Guidelines!for!Lawyers!Representing!LSU!



Similar documents
Exemplary*Preschool*Community*Partnership* Case*Study*#2:*Inclusion*Model*

Guidelines for Outside Counsel New York University, NYU Langone Medical Center and Affiliates

Athabasca University Professional Position Description Section I Position Information Update Only Classification Review

DEFENSE RESEARCH INSTITUTE RECOMMENDED CASE HANDLING GUIDELINES FOR INSURERS

Litigation Management Guidelines for Defence Counsel

INFORMATION SYSTEMS ANALYST III

How To Pay A Lawsuit In The United States

Configuring on Mobile Devices

REQUEST FOR PROPOSAL Legal Services for the City of Glenarden

REQUEST FOR PROPOSALS. Information Technology Managed Services Provider

UE Defense Counsel Guidelines

Madison Area Technical College Technology Services. Project Charter. For the. MATC Customer Relations Management Initiative.

Defense Counsel Guidelines. Endurance Defense Counsel Guidelines

IBM Credit LLC. Lessee Name and Address: MONTGOMERY COUNTY 20 PARK ST FONDA NY

PETITIONER STATES AS FOLLOWS:

BOROUGH OF HADDONFIELD CAMDEN COUNTY NEW JERSEY MUNICIPAL SOLICITOR REQUEST FOR PROPOSAL

Sample Document Retention/Destruction Policy

Support and Help Desk Management

REQUEST FOR PROPOSAL-INFORMATION TECHNOLOGY SUPPORT SERVICES

REQUEST FOR PROPOSALS (RFP) FOR FINANCIAL ADVISORY SERVICES

LEGAL SERVICES CONTRACT. THIS LEGAL SERVICES CONTRACT (this "Contract"), entered into as of

WORKERS COMPENSATION ASSIGNMENT AND LITIGATION MANAGEMENT PLAN

Chapter 14 Administrative Appeals. Table of Contents

Hiring, Working With, and Evaluating a Township Attorney

Mediation Program A Fast, Easy and Inexpensive Alternative to Litigation

TABLE A APPROVAL AUTHORIZATION LEVELS (Note 1) (Dollar amounts denote authority up to and including the amount indicated)

INDEPENDENT CITIES RISK MANAGEMENT AUTHORITY WORKERS COMPENSATION LITIGATION MANAGEMENT POLICIES AND PROCEDURES

County of Sonoma Agenda Item Summary Report

BYLAWS OF THE INCOMMON LLC

AGENDA. 1. Introduction* 2. E-billing Best Practices. 3. Tools 4. Summary 5. Q & A. Billing Guidelines Audit Expense Guidelines

QUERIN LAW, LLC P HILLIP C. Q UERIN

THE AMERICAN LAW INSTITUTE Continuing Legal Education

ADMINISTRATIVE PROCEDURE

Decision. Matter of: Mine Safety and Health Administration Disposition of National Coal Mine Rescue Contest Registration Fees.

Dear Sir or Madam: Thank you for your interest in our legal services. 1. WHY WE USE A QUESTIONNAIRE

Sample Agreement Allocation of Costs and Reimbursement of Expenses Between 501(c)(3) and 501(c)(4)

TOC INDEX. Working with Your Lawyer. Keith Wilson. Introduction. Choosing a Lawyer

RETAINER AGREEMENT. Dibble & Miller, P.C.

OPERATIONS MEMO For Public Release

RPM INTERNATIONAL INC. AND ITS SUBSIDIARIES AND OPERATING COMPANIES SAFE HARBOR PRIVACY NOTICE. EFFECTIVE AS OF: August 12, 2015

Right to Request Access to Designated Record Set

Lock and Key Maintenance The University of Texas M.D. Anderson Cancer Center

BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION ) ) ) Attorney of record, Neil Price, Deputy Attorney General, and in response to the Notice of

Schedule 127 NEBRASKA INTERGOVERNMENTAL RISK MANAGEMENT ASSOCIATION (NIRMA) AND NIRMA II. August 17, 2010

WORKERS COMPENSATION CLAIMS ADMINISTRATIVE OVERVIEW

DTE ENERGY COMPANY AUDIT COMMITTEE CHARTER

INFORMATION TECHNOLOGY MANAGEMENT SERIES

Construction Management Services Delmar School District RFP No. DSD16001-CONSTR_MAN

REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CAMINO REAL REGIONAL MOBILITY AUTHORITY. October 29, 2014

A-Best Asbestos PI Trust Claim Form

Proactive Collections and Dispute Management with SAP Software

CLASS FAMILY: Business Operations and Administrative Management

DOMINGOS R. SANTOS, JR. Member, Santos Law Office, P.L.L.C. T: E:

BUILDING AN EFFECTIVE COMPLIANCE AND ETHICS PROGRAM

R: RESOLUTION APPOINTING RISK MANAGEMENT CONSULTANT

University of Louisiana System

Revenue Cycle Manager/Billing (RCM) Location: Escondido, Ca

PROPERTY MANAGEMENT AGREEMENTS

CRIMINAL DEFENSE AGREEMENTS

PROFESSIONAL COUNSELSM

LOCAL GOVERNMENT MANAGEMENT ASSESSMENT OVERVIEW AND QUESTIONNAIRE

RFP for Asset Management Software and Implementation Answers to Questions

Accounts Payable Business Case. The Benefits of Accounts Payable Integration with PayCargo

Transcription:

EffectiveforbillingscommencingMay1,2008. PM"72iseffectiveimmediately(http://www.lsusystem.lsu.edu/pdf/PM/PM"72.pdf). GuidelinesforLawyersRepresentingLSU TheseGuidelinesareissuedbytheLSUSystemOfficeofGeneralCounsel( OfficeofGeneralCounsel ) pursuanttotheauthorityofpm(permanentmemorandum)"72.theysetforththegeneralbilling, invoicing,andotherpoliciesandprocedurestobefollowedbyattorneyshandlinglegalworkonbehalf oflsuandanyofitscampusesandinstitutions.whiletheseguidelinessetforthlsu sgeneral expectations,theyarenotasubstituteforandarenotintendedtoaffecttheattorney sresponsibilityto exercisesoundprofessionaljudgmentandfollowthehighestprofessionalstandards. 1. ContractsforLegalServicesandRequests 1.1 AlllegalservicesperformedforLSUmustbepursuanttoacontractforlegalservicesassetforthin PM"72,whichisincorporatedinandmadeapartoftheseGuidelines. 1.2 AlllegalservicesperformedforLSUshallbeconnectedwithaparticularRequest(asdefinedinPM" 72)madebyanauthorizedemployee(whosenameshallbeincludedintheRequest)oratthe directionoftheofficeofgeneralcounsel. 1.3 EachRequestshallincludeaRequestIdentifiergeneratedbythecampus,whichshouldbeusedto trackallactivitygeneratedpursuanttotherequest. 1.4 EachRequestshallidentifyaContactEmployee,whowillbetheprimarypointofcontactwithLSU forthelawyerorlawfirmregardingthematterwhichisthesubjectoftherequest. 1.5 AlllegalservicesperformedforLSUmaybesubjecttothegeneraladministrativesupervisionand legalparticipationoftheofficeofgeneralcounsel,asappropriateunderthecircumstances. 2. InitialEvaluation UponreceiptofaRequest,thelawyerwhowillberesponsibleforthemattershallconductaninitial evaluation.thisshouldinclude,atleast,thefollowing. 1

