Guide to using, CERTIFIED FINANCIAL PLANNER CM and CFP CM Marks



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Guide to using, CERTIFIED FINANCIAL PLANNER CM and CFP CM Marks Institute of Financial Planning CFP Certification Global Excellence in Financial Planning TM Standards Board Ltd. Institute of Financial Planning is the marks licensing authority for the CFP marks in the United IFP - QU102 10/10

Contents Page 1. How to use the CFP CM Mark 1 2. How to use the CERTIFIED FINANCIAL PLANNER CM Mark 3 3. How to use the Logo Mark 5 4. Rules for reproducing the Logo Mark 7 5. Using the CFP Marks on promotional materials 8 6. Using the CFP Marks in text documents 8 7. Using the CFP Marks in electronic media 9 a. Websites b. Domain names c. Email addresses 8. Business Stationery 11 Use of the CFP CM Marks below identifies that a person has met rigorous ethics, experience, competence and professional practice standards to deliver effective personal Financial Planning services. To benefit and protect the public and to maintain their value for practitioners, it is vital that the CFP Marks are protected, so that any person using them has met appropriate certification requirements. Unlike licenses to practice or other educational credentials, the CFP certification and service marks must be used in compliance with UK trademark law. Trademark requirements around CFP marks apply globally as each country complies with its own trademark laws and rules in the appropriate way. UK trademarking requires the use of CM after each of the CFP marks. This is very important. It stands for certification mark and distinguishes this from other qualifications. Non compliance with the rules is an infringement of the IFP code of ethics and might result in disciplinary action being taken.. If trademarks or certification marks are used improperly, they could eventually lose their protective status. If this were to happen, consumers would be unable to rely on the CFP certification as a mark of quality for professional personal Financial Planning. To prevent this, the IFP requires all CFP professionals to follow the rules for the use of the CFP Marks. These are issued by the Financial Planning Standards Board Ltd and apply to all CFP professionals around the globe. Below, we show the three ways in which the CFP Mark can be used. Please familiarise yourself with the contents of this guide before using the CFP Marks. CFP CM CERTIFIED FINANCIAL PLANNER CM If you have any specific queries in relation to the use of any of the CFP marks, please email lucyd@financialplanning.org.uk or call 0117 945 2470 Standards Board Ltd. Institute of Financial Planning is the marks licensing authority for the CFP marks in the United

1. How to use the CFP CM Mark The CFP CM Mark must appear in all capital letters and without spaces between the letters. John Smith CFP CM John Smith, cfp John Smith, C.F.P. The CFP Mark must appear with the CM symbol in its first use in printed materials Correct use (As first use in printed materials) John Smith is a CFP CM professional John Smith is a CFP professional specialising in estate planning. The CFP Mark must be used as a descriptive adjective, not as a noun or verb, except when used within signature block, on letterhead or on a business card John Smith is a CFP professional He practices Financial Planning as a CFP certificant. (Following a practitioner s name) John Smith, CFP CM Smith Financial Planners Incorrect use John Smith is a CFP He practices Financial Planning as a CFP John Smith, CFP The CFP Mark must be used exclusively with the approved nouns: professional, practitioner, certificant, certification, mark, credential, or designation. * John Smith is a CFP practitioner. John Smith is a CFP professional who got his CFP designation this year. John Smith is a CFP Financial Planner *Please note, this is not necessary for business cards, and should only be used on other materials where practical. Page 1

If using three or more qualifications associated with your Financial Planning practice, it is recommended that you put the CFP Mark first or last John Smith CFP CM, APFS John Smith APFS, CFP CM John Smith, APFS, CFP CM, ChFC The CFP CM Mark must not be used as part of or incorporated in the name of a firm or firm logo, or imply that the firm is entitled to use the marks. John Smith CFP CM Smith Financial Planners Smith Financial Planners CFP CM Page 2

