Prudential sourcebook for Insurers (Waivers)

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1 The FCA Register is at INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU American Life Insurance Company (USA) /09/ /12/2012 Modification INSPRU Life Insurance Corporation of India /04/ /10/2012 Modification INSPRU Life Insurance Corporation of India /11/ /03/2014 Modification INSPRU Pool Reinsurance (Nuclear) Limited /01/ /12/2011 Modification INSPRU Pool Reinsurance (Nuclear) Limited /12/ /12/2016 Waiver INSPRU Pool Reinsurance Company Limited /01/ /12/2011 Modification INSPRU Pool Reinsurance Company Limited /07/ /07/2016 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Friends Life Limited /07/ /07/2013 Modification INSPRU Friends Life WL Limited /04/ /03/2010 Modification INSPRU Friends Life WL Limited /02/ /12/2012 Modification INSPRU Friends Life WL Limited /01/ /12/2013 Modification INSPRU Scottish Widows Plc /12/ /10/2012 Modification INSPRU Scottish Widows Plc /06/ /12/2013 Modification INSPRU Scottish Widows Plc /10/ /01/2016 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Friends Life Limited /12/ /12/2012 Modification INSPRU CIS General Insurance Limited /12/ /12/2015 Modification INSPRU Swiss Re Life & Health Limited /12/ /12/2008 Modification INSPRU Swiss Reinsurance Company UK Limited /12/ /12/2008 Modification INSPRU Pool Reinsurance (Nuclear) Limited /01/ /12/2011 Modification INSPRU Pool Reinsurance (Nuclear) Limited /12/ /12/2016 Waiver 1 of 31

2 INSPRU Pool Reinsurance Company Limited /01/ /12/2011 Modification INSPRU Pool Reinsurance Company Limited /07/ /07/2016 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Chaucer Syndicates Limited /07/ /07/2011 Modification INSPRU 1.1.3R Life Insurance Corporation of India /04/ /03/2016 Modification INSPRU Life Insurance Corporation of India /04/ /10/2012 Modification INSPRU Life Insurance Corporation of India /11/ /03/2014 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Friends Life Company Limited /10/ /10/2013 Modification INSPRU Friends Life Limited /12/ /03/2016 Modification INSPRU Friends Life Limited /12/ /03/2016 Modification INSPRU Friends Life Limited /12/ /04/2016 Modification INSPRU Legal & General Assurance Society Limited /11/ /11/2009 Modification INSPRU Legal & General Assurance Society Limited /12/ /11/2009 Modification INSPRU Legal & General Assurance Society Limited /11/ /09/2010 Modification INSPRU Legal & General Assurance Society Limited /09/ /09/2011 Modification INSPRU Legal & General Assurance Society Limited /09/ /10/2012 Modification INSPRU Legal & General Assurance Society Limited /10/ /01/2014 Modification INSPRU Legal & General Assurance Society Limited /01/ /10/2018 Modification INSPRU St James's Place UK plc /01/ /10/2014 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification 2 of 31

3 INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU 1.2.1R Life Insurance Corporation of India /04/ /03/2016 Modification INSPRU (1) The Royal London Mutual Insurance Society Limited /07/ /12/2012 Modification INSPRU (1) The Royal London Mutual Insurance Society Limited /01/ /04/2014 Modification INSPRU Friends Life Limited /07/ /07/2013 Modification INSPRU (2) Friends Life Limited /12/ /03/2016 Modification INSPRU (2) Friends Life Limited /12/ /04/2016 Modification INSPRU (2) The Royal London Mutual Insurance Society Limited /05/ /04/2011 Modification INSPRU (2) The Royal London Mutual Insurance Society Limited /12/ /04/2011 Modification INSPRU (2) The Royal London Mutual Insurance Society Limited /04/ /12/2012 Modification 3 of 31

4 INSPRU (2) The Royal London Mutual Insurance Society Limited /07/ /12/2012 Modification INSPRU (2) The Royal London Mutual Insurance Society Limited /01/ /04/2014 Modification INSPRU (2) The Royal London Mutual Insurance Society Limited /04/ /04/2016 Modification INSPRU Tunbridge Wells Equitable Friendly Society Ltd /12/ /02/2011 Modification INSPRU Tunbridge Wells Equitable Friendly Society Ltd /02/ /04/2012 Modification INSPRU Tunbridge Wells Equitable Friendly Society Ltd /05/ /12/2013 Modification INSPRU (1) The Royal London Mutual Insurance Society Limited /05/ /04/2011 Modification INSPRU (1) The Royal London Mutual Insurance Society Limited /12/ /04/2011 Modification INSPRU (1) The Royal London Mutual Insurance Society Limited /04/ /12/2012 Modification INSPRU (1) The Royal London Mutual Insurance Society Limited /04/ /04/2016 Modification INSPRU (1e) The Royal London Mutual Insurance Society Limited /12/ /04/2016 Modification INSPRU (1f) The Royal London Mutual Insurance Society Limited /12/ /04/2016 Modification INSPRU 1.4 Pool Reinsurance (Nuclear) Limited /01/ /12/2011 Modification INSPRU 1.4 Pool Reinsurance (Nuclear) Limited /12/ /12/2016 Waiver INSPRU 1.4 Pool Reinsurance Company Limited /01/ /12/2011 Modification INSPRU 1.4 Pool Reinsurance Company Limited /07/ /07/2016 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU American Life Insurance Company (USA) /09/ /12/2012 Modification INSPRU Mitsui Sumitomo Insurance Company Limited /12/ /12/2013 Modification INSPRU Houston Casualty Company /12/ /12/2012 Modification INSPRU Houston Casualty Company /01/ /12/2017 Waiver INSPRU Lexington Insurance Company /08/ /08/2013 Modification INSPRU Navigators Insurance Company /11/ /11/2014 Modification INSPRU Navigators Insurance Company /03/ /03/2016 Modification INSPRU Chaucer Syndicates Limited /07/ /07/2011 Modification INSPRU R Navigators Insurance Company /03/ /03/2016 Modification INSPRU Legal & General Pensions Ltd /11/ /11/2009 Modification INSPRU Legal & General Pensions Ltd /12/ /11/2009 Modification INSPRU Legal & General Pensions Ltd /11/ /09/2010 Modification 4 of 31

