MCX Stock Exchange Limited IT Department Circular No: MCX-SX/IT/992/2013 February 6, 2013. Nationwide MPLS Connectivity



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MCX Stock Exchange Limited IT Department Circular No: MCX-SX/IT/992/2013 February 6, 2013 Nationwide MPLS Connectivity In terms of provisions of the Rules, Bye-Laws and Regulations of Exchange and in continuation to Exchange circular No. MCX-SX/IT/906/2012 dated December 5, 2012 with respect to MPLS Network connectivity, Members of the Exchange are notified as under: As part of our continuous endeavor to enhance trading facilities and to provide more options for connectivity, the Exchange has planned to introduce MPLS based VPN services, nationwide through Bharat Sanchar Nigam Limited (BSNL) in addition to the existing service providers, Bharti Airtel Limited (Airtel) and TATA Communications Limited (TCL). 1. APPLICATION PROCEDURE Members desirous of applying MPLS leased circuit will have to e-mail their details to mpls@mcx-sx.com as per Annexure-I. On receipt of the said e-mail, Exchange shall find out feasibility of location from the service provider as per the choice indicated by the member. In case, the connectivity is not feasible with service provider of the member s first choice then the same will be checked from the other service provider(s) in the order of choice, if indicated by the member. Thereafter feasibility and applicable charges details will be intimated to the member. After receipt of the feasibility details from the Exchange, members are required to submit duly filled and signed application as per Annexure-II, Annexure-IV, and undertaking as per Annexure-III to the Membership department of the Exchange along with the payment as applicable, by way of Demand Draft payable at Mumbai. Thereafter, Exchange will process the application for MPLS leased circuit through the respective service provider. Members may please note that MPLS leased circuit may be commissioned within 5 to 6 weeks after receipt of all documents along with required payment. 2. CHARGES AND PAYMENT PROCEDURE WITH APPLICATION Member shall be required to pay a one-time Installation charge (Non-refundable) and annual recurring charge for the first year, as informed with feasibility report by way of Demand Draft in favor of MCX Stock Exchange Ltd. payable at Mumbai. Standard port and other charges are given below. A. Charges for MPLS leased circuit from different service providers 1. One Time Installation Charges (Non - Refundable)

Airtel TCL BSNL MTNL Circle (Mumbai and Delhi) - Rs. 4000 Rs.10,000/- Rs.20,000/- BSNL Circle (Rest of Mumbai and Delhi) - Rs. 2000 2. Annual recurring charges Bandwidth Airtel TCL 2 Mbps Rs.1,50,000/- Rs.1,40,000/- BSNL 1,56,100 (Silver Scheme) 1,93,000 (Gold Scheme) Notes:- All above mentioned charges are exclusive of any government taxes, duties and levies and the same are to be paid extra by members. For BSNL, local lead charges will be extra at actual in MTNL area (i.e. Mumbai and Delhi) based on demand note received from BSNL. Local lead charges for rest of Mumbai and Delhi are included in above tariff. For Airtel and TCL, Local lead charges are included in above tariff. 3. TECHNICAL SUPPORT For technical support, Members are requested to contact on telephone numbers / email address of respective service provide as mentioned below AIRTEL Centralized Fault Management : 1800102001 Email address : enterprise.data@airtel.in TCL Centralized Mumbai Helpdesk number : +91-22-66504357 Email address : corp.helpdesk@tatacommunications.com BSNL Technical Helpdesk : 022 6731 9010/6649 4030 Email address : customerservice@mcx-sx.com 4. SHIFTING OF MPLS CIRCUIT Members desirous of shifting MPLS leased circuit will have to e-mail the new location details to mpls@mcx-sx.com as per Annexure-V. If the shifting of MPLS leased circuit is feasible at new location, the same will be intimated to the member. Thereafter member should submit duly signed application as per the Annexure-VI along with demand draft in favor of MCX Stock Exchange Ltd. payable at Mumbai as per the applicable shifting charges given in the table below, to MCX-SX membership department.

