The University of California at Berkeley. A Brief Overview July 2007 For Presentation in Tokyo by Professor Stephen Cohen 1
Universities Ranked by Number of Graduate Departments in Top 10 1. Berkeley (35) 2. Stanford (31) 3. Harvard (26) 4. Princeton (22) 5. MIT (20) 6. Cornell (19) 6. Yale (19) 8. Chicago (18) 9. Pennsylvania (15) 10. UCSD (14) 10. Columbia (14) 10. Michigan (14) 10. Wisconsin (14) 14. UCLA (13) 2
Measures of Faculty Excellence Awards and Honors Comparisons Top Ten National National Academy of Academy of Sciences Sciences Harvard Harvard 152 152 Berkeley Berkeley 124 124 Stanford Stanford 119 119 MIT MIT 101 101 Yale Yale 67 67 Caltech Caltech 64 64 UCSD UCSD 62 62 Princeton Princeton 62 62 Cornell Cornell 43 43 Wisconsin Wisconsin 42 42 Nobel Nobel Laureates Laureates Harvard Harvard 25 25 MIT MIT 18 18 Stanford Stanford 16 16 Caltech Caltech 15 15 Chicago Chicago 14 14 Berkeley Berkeley 12 12 Princeton Princeton 11 11 Cornell Cornell 7 7 Yale Yale 5 5 UCLA UCLA 4 Illinois Illinois 4 4 National National Academy of Academy of Engineering Engineering MIT MIT 110 110 Stanford Stanford 82 82 Berkeley Berkeley 73 73 Texas Texas 42 42 Caltech Caltech 30 30 Illinois Illinois 27 27 Georgia Georgia Tech Tech 26 26 Cornell Cornell 22 22 USC USC 22 22 UCSB UCSB 21 21 National National Medal of Medal of Science Science Harvard Harvard 33 33 Stanford Stanford 29 29 Berkeley Berkeley 24 24 Caltech Caltech 22 22 MIT MIT 20 20 Princeton Princeton 15 15 Illinois Illinois 11 11 Columbia Columbia 10 10 Wisconsin Wisconsin 9 9 UCLA UCLA 8 Yale Yale 8 8 3
Campus Finance 101 Syllabus Q.How is Berkeley funded? Q.How does Berkeley use its funding? Q.How does Berkeley s funding compare with other public/private peer institutions? Q.What are Berkeley s most critical financial challenges? Q.What funding sources can we leverage in the future? 4
UC Berkeley Revenues 2003 04 Private Support 17% State Funds 35% Auxiliaries and Other 9% Student Fees 19% Federal Sponsored Research 20% Total: $1.3 Billion 5
UC Berkeley Revenues 2003 04 Private Support 17% State Funds 35% Endowment Income $73M Contracts $40M Grants $30M Restricted Gifts $74M Unrestricted Gifts $5M Auxiliaries and Other 9% Student Fees 19% Federal Sponsored Research 20% 6
UC Berkeley Revenues 1978 79 vs. 2003 04 Student Fees 12% Auxiliaries and Other 8% 1978 79 2003 04 Private Support 7% Auxiliaries and Other 9% Private Support 17% State Funds 35% Federal Sponsored Research 20% State Funds 53% Student Fees 19% Federal Sponsored Research 20% Total: $273 Million Total: $1.3 Billion 7
Campus Finance 101 Q. How does Berkeley use its funding? 8
UC Berkeley Expenditures 2003 04 Student Srvcs., Inst. Support, Plant, and Aux. 25% Instruction and Academic Support 38% Financial Aid 5% Public Service 4% Research 28% Total: $1.3 Billion 9
2003 04 Faculty/Staff Salaries and Benefits = 66% of Campus Expenditures Contracts, Services, Equipment, Utilities, Other 34% Academic Wages 26% Employee Benefits 11% Staff Wages 29% 10
Campus Finance 101 Q. How does Berkeley s funding compare with other public/private peer institutions? 11
State Funding and Tuition/Fees per Student 2002 03 $100K $80K $60K $40K $20K $0K Princeton Harvard Stanford MIT Michigan UCLA Berkeley Virginia State Funding Tuition/Fees 12
State Funding, Tuition/Fees and Endowment Payout per Student 2002 03 $100K $80K $60K $40K $20K $0K Princeton Harvard Stanford MIT Michigan UCLA Berkeley Virginia State Funding Tuition/Fees Endowment Payout (est.) 13
Berkeley: State Funding and Fees per Student $25K $20K $15K $10K $5K $0K 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 (est.) State Funding Fees 14
Campus Finance 101 Q. What are Berkeley s most critical financial challenges? 15
Q. What are Berkeley s most critical financial challenges? 1. Faculty/staff recruitment and retention 2. Maintaining student access 3. Facilities upgrades and maintenance 16
Challenge #1 Faculty/staff recruitment and retention 17
Gap in Faculty Salaries: Berkeley to Private Peers, Full Professors Harvard +28.0% Princeton +18.4% Stanford +15.9% MIT +9.8% AAUP Salary Survey 2003 04 18
Berkeley Faculty Retention Cases: Results of offers made to tenured Berkeley faculty by PEER PRIVATES, 2000 Present Institution # Recruited # Lost Harvard 19 6 Yale 12 3 Stanford 11 7 Princeton 8 0 Chicago 8 1 Caltech 7 2 MIT 4 1 19
Ratio of Total Student FTE to Permanent Faculty FTE (Filled Faculty Positions) 24 22 20 18 16 14 12 10 9091 9192 9293 9394 9495 9596 9697 9798 9899 9900 0001 0102 0203 0304 20
Challenge #2 Maintaining student access Freshman Stats 85% from public high schools 27% firstgeneration college students 72% on financial aid (all undergrads) 31% from families with incomes less than $40,000 21
Percentage of Undergraduates Receiving Pell Grants, 2001 02 32% 35% 8% 10% 11% 12% 12% 12% Yale Wisconsin Chicago Stanford MIT Michigan Berkeley UCLA 22
Sources of Financial Aid Funds State 6% General Funds 2% Federal 27% Fees return to Financial Aid 35% Athletics 3% Private 11% Total: $160M Endowment Income 16% 23
Challenge #3 Facilities upgrades and maintenance 24
Annual Capital Project Expenditures $250M $200M $150M $100M $50M $0M 9697 9798 9899 9900 0001 0102 0203 0304 0405 0506 New Building Construction Seismic & Renovations Deferred Maintenance 25
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