5 INSPRU Legal & General Pensions Ltd /09/ /09/2011 Modification INSPRU Legal & General Pensions Ltd /09/ /10/2012 Modification INSPRU Legal & General Pensions Ltd /10/ /01/2014 Modification INSPRU Legal & General Pensions Ltd /01/ /10/2018 Modification INSPRU St James's Place Reassurance (2009) Limited /01/ /10/2014 Modification INSPRU (2) QBE Underwriting Limited /10/ /06/2014 Modification INSPRU American Life Insurance Company (USA) /09/ /12/2012 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Aberdeen Asset Management Life and Pensions Limited /11/ /03/2012 Modification INSPRU Ace Underwriting Agencies Limited /01/ /12/2009 Modification INSPRU Ace Underwriting Agencies Limited /11/ /12/2012 Modification INSPRU Ace Underwriting Agencies Limited /12/ /03/2012 Modification INSPRU Ace Underwriting Agencies Limited /01/ /06/2014 Modification INSPRU Aegis Managing Agency Ltd /01/ /12/2009 Modification INSPRU Aegis Managing Agency Ltd /12/ /12/2010 Modification INSPRU Ageas Insurance Limited /12/ /03/2012 Modification INSPRU AIG Europe Limited /12/ /03/2012 Modification INSPRU AIG Life Limited /08/ /03/2012 Modification INSPRU Aioi Nissay Dowa Insurance Company of Europe Limited /12/ /03/2012 Modification INSPRU Alterra at Lloyd's Limited /01/ /12/2009 Modification INSPRU Alterra at Lloyd's Limited /12/ /12/2012 Modification INSPRU Alterra at Lloyd's Limited /01/ /06/2014 Modification INSPRU American Life Insurance Company (USA) /09/ /12/2012 Modification INSPRU AmTrust at Lloyd's Limited /11/ /12/2009 Modification INSPRU AmTrust at Lloyd's Limited /11/ /12/2012 Modification INSPRU AmTrust at Lloyd's Limited /10/ /06/2014 Modification INSPRU ANV Syndicate Management Limited /01/ /12/2009 Modification INSPRU ANV Syndicate Management Limited /11/ /12/2012 Modification 5 of 31

6 INSPRU ANV Syndicate Management Limited /01/ /06/2014 Modification INSPRU ANV Syndicates Limited /04/ /12/2009 Modification INSPRU ANV Syndicates Limited /11/ /12/2012 Modification INSPRU ANV Syndicates Limited /01/ /06/2014 Modification INSPRU Arch Insurance Company (Europe) Ltd /12/ /12/2012 Modification INSPRU Argenta Syndicate Management Limited /11/ /12/2009 Modification INSPRU Argenta Syndicate Management Limited /11/ /12/2012 Modification INSPRU Argenta Syndicate Management Limited /12/ /12/2012 Modification INSPRU Argenta Syndicate Management Limited /11/ /06/2014 Modification INSPRU Argo Managing Agency Limited /11/ /12/2012 Modification INSPRU Argo Managing Agency Limited /12/ /03/2012 Modification INSPRU ARK Syndicate Management Limited /01/ /03/2012 Modification INSPRU ARK Syndicate Management Limited /01/ /12/2012 Modification INSPRU ARK Syndicate Management Limited /11/ /06/2014 Modification INSPRU Ascot Underwriting Limited /11/ /12/2009 Modification INSPRU Ascot Underwriting Limited /01/ /06/2014 Modification INSPRU Aspen Managing Agency Limited /12/ /12/2012 Modification INSPRU Aspen Managing Agency Limited /01/ /06/2014 Modification INSPRU Asta Managing Agency Ltd /11/ /12/2009 Modification INSPRU Asta Managing Agency Ltd /11/ /12/2012 Modification INSPRU Asta Managing Agency Ltd /12/ /03/2012 Modification INSPRU Asta Managing Agency Ltd /01/ /06/2014 Modification INSPRU Atrium Underwriters Limited /11/ /12/2012 Modification INSPRU Atrium Underwriters Limited /01/ /06/2014 Modification INSPRU Aviva (Peak No. 1) UK Limited /07/ /03/2012 Modification INSPRU Aviva (Peak No.2) UK Limited /07/ /03/2012 Modification INSPRU Aviva Annuity UK Limited /06/ /03/2012 Modification INSPRU Aviva Annuity UK Limited /10/ /10/2015 Modification INSPRU Aviva Annuity UK Limited /10/ /01/2016 Modification 6 of 31

