Indianapolis Office 201 N. Illinois Street, Suite 700 Indianapolis, IN

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1 October 1, 2013 Indianapolis Office Indianapolis, IN Advisors presented in this supplement: Amy Frizzell Brandon Falbe Edward JR Humphreys II Sean Power Tiffany VanHook Jeffrey Layman Jack Thurman Zachary Swartz This brochure supplement provides information about employees of BKD Wealth Advisors, LLC (BKDWA) located in our Indianapolis, Indiana, office as well as employees who serve you from our corporate office in Springfield, Missouri. This supplements our Form ADV, Part 2. You should have received a copy of this brochure. Please contact this office at the number provided above if you did not receive the brochure or if you have any questions related to the brochure or this supplement. Additional information about each investment advisor representative can be found on the SEC s website at

2 Amy Frizzell Amy Frizzell Office Director Senior Managing Advisor Born 1978 Missouri State University, BA in Religious Studies Accredited Asset Management Specialist (AAMS ) CERTIFIED FINANCIAL PLANNER (CFP ) Business Office Director and Senior Managing Advisor BKD Wealth Advisors, LLC (October 2013 Present) Office Director and Managing Advisor BKD Wealth Advisors, LLC (September 2012 September 2013) Managing Advisor BKD Wealth Advisors, LLC (August 2008 September 2012) Financial Advisor Edward Jones (February 2000 August 2008) Ms. Frizzell will not receive compensation for The person responsible for supervising Ms. Frizzell is: Steven Toomey, CIMA Principal 1201 Walnut Street, Suite 1700 Kansas City, MO Brandon Falbe Brandon Falbe Managing Advisor Born 1977 Indiana University, BS in Sports Marketing and Management Business Managing Advisor BKD Wealth Advisors, LLC (October 2013 Present) Supervising Advisor BKD Wealth Advisors, LLC (October 2012 September 2013) Vice President JP Morgan (April 2009 October 2012) Personal Banker JP Morgan (January 2006 April 2009) Financial Advisor Morgan Stanley (April 2004 January 2006) Mr. Falbe will not receive compensation for The person responsible for supervising Mr. Falbe is: Amy Frizzell, CFP, AAMS Office Director and Senior Managing Advisor Indianapolis, IN

3 Edward JR Humphreys II Edward JR Humphreys II Director Born 1967 Marshall University, BBA in Finance Chartered Alternative Investment Analyst (CAIA) Business Director BKD Wealth Advisors, LLC (October 2013 Present) Senior Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (June 2008 September 2013) Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (August 2004 June 2008) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (September 2003 August 2004) Vice President, Trust Officer and Investment Committee Member United Bank (September 2000 September 2003) Option Specialist Charles Schwab & Company (September 1995 August 2000) Mr. Humphreys will not receive compensation for Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Humphreys is: Jeff Layman, CFA Principal and Chief Investment Officer 910 E. St. Louis, Suite 200 Springfield, MO The Chief Investment Officer reports directly to BKDWA s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. Mr. Thurman can be reached at Sean Power Sean Power Advisor Born 1989 University of Missouri, BS in Personal Financial Planning Business Advisor BKD Wealth Advisors, LLC (October Present) 3

4 Staff Advisor BKD Wealth Advisors, LLC (January 2012 September 2013) Intern BKD Wealth Advisors, LLC (May 2012 August 2012) Tax Preparer VITA Volunteer Income Tax Assistance (January 2012 May 2012) Mr. Power will not receive compensation for The person responsible for supervising Mr. Power Amy Frizzell, CFP, AAMS Office Director and Senior Managing Advisor Indianapolis, IN Tiffany VanHook Tiffany VanHook Senior Managing Advisor Born 1974 Baylor School of Law, Juris Doctorate Business Senior Managing Advisor BKD Wealth Advisors, LLC (October 2013 Present) Managing Advisor BKD Wealth Advisors, LLC (September 2008 September 2013) Financial Planner Liscomb & Williams (February 2006 September 2008) Senior Counselor Ayco, a Goldman Sachs Company (September 2000 January 2006) Ms. VanHook will not receive compensation for The person responsible for supervising Ms. VanHook is: Amy Frizzell, CFP, AAMS Office Director and Senior Managing Advisor Indianapolis, IN Jeffrey Layman Jeffrey Layman Principal and Chief Investment Officer Born 1965 Missouri State University, MBA in Finance Missouri State University, BS in Finance 4

