Mastering the Markets



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www.mastermindtraders.com Presents Mastering the Markets Your Path to Financial Freedom

DISCLAIMER Neither MasterMind Traders or any of its personnel are registered broker-dealers or investment advisors. We may mention that we consider certain securities or positions to be good candidates for the types of strategies we are discussing or illustrating. Because we consider the securities or positions appropriate to the discussion or for illustration purposes does not mean that we are telling you to trade these exact strategies or securities. Keep in mind that we are not providing you with any specific recommendations or personalized advice about your own trading activities. The information we are providing is not tailored to any particular individual. Any mention of a particular security is not a recommendation to buy, sell, or hold that or any other security, or a suggestion that it is suitable for any specific person. Keep in mind that all trading ALWAYS involves a risk of loss, even if we are discussing strategies that are intended to limit risk. Also MasterMind Traders personnel are not subject to trading restrictions. Myself and any others at MasterMind Traders could have a position in a security or initiate a position in a security at any time. MasterMind Traders 2

CHANNELING STOCKS A channeling stock is a stock that is moving in a predictable and repeatable pattern between two specific prices over a short time frame. Resistance @ $5 Sell Point @ $4.75 (GTC Order) Support @ $3 Buy Point @ $3.25 (Limit Order) Protective Stop Loss @ $2.75 MasterMind Traders 3

MASTERMIND RULES FOR CHANNELING STOCKS Where to find your candidates: Conditions to be met: $15 Priced Below Channeling once or twice already. Average daily stock volume of greater than shares per day. Moving up off of. Chart the stock. Draw the & lines. Check the Stochastics. They should be moving up through the line to signal a buy. ENOUGH Buy shares of stock. GTC SUPPORT SUPPORT Set your and your exits. CHART FILTERS STOP 300,000 Wait for the trade to complete and do it all over again. RESISTANCE 20% MasterMind Traders 37

BASICS OF CHANNELING STOCKS PRICES MOVE IN DIRECTIONS: 3 1) UP 2) DOWN 3) SIDEWAYS CHANNELING STOCK: Bot Top Line Inside -- Breakout PEAK -- Breakdown TROUGH Top Line Inside MasterMind Traders 5

BASICS OF CHANNELING STOCKS Trending up is a BULLISH Trend Trending down is a BEARISH Trend MasterMind Traders 6

WHAT IS MARGIN? Basically, MARGIN is the amount of your own money that you are required to have in a trade. Your broker determines the margin amount that must exist in your account before you can begin buying on margin. When you buy on margin, you are borrowing money from your broker in order to be able to increase your purchasing power. The broker may agree to loan you anywhere from 1% - 50% of the amount of your trade. The broker will charge you interest if you choose to buy on margin, typically 1% per month or less. FOR EXAMPLE: You have a portfolio value of $15,000. The maintenance margin is 50% or $7,500 (the amount you must maintain as cash in your account) and your equity (cash value) dips just a dollar below $7,500, the broker can initiate a margin call. This means you must deposit additional money to bring the balance back to the margin level ($7,500) or the broker has the right to sell anything existing in your portfolio to recover his investment. Buying on margin can create the potential for greater returns. But it can be very risky as well, because it also creates the potential for greater losses. For example: You buy 1000 shares of PFA, currently trading at $14 a share. Instead of buying the stock with $14,000 of your own money, you only put up one half, or $7,000, while your broker puts up the other half, or $7,000. One month later, when the stock reaches $16, you sell your 1000 shares for $16,000. What has the use of margin done for your profits? You earned $2,000 profit on $7,000 instead of putting in $14,000 of your own money. This significantly increases your profit. You earned a 28.5% rate of return in only one month, and you only had to pay your broker 1% in interest ($70) for the margin amount (the additional $7,000). And what happens if the stock goes down in price? If your portfolio goes down in value below the maintenance margin amount, you will get the dreaded margin call. Your broker does not care how much you lose, but they do care about how much they could lose, so they have the right to call in their portion of the trade. If you do not have the money in your account to pay back what you owe, your broker has the right to sell any other stock that you may have in your account to satisfy the margin requirement. A good rule to follow is to not borrow money if you do not have the ability to pay it back! MasterMind Traders 7

DISCLAIMER Neither MasterMind Traders or any of its personnel are registered broker-dealers or investment advisors. We may mention that we consider certain securities or positions to be good candidates for the types of strategies we are discussing or illustrating. Because we consider the securities or positions appropriate to the discussion or for illustration purposes does not mean that we are telling you to trade these exact strategies or securities. Keep in mind that we are not providing you with any specific recommendations or personalized advice about your own trading activities. The information we are providing is not tailored to any particular individual. Any mention of a particular security is not a recommendation to buy, sell, or hold that or any other security, or a suggestion that it is suitable for any specific person. Keep in mind that all trading ALWAYS involves a risk of loss, even if we are discussing strategies that are intended to limit risk. Also MasterMind Traders personnel are not subject to trading restrictions. Myself and any others at MasterMind Traders could have a position in a security or initiate a position in a security at any time. MasterMind Traders 8