II. equity market.at / standard market continuous. III. other securities.at. I. derivatives market.at / austrian derivatives

Transcription

1 Erfüllung der Specialist -und Market Maker-Verpflichtungen im Handel mit Wertpapieren für 10/2008 (Specialist and Market Maker Performance Percentages in Securities Trading for 10/2008) Handelssystem XETRA / Handelsverfahren Fortlaufender Handel (Trading System XETRA / Continuous Trading) Für die folgenden 3 Marktsegmente stehen aufgrund der Marktlage (Fast Market) für Oktober 2008 keine Erfüllungsquoten zur Verfügung! For the following 3 market segments there are no performance percentages available for October 2008 due to the market situation (Fast Market)! I. equity market.at / prime market II. equity market.at / standard market continuous III. other securities.at Erfüllung der Specialist- und Market Maker-Verpflichtungen im Handel mit Optionen und Finanzterminkontrakten für 10/2008 (Specialist and Market Maker Performance Percentages in Options and Futures Trading for 10/2008) Handelssystem OMex / Handelsverfahren Fortlaufender Handel (Trading System OMex / Continuous Trading) Für das folgende Marktsegment stehen aufgrund der Marktlage (Fast Market) für Oktober 2008 keine Erfüllungsquoten zur Verfügung! For the following market segment there are no performance percentages available for October 2008 due to the market situation (Fast Market)! I. derivatives market.at / austrian derivatives Scozzari / S MM /

2 Erfüllung der Verpflichtungen als Betreuer im Handel mit Wertpapieren für 10/2008 (Liquidity Provider Performance Percentages in Securities Trading for 10/2008) Handelssystem XETRA / Handelsverfahren Handelsverfahren Auktion mit Betreuung ( Trading System XETRA / Auction with Liquidity Providers) equity market.at / mid market Instr.-Grp ISIN Wertpapier (Securities) XETRA-Kürzel (Xetra-Code) UniCredit CAIB AG CAPITAL BANK - GRAWE GRUPPE AG Equinet Securities AG Erste Group Bank AG EURO Invest Bank AG HYPO ALPE-ADRIA- BANK AG MEINL BANK AG Österreichische Volksbanken-AG Oberbank AG Raiffeisen Centrobank AG Wiener Privatbank Immobilieninvest AG Max.-Spread in % SUMME (Summary) Min.-Size in Stk. IVAWI RBBVI MAJFR EBOWI EIBVI LHKVI MEIVI OVBVI OBBLI CENWI WPIVI B B B MIDA AT000BINDER3 binder+co AG BIND X 1 5 % 850 MIDA AT0000PHION3 phion AG PHIO X 1 5 % 550 MIDA AT0000A021K7 Hutter & Schrantz Stahlbau AG HST X 1 5 % 300 SUMME (Summary) Einschleifregelung (fix Spread with absolute value) % = durchschnittliche Erfüllungsquote Betreuer in der Auktion / performance percentages Liquidity Provider X = NICHT ERFÜLLT / FAILURE TO PERFORM

3 IV. structured products.at / exchange traded funds ABN AMRO Bank N.V. London Branch Bayerische Hypo- und Vereinsbank AG Erste Group Bank AG Fairtrade Finance AG Société Générale S.A. SUMME (Summary) passiv verwaltete Investmentfonds (passively XETRA-Kürzel ABNLO BVMMU EBOWI FTFHH SOGFR M M managed investment funds) (Xetra-Code) DE000A0D8Q23 ishares ATX (DE) EX01 85,43 1 1,5 % Stk. DE ishares DivDAX (DE) EX11 92,39 1 1,5 % Stk. DE ishares DJ EURO STOXX Select Dividend 30 (DE) EX12 87,98 1 1,5 % Stk. DE ishares DJ STOXX Select Dividend 30 (DE) EX13 95,15 1 1,5 % Stk. DE ishares DAX (DE) EX14 X 1 1,5 % 500 Stk. DE000A0D8Q15 ishares DJ STOXX EU Enlarged 15 (DE) EX15 91,71 1 1,5 % Stk. DE ishares DJ EURO STOXX 50 (DE) EX16 79,16 1 1,5 % 950 Stk. AT0000A00EH2 ESPA STOCK NTX NTX1 85,04 1 3,0 % Stk. FR LYXOR EST EUROPE LY10 X 1 2,5 % Stk. FR LYXOR EURO STOXX 50 LY11 86,55 1 2,5 % Stk. FR LYXOR DJIA LY12 X 1 2,5 % Stk. FR LYXOR DJ GLOBALTITANS 50 LY13 X 1 2,5 % Stk. LU Market Access Jim Rogers International Commodity Index Fund MA01 96,97 1 3,0 % Stk. LU Market Access RICI M Index Fund MA02 96,49 1 3,0 % 300 Stk. LU Market Access RICIsm A Index Fund MA03 94,03 1 3,0 % 300 Stk. LU Market Access AMEX Gold Bugs Index Fund MA04 82,09 1 3,0 % 300 Stk. LU Market Access Dow Jones Turkey Titans 20 Index Fund MA05 88,60 1 3,0 % 250 Stk. LU Market Access FTSE/JSE Africa Top 40 Index Fund MA06 94,39 1 3,0 % Stk. LU Market Access South-East Europe Traded Index Fund MA07 91,70 1 3,0 % Stk. LU Market Access DaxGlobal Asia Index Fund MA08 X 1 3,0 % Stk. LU Market Access DAXGlobal BRIC Index Fund MA09 91,89 1 3,0 % 700 Stk. LU Market Access DAXGlobal Russia Index Fund MA10 85,11 1 3,0 % 800 Stk. SUMME (Summary) Max.-Spread in % Min.-Size in Stk. (pieces) V. structured products.at / investment funds ABN AMRO Bank N.V. London Branch Bayerische Hypo- und Vereinsbank AG Erste Group Bank AG mwb fairtrade Wertpapierhandelbank AG Société Générale S.A. SUMME (Summary) Max.-Spread in % aktiv verwaltete Investmentfonds (actively XETRA-Kürzel ABNLO BVMMU EBOWI FTFHH SOGFR M M managed investment funds) (Xetra-Code) *) *) separate list *) *) 196 *) *) SUMME (Summary) Min.-Size in Stk. (pieces) % = durchschnittliche Erfüllungsquote Market Maker / performance percentages Market Maker X = NICHT ERFÜLLT / FAILURE TO PERFORM