5 Business Chief Investment Officer BKD Wealth Advisors, LLC (April 2008 Present) Principal BKD Wealth Advisors, LLC (June Present) Principal BKD, LLP (February 2007-Present) Senior Portfolio Manager and Director of Investment Services BKD Wealth Advisors, LLC (March 2000 June 2007) Senior Vice President Bank of America: Investment Management (July 1995 March 2000) Registered Representative Boatmen s Bank (September 1988 July 1995) Management Trainee Boatmen s Bank (June 1987 September 1988) Mr. Layman will not receive compensation for The Chief Investment Officer reports directly to the President, Jack Thurman. Mr. Thurman has ultimate responsibility for all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Layman is: Jack Thurman, CIMA Principal and President 910 E. St. Louis, Suite 200 Springfield, MO Jack Thurman Jack Thurman Principal and President Born 1961 Drury University, BA in Business Administration Certified Investment Management Analyst (CIMA ) Business Principal and President BKD Wealth Advisors, LLC (February 2000 Present) Chief Compliance Officer BKD Wealth Advisors, LLC (August 2008-September 2013) Principal BKD, LLP (February 2000-Present) Vice President Merrill Lynch (January 1986 February 2000) Mr. Thurman will not receive compensation for As Principal and President BKDWA, Mr. Thurman has ultimate responsibility for the Firm. He does not report to any other employee of BKDWA. Mr. Thurman reports directly to Michael Burlew, Regional Managing Partner of the Initiatives and Subsidiaries Region of BKDWA s parent company, BKD, LLP. Mr. Burlew can be reached at

6 Zachary Swartz Zachary Swartz Managing Advisor Portfolio Manager Born 1985 Missouri State University, BS in Finance Business Managing Advisor and Portfolio Manager BKD Wealth Advisors, LLC (October 2013 Present) Supervising Advisor and Portfolio Manager BKD Wealth Advisors, LLC (December 2012 September 2013) Senior Advisor and Portfolio Manager BKD Wealth Advisors, LLC (November 2010 December 2012) Junior Portfolio Manager BKD Wealth Advisors, LLC (May 2008 November 2010) Investment Intern BKD Wealth Advisors, LLC (November 2006 May 2008) Mr. Swartz will not receive compensation for Each Portfolio Manager reports directly to BKDWA s Chief Investment Officer, Jeff Layman. Mr. Layman is responsible for oversight of all trading and research activities performed by the Portfolio Managers and the Investment Committee Members. The person responsible for supervising Mr. Swartz is: Jeff Layman, CFA Principal and Chief Investment Officer 910 E. St. Louis, Suite 200 Springfield, MO The Chief Investment Officer reports directly to BKDWA s President, Jack Thurman. Mr. Thurman has overall supervisory authority and responsibility within the Firm. Mr. Thurman can be reached at Accredited Asset Management Specialist (AAMS ) Issued by College for Financial Planning o Self-study course (12 modules requiring hours) Examination Type: Final designation exam Continuing Education/ Requirements: 16 hours every two years Chartered Alternative Investment Analyst (CAIA) Issued by CAIA Association Candidate must meet one of the following requirements: o Undergraduate degree and one year of professional experience (full time employment in a professional capacity within bank regulatory, banking, financial, or related fields) o Four years of professional experience o Self-study program (200 hours of study for each of the two levels) Examination Type: two course exams Member Agreement 6

7 Continuing Education/ Requirements: Issued by CFA Institute Candidate must meet one of the following requirements: o Undergraduate degree and four years of professional experience involving investment decisionmaking, or o Four years qualified work experience (full time, but not necessarily investment related) o Self-study program (250 hours of study for each of the three levels) Examination Type: three course exams Continuing Education/ Requirements: Certified Investment Management Analyst (CIMA ) Issued by investment Management Consultants Association Candidate must meet all of the following requirements: o Three years of verifiable financial services experience; o Must answer "no" to all disclosure questions on Form U-4 that cover criminal and regulatory violations, civil judicial actions and customer complaints or else satisfactorily justify a "yes" answer o Self-study program (approximately five months) Examination Type: Online qualification examination after self-study and an online comprehensive certification examination after meeting all requirements of a registered classroom education program Continuing Education/ Requirements: 40 hours every two years 7