7 INSPRU Aviva Insurance Limited /06/ /10/2012 Modification INSPRU Aviva International Insurance Limited /06/ /10/2012 Modification INSPRU Aviva Life & Pensions UK Limited /06/ /03/2012 Modification INSPRU AXA Wealth Limited /05/ /03/2012 Modification INSPRU Baillie Gifford Life Limited /06/ /03/2012 Modification INSPRU Beaufort Underwriting Agency Limited /11/ /12/2012 Modification INSPRU Beaufort Underwriting Agency Limited /01/ /06/2014 Modification INSPRU Beazley Furlonge Ltd /01/ /12/2009 Modification INSPRU Beazley Furlonge Ltd /12/ /12/2012 Modification INSPRU BHSF Limited /12/ /03/2012 Modification INSPRU BL Telford Limited /05/ /03/2012 Modification INSPRU Brit Syndicates Limited /01/ /12/2012 Modification INSPRU Brit Syndicates Limited /01/ /06/2014 Modification INSPRU BUPA Health Assurance Limited /12/ /03/2012 Modification INSPRU BUPA Insurance Limited /12/ /03/2012 Modification INSPRU Canada Life Limited /12/ /03/2012 Modification INSPRU Canopius Managing Agents Limited /01/ /12/2009 Modification INSPRU Canopius Managing Agents Limited /10/ /06/2014 Modification INSPRU Capita Managing Agency Limited /11/ /12/2012 Modification INSPRU Capita Managing Agency Limited /12/ /06/2014 Modification INSPRU Capita Syndicate Management Limited /01/ /12/2009 Modification INSPRU Cardrow Insurance Limited /05/ /03/2012 Modification INSPRU Cash4Health Limited /12/ /03/2012 Modification INSPRU Catlin Underwriting Agencies Ltd /11/ /12/2009 Modification INSPRU Catlin Underwriting Agencies Ltd /12/ /12/2012 Modification INSPRU Catlin Underwriting Agencies Ltd /10/ /06/2014 Modification INSPRU CGNU Life Assurance Limited /06/ /03/2012 Modification INSPRU Charles Taylor Managing Agency Limited /11/ /12/2015 Modification INSPRU Chaucer Syndicates Limited /01/ /12/2009 Modification 7 of 31

8 INSPRU Chaucer Syndicates Limited /11/ /12/2012 Modification INSPRU Chaucer Syndicates Limited /12/ /03/2012 Modification INSPRU Chaucer Syndicates Limited /12/ /06/2014 Modification INSPRU Churchill Insurance Company Limited /06/ /03/2012 Modification INSPRU CIS General Insurance Limited /03/ /03/2012 Modification INSPRU CNA Insurance Company Limited /12/ /03/2012 Modification INSPRU Commercial Union Life Assurance Company Limited /06/ /03/2012 Modification INSPRU Contingency Insurance Company Limited /05/ /03/2012 Modification INSPRU Countrywide Assured Plc /08/ /03/2012 Modification INSPRU Creechurch Underwriting Limited /11/ /12/2009 Modification INSPRU Diagonal Underwriting Agency Limited /01/ /12/2009 Modification INSPRU Direct Line Insurance Plc /06/ /03/2012 Modification INSPRU Endurance at Lloyd's Limited /12/ /03/2012 Modification INSPRU Endurance at Lloyd's Limited /01/ /12/2012 Modification INSPRU Endurance at Lloyd's Limited /02/ /06/2014 Modification INSPRU esure Insurance Limited /11/ /03/2012 Modification INSPRU Exeter Friendly Society Limited /01/ /03/2012 Modification INSPRU Faraday Reinsurance Co. Limited /04/ /03/2012 Modification INSPRU Faraday Underwriting Limited /12/ /12/2009 Modification INSPRU Faraday Underwriting Limited /04/ /03/2012 Modification INSPRU Faraday Underwriting Limited /11/ /12/2012 Modification INSPRU Faraday Underwriting Limited /10/ /06/2014 Modification INSPRU FM Insurance Company Limited /12/ /12/2009 Modification INSPRU Friends Life and Pensions Limited /06/ /03/2012 Modification INSPRU Friends Life Assurance Society Limited /05/ /03/2012 Modification INSPRU Friends Life Company Limited /05/ /03/2012 Modification INSPRU Friends Life Limited /06/ /03/2012 Modification INSPRU Friends Life WL Limited /05/ /03/2012 Modification INSPRU Friends Provident Life Assurance Limited /06/ /03/2013 Modification 8 of 31

