OPTIMIZE: A Prospective, Randomized Trial of 3 Months Versus 12 Months of Dual Antiplatelet Therapy with the Endeavor Zotarolimus-Eluting Stent

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Main Arena III - Plenary Sessions XVI Late Breaking Clinical Trials III - Featured Trial of the Day: OPTIMIZE: A Prospective, Randomized Trial of 3 Months Versus 12 Months of Dual Antiplatelet Therapy with the Endeavor Zotarolimus-Eluting Stent Fausto Feres, MD, PhD On behalf of the OPTIMIZE Trial Investigators Instituto Dante Pazzanese de Cardiologia São Paulo, Brazil Thursday, October 31 st, 2013 9:30 to 9:45 am San Francisco, CA, USA

Disclosure Statement of Financial Interest Fausto Feres, MD Within the past 12 months, I or my spouse/partner have had a financial interest/arrangement or affiliation with the organization(s) listed below. Affiliation/Financial Relationship Consulting Fees/Honoraria Company Biosensors, Eli Lilly, Medtronic The study was funded by Medtronic Comercial Ltda, Sao Paulo, Brazil..

Background Current recommendations for antithrombotic therapy after drug-eluting stent (DES) implantation include prolonged dual antiplatelet therapy (DAPT). However, the impact of such a regimen for all patients receiving a specific DES system remains unclear based on scientific evidence available to date. Levine GN, et al. Circulation. 2011;124:e574-651 Wijns W, et al. Eur Heart J. 2010;31(20):2501-55

DAPT Post-DES Premature DAPT discontinuation has been determined to be one of the most powerful predictors of thrombotic events after first generation DES. Also, several other issues have been identified with prolonged DAPT, including bleeding, compliance, and cost. Iakovou I, et al. JAMA. 2005;293:2126 30 Bhatt DL, et al. NEJM. 2006;354:1706-17

Objective The Endeavor zotarolimus-eluting stent (E-ZES) has demonstrated (very) long-term efficacy and safety, despite short duration DAPT (3 months) in the majority of studies. Therefore, we sought to investigate the safety and clinical impact of short-term (3 months) DAPT with E-ZES in daily clinical practice. Feres F. et al, Am Heart J. 2012;164:810-6

Study Design Broad patient population undergoing PCI with Endeavor ZES RVD 2.5 mm 4.0 mm 3 Months DAPT N = 1560 N = 3120 patients 1:1 Randomization 33 Sites in Brazil 12 Months DAPT N = 1560 Clinical endpoints 30-d. 3-mo. 6-mo. 12-mo. 18-mo. 24-mo. 36-mo. Primary Endpoint: NACCE (Death / MI / Stroke / Major Bleeding) at 12 months Secondary Endpoints: ARC defined ST, TVR, TLR, MACE, DAPT compliance, and major bleeding (REPLACE-2 & GUSTO definitions) NACCE = Net Adverse Clinical and Cerebral Events MACE is composed of Death, MI, Emergent CABG, TLR Feres F. et al, Am Heart J. 2012;164:810-6

Patient Eligibility Criteria Inclusion Criteria Exclusion Criteria Stable or unstable angina, or recent MI * 1 coronary lesion suitable for PCI with E-ZES Native vessel 2.50 mm in diameter with stenosis > 50% Primary or rescue PCI for STEMI Lesion located in SVG Previous PCI with DES PCI in non-target lesion with BMS <6 months (ISR allowed) * Formal recommendation to not enroll patients with ACS and positive biomarker at index procedure. Feres F. et al, Am Heart J. 2012;164:810-6

Study Organization Principal Investigator Fausto Feres Steering Committee Fausto Feres (Chair) Deepak L. Bhatt Roberto Botelho Ricardo A. Costa Spencer King Martin Leon Manuela Negoita DSMB Roxana Mehran (Chair) Timothy Collier Anis Rassi, Jr. Ari Timerman Otávio Berwanger Clinical Events Committee Luiz Tanajura (Chair) Aurea Chaves Mauro Atra Sergio Braga Marinella Centemero Breno Almeida Claudia Alves Dimytri Siqueira Adriana Moreira Cardiovascular Research Center, Sao Paulo, Brazil Angiographic Core Laboratory Clinical Events Committee Data Management Data Monitoring Statistical Analysis Sponsors Cardiovascular Research Center, Sao Paulo, Brazil Medtronic Comercial Ltda, Sao Paulo, Brazil