2.1 Atask"basedbudget.ThebudgetshouldcontainsufficientinformationtoallowLSUofficialsto makereasonablecost"benefitdecisionsforthematterwhichisthesubjectoftherequest. Collaborativeeffortswillbeundertakentodevelopasimplifiedsystemtobeuniformlyemployed byalllawyersworkingonbehalfoflsu.nobudgetisrequirediftheleadattorneyreasonably anticipatesthatthematter,andreasonablyrelatedmatters,willtakefewerthan10hoursof billableattorneytime.whenitbecomesreasonablylikelythatthisthresholdwillbeexceeded,a budgetmustbesubmitted,includingabriefexplanationofthereasonforthechange. 2.1.1 Whereappropriate,thebudgetshouldbedividedintophases,identifyingeachphaseand theconditionsunderwhichthenextphasemayberequired.forexample,amatter involvingpotentiallitigationshouldreflectapre"litigationphase,adiscoveryandpre"trial phasewhichwouldbenecessaryiflitigationisfiled,andatrialphasewhichwouldbe necessaryifnopre"trialresolutionismade. 2.1.2 ThebudgetshouldbesubmittedtoboththeContactEmployeeandtheOfficeofGeneral Counselwithin10businessdaysofreceiptoftheRequest,bye"mail. 2.1.3 Thebudgetshouldbereviewedatappropriatestages.Iffactsarelearnedduringthe handlingofarequestthatindicatethatthematterwillrequiremoretimeandresources thanoriginallyapparent,adjustmentsshouldbemadetothebudget.anysuchadjustments, andabriefwrittenjustificationfortheadjustment,shouldbesubmittedtoboththecontact EmployeeandtheOfficeofGeneralCounselpromptly. 2.1.4 UseoftheUniformTask"BasedManagementSystem(availableat http://www.abanet.org/litigation/utbms/utbms.pdf)isacceptableasapplicable,butnot required. 2.2 ForRequestswhichdonotrequireabudget,aninitialactionplanandestimatedtimeline.Thelevel ofdetailrequireddependsonthescopeandcomplexityoftherequest.forexample,anaction planmightconsistsimplyof Reviewdocumentssubmittedbycampus,researchrelevant provisionsofpublicrecordslaw,givewrittenopiniontocampusbytuesday. Theinitialactionplan andestimatedtimelineshouldbesubmittedbye"mailtothecontactemployee,withacopytothe OfficeofGeneralCounsel,promptlyand,exceptinexigentcircumstances,priortoworkbeingdone ontherequest. 2.3 Aconflictreview.Allactualorpotentialconflictsofinterestmustbeimmediatelydisclosed,in writing,totheofficeofgeneralcounsel.waiversofconflictsmustberequestedinwritingandcan onlybeauthorized,inwriting,bythesystemgeneralcounsel.particularsensitivityshouldbeused inconsiderationwithrepresentationofentitieswhichareaffiliatedwithlsu,suchasfoundations. 2.4 Astandardizationreview.PM"72limitsRequestsforlegalservicesforthedevelopmentofcontracts whichhavebeenorshouldbestandardized.lsubusinessprocessesandcontractsshouldbe standardizedtothefullestextentpracticableandconsistentwithsoundbusinesspractices.itisthe 2

responsibilityoflawyersandlawfirmsworkingonbehalfoflsutominimizelsu slegalexpenses byidentifyingopportunitiesforstandardizationandassistingwiththecreationofstandardized contractsandcontractprovisions,sothatnewcontracts(includingleases)neednotbecreated fromscratcheverytime.lawyersmustcomplywiththestandardizationrequirementsofpm"72 andshouldusestandardcontractsandcontractprovisionsprovidedbythelouisianadivisionof Administrationwhereverappropriate. 2.5 ORMInsurancereview.WhereapotentialclaimagainstLSUisinvolvedintheRequest,aninitial reviewshouldbeconductedtodeterminewhetherthepotentialliabilityiscoveredbytheofficeof RiskManagement(ORM)orinsurance.Thisdeterminationshouldbetransmittedwiththetask" basedbudgetortheinitialactionplantotheofficeofgeneralcounsel.ifcoverageisuncertain,the transmittalshallincludethebasisfortheuncertaintyandthestepstobepromptlyundertakenby counseltoresolvetheuncertainty. 3. Staffing 3.1 EachlawfirmshallsubmittotheOfficeofGeneralCounselaproposedlistofthelawyerswhowill beauthorizedtoworkforandbilltimetolsu,whichwillbesubjecttoapprovalbythesystem generalcounsel.nolawyermaybillorworkonanymatterforlsuwithouthavingbeenso approved. 3.2 Allmattersshouldbestaffedwiththeminimumnumberoflawyersorotherpersonnelconsistent withhighqualityandproportionatelegalservices. 3.3 Allmattersshouldbehandledatthemostefficientlevel(partner,associate,paralegal,clerk,or secretary)consistentwithhighqualitylegalservices.allinvoicesshouldcontainsufficientdetailto makeclearthatthelevelofworkisappropriatetothelevelofthepersonperformingit. 3.4 Onlyonelawyerfromafirmnormallyshouldattendmeetings,depositions,mediations,arguments, etc.,unlesstheattendanceofmoreisrequiredtoaccomplishthepurposeoftheevent.theoffice ofgeneralcounselmayrequirepriorwrittenapprovalforattendancebymorethanoneperson. 4. TimeBillingRequirements 4.1 Allinvoicesforattorneyorparalegalhourlytimeshouldcontainatleastthefollowinginformation: 4.1.1 Thedatethetaskwasperformed; 4.1.2 Thenameofthepersonperformingthetask; 4.1.3 Abriefbutdetaileddescriptionofthetaskperformed(e.g.drafted[descriptionof document],orresearched[descriptionofpreciseissueresearched]ormetwith[nameof personorpeople]about[topic(s)ofdiscussion]; 4.1.4 Thetimedevotedtothetask; 3