9 INSPRU Friends Provident Reinsurance Services Ltd /06/ /03/2012 Modification INSPRU Fuji International Insurance Company Limited /12/ /12/2012 Modification INSPRU Hamilton Life Assurance Company Limited /06/ /03/2012 Modification INSPRU Hamilton Underwriting Ltd /09/ /12/2009 Modification INSPRU Hamilton Underwriting Ltd /11/ /12/2012 Modification INSPRU Hamilton Underwriting Ltd /01/ /06/2014 Modification INSPRU Hardy (Underwriting Agencies) Ltd /01/ /12/2009 Modification INSPRU Hardy (Underwriting Agencies) Ltd /01/ /12/2012 Modification INSPRU Hardy (Underwriting Agencies) Ltd /01/ /06/2014 Modification INSPRU Harworth Insurance Company Limited /12/ /03/2012 Modification INSPRU HCC Underwriting Agency Ltd /12/ /12/2009 Modification INSPRU HCC Underwriting Agency Ltd /12/ /12/2012 Modification INSPRU HCC Underwriting Agency Ltd /12/ /12/2012 Modification INSPRU HCC Underwriting Agency Ltd /12/ /12/2012 Modification INSPRU HCC Underwriting Agency Ltd /01/ /06/2014 Modification INSPRU Hiscox Insurance Company Limited /03/ /03/2012 Modification INSPRU Hiscox Syndicates Limited /11/ /12/2009 Modification INSPRU Hiscox Syndicates Limited /12/ /12/2012 Modification INSPRU Hiscox Syndicates Limited /10/ /06/2014 Modification INSPRU Indemnity Insurance Limited /06/ /03/2012 Modification INSPRU Legal & General Assurance Society Limited /12/ /03/2012 Modification INSPRU Liberty Managing Agency Limited /12/ /12/2012 Modification INSPRU Liverpool and London Steamship Protection and Indemnity Assoc /04/ /03/2012 Modification INSPRU London Life Limited /04/ /03/2012 Modification INSPRU Lucida Limited /08/ /03/2012 Modification INSPRU Malvern Insurance Company Limited /05/ /03/2012 Modification INSPRU Managing Agency Partners Ltd /11/ /12/2012 Modification INSPRU Managing Agency Partners Ltd /01/ /06/2014 Modification INSPRU Markel International Insurance Company Limited /12/ /03/2012 Modification 9 of 31

10 INSPRU Markel Syndicate Management Limited /11/ /12/2009 Modification INSPRU Markel Syndicate Management Limited /12/ /03/2012 Modification INSPRU Markel Syndicate Management Limited /12/ /06/2014 Modification INSPRU Marketform Managing Agency Limited /12/ /12/2012 Modification INSPRU Marketform Managing Agency Limited /10/ /06/2014 Modification INSPRU Minster Insurance Company Limited /05/ /03/2012 Modification INSPRU Mitsui Sumitomo Insurance Underwriting at Lloyds Limited /11/ /06/2014 Modification INSPRU Munich Re Underwriting Limited /11/ /12/2009 Modification INSPRU Munich Re Underwriting Limited /09/ /03/2012 Modification INSPRU Munich Re Underwriting Limited /11/ /12/2012 Modification INSPRU Munich Re Underwriting Limited /03/ /06/2014 Modification INSPRU National Provident Life Limited /04/ /03/2012 Modification INSPRU Navigators Underwriting Agency Ltd /11/ /12/2012 Modification INSPRU Navigators Underwriting Agency Ltd /06/ /06/2016 Modification INSPRU Newline Underwriting Management Ltd /01/ /12/2009 Modification INSPRU Newline Underwriting Management Ltd /11/ /12/2012 Modification INSPRU Newline Underwriting Management Ltd /10/ /06/2014 Modification INSPRU Norwich Union Life (RBS) Limited /06/ /03/2012 Modification INSPRU Novae Syndicates Limited /01/ /12/2009 Modification INSPRU Novae Syndicates Limited /11/ /12/2012 Modification INSPRU Novae Syndicates Limited /01/ /03/2012 Modification INSPRU Novae Syndicates Limited /10/ /06/2014 Modification INSPRU NPI Limited /04/ /03/2012 Modification INSPRU Omega Underwriting Agents Ltd /11/ /12/2009 Modification INSPRU Omega Underwriting Agents Ltd /12/ /12/2012 Modification INSPRU Paternoster UK Ltd /07/ /03/2012 Modification INSPRU Pembroke Managing Agency Ltd /01/ /12/2009 Modification INSPRU Pembroke Managing Agency Ltd /11/ /12/2012 Modification INSPRU Pension Insurance Corporation plc /07/ /07/2011 Modification 10 of 31