Service Provider AIRTEL TCL BSNL Location Allowed only within city and subject to feasibility of the new location. Allowed only within the city and subject to feasibility of the new location. Allowed only within state and subject to feasibility of the new location. Rs.10,000/- Rs.10,000/- Shifting Charges As per the shifting demand note amount raised by BSNL Note: - Shifting Charges mentioned above are exclusive of any government taxes, duties and levies and the same are to be paid extra by members. 5. SURRENDER OF MPLS CIRCUIT Members desirous of surrendering their MPLS leased circuit are required to submit duly signed application as per the Annexure-VII to MCX-SX Membership department. Members will not be entitled to refund of any charges if the MPLS leased circuit is surrendered within a year from the day of installation. From second year onwards, members will be entitled to refund of annual recurring charges on pro-data basis for the un-expired portion of the year. The un-expired portion shall constitute the period after completion of one month from the date of submission of surrender application to the service provider. The applicable refund amount will be credited to member s settlement account as and when the same is received by the Exchange from the service provider. For clarifications, Members may contact Customer Service on 022 67319010/66494030 or send an email at customerservice@mcx-sx.com For and on behalf of MCX Stock Exchange Limited Pravin Khismatrao Manager-Technology MCX Stock Exchange Limited Exchange Square Suren Road, Chakala, Andheri (East), Mumbai 400 093 Tel.: 022 67319000, Fax: 022 67319103 www.mcx-sx.com email: customerservice@mcx-sx.com

Annexure-I Dear Sir, Sub: Request for MPLS leased circuit feasibility check This has reference to your circular no. dated for the purpose of Nationwide MPLS connectivity. We would like to apply for 2 Mbps Single/Dual MPLS leased circuit, and hence request for location feasibility check for the same from the service provider of choice in the order as mentioned below. Priority * First Second Third MPLS Service provider for primary link MPLS Service provider for secondary link * Please mention service provider name i.e. Bharti Airtel, TCL or BSNL in the order of choice i.e., First choice, Second choice and Third choice. For Installation of MPLS leased circuit, please find the details as mentioned below:- Name of Trading Member: Installation Address: City State Pin Code Contact person name Contact Number (Landline) Contact Number (Cell Phone) Fax number e-mail ID Interface required V.35 / G.703 / Ethernet After completion of the feasibility check you are requested to intimate the same on our email-id. Thanking you. Yours faithfully For Name of the Member Member ID:

Annexure-II On company s letterhead Date: To The Membership Department MCX Stock Exchange Limited Exchange Square, CTS No. 255, Suren Road, Chakala, Andheri (East), Mumbai 400093 Dear Sir, Sub: Application for New MPLS leased circuits This has reference to your circular no. dated for the purpose of Nationwide MPLS connectivity. We would like to apply 2 Mbps MPLS circuit from service provider(s) (BSNL/TCL/AIRTEL). For Installation of MPLS circuit please find the details as mentioned below:- Name of Trading Member Member ID Permanent Address Installation Address City State Pin Code Contact Number (Landline) Contact Number (Cell Phone) Fax number Contact person name e-mail ID Feasibility of the location checked with the Exchange with interface required YES / NO V.35 / G.703 / Ethernet We agree to the terms and condition for installation of MPLS circuit. For any further communication in this regard, please contact Mr/Ms/Mrs. (Name of the contact person). Thanking you. Yours faithfully For. (Name and signature of the authorized signatory) Company Stamp