4.1.5 TheRequestIdentifier(seesection1.3); 4.1.6 Wherepriorapprovalisrequired,thenameofthepersonwhogaveapprovalandthedate andmethodofcommunicationoftheapproval(e.g. approvedbyjohndoe,11/20/07,bye" mail );and 4.1.7 AnyotherinformationrequiredbyR.S.39:1521.1orthecontractforservices; 4.1.8 UseofABATaskBillingCodes(seesection2.1)isacceptablebutnotrequired. 4.2 Timerecordsshouldbekeptin0.1hourincrements,exceptforactivitiestakinglessthan0.1hour thatshouldbegroupedwithotherstoaccuratelyreflectthetotaltimespent(forexample, respondingto3e"mailsin12minutesshouldbebilledas0.2hours,not0.3hours). 4.3 Block"billing(i.e.,chargesthatlumptogetherseveralunrelatedtaskswithasingletotalfortime spentonthosecombinedtasks)isnotacceptable. 4.4 Minimumbilling or unitbilling isnotacceptable.lsuwillpayonlyforthetimeitactuallytakes toperformatask.forexample,ifamatterisrelativelystandard,andittakestheattorneyonlya fewminutestoreviewandmakeminorchangestoastandardizeddocument,onlythetimespent makingthosechangesmaybebilled,notthetimeitwouldtaketoprepareanewdocumentfrom scratch. 4.5 Legalresearchtimeshouldbeseparatelyitemized,specificallyidentifyingeachtopicresearched andwhetherthatresearchwasperformedon"line.absentexigentcircumstances,legalresearch whichresultsinchargesinexcessof$500fortimeandon"linedatabaseexpensesrequirestheprior approvaloftheofficeofgeneralcounsel.thislimitationdoesnotapplyto priorart searches conductedaspartofapatentapplicationprocess. 4.6 LSUwillnotpayfortraveltimewhichisusedtoperformworkforanyotherclient.Traveltime duringwhichnoworkisdoneforotherclientsmaybebilledifdoneduringnormalworkinghours andifitdoesnotcauseservicechargesforthedaytoexceedeighthours. 4.7 LSUwillnotpayforanyofthefollowing: 4.7.1 Preparationofbudgets,invoices,orresponsestobillinginquiries; 4.7.2 AttendanceatmeetingsoftheLSUBoardofSupervisors,unlessthelawyerhasbeen specificallyauthorizedinwritingtoattendbyeitherthecontactemployeeortheofficeof GeneralCounsel; 4.7.3 Clericalwork,whetherperformedbyclericalstaff,attorneys,orparalegals; 4.7.4 Trainingoreducationofpersonnel,includingtimespenttoremaincurrentinthelaw; 4.7.5 Basicresearchonmatterspresumedtobewithinthelawyerorlawfirm sexpertise; 4

