Utilizing Lean / Six Sigma in Healthcare

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Utilizing Lean / Six Sigma in Healthcare Heather Bendyk, MBA Corporate Director of Quality Services & Master Black Belt Spartanburg Regional Healthcare System hbendyk@srhs.com 1

Introduction: The Evolution of Healthcare Quality 2

Foundation of Medicine American Revolution (1775-1883) Approximately 10% of Physicians with Formal Medical Training 6-8 Months of Medical School 3 Year Apprenticeship 3

Industrial Revolution (1760-1840) Mass production and repetitive work practices were instituted. Aim was to produce large numbers of the same goods in a faster amount of time Industrial Pioneers Eli Whitney (December 8, 1765 January 8, 1825) Frederick Winslow Taylor (March 20, 1856 March 21, 1915) Karl Friedrich Benz (November 25, 1844 April 4, 1929) Henry Ford (July 30, 1863 April 7, 1947) 4

19 th -20 th Century Brings Change 1847 American Medical Association Formed 1910 - Abraham Flexner s Report to the Carnegie Foundation Deplorable state of the nation s medical schools and major hospitals (Luce, Bindman, & Lee, 1994) 1910 - Ernest Codman Improve hospital conditions Track patient s outcomes 5

Ignaz Philipp Semmelweis July 1, 1818 August 13, 1865 Early Pioneer of Aseptic Procedures Reduce infections in obstetric clinics by utilizing hand disinfection Father of Infection Prevention Photo Retrieved from: http://en.wikipedia.org/wiki/ignaz_semmelweis 6

Florence Nightingale May 12, 1820 August 13,1910 Social reformer and statistician Founder of modern nursing after taking care of wounded soldiers in the Crimean War Hand Hygiene Photo Retrieved from:http://en.wikipedia.org/wiki/florence_nightingale 7

Minimum Standards 1917 - American College of Surgeons (ACS) 5 Standards for Care (Luce, et. al. 1994) 1. Organizing hospital medical staffs 2. Limiting staff membership to well-educated, competent and licensed physicians and surgeons 3. Framing rules and regulations to ensure regular staff meetings and clinical review 4. Keeping medical records that included the history, physical examination, and laboratory results 5. Establishing supervised diagnostic and treatment facilities such as clinical laboratories and radiology departments 8

Walter A. Shewhart (1891-1967) 1924 Shewhart created a method for quality control for production: Statistical Process Control (SPC) Types of Variation Assignable Cause Variation Chance Cause Variation Control Chart Importance of reducing variation in a manufacturing process Continual process-adjustment in reaction to nonconformance actually increased variation and degraded quality Problem Solving Methodology: Plan-Do-Check-Act (PDCA) 9

Hospital Quality Assessment 1918 ACS begins to inspect hospitals on the minimum standards 1952 - The Joint Commission on Accreditation of Hospitals Formed 1966 Avedis Donabedian Evaluating the Quality of Medical Care (Donabedian, 1966) Who provides care and where Structure How care is provided Process Consequences of care - Outcome 10

Federal Regulations 1906 - Food and Drug Administration Regulations on medications 1935 - Social Security Act Standards for maternal and children's services 1946 Hospital Survey and Construction Act (Hill-Burton) Minimum code for new structures built with federal assistance 1965 Title XVIII of the Social Security Act Medicare Part A (Hospital Insurance) and Part B (Medical Insurance) (Luce, et. al. 1994) 11

W. Edwards Deming (1900-1993) 1950 s - Taught SPC to Japanese business leaders after World War II Out of the Crisis (1982) 14 Points Sources of Variation Common Cause Variation Special Cause Variation Problem Solving Methodology: Plan-Do- Study-Act (PDSA) (Radawski, 1999) 12

Lean / Six Sigma Philip Crosby (1926-2001) Zero defects approach to quality improvement Price for nonconformance Prevention costs Toyota s Lean Enterprise (1980 s) Motorola s Six Sigma (Late 1980 s) (Radawski, 1999) 13