Annexure-III (On Non-judiciary stamp paper of Rs. 300/-) UNDERTAKING-CUM-INDEMNITY This undertaking-cum-indemnity is executed on this day of, 20, at (place), I / We, (having Membership ID No.) an Indian inhabitant / sole proprietorship firm / partnership firm registered under Indian Partnership Act, 1932 / a limited liability partnership registered under Limited Liability Partnership Act, 2008 / a banking company incorporated under its own Act / a company incorporated under the Indian Companies Act, 1956, and having its office / registered office at (hereinafter referred to as the 'Undersigned' which expression shall unless repugnant to the context successors, executors, administrators and permitted assigns) give this UNDERTAKING-CUM-INDEMNITY. IN FAVOUR of MCX Stock Exchange Limited, a Stock Exchange duly recognized by the Securities and Exchange Board of India under the provisions of the Securities Contracts (Regulation) Act, 1956 and having its registered office at Exchange Square, CTS no 255, Suren Road, Andheri (E), Mumbai 400093 (hereinafter referred to as the MCX-SX / Exchange ) WHEREAS, 1. The Undersigned is a member of the Exchange and has made an application dated. to the Exchange for connecting to the Exchange through MPLS leased line(s). 2. The Undersigned furnish this UNDERTAKING CUM- INDEMNITY in the manner and on the terms herein below: NOW THEREFORE the Undersigned hereby undertakes to agree that:- I/We agree that the MPLS Leased line connectivity will be used solely for the purpose of trading on MCX-SX platform only. I/We agree that connectivity to the Exchange will not be interconnected to any of the Leased Line/ Data Circuit/ Network/ PSTN/EPABX etc. of any other service providers which are not permitted by the terms and conditions of Government of India /Dept. of Telecommunications (DOT) Authority. I/We further agree to extend facility authorizing the Government of India / DOT enabling it to monitor and inspect my/our leased line(s) in relation to its performance and operation, as and when required. I/we hereby agree to abide by the provisions of the Indian Telegraph Act / Rules / DOT Rules and other applicable laws in force and as may be modified / amended from time to time and such other terms and conditions prescribed by the concerned / appropriate Authorities.

I/We agree that necessary charges for registration/installation/advance annual rental/arrears, if any, will be paid to the billing authority of service provider, as and when we receive demand note/advice from the service provider/exchnage and when such charges become due. I/We agree that I/We shall pay the surrender charges and other expense as prescribed under relevant circulars issued by MCX-SX in this respect, from time to time, in the event of surrender of my /our MPLS leased line(s). I/We undertake to indemnify the MCX-SX / Govt. of India/ DOT/ Service Provider and keep them indemnified against any loss, damage, claim, cost, charges, expenditure incurred by or made against them and in case of violation of norms of Closed User Group (CUG) as prescribed by Govt. of India/ DOT. I/We undertake to ensure that access shall be given only to the individual(s) authorized persons and also a method shall be established to ensure that non authorized persons cannot access the system. I/we shall be solely responsible and liable for any such misuse of access by unauthorized person(s). I/ we undertake to authorize MCX-SX to inspect and test IT Infrastructure related to trading system at my/our site without any prior notice. I / We shall render all possible assistance and co-operation to MCX-SX by providing access to any kind of information in any form as it may require and I/we hereby undertake to produce such documents, records, accounts, books, data howsoever stored including data stored in magnetic tapes, floppy diskettes, etc. and any other information as may be required by MCX-SX at its discretion. I / We agree and undertake that MCX-SX shall not be liable for any direct or indirect loss, damage, costs, claims and expenses whatsoever caused or contributed by any event of force majeure. For the purposes of this Clause, "Force Majeure" means and includes wars, insurrections, revolution, fires, floods, epidemic, quarantine restrictions, declared general strikes in relevant industries, act of God, act of the Government of India and any concerned State Government and such other acts or events beyond MCX-SX's control and further the above is without prejudice to the rights already accrued to MCX-SX due to my/our failure to perform either in full or in part, my/our obligations prior to the occurrence of events of Force Majeure. I / We shall not hold MCX-SX responsible or liable for any loss, damage, etc., suffered due to any delay, disturbance or non-availability of connectivity or due to any reason because of Service Provider or otherwise, at any time including the reasons stated in Force Majeure clause hereinabove. I / We shall indemnify and keep indemnified MCX-SX harmless against every and all claims, demands, damages, liabilities, losses and expenses, etc., suffered by it directly by reason of my / our non-compliance, contravention with any of the provisions of this Undertaking or any penalty imposed by Service Provider or DOT / Regulatory or statutory Authorities, due to my/ our non-compliances or violation of any provisions of the applicable Act(s) or Rules and Regulations in force. I / We agree that no forbearance, delay or indulgence by MCX-SX in enforcing the provisions of this Undertaking shall prejudice or restrict the rights of MCX-SX nor shall any waiver of its rights operate as a waiver of any subsequent breach and no rights, powers,