4.7.6 Routinesummarizingofdepositionsanddocuments; 4.7.7 Filereviewororganization;and 4.7.8 Inter"officeconferencingamongattorneysorothers,unlesstheconferenceisnecessary eitherforastrategymeetingforanupcomingevent,orwherecounselconsultswith anotherpersoninthefirmtoobtainspecificinputonsubstantiveorproceduralaspectsof thecasethatresultinmoreeffectiveandefficienthandlingofthematter.where appropriate,specificexplanationofsuchmustbeprovidedinthebillings. 5. ExpenseBillingRequirements 5.1 Allinvoicesforexpensesshouldincludeatleastthefollowinginformation: 5.1.1 Thedatetheexpensewasincurred; 5.1.2 Thenameofthepersonincurringtheexpense; 5.1.3 Thenameofthevendor,serviceprovider,expertwitness,orotherpersontowhomthe expensewaspaid; 5.1.4 Abriefdescriptionoftheexpenseandwhyitwasincurred; 5.1.5 Theactualcostoftheexpense(notincludingoverheadorothermark"ups); 5.1.6 TheRequestIdentifier(seesection1.3);and 5.1.7 Wherepriorapprovalisrequired,thenameofthepersonwhogaveapprovalandthedate andmethodofcommunicationoftheapproval(e.g. approvedbyjohndoe,11/20/07,bye" mail ). 5.2 LSUwillpaynomorethantheactualcosttothelawyerorlawfirmofanyexpensesincurred.In otherwords,lsuwillpaynomark"uponthoseexpensesandexpectstoreceivethebenefitofany discountsorrebatesobtainedbythelawyerorlawfirm. 5.3 TravelexpenseswillbereimbursedattheratesandsubjecttotheconditionssetforthinLSUPM" 13,UniversityTravelRegulations(http://www.lsusystem.lsu.edu/pdf/PM/PM"13.pdf)andinthe GeneralTravelRegulationsestablishedbytheCommissionerofAdministrationpursuanttoPPM" 49.Allovernighttravel,andanyexceptionstotheUniversityTravelRegulations,requiretheprior writtenapprovalofthecontactemployeeortheofficeofgeneralcounsel. 5.4 HiringanyexpertwitnessrequirespriorwrittenapprovalfromtheOfficeofGeneralCounsel.The lawyerprimarilyresponsibleforhandlingtherequestshouldconsultwiththeofficeofgeneral Counselintheselectionofanyexpertwitnesses.Expertwitnessfeesshouldbepaidbythelawyer orlawfirmandbilledtolsuasanexpense,unlesspriorwrittenarrangementismadeforlsuto contractdirectlywiththeexpertwitness. 5

5.5 Foranyindividualexpensegreaterthan$500,areceiptorotherdocumentationmustbeincluded withtheinvoice.otherwise,allinvoices,receipts,andotherdocumentationofexpensesshallbe maintainedbythelawyerorlawfirmforaperiodofthree(3)yearsaftertheexpenseisinvoicedto LSU.Theserecordsaresubjecttoreviewpursuanttosection11.2oftheseGuidelinesand R.S.39:1516.Someexamplesofthereceiptsordocumentationthatmustbeobtainedand maintainedaregivenbelow: 5.5.1 Telephoneexpenses adailyitemizationofalllongdistancecallsindicatingthenumber called,whoplacedthecall,andthecharge; 5.5.2 Expressmail acopyoftheinvoicefromthevendor; 5.5.3 Travelexpenses airlineticketreceipts,mileagelogs,parkingreceipts,taxireceipts,hotel receipts,andanyotherreceiptsordocumentationrequiredbylsupm"13(seesection5.3; creditcardreceiptswillnotbeaccepted); 5.5.4 Photocopying anitemizationofin"housephotocopyingchargesindicatingtotalnumberof copiesandtotalamountperentry,orthereceiptforanycopyingperformedbyanoutside vendor. 5.6 LSUwillnotpayforanyofthefollowingexpenses: 5.6.1 Secretarial,wordprocessing,proofreading,filing,officemachineattendants(photocopyor fax tending ),librarianorotherclericalservices(normal,temporary,orovertime); 5.6.2 On"lineresearchfeesfortheuseofcommonLouisianadatabasesinon"lineresearch services(westlaw,lexis,fastcase,etc.),suchaslouisianacases,louisianastatutes, LouisianaAttorneyGeneralOpinions,etc.,accesstowhichshouldbeconsideredoverhead (LSUwillpayactualcostsforthereasonablynecessaryuseofspecializedresearchtools, subjecttotheprovisionsofsection4.5); 5.6.3 Overhead,rent,officeadministration,orotherexpensesproperlychargeabletooverhead, capitalexpensecosts,ortheroutinemaintenanceofoffices,includingairconditioning, lighting,conferencerooms,officesupplies,andfilestorageormaintenance,whetherpro" ratedorotherwise; 5.6.4 Telephoneandfaxexpenseswhichdonotresultinadditionalchargesbythevendor(e.g., localphonecalls,cellularphonecalls,andincomingfaxes);and 5.6.5 Regularfirstclasspostage(LSUwillpayforappropriateusageofcertifiedmail,overnight delivery,andsimilarservices,whichshouldbeusedonlywhenjustified). 6

