SHRIKANT JATEGAONKAR, PH.D.



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Shrikant Jategaonkar, September 2015 1/6 SHRIKANT JATEGAONKAR, PH.D. Southern Illinois University Edwardsville Email: sjatega@siue.edu Department of Economics and Finance Phone: (618) 650-5792 3146 Alumni Hall Edwardsville, IL 62026 EDUCATION University of Arizona, Department of Finance Degree: PhD, Primary Field: Corporate Finance May 2009 Dissertation: Two Essays on Share Repurchases Committee: Kathleen Kahle (Chair), Eric Kelley, Sandy Klasa, Ronald Oaxaca Southern Illinois University Edwardsville, Department of Economics and Finance Degree: MS in Economics and Finance May 2004 University of Pune, MIT School of Management, India May 1999 Degree: MBA, Finance University of Pune, Garware College of Commerce, India Degree: Bachelor of Commerce May 1997 ACADEMIC TEACHING EXPERIENCE Assistant Professor Southern Illinois University Edwardsville, Edwardsville, IL Fall 2009- Courses: FIN 501: Advanced Corporate Finance (MS) FIN 525: Financial Strategy, Growth and Control (MS) FIN 460: Corporate Financial Analysis and Strategy FIN 440: Financial Institutions FIN 420: Problems in Corporate Finance FIN 320: Financial Management and Decision Making MS 250: Mathematical Methods for Business Applications Instructor as a PhD student University of Arizona, Tucson, AZ Courses: FIN412: Corporate Financial Problems Summer 2006, 2007

Shrikant Jategaonkar, September 2015 2/6 RESEARCH INTERESTS Empirical corporate finance, share repurchases, insider trading, equity issuance, financial markets, policy implications PEER REVIEWED PUBLICATIONS (BY DATE) Risk and return in the Chinese stock market: Does equity return dispersion proxy risk? (with Chun-Da Chen and Riza Demirer), Pacific-Basin Finance Journal, 2015, Volume 33, 23-37. Oil price risk exposure and the cross-section of stock returns: The case of net exporting countries, (with Riza Demirer and Ahmed Khalifa), Energy Economics, 2015, Volume 49, 132-140. Economic freedom and state bond ratings, (with Ariel R. Belasen and Rik. W. Hafer), Contemporary Economic Policy, 2015, Volume 33, 668-677. US GAAP versus IFRS: Analyst Forecast Errors for Foreign Private Issuers, (with Linda M. Lovata and Gregory E. Sierra), Journal of Applied Financial Research, Volume II, December 2014, 9-19. The effect of demand for shares on the timing and underpricing of seasoned equity offerings, (with Vincent Intintoli and Kathleen Kahle), Financial Management, Volume 43 (1), Spring 2014, 61-86. The conditional relation between dispersion and return, (with Riza Demirer), Review of Financial Economics, Volume 22 (3), September 2013, 125-134. (sole-authored), Financial Review, Volume 48(2), May 2013, 179-363. [Lead Article], Winner of the journal s Outstanding Paper of the Year award. Market Reaction to Restatements after Sarbanes-Oxley, (with Linda. M. Lovata, and Gregory E. Sierra), Academy of Accounting and Financial Studies Journal, Volume 16 (4), November 2012, 81-92. SELECTED WORKING PAPERS Muckley), working paper The effect of the Sarbanes-Oxley Act on information dissemination through 10-K filings, (with Rakesh Bharati and Susan Crain), working paper

Shrikant Jategaonkar, September 2015 3/6 MEDIA CITATIONS Wall Street Daily, Are Stock Buybacks Always Bullish for Share Prices? by Louis Basenese, January 28 2013, http://www.wallstreetdaily.com/2013/01/28/buybacks-always-bullish/ The Wall Street Journal, Buy Signals: How to Decipher Stock Buybacks by Jack Hough, January 21, 2012, http://online.wsj.com/article/sb10001424052970203750404577171231151712236.html SmartMoney, Buy signs from above by Jack Hough, November 2010, pg:46 CONFERENCES Research Presentations at Refereed Conferences The effect of the Sarbanes-Oxley Act on information dissemination through 10-K filings, (with Rakesh Bharati and Susan Crain), Financial Management Association Annual Meetings, Orlando, FL October 2015 The effect of the Sarbanes-Oxley Act on information dissemination through 10-K filings, (with Rakesh Bharati and Susan Crain), Midwest Finance Association Annual Meetings, Chicago, IL March 2015 Muckley), Financial Management Association Annual Meetings, Nashville, TN October 2014 Muckley), Midwest Finance Association Annual Meetings, Orlando, FL March 2014 Muckley), Financial Management Association Annual Meetings, The conditional relation between dispersion and return, (with Riza Demirer) Midwest Finance Association Annual Meetings, Chicago, IL March 2013 Midwest Finance Association Annual Meetings, Chicago, IL March 2011 Southwestern Finance Association Annual Meetings, Houston, TX March 2011 Financial Management Association Annual Meetings, Dallas, TX October 2008 Financial Management Association Doctoral Student Presentations, Dallas, TX October 2008

