW), School of Engineering Founded 1874, 9 bachelor programs, national MSE master, 2000 students, 13 R&D institutes and centers IDP Activities: Business projects (R&D, Consulting, ) Teaching: "Wirtschaftsingenieurwesen", Aviation, Traffic Systems, IT, IDP Competencies: Design, analysis and optimization of complex business processes Business Analytics: Data Analysis, Statistics, Optimization Group: LP, ILP, NLP, Polyhedral Combinatorics, Graph Theory, Heuristics, Metaheuristics, Simulation, Stochastic Process Modeling, Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 5

Project Context Overview: Staff Scheduling at Swissport General Personnel Planning Functions: Task Generation & Shift Construction Translate demand from flight schedules into shifts Rostering Days-Off Planning Shift Assignment Software at Swissport: Axedo: SWP: Inform - GroundStar "GS Planning" "Web-Roster" Manual Rostering Interflex: "GS Rostering" Opportunity: Auto-Rostering Real-Time Dispatching Control of real-time situation Inform - GroundStar "GS RealTime" Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 6

Project Context Tool: Task Generation and Shift Construction ["GS Planning", from GroundStar Suite, INFORM, Aachen, Germany] Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 7

Project Context Tool: Rostering ["GS Rostering", SP-Expert, INTERFLEX, Stuttgart, Germany] Manual planning board No support for automated, optimized planning Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 8

Motivation for Automatic Rostering Initial Rostering at Swissport Manual rostering (via GS Rostering) 15-20 planners special education, long-term experience 230+ days per month planning effort High importance of employee preferences Various informal planning aspects planners implicitly know preferences of their employees Different individual planning policies of planners Different quality of plans Different opinions on fairness and quality Expensive, laborious, time consuming, subjective Opportunity for Automatic Rostering Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 9

Motivation for In-House Development Need For Development of New Rostering Tool Rostering at SWP (in particular Zurich Airport): Complex, station specific, monthly planning Employee preferences of crucial importance ("Shift Bidding") Employee satisfaction critical for success Numerous types of regulations and preferences Labor law, unions, company regulations, personal wishes, etc. Complex informal framework for individual preference handling Preference fulfillment: about 95% with manual planning Large-scale planning groups: Total 2000+ employees at Zurich Airport Planning groups up to 1000 employees, hundreds of shifts per day Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 10

Motivation for In-House Development Need For Development of New Rostering Tool (cont.) Demand-driven rostering, no repetitive shift patterns ("wheels") Take into account dynamic variation of demand Evaluated commercial rostering tools were inadequate or produced unsatisfactory results, e.g. Solutions only partially feasible, to be fixed manually Variety of constraints and goals too complex or not representable Problem dimensions too large Computational "instability": small input changes yield large output changes ("planner's nightmare") No information about solution quality ("optimality gap") Lack of bottleneck analysis, rapid rough-cut planning, and decision support features Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 11

Auto-Rostering: Methodology Methodological Aspects Exact Methods vs. Heuristics Most large-scale rostering tools mainly rely on meta-heuristics based on stochastic search: Trajectory based: Hill Climbing, Tabu Search, Simulated Annealing, (Variable) Neighborhood Search, Population based (evolutionary): Genetic Algorithms, Scatter Search, Typically (far) sub-optimal solutions No information about solution quality (distance from optimum) Inherent high degree of randomness Little exploitation of mathematical problem structure Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 12

Auto-Rostering: Methodology Exact Methods vs. Heuristics (cont.) Auto-Rostering substantially relies on exact methods, in particular Integer Linear Programming Explicit mathematical description of solution space Intensive exploitation of mathematical (polyhedral) structure Elaboration of good polyhedral formulations (if possible) Solution by means of high-performance ILP solver: Gurobi is the only solver able to solve our problems in reasonable time and quality (THANKS, GUROBI!!!) Reduced computation time through smart B&B truncation Combination with various other large-scale optimization techniques: decomposition relaxation pre- and post-processing heuristic procedures Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 13

Auto-Rostering: Methodology Handling of Hard Constraints Intrinsic issue with meta-heuristics used in most rostering tools: Difficulty to explicitly handle hard constraints Common approach: constraint relaxation with penalty ("dualization") High risk to produce infeasible (partially feasible) solutions: Not all hard constraints satisfied To be fixed manually by human planners Auto-Rostering guarantees strict feasibility of solutions: Possible due to underlying MIP methodology If no feasible solution exists (mathematically proven): explanation and hints for recovery (crucial) Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 14

Auto-Rostering: Methodology Feasibility Issues Tools based on (meta-)heuristics and constraint relaxation always produce "solution" "Solution" often has unsatisfied hard constraints, i.e. "infeasible solution" In contrast: Tools based on MIP may produce no solution at all! Because of explicit formulation of hard constraints For users, getting no solution is inacceptable Psychologically, users typically prefer "rubbish" over "nothing". Best approach to handle infeasibilities: Provide hints about causes of infeasibilies, bottlenecks and recovery Computing infeasibility hints is challenging With regard to both, methodology and computational complexity Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 15

Auto-Rostering: Methodology Feasibility Issues (cont.) Possible approaches for infeasibility hints: Search minimal inconsistent constraint subsystems Supported by Gurobi, but i.g. computationally hard Maybe no answer in time, or not interpretable Solve entire "brute force" relaxation and interpret slacks Supported by Gurobi and LPL modelling language Maybe not tractable, since no answer in time Maybe tractable, but slacks not interpretable Heuristically devise sophisticated partial relaxations/decompositions Then interpret slacks and/or partial solutions In our project, most successful approach But high effort for development and programming Regarding overall time and financial budget of this project: Infeasibility handling consumed approx. 40% of total budget Reason: Very tightly constrained problems, most instances initially infeasible Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 16

Auto-Rostering System Overview Auto-Rostering Control Center GS Rostering Manual Planning Board Web-Roster Web Interface Framework (Java) Application Application Mathematical Models & Algorithms (LPL, Java) Solver Engine (GUROBI) Main Data Data Data Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 17

Implementation, Results Computational Results MIP Model: Implemented in LPL (algebraic modeling language, virtual-optima.com) About 15'000 lines LPL MIP code Java Framework (core data model, controllers, adapters, scripting, etc.): About 20'000 lines of Java code Large MIP instances, e.g.: 48'041 rows, 2'189'126 cols, 5'785'274 nonzeros (before Gurobi presolve) 34'176 rows, 216'962 cols (binary), 955'861 nonzeros (after Gurobi presolve) Computation time (until sufficient gap, typically << 1%): About 15-30 hours for most difficult instances Computation time is permanent issue and challenge: results must be delivered within strict operational deadlines computation times at limit of deadlines fluctuation over instances of same group fluctuation for different computational random seeds Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 18

Final Remarks Conclusion Swissport: Complex large-scale rostering problems No satisfactory commercial software Approach based on MIP (instead of metaheuristics) Advantages: High quality results, lower computation times, complex instances solvable Explicit handling of hard constraints, higher computational stability, Issues: Computation times at limit of deadlines, unpredictable fluctuations Sophisticated and expensive handling of infeasibility Deployment at Zurich Airport completed 2015 (9 planning departments) Substantial planning improvements and financial benefits Deployment and commercialization continues with other airports and customers Auto-Rostering, Gurobi, Frankfurt, 01.02.2016 Page 19

Questions? Swissport International Ltd. P.O. Box 8058 Zurich-Airport Switzerland Phone +41 43 812 20 20 Fax +41 43 321 29 02 contact@swissport.com www.swissport.com