FORM ADV PART 2B* Brochure Supplement



Similar documents
Firm Brochure Supplement (Part 2B of Form ADV)

ADV Part 2B Brochure Supplement

Vega Capital Group LLC

Brochure Supplement. Steven Umstead Director Elm Street, Suite 340 McLean, VA 22101

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015

Additional information about TPW Financial also is available on the SEC s website at

PART 2B OF FORM ADV: BROCHURE SUPPLEMENT. Supervised Persons James E. Kearney, Jeffrey Fisher, Brian T. Tesseyman, and Thomas K.

Form ADV Part 2: Brochure Supplement

Wealth Preservation Tax Reduction Strategies. Wealth Transfer. Charitable Giving

D3 Financial Counselors LLC Mochel Drive Suite 301, Downers Grove, IL Telephone: (630) Fax: (866)

Dallas Office Dallas Parkway Suite 1100 Dallas, TX

ALAN S. WARDYGA WEALTH MANAGEMENT RESOURCES, INC.

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II

RUSSELL IMPLEMENTATION SERVICES INC.

San Francisco Office 461 Second Street, #151 San Francisco, CA (415)

Michael Sedlak, CFP, CFA, CEPA, MBA

Part 2B of Form ADV: Brochure Supplement. Financial Management Strategies, Inc. Carl Camillo 9050 Sweet Valley Drive Valley View, Ohio 44125

Underhill Investment Management LLC

Dallas Office Dallas Parkway Suite 1100 Dallas, TX

Item 1: Cover Page. Part 2B of Form ADV: Brochure Supplement

Cornerstone Financial Planning, LLC

REDWOOD INVESTMENTS, LLC One Gateway Center, Suite 802 Newton, MA

Indianapolis Office 201 N. Illinois Street, Suite 700 Indianapolis, IN

Sheila P. Padden, CFP

RUSSELL REAL ESTATE ADVISERS, INC.

RUSSELL INVESTMENT MANAGEMENT COMPANY

Form ADV Part 2B Individual Disclosure Brochure. Mark W. McGorry Personal CRD Number: Investment Adviser Representative

D3 Financial Counselors LLC Mochel Drive Suite 301, Downers Grove, IL Telephone: (630) Fax: (866)

Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan (248)

Brochure Supplement (Part 2B of Form ADV)

LJPR Financial Advisors Corporate Drive, #100. Troy, MI (248) December 11, 2015

ROWLING AND ASSOCIATES ACCOUNTANCY CORPORATION DBA ROWLING & ASSOCIATES

This brochure has not been approved by the Securities and Exchange Commission (SEC), nor any state securities authority.

BROCHURE SUPPLEMENTS (ADV PART 2)

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

Stellar Capital Management, LLC

Simmer Financial Planning, LLC

Brian K. Stickney, CFA, CFP

D.R. Saur Financial, Inc.

Peter Miller Robert Hofmann, CFP Paulette Greenwell, CFA, MBA Mark Frombach, CFA, MBA Susan Arnold Ryan Crooks, MBA Tucker Schade Lori Blum

Kansas City Office 1201 Walnut Street, Suite 1700 Kansas City, MO

VERDE WEALTH GROUP, LLC

LJPR Financial Advisors Investment Drive. Troy, MI (248) August 11, 2015

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

Anderson Financial Advisors, LLC

What is an Investment Adviser?

MBA, CFP Financial Consultant

Haviland & Sams, LLC Form ADV Part 2A Investment Adviser Brochure

TAYLOR SENIOR PARTNER

How To Know More About Douglas W. Jones Financial And Insurance Services

Frisch Financial Group, Inc. Brochure Supplement FORM ADV Part 2B Dated 9/20/2012

Satovsky Asset Management, LLC

Andrew C. Fisher. CIM Investment Management, Inc. Investment Building 239 Fourth Avenue, Suite 1302 Pittsburgh, PA 15222

JAMES HERBERT FORCELLA

ITEM 1: COVER PAGE EVERHART ADVISORS

Our Team Advisory Personnel

ETHAN L. PEPPER, CFP

Part 2A of Form ADV: Firm Brochure

Morris Financial Concepts, Inc. Form ADV Part 2B Individual Disclosure Brochure. for. Kyra H. Morris, CFP, EA CEO. Effective: April 7 th, 2016

Jeffrey Myers, CFP, Owner Personal CRD # Long Island Wealth Management, Inc.

Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA March

JASON M FOLSOM Utica Ridge Rd Davenport, IA Princor Financial Services Corporation

GREYLOCK PEAK VENTURES LLC 125 S. Main Street Sebastopol, CA Fax

Frank and his wife, Denise, enjoy travel, golf, tennis and spending time with their twin daughters, Tori and Tate.

Webster Wealth Advisors, Inc.

7025 W Grandridge Blvd, Ste B Kennewick WA Erik R. Pielstick. 115 N 50 th Avenue, Ste B Yakima WA CRD# Financial Management, Inc.

Part 2B of Form ADV: Brochure Supplement

Part 2B of Form ADV SEC Firm Brochure Supplement

Form ADV Part 2A Disclosure Brochure

Form ADV Part 2B Individual Disclosure Brochure

Castle Financial Advisors, LLC Part 2A of Form ADV The Brochure

Buffalo First Wealth Management, LLC

Northview Asset Management, LLC. Form ADV Part 2B Brochure Supplement. Samuel R. Granett Chief Executive Officer & Chief Investment Officer

Transcription:

FORM ADV PART 2B* Brochure Supplement Professional Backgrounds of Sean Stannard-Stockton Curtis Brown Arif Karim Ludovic Thomasson Matthew Pearson November 2015 1350 Bayshore Highway, Suite 460 Burlingame, California 94010 Tel: 650.696.1240 Fax: 650.558.8373 Toll-Free: 800.708.8445 www.ensemblecapital.com *This brochure supplement provides information about the qualifications of Ensemble Capital Management, LLC s professional investment advisory personnel. This is a supplement to the Ensemble Capital Management, LLC brochure which you should have received previously. Please contact the Firm s Chief Compliance Officer, Sean Stannard-Stockton if you have not received the brochure or if you have any questions about the contents of this supplement. Additional information about Ensemble Capital Management, LLC is available on the SEC s website at www.adviserinfo.sec.gov.