Shrikant Jategaonkar, September 2015 4/6 Discussant at Conferences Managerial Overconfidence and the Buyback Anomaly, Midwest Finance Association Annual Meetings, Chicago, IL March 2015 Dividends on unearned shares and corporate payout policy: an analysis of dividend equivalent rights, Financial Management Association Annual Meetings, Nashville, TN October 2014 Real Options and the option to withdraw: Evidence from open market share repurchases, Midwest Finance Association Annual Meetings, Orlando, FL March 2014 Dividend clienteles: A global investigation, Financial Management Association Annual Meetings, Retail investor attention and IPO valuation, Financial Management Association Annual Meetings, The information content of dividend reductions: A cash flow analysis, Financial Management Association Annual Meetings, The role of institutional investors in layoff decision, Midwest Finance Association Annual Meetings, Chicago, IL March 2013 The effects of uncertainty and taxes on corporate payout policy, Financial Management Association Annual Meetings, Denver, CO October 2011 The value of cash: Industry and temporal effects, Midwest Finance Association Annual Meetings, Chicago, IL March 2011 Eliminating operating leases: The effect on reported leverage, Southwestern Finance Association Annual Meetings, Houston, TX March 2011 The corporate governance endgame an economic analysis of minority squeeze-out-- regulation in Germany, Financial Management Association Annual Meetings, New York, NY October 2010 Informed trading before analyst downgrades: Evidence form short sellers, Financial Management Association Annual Meetings, Dallas, TX October 2008 Session Chair at Conferences Session 241: Payout Policy and Rights Offerings, Financial Management Association Annual Meetings, Nashville, TN October 2014 Session 146: Information Content of Payout Policy, Financial Management Association Annual Meetings, Session 021: Approaches to Dividend Policy, Financial Management Association Annual Meetings,

Shrikant Jategaonkar, September 2015 5/6 Session on Institutional Investors, Midwest Finance Association Annual Meetings, Chicago, IL March 2013 Session 093: Determinants of Payout Policy, Financial Management Association Annual Meetings, Denver, CO October 2011 Session 031: Governing, Financial Management Association Annual Meetings, New York, NY October 2010 PROFESSIONAL ACTIVITIES/ASSOCIATIONS Referee Referee for Financial Management Association Annual Meetings 2009 Referee for The Financial Review 2010 Referee for Financial Management Association Annual Meetings 2010 Referee for Emerging Markets Finance and Trade 2011 Referee for Financial Management Association Annual Meetings 2011 Referee for Midwest Finance Association Annual Meetings 2013 Referee for Managerial Finance 2013 Affiliations American Finance Association (AFA) Financial Management Association (FMA) Eastern Finance Association (EFA) 2009-Current 2009-Current 2011-Current GRANTS, SCHOLARSHIPS, AND HONORS External Research Awards Outstanding Paper of the Year 2013 by Financial Review for If it s good for the firm, it s good for me: Insider trading and repurchases motivated by undervaluation, (sole-authored) Best Paper Award at the India Finance Conference 2013 hosted by IIM, Ahmedabad for Why do privatized firms pay higher dividends? (with Abhinav Goyal, William Megginson, and Cal Muckley) Best Paper in Finance Award at the Economic Resource Forum (ERF) 2014 for Oil price risk exposure and the cross-section of stock returns: The case of net exporting countries, (with Riza Demirer and Ahmed Khalifa) SIUE Research Grants SIUE New Directions Grant for 2011 March 2011 SIUE Seed Grant for Transitional and Exploratory Projects (STEP) January 2011 SIUE School of Business RW Poos Summer Research Award May 2015

Shrikant Jategaonkar, September 2015 6/6 SIUE Research Related Travel Grants SIUE Faculty Development Fund Award (travel) September 2015 SIUE Graduate School Travel Award September 2015 SIUE Faculty Development Fund Award (travel) March 2015 SIUE Faculty Development Fund Award (travel) October 2014 SIUE Graduate School Travel Award October 2014 SIUE Faculty Development Fund Award (travel) March 2014 SIUE Graduate School Travel Award March 2014 SIUE Faculty Development Fund Award (travel) March 2013 SIUE Graduate School Travel Award March 2013 SIUE Faculty Development Fund Award (travel) October 2011 SIUE Faculty Development Fund Award (travel) March 2011 SIUE Graduate School Travel Award March 2011 Other Awards and Grants Financial Management Association Doctoral Student Seminar participant October 2008 Dean s Teaching Award, University of Arizona August 2008 Graduate and Professional Student Council Travel Grant, University of Arizona August 2008 Financial Management Association Travel Award October 2007 Graduate Research and Teaching Assistantship, University of Arizona Aug 04 09 SIUE Economics Alumni Graduate Student Award April 2004 The Honor Society of Phi Kappa Phi March 2004 The Honor Society of Beta Gamma Sigma May 2003 SIUE M.R.V. Iyengar Memorial Award for Academic Excellence April 2003 SIUE Graduate Research and Teaching Assistantship Jan 02 Dec 04 SERVICE AT SIUE Development / Advising Member of the Department Graduate Committee 2013, 2014, 2015 Faculty Advisor for Economics and Finance Student Club, SIUE 2011, 2012, 2013, 2014, 2015 Faculty Advisor for ACG student teams, SIUE 2011, 2012, 2013, 2014 Faculty Advisor for Mutual Fund Contest, SIUE 2013, 2014, 2015 University Level Committees Research and Projects Advisory Board Member 2013, 2014, 2015 Member of the University Graduate Programs Committee 2011, 2012, 2013 Member of the Internal Review Team for the Chemistry Program 2013 Member of the Internal Review Team for the MPA Program 2012 Member of the Internal Review Team for the MAT Program 2011 Substituted on the University Research Committee (URC) Aug 2012 - Dec 2012