remedies herein conferred upon or reserved for MCX-SX is exclusive of any other right, power or remedy available to MCX-SX and each right, power or remedy shall be cumulative. I/ We hereby undertake and agree that this Undertaking cum Indemnity shall be valid and effective for any leased line(s) obtained by the undersigned for connecting to MCX-SX, from time to time. Further, this Undertaking-cum-Indemnity does not lapse till such time I /we, the Exchange discharges the undersigned. That I / we shall execute, sign and subscribe to such other documents, papers, agreement, covenants, bonds, and/or undertakings as may be prescribed or required by MCX-SX from time to time. I/We also agree that in the event of my/our non-compliance with any of the provisions as mentioned above, MCX-SX shall take such action(s) against us as it may deem fit in this regard. IN WITNESS WHEREOF this Undertaking-cum-Indemnity is executed by the undersigned on the day, month, year and the place mentioned above. Name, address & signature Witness 1. Witness 2 Stamp & Signature of the Authorized Signatory of Member....

Annexure IV Format for Trading Member (Authorization letter from PCM/ITCM/TCM in favor of the Exchange to debit Annual Recurring Charges) Date: To be printed on letter head of the respective PCM / ITCM / TCM To The Membership Department MCX Stock Exchange Limited Exchange Square, CTS No. 255, Suren Road, Chakala, Andheri (East), Mumbai 400093 Fax No.: 022 6726 9575 Dear Sir, Sub: MPLS leased circuit annual recurring charges debit facility for our Trading member, (Name of the Trading Member) having Member ID. This has reference to Exchange circular no. dated. I / we authorize Exchange to debit our settlement account no. in (Name of the bank) for Rs. ( plus Taxes as applicable) towards the annual recurring charges of MPLS leased circuit. For (Name of TCM / PCM) Authorized Signatory Name - Member ID - Rubber Stamp: Place:

Annexure-V On company s letterhead Dear Sir, Sub: Request for shifting of MPLS leased circuit feasibility check This has reference to the MPLS leased circuit which is installed in our premises for MCX-SX trading. We request you for location feasibility check for the same for shift our MPLS leased circuit to the below mentioned new address. The details of the old and the new address and the circuit details are mentioned below. Name of Trading Member Member ID Current Address New Address Service Provider Circuit ID IP Address Contact person name Contact Number (Landline) Contact Number (Cell Phone) Fax number e-mail ID After completion of the feasibility check you are requested to intimate the same on our email-id -. Thanking you. Yours faithfully For Name of the Member Member ID:

Annexure-VI On company s letterhead Date: To The Membership Department MCX Stock Exchange Limited Exchange Square, CTS No. 255, Suren Road, Chakala, Andheri (East), Mumbai 400093 Fax No.: 022 6726 9575 Dear Sir, Sub: Application for shifting of Tata Communications Limited / Airtel MPLS / Bharat Sanchar Nigam Limited leased circuit. This has reference to the MPLS leased circuit which is installed in our premises for MCX-SX trading. We request you to shift our MPLS leased circuit to the below mentioned new address. The details of the old and the new address and the circuit s details are mentioned below. Name of Trading Member Member ID Current Address City Pin Code New Address City Pin code Circuit ID IP Address Contact person name Contact Number (Landline) Contact Number (Cell Phone) Fax number e-mail ID Feasibility of the location checked with the Exchange YES / NO I/We also agree that it shall be my/our responsibility to follow up with Exchange / Service Provider till the completion of all shifting formalities. For any further communication in this regard, please contact to the contact person. Thanking you. Yours faithfully (Name and signature of the authorized signatory) Company seal

Annexure-VII On company s letterhead Date: To The Membership Department MCX Stock Exchange Limited Exchange Square, CTS No. 255, Suren Road, Chakala, Andheri (East), Mumbai 400093 Fax No.: 022 6726 9575 Sub: Application for surrender of TCL / Airtel / BSNL MPLS leased circuit. This has reference to the MPLS leased circuit which is installed in our premises for MCX-SX trading. We want to surrender this MPLS leased circuit. The details of the same are mentioned below. Name of Trading Member Member ID Current Address City Pin Code Circuit ID IP Address Contact person name Contact Number (Landline) Contact Number (Cell Phone) Fax number e-mail ID We request you to do the needful and acknowledge. For any further communication in this regard, please contact Mr/Ms/Mrs. (Name of the contact person) on (contact numbers) or e-mail at Thanking you. Yours faithfully (Name and signature of the authorized signatory) Company seal