2. How to use the CERTIFIED FINANCIAL PLANNER CM mark The CERTIFIED FINANCIAL PLANNER CM Mark must appear in all capital letters or small cap font. John Smith is a CERTIFIED FINANCIAL PLANNER professional John Smith is a CERTIFIED FINANCIAL PLANNER professional John Smith is a certified financial planner professional The CERTIFIED FINANCIAL PLANNER Mark must appear with the CM symbol in its first use in printed materials (As first used in printed materials) His clients like working with a CERTIFIED FINANCIAL PLANNER CM practitioner Incorrect use His clients like working with a CERTIFIED FINANCIAL PLANNER practitioner The CERTIFIED FINANCIAL PLANNER Mark must always be used as a descriptive adjective, not as a noun or verb John Smith is a CERTIFIED FINANCIAL PLANNER professional John Smith CERTIFIED FINANCIAL PLANNER CM professional Smith Financial Planners John Smith, CERTIFIED FINANCIAL PLANNER CM Smith Financial Planners The CERTIFIED FINANCIAL PLANNER Mark must be used exclusively with the approved nouns: professional, practitioner, certificant, certification, mark, credential, or designation. * John Smith, CERTIFIED FINANCIAL PLANNER CM professional He has the CERTIFIED FINANCIAL PLANNER certification. John Smith, CERTIFIED FINANCIAL PLANNER adviser He completed the CERTIFIED FINANCIAL PLANNER course. *Please note, this is not necessary for business cards, and should only be used on other materials where practical. Page 3

The CERTIFIED FINANCIAL PLANNER Mark must not be used as a parenthetical abbreviation for CFP John Smith is a CFP CM or CERTIFIED FINANCIAL PLANNER CM practitioner John Smith is a CFP (CERTIFIED FINANCIAL PLANNER) professional John Smith is a CERTIFIED FINANCIAL PLANNER (CFP) professional The CERTIFIED FINANCIAL PLANNER CM Mark must not be used as part of or incorporated in the name of a firm or firm logo, or imply that the firm is entitled to use the marks. John Smith CERTIFIED FINANCIAL PLANNER CM professional Smith Financial Planners CERTIFIED FINANCIAL PLANNER CM Page 4

3. How to use the Logo Mark The CFP Logo Mark is comprised of three components: the flame element, the letters CFP and the CM trademark symbol. These three visual elements must be used together as one unit at all times. Any deviation form the three components above is a misuse and is unacceptable use. All reproduction of the CFP Logo Mark must be made from original reproduction artwork provided by the Institute of Financial Planning, Do not use without the CM trademark Do not use without the flame Do not use the flame alone Do not separate the graphic elements Do not add other elements Do not re-proportion the elements Do not reproduce the mark in unapproved colours Do not reproduce the mark on complex backgrounds Under no circumstances may the CFP Logo Mark be altered, modified or hand-drawn, nor may it be typeset, reproduced or electronically scanned in such poor quality as to distort or significantly alter its appearance. Do not use poor quality reproduction art Do not try to recreate the mark Do not skew or distort the mark Do not use the mark in outline form Page 5

The CFP Logo Mark must be clearly associated with the individual certified by the Institute of Financial Planning. John Smith, CFP CM Page 6

4. Rules for reproducing the Logo Mark Relationship A > 36mm A. When the CFP logo mark is greater than 36mm in width the CM is 1/4 the CFP cap height X 1/4 x Relationship B 12 36mm B. When the CFP logo mark is between 12 and 36mm in width the CM is 1/3 the CFP cap height X 1/3 x Relationship C 7 12mm C. When the CFP logo mark is between 7 and 12mm in width the CM is 1/3 the CFP cap height X 1/2 x x Relationship D 6mm 3/4 x x D. When the CFP logo mark is 6mm in width the CM is ¾ the CFP cap height. The CFP logo mark should be no smaller than 6mm Legibility X 1 X Clear Zone 1 X The impact and legibility of the printed Logo Mark will be lessened by crowding it with other visual elements. A clear zone surrounding the mark has been established as an area with no other visual elements may enter. As shown to the left, this space is determined by the cap height of CFP, the typographic element of the Logo Mark. The one exception to this rule is when the mark is used within text. Page 7

