You build on your company s strong foundation. We help you hold it steady.



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You build on your company s strong foundation. We help you hold it steady. Stock Plan Administration Services

Stock plan administration services tailored to your needs As a management benefit, your stock plan is a valuable asset to your company and employees. Our suite of stock plan administration services offers exactly what you need to make the most of this critical asset. Since we specialize in serving micro to midsize companies, we are especially capable of responding quickly and thoroughly to your requirements. Designed to deliver more When it comes to stock plan administration, effectiveness and accuracy define the baseline. We also offer an award-winning platform and active oversight by our certified experts, so you and your employees receive the critical attention that will make a difference for your business. Connect with Continental: 212.845.3224

You ve spent years recruiting and retaining the very best people for your business. These executives and employees expect the best in return. Continental Stock Transfer & Trust Company supports your strong base with the superior delivery and execution of stock plan administration services, so you can focus on long-term growth. Connect with Continental: 212.845.3224 ContinentalStock.com

When you partner with us, you can expect: Choice and Flexibility You choose the level of service you need and want, from periodic consultation to our full outsource solution. Whatever the level you require, you will receive a high-performance, tailored approach that delivers efficiencies, security and employee satisfaction. Experience and Expertise You work with experienced specialists with an average of 12 years in the industry and extensive experience with ASC Topic 718. Your team includes a senior-level certified equity professional (CEP). Leading-edge Technology You access the industry-leading, flexible Web-based record-keeping and reporting system, one that is fully compliant with ASC Topic 718 and built to manage the IFRS of the future. This user-friendly technology allows you to run your own reports 24/7 and provides your employees with secure access to their account information. And with secure online access, you and your participants can access data from any desktop or via mobile devices wherever you are. You will receive a high-performance, tailored approach that delivers efficiencies, security and employee satisfaction. Specifically, when you work with us, you benefit from using the Equity Administration Solutions, Inc. (EASi) Share Participant Portal. This powerful, industry-leading platform gives you: > Unparalleled ASC 718 functionality > SEC compliance reporting > Global taxation reporting > HR and payroll interface > Broker choice > Cloud computing advantages > Employee stock purchase plan (ESPP) qualified and non-qualified plan diversities Your employee participants receive simplified access with automatic authentication, including: > 24/7 view of options, awards and transactions > Modeling for financial planning > Online Grant Agreement acceptance > ESPP enrollment management Connect with Continental: 212.845.3224

Security and Compliance Your internal Sarbanes-Oxley procedures and corporate protocols guide all of our work for you. In addition, all we do always remains in strict compliance with all applicable SEC, IRS and FASB laws and regulations. Savings and Value You reduce your administrative expenses by eliminating in-house salary costs and server/it fees when you partner with us. Furthermore, since we have been consistently recognized as the industry leader in value, you know you will gain a significant cost advantage. Employee Education You and your employees receive customized presentations to ensure that your participants understand and appreciate their equity compensation programs and that you maximize your plan s value. Responsive Support You receive immediate response to phone inquiries and same-day response to emails guaranteed. During high-volume transactions, you have access to experienced resources that directly support your employee equity-plan participants on your behalf. High-performance solutions, exceptional execution Our best-in-industry offerings include the administration and management of different equity plan types, including: > Employee stock purchase plans (ESPP) > Stock option plans > Restricted stock awards and units > Stock appreciation rights > Performance awards We also provide consulting and compliance expertise for the above equity plan types, specifically for: > ASC Topic 718 Fair Valuation (equity accounting) ContinentalStock.com

Connect with Continental Stock Transfer & Trust Company We have dedicated the past 50 years to driving forward the priorities and goals of corporate clients and their employees. We are therefore uniquely positioned to provide stock plan administration services tailored to your needs that are flexible, yield cost savings, relieve your administrative burden and offer unmatched quality and value. To learn more about how we can support you, connect with us: 212.845.3224 or visit ContinentalStock.com. 17 Battery Place New York, NY 10004 212.509.4000 Sales & Marketing 212.845.3224 ContinentalStock.com