33 Clinical Sites in Brazil Dr. Fausto Feres (624pts) Dr. João Eduardo Tinoco (446pt) Dr. José A. Mangione (280pts) Dr. Roberto Botelho (180pts) Dr. Décio Salvadori Jr. (166pts) Dr. Marcos Gusmão (160pts) Dr. Hélio Castello Junior (135pts) Dr. Eduardo Nicolela Jr. (125pts) Dr. Marco Perin (117pts) Dr. Fernando Devito (106pts) Dr. J. Antônio Marin-Neto (100pts) Dr. George Meireles (91pts) Dr. André Labrunie / Dr. Marden Tebet (70pts) Dr. Nelson Moura de Araújo (58pts) Dr. Andrés Sanchez (55pts) Dr. Sérgio Berti (52pts) Dr. Pablo Teixeirense (49pts) Dr. Adrian Kormann (41pts) Dr. Rone Padilha (40pts) Dr. Rogério Sarmento Leite (35pts) Dr. Augusto Lima Filho e Dr. André Lima (32pts) Dr. Marcio A. dos Santos (24pts) Dr. Helman Martins (24pts) Dr. Gilberto Nunes (21pts) Dr. Paulo Marra da Motta (21pts) Dr. Heloísa Guimarães (17pts) Dr. Luiz E. São Thiago (15pts) Dr. Paulo Caramori (13pts) Dr. Alexandre Zago (9pts) Dr. Jamil A. Saad (6pts) Dr. Edmur Araújo (5pts) Dr. Ari Mandil (2pts)

1 st Investigator Meeting 2009

Statistical Power Calculation Non-inferiority analysis by Intention-to-Treat (ITT) Primary endpoint: NACCE (Net Adverse Clinical and Cerebral Events) defined as death by any cause, MI, stroke, or major bleeding at 12 months Assumptions: Expected NACCE at 12 months in the long-term DAPT group = 9% Delta (δ) = 2.7% Statistical power = 80% Alpha level (one-sided) = 5% (0.05) A minimum of 1,404 patients in each group would be necessary to demonstrate non-inferiority for the primary endpoint Considering lost to follow-up of 10%, sample size increased by ~10% to total = 1,560 patients in each group

Patient Flow Chart Patients Enrolled (Apr/2010 Mar/2012) N = 3119 3 Months DAPT N = 1563 n = 1561 99.9% n = 1557 99.6% n = 1547 99.0% n = 1525 97.6% Randomized 1:1 1-Mo. Follow-up 3-Mo. Follow-up 6-Mo. Follow-up 12-Mo. Follow-up 12 Months DAPT N = 1556 n = 1555 99.9% n = 1550 99.6% n = 1538 98.8% n = 1518 97.6%

Baseline Characteristics Variable (%) 3 Months DAPT N = 1563 12 Months DAPT N = 1556 P-Value Age (yr) 61.3± 10.4 61.9 ± 10.6 0.13 Female 36.5 36.9 0.84 Diabetes mellitus 35.4 35.3 0.93 Insulin dependent 10.2 10.4 0.92 Hypertension 86.4 88.2 0.15 Hyperlipidemia 63.2 63.7 0.80 Current smoker 18.6 17.3 0.36 Family history of CAD 41.3 42.8 0.42 Renal insufficiency 7.4 5.8 0.08 Prior MI 34.6 34.8 0.90 Prior PCI 20.9 19.1 0.20 Prior CABG 7.1 8.2 0.24 Silent ischemia 8.6 9.2 0.55 Stable angina 59.8 58.6 0.47 Recent ACS ( 30 days) 31.6 32.3 0.72

Lesion Characteristics Variable 3 Months DAPT N = 1563 12 Months DAPT N = 1556 Number of Lesions 2058 2062 Target lesion coronary artery (%) P-Value LAD 47.9 46.6 0.38 LCx 23.4 24.3 0.49 RCA 27.6 27.7 0.92 Unprotected Left Main 1.2 1.5 0.42 ACC/AHA lesion class type C (%) 37.0 37.4 0.80 Pre-TIMI flow grade <3 (%) 7.4 6.9 0.25 Bifurcation (%) 14.7 14.9 0.81 Reference vessel diameter (mm) 2.76 ± 0.48 2.76 ± 0.47 0.95 MLD (mm) 0.87 ± 0.41 0.88 ± 0.41 0.42 % Diameter stenosis 68.6 ± 13.4 68.2 ± 13.5 0.36 Lesion length (mm) 18.28 ± 10.76 18.46 ± 10.89 0.59 Number of stents per patient 1.6 ± 0.8 1.6 ± 0.8 0.33 Stent length per patient (mm) 32.75 ± 19.84 32.73 ± 20.01 0.99 Radial access was performed in 40% of all cases. Angiographic (QCA) analysis performed by independent core laboratory.