6. InvoiceSubmission 6.1 Invoicesshallbesubmittedmonthlyandshallincludetheinformationspecifiedinsections4.1 (TimeBillingRequirements)and5.1(ExpenseBillingRequirements).AsrequiredbyR.S.39:1521.1, eachinvoicemustbesubmittedintheformofaswornaffidavit.invoicesmustbesubmittedwithin 30daysfollowingtheendofeachmonth. 6.2 Separateinvoicesshallbesubmittedforeachcampusorinstitution.Withineachinvoice,billed itemsshouldbegroupedbyrequestidentifier(seesection1.3)andbydate.wherefeasible,the ContactEmployeeshouldbelistedforeachRequest. 6.3 Invoicesshouldbeforasinglecalendarmonthandshouldincludealltimebillingsforthatmonth. 6.4 Totheextentfeasible,invoicesshouldincludeallexpensesincurredinthatmonth.Ifanyexpenses areincurredinaparticularmonthbutnobillisreceivedfromthevendorbythelawyerorlawfirm duringthatmonth,everyreasonableeffortshouldbeundertakentoobtainsuchbillsinatimely mannerandincludethoseexpensesinthefollowingmonth. 6.5 Allinvoicesshallbesenttotheappropriatecampusorinstitution,whichshallberesponsiblefor processingandpayment.acopyofeachinvoiceshouldalsobesenttotheofficeofgeneral Counsel,preferablybye"mailinasearchableelectronicformat(e.g.,PDF,Word,orExcelfile,nota scanned"inimageofthepapercopy).eachcampusorinstitutionwillreporttheamountactually paidtothesystembudget&financeoffice. 7. MonthlyReportsandOtherCommunications 7.1 Onamonthlybasis,alllawfirmshandlingatotaloftenormoreRequestsshallreporttotheOffice ofgeneralcounselthefollowinginformationforeachrequest,sortedbycampusandbythe personorpositionmakingtherequest.wherepracticable,thesereportsshouldbeprovidedin searchableelectronicformat. 7.1.1 TheRequestIdentifier(seesection1.3); 7.1.2 Theclassificationofthematter,usingthecategoriessetforthinsection2.4.7ofPM"72; 7.1.3 Theamountbilledtodateandtheamountremainingintheestimatedbudgetcreatedfor therequestpursuanttosection2.1,ifapplicable; 7.1.4 Abriefdescriptionofanysignificantactivitywhichoccurredinthepreviousmonth;and 7.1.5 Adescriptionofanyinstitutionalpolicyimplicationsofthematterifnotpreviouslyreported. 7.2 Onamonthlybasis,alllawfirmshandlingfewerthanatotaloftenRequestsshallreporttoOffice ofgeneralcounseltherequestidentifier,thecampuswhichmadetherequest,thenameofthe ContactEmployee,andabriefnarrativedescribingthematterandanysignificantrecentactivity. Thismaybeincludedwithorwithinthemonthlyinvoice,inwhichcasenoseparatereportis 7

