LYXOR ASSET MANAGEMENT THE POWER TO PERFORM IN ANY MARKET



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LYXOR ASSET MANAGEMENT THE POWER TO PERFORM IN ANY MARKET

ETFs & INDEXING Stan din g am o ng t he mo st e xp e rie nc e d ET F p ro v i d e rs, Ly xo r ETF r a n ks 3 rd in E u rope w i t h mo re t ha n $ 5 4. 9 b n* o f ET F a sse t s und e r man a ge me n t an d 2 nd in te rms o f l i q ui d it y * *. W i t h 2 2 0 ET Fs l i st e d o n 1 3 re gu l a t e d exch an ges ac ro ss t he w o rl d, Ly xo r p ro v i d e s inv e st o rs w i t h a hi g hl y fl e xi bl e opportu n ity t o d iv e rsi fy t he ir a l l o c a t io n a c ro ss a l l a sse t c l a sse s (e qu i t i e s, bon ds, m on e y ma rk e t s, c o mmo d it i e s). W it h t he Ly xo r ET F q ua li t y c h a r t e r adopted in 201 1, Ly xo r ET F a l so c o mmit s t o d e l i v e r t he hi g he st st a n da rds in term s of ind e x t ra c k ing q ua l i t y, ri sk c o nt ro l, l i q ui d it y a nd t ra n spa re n c y. AUM*: $54.9bn 45 professionals More than 220 ETFs listed on 13 regulated exchanges n 3 player in Europe, n 8 worldwide 7 of the most efficient European ETFs in the market ACTIVE INVESTMENT STRATEGIES Lyxor s Absolut e R e t ur n & S o l ut io ns t e a ms d e li v e r inv e st me nt sol u t i on s for in ves tors loo k i ng fo r re g ula r p o si t i v e re t ur ns, w e l l id e nt i fi e d & c on t rol l e d risks an d lim i t e d c o rre l a t i o n t o ma rk e t s. AUM*: $30bn 50 professionals Best Performing Diversified Global Fund by UCITS Hedge Awards Best Managed Futures (CTA) Fund by Hedgeweek Global Awards Pioneer in Smart Beta strategies INVESTMENT PARTNERS W ith m ore t ha n 1 7 y e a rs o f e xp e ri e nc e in ma na g ing fund por t fol i os s pan n in g th e ful l sp e c t rum o f li q ui d it y, risk / re t ur n a nd st ra t e gy opt i on s for in s titu tiona l c l i e nt s, Ly xo r i s a g lo b a l l e a d e r i n Mul t i -Ma na g e me n t. AUM***: $30.9bn 80 professionals Among the world s leading Managed Account Platforms * Figures as of August 31st ** Source: Bloomberg Data reported from September to September *** Incl. $16.4bn of Assets under Advisory as of end June 17-year track record in manager selection 250 mutual funds and 100 hedge funds on its platforms

USTOMIZE YOUR INVESTMENT SOLUTIONS, C MANAGE YOUR RISKS, REACH OPTIMAL PERFORMANCE A CLIENT DRIVEN ORGANIZATION EXPERIENCE DRIVEN BY ACKNOWLEDGED RESEARCH ADVANCED RISK MANAGEMENT CULTURE From the outset, three key values have continuously been at the core of every solution at Lyxor: innovation, transparency and flexibility. The professionalism of Lyxor s experts and our flexible and receptive organizational structure guarantee an institutional quality of service and long-standing relationships with its clients. Lyxor brings together the spirit of a start-up, the responsiveness of an entrepreneur and the reliability of a rapidly expanding global player. An entrepreneurial approach and a spirit of innovation A tireless quest for tailor-made, flexible solutions Recognized in the industry and among academics alike for its research in macroeconomics, quantitative and alternative investments, Lyxor is also known for the publication of proprietary portfolio management models and white papers. 20 researchers respected in the world of academic and professional research Extensive experience in managing risk and volatility, options and hedge funds ETFs & Indexing, Absolute Return, Alternative investments, Lyxor s investment solutions all have to address risk issues. Lyxor s ability to offer transparent and sustainable sources of performance results from its established experience in risk management. A 30-strong independent Risk Department Constant monitoring of pricing, valuations, investment limits and market risks

WIDELY RECOGNIZED BY THE INDUSTRY AND OUR PEERS CORPORATE Investor Awards Morningstar & Boursorama Innovation Award ETFs & INDEXING Global Investor Award ETF Issuer of the Year rewarding excellence in business Funds Europe Best ETFs Provider Actifs du Patrimoine L Agéfi Actif d or de la distribution pour 3 fonds Grands Prix L Agéfi Global Markets Large Cap Developed Small Cap Equity EU Corpo Bond ACTIVE INVESTMENT STRATEGIES The Hedge Fund Journal UCITS Hedge Awards Best Performing Diversified Global Fund ARMA 8 HedgeWeek Awards Best Absolute Return Manager ARMA Hedgeweek Global Awards Best Managed Futures (CTA) Fund Best UCITS Compliant Product Epsilon INVESTMENT PARTNERS The Hedge Fund Journal Awards The Leading Managed Account Platform HFM Week European Hedge Fund Services Awards Best Managed Account Platform Distrib Invest Coupoles Awards Transparency Award, Integrated Financial Groups HFM Week European Performance Awards Best Fund of Hedge Funds Multi Strategy over $1bn

MEETING INVESTORS NEEDS: 3 CENTERS OF EXPERTISE $54.9Bn $30.0Bn $133.6* billion of assets under management & advisory $30.9Bn $17.8Bn ETFs & Indexing 41.1% Active Investment Strategies 22.4% Investment Partners 23.2% Fortune SG (China) 13.4% * Figures as of August 31st Incl. $16.4bn of Assets under Advisory as of end June Source: Lyxor Lyxor was founded in 1998 Wholly-owned subsidiary of Societe Generale Group Headquartered in Paris A GLOBAL PLAYER EUROPE, MIDDLE EAST, AFRICA Paris Geneva Amsterdam Luxembourg Frankfurt London Madrid Milan Stockholm Zurich Lyxor Asset Management S.A.S. Lyxor International Asset Management S.A.S. Lyxor Asset Management UK LLP 600 Professionals in 12 countries New York Tokyo Shanghai Hong Kong Investment & Research Team Business Presence AMERICAS New York Lyxor Asset Management Inc.* ASIA PACIFIC Tokyo Shanghai Hong Kong Lyxor AM Japan Co. Ltd. Fortune SG Fund Management Co. Business Presence * Lyxor AM Inc. is a US registered advisory subsidiary Source: Lyxor

Lyxor Asset Management (Lyxor AM) is a French société par actions simplifiée (simplified private limited company) with a capital stock of 161,106,300 euros Nanterre Trade Register n 418 862 215. Lyxor AM is an investment management company authorized by the Autorité des marchés financiers under the UCITS Directive (2009/65/EC) and the AIFM Directive (2011/31/EU). Copyright September Lyxor AM. All rights reserved. Lyxor Asset Management - Tours Société Générale 17 Cours Valmy - 92987 Paris La Défense Cedex - France www.lyxor.com - contact@lyxor.com