DAPT Usage Patients on DAPT (%) Time After Initial Procedure

Primary Endpoint: NACCE at 1 Year (All-Cause Death, MI, Stroke, Major Bleeding) 15 3M DAPT 12M DAPT Cumulative Incidence of NACCE (%) 10 5 Log-Rank P = 0.84 HR 1.03 (0.77 1.38) Non-inferiority P-value = 0.002 6.0 5.8 0 0 3 6 9 12 Time After Initial Procedure (Months) Month 0 1 3 6 12 No. at risk 1563 1520 1504 1468 1384 No. events 18 25 11 18 21 No. at risk 1556 1514 1497 1466 1381 No. events 16 25 11 16 22

Primary Endpoint: NACCE at 1 Year (All-Cause Death, MI, Stroke, Major Bleeding) 3M DAPT (N = 1563) 6.0% 12M DAPT (N = 1556) 5.8% Difference : 0.2% Upper 1-sided 95% CI : 1.6% Non-inferiority P-value = 0.002 Pre-specified Non-inferiority margin = 2.7% Non-inferior -1.0-0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 % Upper 1-sided 95% CI Primary Non-Inferiority Endpoint Met

Landmark at 3M: NACCE (All-Cause Death, MI, Stroke, Major Bleeding) 15 3M DAPT Incidence of NACCE (%) 10 5 P = 0.86 HR 1.03 (0.71 1.51) 3.5 3.3 P = 0.91 HR 1.03 (0.66 1.60) 12M DAPT 0 0 3 6 9 12 Time After Initial Procedure (Months) Month 0 1 3 6 12 No. at risk 1563 1520 1504 1468 1384 No. events 18 25 11 18 21 No. at risk 1556 1514 1497 1466 1381 No. events 16 25 11 16 22 2.6 2.6

NACCE Components Landmark 10 All Death 3M DAPT 10 MI 3M DAPT Incidence of All Death (%) 5 P = 0.48 HR 0.79 (0.40-1.55) P = 0.79 HR 1.07 (0.63-1.83) 12M DAPT 0 0 3 6 9 12 Time After Initial Procedure (months) 1.9 1.7 Incidence of MI (%) 5 P = 0.64 HR 1.12 (0.70-1.79) P = 0.51 HR 1.34 (0.56-3.18) 12M DAPT 0.8 0.6 0 0 3 6 9 12 Time After Initial Procedure (months) Incidence of Stroke (%) 10 5 P = 0.31 HR 0.33 (0.03-3.19) Stroke P = 0.42 HR 1.99 (0.37-10.88) 3M DAPT 12M DAPT 0.3 0 0.1 0 3 6 9 12 Time After Initial Procedure (months) Incidence of Major Bleeding (%) 10 5 P = 0.79 HR 0.87 (0.32-2.40) Major Bleeding P = 0.31 HR 0.50 (0.12-1.99) 3M DAPT 12M DAPT 0.4 0.2 0 0 3 6 9 12 Time After Initial Procedure (months)

Stent Thrombosis vs. Bleeding ARC Def./Prob. Stent Thrombosis Any Bleeding * 10 10 3M DAPT 3M DAPT 12M DAPT 12M DAPT Incidence (%) 5 P = 0.64 HR 0.81 (0.34-1.96) P = 0.18 HR 3.97 (0.44-35.49) 5 P = 0.78 HR 0.93 (0.56-1.54) P = 0.07 HR 0.43 (0.16-1.11) 0.7 0.6 0 0 3 6 9 12 Time After Initial Procedure (months) 0.3 0.1 2.0 1.9 0 0 3 6 9 12 Time After Initial Procedure (months) 1.0 0.4 Month 0 1 3 6 12 No at risk 1563 1555 1540 1506 1505 No events 0 6 3 4 0 No at risk 1556 1541 1525 1501 1500 No events 5 3 3 1 0 Month 0 1 3 6 12 No at risk 1563 1538 1516 1482 1439 No events 4 15 10 4 2 No at risk 1556 1528 1501 1472 1387 No events 11 8 12 6 8 *Any bleeding according to the combined REPLACE-2 and GUSTO criteria.

