COLLINS GROUP LLC ROSENTHAL

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2 For 90 years, Rosenthal Collins Group, LLC (RCG ) has been a leader in providing clients with customized solutions that help them manage risk in markets worldwide. As a regulated Futures Commission Merchant (FCM), RCG is well established on all major global futures markets and a volume leader at various exchanges. The firm offers a full range of services from trade execution through clearing and settlement. These services are available worldwide around the clock. RCG has developed and deployed its own advanced technology (RCG Onyx Plus ) and is able to provide the cutting edge tools necessary for today s sophisticated trader. In addition, we can provide connectivity directly to the exchanges via the RCG Onyx Plus API for anyone needing to connect their own trading system. Our mission is to be responsive to our clients and provide a wide range of value-added initiatives that will set the standard for our industry. Rosenthal Collins Group, LLC is registered with the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA). Futures trading involves substantial risk of loss and may not be suitable for all investors.

3 Facts about our Firm Founded As: Greene and Collins 1923 Principals: Leslie Rosenthal and J. Robert Collins Branches: 9 Correspondent Brokers: 150 Annual Volume: 160 million contracts Number of Customers: 35,000 Customer Funds: $1.4+ billion Executive Management: Scott Gordon, Chairman and Chief Executive Officer Maureen C. Downs, President Richard J. Horgan, Executive Vice President and Chief Financial Officer George Recchia, Executive Vice President and Chief Operating Officer S. Brian Adams, Executive Vice President and Chief Information Officer Michael Phillips, Executive Vice President and Chief Information Security Officer Patricia Donahue, Senior Vice President and Chief Compliance Officer Michael J. Conti, Senior Vice President and Chief Legal Officer Richard Mackey, Executive Vice President, Strategic Initiatives Keith Turner, Senior Vice President, Accounting and Finance Regulators: Rosenthal Collins Group, LLC Chicago Mercantile Exchange (CME) National Futures Association (NFA) U.S. Commodity Futures Trading Commission (CFTC)

4 RCG Onyx Plus Complete futures trading solution developed and supported by RCG. Enhance your futures trading with our innovative platform RCG Onyx Plus. Download the full application or access the web-based version, RCG Onyx WebTrader, from anywhere with an internet connection granting you unstoppable freedom to trade where you want, when you want. Direct Connection: To all major US exchanges Global Reach: Multi-market, multi-exchange access FREE Demo: Sign up for a free, 14 day simulated account Interactive Tour and Tutorial: Access online at RCGdirect.com for more in-depth information White Label RCG Onyx Plus: Send us your logo and we will do the rest! Enhanced Charting Package: Powered by Barchart. Monthly Subscription Available Fully Customizable: Change settings and save, import, and export your layouts Click and Drag Amends: Change your orders with ease View Available Buying Power: For multiple accounts directly from the positions window Synthetic Orders: Attach Brackets or T-Stops to entry orders and configure Icebergs One-Click Trading: Execute your orders quickly and easily Trade on Your Tablet: Via RCG Onyx WebTrader RCG Onyx WebTrader: Trade where you want, when you want from this web-based version

5 RCG Onyx Webtrader Web-based trading. Trade where you want, when you want. RCG Onyx WebTrader, accessible with an internet connection, is a web-based version of the full RCG Onyx Plus platform. RCG Onyx WebTrader is complete with unlimited access to all of your RCG Onyx Plus account information including risk settings, limits, margin rates, account statements and so much more. Web-Based Trading: Access your RCG Onyx Plus account from any web-enabled PC Quick Set-up: Simply login, click the Trade Charting Package: If you already subscribe to charting in RCG Onyx Plus, you have access to charting in RCG Onyx WebTrader My Account: View balance, positions, transactions, statements, real-time prelim for all your RCG account activity My Trades: on your RCG Onyx Plus account Risk Management: View all pre-trade setups; loss, lot, margins Risk Management My Account My Trades

6 Trading Platforms Trading Platforms Besides our own RCG Onyx Plus, we offer other platforms used by individual, institutional, professional and high-frequency traders. Quotes and execution. Market depth. Integrated charting with quotes and execution. Advanced charting and professional analytic tools. Global market data and advanced order routing. Patented market depth ladder. Superior speed and stability. Spreadsheet integration. Auto-spreader. Access to server side engines and Algo Design Lab (ADL). One-click trading. Market depth. Global markets. Multi-leg spreading. Spreadsheet integration. Back-testing. and more... Explore more platforms and request demos online at C O LLINS

7 Managed Futures Services Offer your customers more with RCG Managed Futures. Help diversify your customers portfolios today with RCG Managed Futures Services. If your customers are looking for an alternative investment vehicle, or if they desire a Commodity Trading Advisor (CTA) to trade a futures account on their behalf, then take a quick look at what the RCG Managed Futures services have to offer: Marketing Resource: access to data from BarclayHedge s CTA database including over 150 CTAs detailed performance reports and other statistics to aid in your marketing campaigns. Register today at to receive free access for both you and your customers to view CTA performance. Existing Introducing Brokers will receive a unique username and password. Online access at: Economic benefits: structured program to help you increase your revenues and build your business. A unique URL: an assigned URL (which you may change to meet your needs) to track leads in your marketing campaigns. Once your customer registers on the website, the lead information will be sent to you automatically. Quality service: staying true to RCG s commitment to customer service, the Managed Futures division is dedicated to help you every step of the way regardless of your knowledge of managed futures. Growth opportunity: assets in the managed futures industry reached an astounding $330 billion don t delay, take advantage of what we have to offer and diversify your business with RCG Managed Futures.