Late 20 th Century in Healthcare Quality 1986 Health Care Quality Improvement Act National Practitioner Data Bank 1987 The Joint Commission Agenda for Change (Radawski, 1999) 1991 National Healthcare Quality Assurance (NCQA) Healthcare Effectiveness Data and Information Set (HEDIS) (Luce, et. al. 1994) 14

Institute of Medicine (IOM) 1999 To Err is Human: Building A Safer System (Institute of Medicine, 1999) Safety gaps in US healthcare 98,000 deaths each year to preventable medical errors 2001 Crossing the Quality Chasm: A New Health System for the 21 st Century (Institute of Medicine, 2001) Consistent, high-quality medical care to all people 15

6 Aims for Improvement The health system frequently lacks the environment, the processes, and the capabilities needed to ensure that the services are safe, effective, patientcentered, timely, efficient and equitable. (Institute for Medicine, 2001) 16

High Reliability in Healthcare Consistency in Performance Studying Organizational Culture Leadership Safety Culture Robust Process Improvement (Chassin & Loeb, 2011) 17

Lean/Six Sigma at Spartanburg Regional Healthcare System 18

Value Stream Supplier Input Processing Output Customer Six Sigma Lean Methods

Standard LSS Hierarchy/Ratios Master Black Belt (1) Black Belt (1:1000) Green Belt (1:100) Yellow Belt (1:25) White Belt

SRHS Framework Decentralized Model 1 Master Black Belt 6 Black Belts 98 Green Belts 325 Yellow Belts Green Belt Led Teams Black Belts Manage 3-5 Teams Education Completed in House 21

SRHS Case Study Who Owns Infection Prevention? History of Infection Prevention Outcomes Based Specified Roles and Responsibilities What role does staff play in Infection Prevention? 22

Viewing Infection Prevention as a Process How Do We Impact the Outcome?? Ultimately, Infection Prevention is a PROCESS!!! 23

Process Measures Versus Outcomes Types of Data Qualitative Quantitative Turn Around Time 24

Central Line Maintenance Team Define: Current state Measure: Data collection and validation of current state metrics Analyze: Defect detection Improve: Pilot communication and timely documentation Control: Hand back improvements to the champion with a measurement method to sustain the improvement 25

CL Team Results Utilization of technology to drive improvements and sustained achievement Decreased Central Line Associated Blood Stream Infection (CLABSI) rate Decreased variation in timeliness of documentation Electronic Hospital Infection Disclosure Act (HIDA) validation SRMC better than the US National Average of CLABSI s 26

Future of Public Policy 27

Fusion of Infection Prevention and Quality Healthcare associated infection measures are part of the Inpatient Quality Reporting (IQR) program under the Federal Inpatient Prospective Payment System (IPPS) Making the switch from outcomes to process Driving the improvements to the bedside caregivers Proactive approach to improving infection rates 28

Using Health Information Technology to Drive Improvement Electronic Health Record (EHR) Rule for Meaningful Use Value Based Purchasing (VBP) ICD-10 (International Classification for Diseases) National Healthcare Safety Network for Data Collection Quality Data Model (QDM) 29

Questions? 30

References Chassin, Mark R. & Loeb, Jerod M. (2011) The Ongoing Quality Improvement Journey: Next Stop, High Reliability, Health Affairs. 30(4): 559-568. Donabedian, Avedis. (1966) Evaluating the Quality of Medical Care, The Millbank Quarterly. 44(2): 166-203. Luce, John, M. Bindman, Andrew B. & Lee, Philip, R. (1994) A Brief History of Health Care Quality Assessment and Improvement and the United States, West J Med. 160: 263-268. Radawski, Dan. (1999) Continuous Quality Improvement: Origins, Concepts, Problems and Applications, Perspective of Physician Assistant Education. 10(1): 12-16. 31