Investment level employees generally are required to be college graduates or to have had considerable business experience in general and in the investment business in particular, and to have investment philosophies consistent with that of Curtis H. Brown, the founder of Ensemble. SEAN STANNARD-STOCKTON, CFA, CAP Year of Birth: 1977 University of California, Davis, 1999, B.A., Economics Chartered Financial Analyst*, 2003, CFA designation conferred Chartered Advisor in Philanthropy***, 2006, CAP designation conferred 2002 to Present Ensemble Capital Management, LLC, Managing Member, Chief Investment Officer, Portfolio Manager and Chief Compliance Officer 1999-2002 Scudder Investments Sean Stannard-Stockton has no reportable professional disciplinary disclosures. Sean Stannard-Stockton serves on the advisory boards of both the Perry Foundation and All Stars Helping Kids, Inc. Mr. Stannard-Stockton spends approximately 4 hours per year on these business activities. Sean Stannard-Stockton receives no economic benefit from any non-client third party for the provision of CURTIS BROWN Year of Birth: 1936 Stanford University, 1959, A. B., Economics Stanford University, 1961, M.B.A., Finance 1997 to Present Ensemble Capital Management, LLC, Founder and Portfolio Manager 2

1990 to 1997 Smith Barney - Securities Brokerage/Portfolio Management, Vice-President Curtis Brown has no professional disciplinary disclosures. Curtis Brown has no outside business activities. Curtis Brown receives no economic benefit from any non-client third party for the provision of ARIF KARIM, CFA Year of Birth: 1975 Massachusetts Institute of Technology, 1997, B.S., Economics Chartered Financial Analyst*, 2012, CFA designation conferred 2015 to Present Ensemble Capital Management, LLC, Senior Investment Analyst 2009 to 2015 Kilimanjaro Capital, LLC, Portfolio Manager, 2000 to 2007 Pacific Edge Investment Management Arif Karim has no reportable professional disciplinary disclosures. Arif Karim has no outside business activities. Arif Karim receives no economic benefit from any non-client third party for the provision of investment advisory services. His compensation from Ensemble Capital may include an annual bonus that is based, in part on his introduction of new clients to the Firm. 3

LUDOVIC THOMASSON, CFP Year of Birth: 1978 KEDGE Business School Toulon, France Master in Marketing and Business, 2001 Université Joseph Fourier Grenoble, France - Bachelor of Sciences, Civil Engineer, 1998 Lycee Jean Monnet Annemasse, France - Mathematics, Sciences & Engineering, 1996 Certified Financial Planner **, 2008, CFP designation conferred 2014 to Present Ensemble Capital Management, LLC, Member, Director of Wealth Management 2007 to 2014 Wetherby Asset Management, Wealth Manager 2006 to 2007 US Race Series, Business Director 2005 to 2006 American Express Financial Advisors, Employee Financial Advisor 2005 to 2006 Ids Life Insurance Company, Employee Financial Advisor Ludovic Thomasson has no reportable professional disciplinary disclosures. Ludovic Thomasson is a principal and owner of Freame Venture, LLC, a small online retail enterprise that sells sports armbands. Mr. Thomasson spends approximately 16 hours per month on this business activity. Ludovic Thomasson receives no economic benefit from any non-client third party for the provision of MATTHEW PEARSON Year of Birth: 1977 University of North Dakota, B.A., Economics and English 2008 to Present Ensemble Capital Management, LLC, Member, Director of Operations 2004 to 2008 Kelmoore Investment Company, Inc. 2003 to 2004 Franklin Templeton Investments 4

Matthew Pearson has no reportable professional disciplinary disclosures. Matthew Pearson has no outside business activities. Matthew Pearson receives no economic benefit from any non-client third party for the provision of * The Chartered Financial Analyst ( CFA ) designation requires the holder to pass three six-hour exams, possess a bachelor's degree (or equivalent, as assessed by CFA institute) and have 48 months of qualified, professional work experience. CFA charter holders are also obligated to adhere to a strict code of ethics and standards governing professional conduct. ** The Certified Financial Planner ( CFP ) designation requires the holder to meet education, examination, experience and ethics requirements, and pay an ongoing certification fee. A bachelor's degree (or higher), or its equivalent in any discipline, from an accredited college or university is required Students are required to complete course training in nine core financial topic areas, sit for a 10 hour CFP Board Certification Examination, acquire three years full-time or equivalent (2,000 hours per year) part-time work experience in the financial planning field and undergo an extensive background check including an ethics, character and criminal check. To maintain the CFP certification, CFP professionals must complete 30 hours of continuing education (CE) accepted by CFP Board (including completion of 2 hours of CFP Board approved Ethics CE). *** The Chartered Advisor in Philanthropy ( CAP ) designation is conferred by The American College to financial professionals with three years of advising individuals or charitable organizations in wealth and estate planning, financial planning, charitable planning, charitable giving, planned giving, investment management of charitable assets or non-profit or foundation management or services. Candidates must complete three graduate level courses equivalent of nine semester credit hours and pass an exam. Charter holders must complete 15 hours of continuing education every two years. 5