worldflow Connect The complete solution for managing and issuing Structured Retail Products www.worldflowconnect.net



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worldflow Connect The complete solution for managing and issuing Structured Retail Products www.worldflowconnect.net

What is worldflow Connect? Connect is a suite of software and service components built to manage and automate a range of Financial Service Processes: Services Consult - Technical and Advisory Services Applications Build Structured Retail Product Management Terms - Commercial Document/Contract Production Apps - Mobile Applications for Content Distribution Web - Website and Portal Applications Send - multi-channel Distribution Author - Collaborate and Create Content

Build Issue management for Retail Structured Products

Build Overview Complete retail derivatives structuring solution Manage requirements capture, structuring, pricing and compliance workflows in a single integrated system. (Sales Structuring Pricing Trading Compliance Legal etc) Parallel management of compliance process inc. reporting Configurable product and options database enabling: Product options linked by Prospectus Cash Settlements (Long, Short, CAP, Best of, Growth, Spread, Barrier etc) Remuneration Features (Digital, Internal Return, Knock Outs, Rainbow, Early Redemption etc) Fixed, Variable and Digital Coupons Multiple Underlying Types Equity, Index, Interest Rate, Exchange Rate, Fund, Commodities, Futures etc Supports Single, Basket, and Underlying Series options

Build Overview Public, Private and Direct Issuance Multiple Channels of Distribution Branch, IFA and On-line with variable offer periods Multiple Reference Value Calculations Opening, Closing, Central Bank Interest Rate, Arithmetic Mean Supports both Single and Date Range options Auto generation of valid observation, valuation and payment dates by country, region or settlement regimen (Target2, T+10 etc) Support Single and Multiple Listings Extensive API library for interfacing with external data feeds. Supports automatic calculation of values for each specified observation period. Generates alerts for when Barrier and Remuneration level limits are met.

Build Overview Sales Entry

Build Overview Product Management - Certificates

Build Overview Product Management - Certificates

Build Overview Product Management - Certificates

Build Overview Product Management - Bonds

Terms Commercial and Contractual Document Production

Terms Overview Commercial and Contractual document production solution. Configurable rules based solution for generating commercial and contractual documentation related to financial product issuance. Key Information Documents (KIDs). Term Sheets & Final Terms. Distribution and Placement Agreements. Post Issuance Documents. Compliance and Regulatory Reporting. Generates a complete map of the Form of Final Terms and Summary Information from each Prospectus. Creates a single master template for each document. Eliminates errors by ensuring that each document is generated to current compliance guidelines. Detailed audit trail for every document issued. Significantly reduces Term sheet and Final Terms production time and costs.

Terms Overview Document Generation

Terms Overview Termsheet

Terms Overview Final Terms for Irish Listed Prospectus

Terms Overview Final Terms for CONSOB Listed Prospectus

About worldflow

Who are worldflow? Services and Software Business focused on Finance Founded 2002 Core team of 40 with extensive hands on experience, predominately working in Front Office environments delivering change, integration, implementation and systems build. Delivered >200 Projects Major projects include Structured Products Management System for Intesa San Paolo Build of Digital Vega FX Options ECN Multiple Mobile and Web Applications for Research Distribution Structured Products Trading System for ABN/RBS Merging of FO Trading Environments at CommerzBank/Dresdner Build of Client Access Portals for ING, RBS and Nomura

What is worldflow Connect? Connect is a suite of software and service components built to support and automate a range of Financial Service Processes: Development Expertise A dedicated on-shore development team that works with clients to configure and build solutions based on the Connect component library. Services Expertise Extensive knowledge and hands on experience of working with Financial systems and data in regulated environments (including research, compliance, commercial documentation and ecommerce) Support Expertise worldflow solutions are predominately delivered as fully managed cloud based services from our high availability, secure hosting facilities in the UK. We provide a range of support services from Business day to mission critical 24/7

What is worldflow Connect? Services Consult - Technical and Advisory Services Applications Build Structured Retail Product Management Terms - Commercial Document/Contract Production Apps - Mobile Applications for Content Distribution Web - Website and Portal Applications Send - multi-channel Distribution Author - Collaborate and Create Content

worldflow Connect customers Customers/Deployments Banca IMI Web Application for managing Structured Products Issuance and Sales workflows Digital Vega Multi-bank FX Options exchange ING Commercial Bank Research Web/Mobile Scotia Bank Research Mobile Sberbank Research Mobile Kroll Bond Ratings Research Mobile Teneo Strategy Authoring & Publishing, Research Web/Mobile, email Distribution, Surveys Autonomous Research Mobile/ Surveys, email Distribution, Trade Reconciliation and Reporting MSCI Research Mobile Business New Europe Research Mobile EuroIRP Association of Independent Research Providers Aggregate Research App Equity Investor App - Aggregate Research App Investorside Independent Research Association - Aggregate Research App Asia IRP - Aggregate Research App FuturesTechs Research Mobile World Gold Council Research Mobile, Price Charting Renaissance Capital Research Mobile

Contact Us Justin Percival Justin.Percival@worldflow.net Steve Jarrett Steve.Jarrett@worldflow.net +44 (0) 7867 972799 worldflow UK Hamilton House 1 Temple Avenue London, EC4Y 0HA +44 (0) 20 7489 2015 +44 (0) 7710 123591 worldflow US 1501 7 th Avenue New York NY 10009