11 INSPRU Phoenix & London Assurance Limited /04/ /03/2012 Modification INSPRU Phoenix Life Assurance Limited /04/ /03/2012 Modification INSPRU Phoenix Life Limited /04/ /03/2012 Modification INSPRU Phoenix Pensions Limited /04/ /03/2012 Modification INSPRU Pinnacle Insurance Plc /10/ /03/2012 Modification INSPRU Police Mutual Assurance Society Limited /12/ /03/2012 Modification INSPRU Protection Life Company Limited /06/ /03/2012 Modification INSPRU Provident Insurance Plc /12/ /03/2012 Modification INSPRU Prudential Annuities Limited /03/ /03/2012 Modification INSPRU Prudential Retirement Income Limited /03/ /03/2012 Modification INSPRU QBE Insurance (Europe) Limited /12/ /12/2012 Modification INSPRU QBE Re (Europe) Limited /12/ /03/2012 Modification INSPRU QBE Underwriting Limited /01/ /12/2009 Modification INSPRU QBE Underwriting Limited /11/ /12/2012 Modification INSPRU QBE Underwriting Limited /12/ /03/2012 Modification INSPRU ReAssure Limited /05/ /03/2012 Modification INSPRU Rothesay Life Ltd /04/ /03/2012 Modification INSPRU Royal London (CIS) Limited /03/ /03/2012 Modification INSPRU S.A. Meacock & Company Limited /10/ /06/2014 Modification INSPRU Scottish Widows Plc /12/ /04/2016 Modification INSPRU Shelbourne Syndicate Services Limited /11/ /12/2012 Modification INSPRU SLFC Assurance (UK) Limited /05/ /03/2012 Modification INSPRU Society of Lloyd's /06/ /06/2016 Modification INSPRU Standard Life Assurance Limited /05/ /03/2012 Modification INSPRU Standard Life Assurance Limited /01/ /06/2015 Modification INSPRU Standard Life Investment Funds Limited /05/ /03/2012 Modification INSPRU Standard Life Pension Funds Limited /05/ /03/2012 Modification INSPRU Starr Managing Agents Ltd /12/ /06/2014 Modification INSPRU Sterling Insurance Company Limited /12/ /03/2012 Modification 11 of 31

12 INSPRU Suecia Re & Marine Insurance Company Limited /02/ /03/2012 Modification INSPRU Sun Life Assurance Company of Canada (U.K.) Limited /02/ /03/2012 Modification INSPRU Syndicate 138 Agency Limited /01/ /12/2009 Modification INSPRU Talbot Underwriting Ltd /01/ /12/2009 Modification INSPRU Talbot Underwriting Ltd /11/ /12/2012 Modification INSPRU Talbot Underwriting Ltd /12/ /03/2012 Modification INSPRU The National Insurance and Guarantee Corporation Ltd /06/ /03/2012 Modification INSPRU The Prudential Assurance Company Limited /03/ /03/2012 Modification INSPRU The Standard Life Assurance Company /05/ /03/2012 Modification INSPRU The Veterinary Defence Society Limited /12/ /03/2012 Modification INSPRU Threadneedle Pensions Limited /05/ /03/2016 Modification INSPRU Travelers Syndicate Management Limited /12/ /12/2009 Modification INSPRU Travelers Syndicate Management Limited /11/ /12/2012 Modification INSPRU Travelers Syndicate Management Limited /11/ /06/2014 Modification INSPRU Travelers Syndicate Management Limited /07/ /06/2016 Modification INSPRU U K Insurance Limited /06/ /03/2012 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU W R Berkley Syndicate Management Ltd /11/ /06/2014 Modification INSPRU Welsh Hospitals & Health Services Association /07/ /03/2012 Modification INSPRU Wesleyan Assurance Society /12/ /03/2012 Modification INSPRU (1) Legal & General Assurance Society Limited /02/ /02/2014 Modification INSPRU (1) NM Life Limited /12/ /12/2012 Modification INSPRU (1) ReAssure Limited /12/ /12/2007 Modification INSPRU (1) ReAssure Limited /01/ /04/2016 Modification INSPRU (3) Argo Managing Agency Limited /09/ /06/2014 Modification INSPRU (3) Aviva Annuity UK Limited /04/ /10/2012 Modification INSPRU (3) Aviva Insurance Limited /01/ /01/2015 Modification INSPRU (3) Aviva International Insurance Limited /01/ /01/2015 Modification INSPRU (3) Beaufort Underwriting Agency Limited /07/ /06/2016 Modification 12 of 31

13 INSPRU (3) FM Insurance Company Limited /12/ /10/2012 Modification INSPRU (3) FM Insurance Company Limited /12/ /12/2015 Modification INSPRU (3) Life Insurance Corporation of India /04/ /10/2012 Modification INSPRU (3) Life Insurance Corporation of India /11/ /03/2014 Modification INSPRU (3) London Life Limited /12/ /12/2008 Modification INSPRU (3) London Life Limited /08/ /08/2009 Modification INSPRU (3) Lucida Limited /11/ /01/2008 Modification INSPRU (3) Marine and General Mutual Life Assurance Society /12/ /12/2012 Modification INSPRU (3) Markel Syndicate Management Limited /11/ /12/2012 Modification INSPRU (3) National Provident Life Limited /12/ /12/2008 Modification INSPRU (3) National Provident Life Limited /08/ /08/2009 Modification INSPRU (3) Phoenix Life Assurance Limited /12/ /12/2008 Modification INSPRU (3) Phoenix Life Assurance Limited /08/ /08/2009 Modification INSPRU (3) Royal Liver Assurance Limited /12/ /02/2010 Modification INSPRU (3) Standard Life Assurance Limited /10/ /06/2010 Modification INSPRU (3) Standard Life Assurance Limited /06/ /12/2012 Modification INSPRU (3) Standard Life Assurance Limited /06/ /06/2016 Modification INSPRU (3) Talbot Underwriting Ltd /10/ /06/2014 Modification INSPRU (3) Threadneedle Pensions Limited /03/ /03/2013 Modification INSPRU (7) Alterra at Lloyd's Limited /12/ /03/2012 Modification INSPRU (7) Aviva Insurance Limited /12/ /10/2012 Modification INSPRU Assurant General Insurance Limited /03/ /03/2013 Modification INSPRU Assurant Life Limited /03/ /03/2013 Modification INSPRU Pinnacle Insurance Plc /03/ /03/2012 Modification INSPRU St Andrew's Life Assurance Plc /05/ /05/2012 Modification INSPRU Sterling Life Limited /03/ /03/2012 Modification INSPRU The Prudential Assurance Company Limited /09/ /09/2013 Modification INSPRU The Prudential Assurance Company Limited /09/ /12/2018 Modification INSPRU R AmTrust at Lloyd's Limited /07/ /06/2016 Modification 13 of 31