required.additionalreportsandinformationmayberequestedasdeemedappropriatebythe OfficeofGeneralCounsel. 7.3 OnceaRequesthasbeenfulfilledorresolvedandnofurtherlegalworkisneeded,thelawyeror lawfirmshallsubmitabrieffinalreporttothecontactemployee,withcopiestotheauthorized employeewhomadetherequestandtheofficeofgeneralcounsel,indicatingthenatureofthe resolution. 7.4 AcopyofallcommunicationsbyalawyerrepresentingLSUaddressedtothePresident,any chancellororequivalent,orothersystemofficers(i.e.,officialsemployedatthelsusystemlevel ratherthanatanyparticularcampus)shallbesenttotheofficeofgeneralcounsel. 7.5 Unlessotherwisespecificallyagreedinwriting,allresearchmemorandaandanyotherdocuments producedorobtainedpursuanttoanycontractforlegalservicesshallbemadeavailabletolsu uponrequest. 7.6 Copiesofanylegalresearchmemoranda,majorbriefsormotions,andotherimportantdocuments shouldbesent(insearchableelectronicformatwhenpracticable)totheofficeofgeneralcounsel. 7.7 Otherthanconfirmingfactsthatareamatterofpublicrecord,nolawyerrepresentingLSUshould commenttothemediaonanyotherspecificsofanycaseormatterrelatingtolsu,oronany generalmattersinvolvinglsupolicies,procedures,ordecision"making.allmediainquiriesshould bereferredtotheappropriatecampusorsystemofficial. 7.8 Asageneralrule,anylegaladvicerequestedbyacampusorinstitutionshouldbeprovidedin writing,inaprivilegedlegalformat,withacopyprovidedtotheofficeofgeneralcounselbye" mail.forminor,routinematters,informalverbaladvicemaybegiven.whentheopinionofa lawyeristoberelieduponbyacampusorinstitutionforanysubmissionbeingmadetotheboard orthepresident,orwhenthecampusorinstitutionisseekingtheopinionatthedirectionofthe SystemOffice,theopinionmustbeprovidedinwriting,withacopyprovidedtotheOfficeof GeneralCounselbye"mail.Anywrittenopinionshouldidentifytherelevantfacts(orhypothetical facts)onwhichtheopinionreliesandthenameofthepersonwhoprovidedthosefacts. 8. RequestsforAttorneyGeneralOpinionsandEthicsAdvisoryOpinions 8.1 NoAttorneyGeneralOpinionandnoEthicsAdvisoryOpinionshallbesoughtwithoutpriorwritten approvalbytheofficeofgeneralcounsel.anylawyerrepresentinglsuwhohasknowledgeofany LSUemployeeseekingsuchanopinionwithouttheapprovaloftheOfficeofGeneralCounselshall reportthatinformationtotheofficeofgeneralcounsel. 9. Litigation 9.1 Oncelitigationregardingaparticularmatterappearsreasonablylikely,alitigationanalysisshould beperformedtodeterminethebeststrategyforhandlingthecase.meritoriouscasesshouldbe 8