5. Using the CFP CM Marks on Promotional Materials Use the marks as described in this guide Only the first use of each mark needs the CM trademark symbol Do not alter or modify the marks Do not use as part of or incorporated in the name of a firm or firm logo, or imply that the firm is entitled to use the marks. They can only apply to individuals. Use only original artwork to reproduce the CFP Logo Mark Use the Marks only on promotions items that are in good taste and that do not degrade the marks Requirement for using the Statement with the marks The UK Trademarks Office requires that when the CFP CM certification marks are used in printed advertisements or printed publicity matter directed primarily to the market in the United Kingdom and in the Isle of Man, they be used in conjunction with an indication that they are certification marks. Therefore, the following Statement must be used in printed communications, advertisements, and marketing materials wherever possible: CFP CM, CERTIFIED FINANCIAL PLANNER CM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. Institute of Financial Planning is the marks licensing authority for the CFP marks in the United The CFP CM marks may only be used without the Statement in applications where use of the Statement would not be feasible, as for example on business cards. 6. Using the CFP CM Marks in Text Documents Use the marks as described in this guide Only the first use of each mark needs the CM trademark Do not alter or modify the marks Do not use as part of or incorporated in the name of a firm or firm logo, or imply that the firm is entitled to use the marks Requirement for using the Statement with the marks The UK Trademarks Office requires that when the CFP CM certification marks are used in printed advertisements or printed publicity matter directed primarily to the market in the United Kingdom and in the Isle of Man, they be used in conjunction with an indication that they are certification marks. Therefore, the following Statement must be used in printed communications, advertisements, and marketing materials wherever possible: CFP CM, CERTIFIED FINANCIAL PLANNER CM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. Institute of Financial Planning is the marks licensing authority for the CFP marks in the United The CFP CM marks may only be used without the Statement in applications where use of the Statement would not be feasible, as for example on business cards. Page 8

7. Using the CFP CM Marks in electronic media 7a) Websites Use the marks as described in this guide In the content of each individual website page, only the first use of each mark needs the CM trademark symbol Do not alter or modify the marks Do not use as part of or incorporated in the name of a firm or firm logo, or imply that the firm is entitled to use the marks The CFP marks should not be used on any general collateral material or web pages where the individual certificants names are not present. The mark should only be used in direct relation to the certificant s name and cannot appear anywhere else on the website. For example, on a business website page which only contains the name and information regarding the business but no individual certificant s name, the CFP marks should not appear. John Smith, CFP CM Note: This is to ensure that the trademark use does not imply or represent that the business is somehow certified, or that non-certified employees of the business (i.e. assistants or Paraplanners) are certified. The certification mark must never be used to imply endorsement of a practitioner s firm John Smith, Note: This rule applies even where one or more or all of the firm members are authorised to use the mark in association with his/her name. Requirement for using the Statement with the marks The UK Trademarks Office requires that when the CFP CM certification marks are used in printed advertisements or printed publicity matter directed primarily to the market in the United Kingdom and in the Isle of Man, they be used in conjunction with an indication that they are certification marks. Therefore, the following Statement must be used in printed communications, advertisements, and marketing materials wherever possible: Page 9

CFP CM, CERTIFIED FINANCIAL PLANNER CM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. Institute of Financial Planning is the marks licensing authority for the CFP marks in the United The CFP CM marks may only be used without the Statement in applications where use of the Statement would not be feasible, as for example on business cards. 7b) Domain Names The CFP and CERTIFIED FINANCIAL PLANNER marks may not be used as part of a domain name. They may appear as text or images throughout the website, according to the IFP s rules on proper use on websites. www.smithfinancialplanning.com www.simoncfp.com 7c) Email Addresses The CFP and CERTIFIED FINANCIAL PLANNER marks may not be used as part of an email address. john@hotmail.com john@cfp4u.com Page 10

8. Business Stationery A Whitefriars Centre, Lewins Mead, Bristol, BS1 12NT T: 0117 945 2470 E: john@smithfp.co.uk W: www.smithfinanicalplanning.co.uk John Smith CFP CM Partner B Whitefriars Centre, Lewins Mead, Bristol, BS1 12NT T: 0117 945 2470 E: john@smithfp.co.uk W: www.smithfinanicalplanning.co.uk John Smith CFP CM Partner John Smith CFP CM Partner Whitefriars Centre, Lewins Mead, Bristol, BS1 12NT T: 0117 945 2470 E: john@smithfp.co.uk W: www.smithfinanicalplanning.co.uk Examples A and B are acceptable uses of the CFP CM and Flame logo. The CFP CM and/or flame logo must be clearly associated with the individual certified by the Institute of Financial Planning and not appear to be part of or incorporated in the name of a firm or firm logo, or imply that the firm is entitled to use the marks. John Smith CFP CM Partner Whitefriars Centre, Lewins Mead, Bristol, BS1 12NT T: 0117 945 2470 E: john@smithfp.co.uk W: www.smithfinanicalplanning.co.uk Please email lucyd@financialplanning.org.uk With the proofs of your business stationery for approval. Page 11