14 INSPRU R Argenta Syndicate Management Limited /07/ /06/2016 Modification INSPRU R Argo Managing Agency Limited /07/ /06/2016 Modification INSPRU R ARK Syndicate Management Limited /07/ /06/2016 Modification INSPRU R Ascot Underwriting Limited /07/ /06/2016 Modification INSPRU R Aspen Managing Agency Limited /07/ /06/2016 Modification INSPRU R Asta Managing Agency Ltd /07/ /06/2016 Modification INSPRU R Atrium Underwriters Limited /07/ /06/2016 Modification INSPRU R Canopius Managing Agents Limited /07/ /06/2016 Modification INSPRU R Capita Managing Agency Limited /07/ /06/2016 Modification INSPRU R Catlin Underwriting Agencies Ltd /07/ /06/2016 Modification INSPRU R Chaucer Syndicates Limited /07/ /06/2016 Modification INSPRU R Clerical Medical Investment Group Limited /12/ /04/2016 Modification INSPRU R Endurance at Lloyd's Limited /07/ /06/2016 Modification INSPRU R Hamilton Underwriting Ltd /07/ /06/2016 Modification INSPRU R Hardy (Underwriting Agencies) Ltd /07/ /06/2016 Modification INSPRU R HCC Underwriting Agency Ltd /07/ /06/2016 Modification INSPRU R Hiscox Syndicates Limited /07/ /06/2016 Modification INSPRU R Managing Agency Partners Ltd /07/ /06/2016 Modification INSPRU R Markel Syndicate Management Limited /07/ /06/2016 Modification INSPRU R Marketform Managing Agency Limited /07/ /06/2016 Modification INSPRU R Mitsui Sumitomo Insurance Underwriting at Lloyds Limited /07/ /06/2016 Modification INSPRU R Munich Re Underwriting Limited /07/ /06/2016 Modification INSPRU R Newline Underwriting Management Ltd /07/ /06/2016 Modification INSPRU R Novae Syndicates Limited /07/ /06/2016 Modification INSPRU R QBE Underwriting Limited /07/ /06/2016 Modification INSPRU R Starr Managing Agents Ltd /07/ /06/2016 Modification INSPRU R STARSTONE UNDERWRITING LIMITED /11/ /06/2016 Modification INSPRU R Talbot Underwriting Ltd /07/ /06/2016 Modification INSPRU R The Channel Managing Agency Limited /07/ /06/2016 Modification 14 of 31

15 INSPRU R Tokio Marine Kiln Syndicates Limited /07/ /06/2016 Modification INSPRU R W R Berkley Syndicate Management Ltd /07/ /06/2016 Modification INSPRU R (3) Life Insurance Corporation of India /04/ /03/2016 Modification INSPRU 2.2 Unum Ltd /04/ /04/2013 Modification INSPRU Life Insurance Corporation of India /04/ /10/2012 Modification INSPRU Life Insurance Corporation of India /11/ /03/2014 Modification INSPRU American Life Insurance Company (USA) /09/ /12/2012 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU Legal & General Assurance Society Limited /06/ /04/2016 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU UNUM Life Insurance Company of America /05/ /04/2017 Modification INSPRU Unum Ltd /04/ /04/2013 Modification INSPRU The Prudential Assurance Company Limited /08/ /08/2009 Modification INSPRU Unum Ltd /04/ /04/2013 Modification 15 of 31