Other Clinical Events at 1 Year 3 Months DAPT (N = 1563) 12 Months DAPT (N = 1556) P = 0.36 P = 0.82 P = 0.47 P = 0.49 P = 0.99 P = 0.41 P = 0.70 Events (%) 8.3 7.4 2.8 2.9 3.2 2.7 4.5 4.0 3.5 3.2 0.3 0.3 0.6 0.9 * MACE Death MI Cardiac Death/MI Stroke Major Bleeding ** TLR Event rates are expressed as Kaplan Meier estimates. *MACE is composed of all cause Mortality, MI, Emergent CABG or TLR. **Major bleeding according to REPLACE-2 and GUSTO criteria.

Subgroup Analysis: NACCE at 1 Year (All-Cause Death, MI, Stroke, Major Bleeding) Subgroup All patients (N = 3119) Sex Male (n = 1973) Female (n = 1146) Diabetes mellitus No (n = 2016) Yes (n = 1103) Clinical presentation Non-ACS (n = 2119) ACS (n = 1000) Bifurcation No (n = 2572) Yes (n = 547) Lesion complexity Simple (n = 1273) Complex (n = 1846) Extent of disease Single vessel (n = 2310) Multivessel (n = 809) Vessel size Small vessel (n = 1889) Large vessel (n = 1230) Lesion length Short lesion (n = 1832) Long lesion (n = 1287) Lesion type De novo (n = 2795) In-stent restenosis (n = 324) Interventional center Non academic (n = 2283) Academic (n = 836) Stent number Single stent (n = 1787) Multiple stents (n =1332) Risk Ratio (95%CI) 1.03 (0.78-1.36) 1.08 (0.76-1.55) 0.94 (0.59-1.49) 1.12 (0.78-1.60) 0.90 (0.58-1.41) 1.04 (0.72-1.49) 1.04 (0.67-1.61) 1.09 (0.78-1.51) 0.88 (0.52-1.51) 0.74 (0.44-1.27) 1.18 (0.85-1.65) 0.88 (0.62-1.26) 1.38 (0.87-2.19) 1.12 (0.79-1.58) 0.88 (0.55-1.42) 1.01 (0.67-1.50) 1.06 (0.71-1.57) 1.11 (0.83-1.49) 0.48 (0.18-1.27) 1.18 (0.85-1.64) 0.70 (0.40-1.22) 0.92 (0.59-1.42) 1.14 (0.79-1.64) P Value 0.84 0.66 0.80 0.55 0.65 0.84 0.88 0.62 0.65 0.27 0.32 0.48 0.17 0.53 0.60 0.98 0.78 0.48 0.13 0.33 0.21 0.69 0.48 0.1 Favors 3-Month DAPT 1.0 10.0 Favors 12-Month DAPT

Considerations 1. Study not powered to detect small differences in ischemic events after 90 days. 2. Primary endpoint (NACCE) event rate lower than expected (6% vs. 9%). However, MACE rate at 1 year was 8.4% w/ 3-mo. vs. 7.5% w/ 12-mo. 3. Patient population mostly comprised of stable coronary artery disease and low risk ACS. 4. NACCE: a combination of hard endpoints associated with DAPT compliance. 5. Randomization at index procedure.

Summary OPTIMIZE compared 3 vs. 12 months DAPT in a patient population from daily clinical practice treated with a single 2 nd generation DES. At 1 year, NACCE (Death / MI / Stroke / Major Bleeding) rate was non-inferior in patients receiving 3 months DAPT compared with prolonged standard DAPT. 6.0% w/ 3-mo. vs. 5.8% w/ 12-mo. DAPT (P non-inf =0.002) Landmark analysis at 90 days demonstrated: Comparable rates of NACCE, ST, and TLR/TVR. A trend towards increased rate of any bleeding events with longer DAPT arm.

Conclusions In patients from daily clinical practice with stable coronary artery disease or low risk ACS undergoing PCI with E- ZES, short-term DAPT (3 months) is noninferior to long-term DAPT (12 months) in terms of the occurrence of death, MI, stroke, or major bleeding.

Clinical Implications Consistent with other recent studies on shorter DAPT durations, this prospective randomized trial showed that 2 nd generation DES might not always require 12 months DAPT to reduce the risk of adverse thrombotic events. These outcomes may be especially relevant for patients who are at high risk of bleeding complications following PCI, such as the elderly and patients with a history of hemorrhagic events, who might need to stop DAPT earlier.

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