8 IB Services With over 90 years of experience in the commodity markets, Rosenthal Collins Group understands the rigors of operating an introducing broker and remains committed to offering our partners outstanding service, superior technology and efficient clearing services. We accept both independent and guaranteed introducing broker relationships. Dedicated liaison for IB support Speedy account openings Foreign language account forms Customizable technology solutions White-labeling of trading platforms Website links for online accounts Intra-day account access through RCG s website 24-hr. trade desk Extensive free market commentary Competitive pricing When you become an IB at Rosenthal Collins Group, your account manager will personally introduce you to each member of our team that you may need to contact from new accounts to order desk to risk management. Enjoy online access to each of your customers accounts on an intra-day basis with RCG Passport as well as in-depth market commentary from leading providers.

9 Exchange Access RCG is a direct clearing member of all major US futures exchanges, and has access to global markets through a network of corresponding clearers worldwide. North America CBOE Futures Exchange * (CFE) Chicago Board of Trade * (CBOT) Chicago Mercantile Exchange * (CME) Commodity Exchange * (COMEX) ICE Futures Canada ** ICE Futures U.S. * Minneapolis Grain Exchange (MGEX) Montreal Exchange (ME) New York Mercantile Exchange * (NYMEX) New York Portfolio Clearing * (NYPC) NYSE Liffe US * * Clearing member ** Non-clearing member Europe Borsa Italiana (IDEM) Eurex ** ICE Futures Europe * (IPE, ECX) London Metal Exchange (LME) MEFF NYSE Liffe UK * NYSE Liffe Euronext Paris ** NYSE Liffe Euronext Amsterdam Asia Pacific Australian Securities Exchange (ASX) Bursa Malaysia Hong Kong Exchanges (HKEx) Osaka Securities Exchange (OSE) Singapore Exchange (SGX) Tokyo Commodity Exchange (TOCOM) Tokyo Financial Exchange (TFX) Tokyo Stock Exchange (TSE)

10 Passport Creating solutions today, for a successful tomorrow. Monitor positions: Daily statements: retrieve and print your daily statement. Trade History: view cash balance and transactions for the day. Customize: Verify Trades: examine all trades made on any current trading day. Customer Accounts: Margin Calls: track all margin calls, allowing you to keep track of your customers risk.

11 Market Commentary Information you won t RCG is pleased to offer Brokers and Customers FREE daily market commentary through our Market Commentary sites. Our industry commentary includes the following: COMMENTARY EXCLUSIVE FOR OUR BROKERS: Copper: Provided by RCG s own Trinity Group, the Today in Copper report focuses on the global economic and political events that affect copper and other LME base metal markets. Grains & Weather: Informa Economics Morning Comments offers in-depth commentary on the Rice, Wheat, Soybean, and Feed Grain markets, as well as the weather that affects these markets. Imports/Exports Market Overview: Complete with tables, graphs, and other pertinent information, Bill Gary s Price Perceptions is a bi-monthly newsletter that combines technical analysis with fundamental commentary for various futures markets. COMMENTARY FOR BROKERS AND CUSTOMERS Market Overviews: Hightower Report with more than 20 years of experience, the widely-read provides daily commentary on all of the major futures markets, including the following pre-opening reports; Financials & Metals, NY Softs & Energy and Grains & Livestock. Jim Wyckoff offers daily coverage of the major U.S. futures markets as well as Wyckoff s Top Trading Opportunities, which is published every Friday. Wyckoff produces a bi-weekly newsletter that offers an in-depth look at several markets as well as analytical charts, while also offering an educational feature for novice traders.

12 Technology at RCG Rosenthal Collins Group develops and maintains state-of-the-art, robust futures trading technology to support the full range of services you need in an increasingly dynamic, global marketplace. Technology Overview Rosenthal Collins Group is committed to providing state-of-the-art technology for traders. Our off-site Data Center is scalable, redundant and secure. Our servers are co-located with all major U.S. exchanges and more than 100 networks. In addition to automated monitoring, our support team is at your service every hour of the trading week. - Server Hosting Our server hosting solutions, including dedicated servers, shared environment and co-located servers, let you minimize costs and benefit from our advanced technology and co-located server installations next to all major U.S. exchanges. We first developed our Data Center in 2003, and completed a major upgrade to those facilities and services in Market Access API Write directly to the RCG Onyx Plus trading platform via our API, a service also available with other leading platforms our firm offers. And, no matter the platform you prefer, you can customize it with quotes, charts, news and market commentary from the best in the industry. Futures Trading Data Services Nothing is more important to a futures trader than timely quotes, charts, news and market commentary. At Rosenthal Collins Group, you can customize your data services through our extensive network of leading third-party providers. And, you ll have free access to our own Market Commentary.