16 INSPRU Hodge Life Assurance Company Limited /06/ /11/2012 Modification INSPRU Hodge Life Assurance Company Limited /09/ /04/2015 Modification INSPRU Legal & General Assurance Society Limited /06/ /04/2016 Modification INSPRU National Provident Life Limited /12/ /01/2012 Modification INSPRU NM Life Limited /10/ /09/2008 Modification INSPRU NPI Limited /12/ /01/2012 Modification INSPRU ReAssure Limited /12/ /12/2012 Modification INSPRU ReAssure Limited /01/ /04/2016 Modification INSPRU (R) Hodge Life Assurance Company Limited /04/ /04/2016 Modification INSPRU Abbey Life Assurance Company Limited /11/ /11/2013 Modification INSPRU Aviva Annuity UK Limited /09/ /09/2014 Modification INSPRU Aviva International Insurance Limited /08/ /09/2014 Modification INSPRU Aviva Life & Pensions UK Limited /12/ /04/2016 Modification INSPRU BL Telford Limited /07/ /07/2014 Modification INSPRU Canada Life Limited /10/ /03/2012 Modification INSPRU Canada Life Limited /03/ /03/2014 Modification INSPRU Clerical Medical Investment Group Limited /12/ /12/2014 Modification INSPRU Clerical Medical Investment Group Limited /12/ /12/2015 Modification INSPRU Clerical Medical Managed Funds Limited /03/ /03/2014 Modification INSPRU Clerical Medical Managed Funds Limited /12/ /12/2015 Modification INSPRU Ecclesiastical Life Limited /09/ /03/2013 Modification INSPRU Ecclesiastical Life Limited /03/ /04/2016 Modification INSPRU Friends Annuities Limited /11/ /11/2014 Modification INSPRU Friends Life and Pensions Limited /08/ /08/2014 Modification INSPRU Friends Life Assurance Society Limited /11/ /11/2014 Modification INSPRU Friends Life Company Limited /11/ /11/2014 Modification INSPRU Friends Life Limited /08/ /08/2014 Modification INSPRU Friends Life WL Limited /11/ /11/2016 Modification INSPRU Friends Provident Life Assurance Limited /08/ /08/2014 Modification 16 of 31

17 INSPRU Halifax Life Limited /03/ /03/2014 Modification INSPRU Halifax Life Limited /12/ /12/2015 Modification INSPRU Just Retirement Limited /03/ /09/2013 Modification INSPRU Just Retirement Limited /08/ /04/2016 Modification INSPRU Legal & General Assurance Society Limited /06/ /06/2013 Modification INSPRU Legal & General Assurance Society Limited /06/ /04/2016 Modification INSPRU Legal & General Pensions Ltd /06/ /04/2016 Modification INSPRU Liverpool Victoria Friendly Society Limited /12/ /04/2016 Modification INSPRU London Life Limited /11/ /11/2012 Modification INSPRU Lucida Limited /10/ /04/2016 Modification INSPRU Marine and General Mutual Life Assurance Society /11/ /11/2014 Modification INSPRU MGM Advantage Life Limited /01/ /04/2016 Modification INSPRU National Provident Life Limited /06/ /06/2010 Modification INSPRU National Provident Life Limited Modification INSPRU National Provident Life Limited /06/ /12/2012 Modification INSPRU National Provident Life Limited /12/ /12/2016 Modification INSPRU NPI Limited /11/ /11/2012 Modification INSPRU Old Mutual Wealth Life Assurance Limited /12/ /04/2016 Modification INSPRU Partnership Life Assurance Company Limited /03/ /03/2014 Modification INSPRU Partnership Life Assurance Company Limited /03/ /04/2016 Modification INSPRU Pension Insurance Corporation plc /05/ /05/2015 Modification INSPRU Phoenix Life Assurance Limited /11/ /11/2012 Modification INSPRU Phoenix Life Assurance Limited /12/ /12/2016 Modification INSPRU Phoenix Life Limited /06/ /03/2013 Modification INSPRU Phoenix Life Limited /04/ /03/2017 Modification INSPRU Phoenix Pensions Limited /10/ /10/2013 Modification INSPRU Prudential Annuities Limited /11/ /10/2012 Modification INSPRU Prudential Annuities Limited /11/ /03/2014 Modification INSPRU Prudential Annuities Limited /04/ /04/2016 Modification 17 of 31

18 INSPRU Prudential Retirement Income Limited /11/ /10/2012 Modification INSPRU Prudential Retirement Income Limited /11/ /03/2014 Modification INSPRU Prudential Retirement Income Limited /04/ /04/2016 Modification INSPRU ReAssure Limited /12/ /12/2013 Modification INSPRU ReAssure Limited /12/ /04/2016 Modification INSPRU Reliance Mutual Insurance Society Limited /08/ /12/2012 Modification INSPRU Reliance Mutual Insurance Society Limited /12/ /12/2016 Modification INSPRU Rothesay Assurance Limited /11/ /11/2013 Modification INSPRU Rothesay Assurance Limited /10/ /04/2016 Modification INSPRU Rothesay Life Ltd /09/ /09/2013 Modification INSPRU Rothesay Life Ltd /09/ /04/2016 Modification INSPRU Sanlam Life & Pensions UK Limited /01/ /01/2014 Modification INSPRU Scottish Equitable Plc /11/ /04/2016 Modification INSPRU Scottish Widows Annuities Limited /11/ /10/2012 Modification INSPRU Scottish Widows Annuities Limited /11/ /03/2014 Modification INSPRU Scottish Widows Plc /04/ /04/2016 Modification INSPRU St Andrew's Life Assurance Plc /03/ /03/2014 Modification INSPRU St Andrew's Life Assurance Plc /12/ /12/2015 Modification INSPRU Standard Life Assurance Limited /05/ /03/2014 Modification INSPRU Standard Life Assurance Limited /02/ /04/2016 Modification INSPRU The Equitable Life Assurance Society /12/ /11/2012 Modification INSPRU The Equitable Life Assurance Society /11/ /12/2016 Modification INSPRU The Prudential Assurance Company Limited /12/ /11/2011 Modification INSPRU The Prudential Assurance Company Limited /11/ /03/2014 Modification INSPRU The Prudential Assurance Company Limited /04/ /04/2016 Modification INSPRU XL Re Ltd /12/ /12/2013 Modification INSPRU XL Re Ltd /12/ /04/2016 Modification INSPRU (1) Abbey Life Assurance Company Limited /12/ /04/2016 Modification INSPRU National Provident Life Limited /12/ /01/2012 Modification 18 of 31