resolvedattheearliestpossibletime.whereliabilitybylsuappearsreasonablylikely,informal mediationshouldbeconsideredinanattempttoresolvethecase,ifpossible,withoutthe expenditureofdiscoverycosts.formalmediationmaybeapprovedbytheofficeofgeneral Counsel. 9.2 WhentheauthorizedemployeewhomadetheRequestortheContactEmployeewillbeacentral factwitnessortheirconductislikelytobecalledintoquestioninlitigation,thelawyershall communicatethosefactstotheofficeofgeneralcounsel,whichwilltakestepstoassurethatthe fact"findingprocessandattorney"clientrelationshipisnotadverselyaffected. 9.3 NocivilactionshallbefiledonbehalfofLSUoranyofitscampusesorinstitutionswithoutapproval bytheofficeofgeneralcounsel.absentexigentcircumstances,defensiveactionsaresubjectto timelynoticeandapprovaloftheofficeofgeneralcounsel. 9.4 Courtfilingsdeterminedbythelawyertobekeydocumentsbecauseoftheirlegalorpolicy significanceshouldbereviewedbytheofficeofgeneralcounselpriortofiling.whatconstitutesa keydocumentwillvaryfromcasetocase.wherethisreviewisrequired,thedocumentshouldbe providedtotheofficeofgeneralcounselatleast5businessdayspriortothefilingdeadline. Responsibilityfortimelyfilingremainswiththelawyer. 9.5 ForcaseswhichexposeLSUtoaliabilitygreaterthan$10,000orwhichinvolvesignificant institutionalorpolicyissues,aninitialcaseevaluationmeetingshouldbeconductedwithin30days ofthecommencementoflitigationbetweenthelawyerprimarilyresponsibleforhandlingthe litigation,thecontactemployee,andtheofficeofgeneralcounsel.thepurposeofthismeetingis todiscussthelawyer sanalysisofliabilityanddamageissues,legalandfactualdefenses,further investigation,anticipateddiscovery,thegoalsexpectedtobeachieved,appropriatemotions (includingsummaryjudgment),casevalue,settlementvalue,and,whereapplicable,alternative disputeresolution. 9.6 Thissection9doesnotapplytomattersbeforetheCivilServiceCommission,unlesstheyinvolve significantinstitutionalpolicy. 10. ResolutionandCorrectiveAction 10.1 Alldismissals,settlements,orotherfinalresolutionsmustbeapprovedbythePresidentorthe SystemgeneralcounselwhenauthorizedtodosobythePresident.Somesettlementsmayalso requireapprovalbytheboardofsupervisorspursuanttotheboardbylaws,andthedelaysforsuch shouldbeconsidered. 10.2 Whenalawyer,duringthecourseofrepresentingLSU,learnsofcircumstanceswhichwould suggesttheneedforinstitutionalremedialaction(e.g.anemployeewhohascommitted misconduct,anunsafephysicalconditiononlsuproperty,inadequateadministrativesafeguards whichcontributetoliability,negligentorsubstandardconductbyanemployeeorcontractor,or possibleviolationsoftheethicscodeorotherapplicablelawsandstateorfederalregulations),this 9

shallbereportedtoofficeofgeneralcounsel,alongwithabriefstatementofsuggestedremedial steps.stepsshouldbetakentopreservetheprivilegednatureofthesecommunications. 10.3 WhenlitigationorthreatenedlitigationhasresultedinpaymentsbyLSU,orinsignificantlegalfees, thelawyerhandlingtherequestshould,incloseconsultationwiththeofficeofgeneralcounsel, identifywhatstepslsuorthelawyerorlawfirmcouldhavetakendifferentlyorbettertoavoidthe litigation,reducecosts,orsecureabetteroutcome,orwhatcouldbedonetoreducetheriskof liabilityorcostlylitigationinthefuture. 11. Miscellaneous 11.1 Whereareport,invoice,orotherdocumentisrequiredtobeprovidedtotheOfficeofGeneral Counselbye"mail,itshouldbesentto:GeneralCounsel@lsu.edu.Themailingaddressfortheoffice is:officeofgeneralcounsel,louisianastateuniversitysystem,3810westlakeshoredr.,baton Rouge,LA70808. 11.2 AllrecordsrelatingtothecontractforlegalservicesaresubjecttoreviewbyLSUinternalauditors, thelegislativeauditorofthestateoflouisiana,divisionofadministrationauditors,andothersas requiredbylaw. 11.3 WhereaprovisionoftheseGuidelinesisinconflictwithanexpressprovisionofacontractbetween LSUandanotherpersonorentity,theprovisionsofthecontractshallcontrol.Forexample,ifan intellectualpropertylicensingagreementauthorizesthelicensee,oraco"licensor,totakeactionto protecttheintellectualproperty,theprovisionsoftheseguidelineswouldnotapplytoanylegal servicesobtainedbythelicenseeorco"licensor.eveninthesecircumstances,however,wherelsu isnamedasaplaintifforadefendantinanylawsuit,orwherefurtherauthorizationorapprovalof theproceedingsbylsuisrequired,theofficeofgeneralcounselshallbepromptlynotified.no contractmaybestructuredforaprincipalpurposeofattemptingtotakeadvantageofthis paragraph.thisparagraphisnotapplicabletocontractsforlegalservices. 11.4 TheOfficeofGeneralCounselmayamendtheseGuidelinesatanytimeandmaywaive requirementsorimposeadditionalrequirementsonacase"by"casebasis. 11.5 TheLouisianaCodeofEthics,La.R.S.42:1101etseq.,shallbecompliedwith. 11.6 TheseGuidelinesarenotintendedtoanddonotcreateanyrightsinthirdparties. 10