19 INSPRU NM Life Limited /10/ /09/2008 Modification INSPRU NPI Limited /12/ /01/2012 Modification INSPRU ReAssure Limited /12/ /12/2012 Modification INSPRU ReAssure Limited /01/ /04/2016 Modification INSPRU Prudential (AN) Ltd /08/ /08/2011 Modification INSPRU Prudential Annuities Limited /08/ /08/2011 Modification INSPRU Prudential Annuities Limited /08/ /04/2013 Modification INSPRU Prudential Holborn Life Limited /08/ /08/2011 Modification INSPRU Prudential Holborn Life Limited /08/ /04/2013 Modification INSPRU Prudential Pensions Limited /08/ /08/2011 Modification INSPRU Prudential Pensions Limited /08/ /04/2013 Modification INSPRU Prudential Retirement Income Limited /08/ /08/2011 Modification INSPRU Prudential Retirement Income Limited /08/ /04/2013 Modification INSPRU The Prudential Assurance Company Limited /08/ /08/2011 Modification INSPRU The Prudential Assurance Company Limited /08/ /04/2013 Modification INSPRU Clerical Medical Investment Group Limited /12/ /12/2009 Modification INSPRU Friends Life and Pensions Limited /12/ /12/2009 Modification INSPRU Friends Life Limited /12/ /12/2009 Modification INSPRU Friends Life Marketing Limited /12/ /12/2009 Modification INSPRU Friends Provident Life Assurance Limited /12/ /12/2009 Modification INSPRU Guardian Assurance Limited /12/ /12/2009 Modification INSPRU Legal & General Assurance Society Limited /12/ /12/2009 Modification INSPRU Liverpool Victoria Friendly Society Limited /12/ /12/2009 Modification INSPRU Liverpool Victoria Life Company Limited /12/ /12/2009 Modification INSPRU London Life Limited /12/ /12/2009 Modification INSPRU Marine and General Mutual Life Assurance Society /12/ /12/2009 Modification INSPRU National Provident Life Limited /12/ /12/2009 Modification INSPRU NFU Mutual Investment Services Ltd /12/ /12/2009 Modification INSPRU Phoenix & London Assurance Limited /12/ /12/2009 Modification 19 of 31

20 INSPRU Phoenix Life Assurance Limited /12/ /12/2009 Modification INSPRU Phoenix Life Assurance Limited /12/ /12/2009 Modification INSPRU Phoenix Life Limited /12/ /12/2009 Modification INSPRU Prudential (AN) Ltd /08/ /08/2011 Modification INSPRU Prudential Annuities Limited /08/ /08/2011 Modification INSPRU Prudential Annuities Limited /08/ /04/2013 Modification INSPRU Prudential Holborn Life Limited /08/ /08/2011 Modification INSPRU Prudential Holborn Life Limited /08/ /04/2013 Modification INSPRU Prudential Pensions Limited /08/ /08/2011 Modification INSPRU Prudential Pensions Limited /08/ /04/2013 Modification INSPRU Prudential Retirement Income Limited /08/ /08/2011 Modification INSPRU Prudential Retirement Income Limited /08/ /04/2013 Modification INSPRU ReAssure Limited /12/ /12/2009 Modification INSPRU Royal London (CIS) Limited /12/ /12/2009 Modification INSPRU Scottish Equitable Plc /12/ /12/2009 Modification INSPRU Scottish Mutual Assurance Limited /12/ /12/2009 Modification INSPRU Scottish Provident Limited /12/ /12/2009 Modification INSPRU Scottish Widows Plc /12/ /12/2009 Modification INSPRU The Prudential Assurance Company Limited /08/ /08/2011 Modification INSPRU The Prudential Assurance Company Limited /08/ /04/2013 Modification INSPRU The Royal London Mutual Insurance Society Limited /12/ /12/2009 Modification INSPRU Wesleyan Assurance Society /12/ /12/2009 Modification INSPRU Prudential (AN) Ltd /08/ /08/2011 Modification INSPRU Prudential Annuities Limited /08/ /08/2011 Modification INSPRU Prudential Annuities Limited /08/ /04/2013 Modification INSPRU Prudential Holborn Life Limited /08/ /08/2011 Modification INSPRU Prudential Pensions Limited /08/ /08/2011 Modification INSPRU Prudential Pensions Limited /08/ /04/2013 Modification INSPRU Prudential Retirement Income Limited /08/ /08/2011 Modification 20 of 31

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