4 Fulfillment of Marketmaker-Obligations for Investment Funds Month: Oct-2008 Market Maker: mwb fairtrade Wertpapierhandelbank AG Short- max. ful- DE DWS Bonuszertifikate P ,00 no DE FT High Dividend P ,00 no DE ADIG Adiverba P ,00 no DE ADIG Plusfonds P ,00 no DE ADIG Fondirent P ,00 no DE ADIG Adiglobal P ,00 no DE Allianz-dit Inter-Rent Fonds P ,00 no DE dit-allianz Value Global P ,00 no DE dit-allianz Mobil-Fonds P ,00 no DE dit-allianz Flexi-Bond Fund P ,00 no DE DWS AKKUMULA P ,00 no DE DWS INTER-RENTA P ,00 no DE DWS RE-INRENTA P ,00 no DE DWS TECHNOLOGIEFONDS P ,00 no DE DWS PROVESTA P ,00 no DE DWS TELEMEDIA P ,00 no DE DWS Convertibles P ,00 no DE DWS SKANDINAVIEN P ,00 no DE dit-interglobal P ,00 no DE dit-japan Pazifikfonds P ,00 no DE dit-euro Bond Fund K P ,00 no DE dit-kapital Plus P ,00 no DE FT Interspezial P ,00 no DE dit-nebenwerte Deutschland P ,00 no DE dit-biotechnologie P ,00 no DE MAT EURO PLUS P ,00 no DE OP Extra Portfolio P ,00 no DE OP Bond Euro L P ,00 no DE DWS ZürichInv.AktienSchweiz P ,00 no DE DWS IBERIA-FONDS P ,00 no DE DWS ASIATISCHE AKT. TYP O P ,00 no DE DWS JAPAN-FONDS P ,00 no DE DWS RENditE SPEZIAL P ,00 no DE DWS INTER GENUSS P ,00 no DE UNIGLOBAL P ,00 no DE UNINORDAMERIKA P ,00 no DE UNIJAPAN P ,00 no DE HSBC Trinkaus Special INKA P ,00 no DE UNI21.JAHRHUNDERT-NET P ,00 no DE DVG Euro-Rendite-Plus P ,00 no DE ADIG Adireth P ,00 no DE ADIG EuropaVision P ,00 no DE DWS INTERNAT.RENTEN TYP O P ,00 no DE DWS EUROPAEISCHE RENTEN TYP OP ,00 no DE DWS TOP 50 ASIEN P ,00 no DE DWS TOP 50 WELT P ,00 no DE DWS AKT.STRATEGIE DEUTSCHL. P ,00 no DE DWS FINANZWERTE P ,00 no DE FT NEW GENERATION P ,00 no

5 Short- max. ful- DE DWS EMERGING MARKETS P ,00 no DE Pioneer Inv Rohstoffe A P ,00 no DE Genußscheinfonds ADIG P ,00 no DE OP Extra Bond Euro P ,00 no DE DWS Top Dividende P ,00 no IE BARING Eastern Europe P ,00 no IE BARING Asia Growth P ,00 no IE BARING Global Ressource USD P ,00 no IE Allianz RCM US Equity P ,00 no IE dit-rcm Asian Sel.Fd-dit-Korea P ,00 no IE INVESCO PRC Fund P ,00 no IE INVESCO Pacific Equity Fund P ,00 no IE INVESCO Bond Fund P ,00 no IE INVESCO Global Technology P ,00 no IE BARING E.M.-Latin America Fund P ,00 no IE BARING Eastern Europe Fund EUR P ,00 no IE BARING HongKong China Fund EUR P ,00 no IE BARING -Japan Fund P ,00 no IE INVESCO Asian Equity P ,00 no IE AXA Eq.A.Tr.-Pa.Ex-J.Eq P ,00 no LU MLIIF - Japan Fund P ,00 no LU MLIIF Emerging Europe Fund P ,00 no LU SGAM Equities Global Fund A P ,00 no LU ABERDEEN Asia Pacific P ,00 no LU JB Pacific Fund B P ,00 no LU TEMPLETON Latin American P ,00 no LU FR.TEMP.INV.FDS-T.EUROPEAN FD P ,00 no LU UNIASIA P ,00 no LU HSBC GIF-Asia ex Japan Equity P ,00 no LU DWS Euro-Bonds (Long) P ,00 no LU DWS Mandarin P ,00 no LU UNIEURORENTA CORPORATES P ,00 no LU UBAM US Equity Value AC P ,00 no LU UNIEUROKAPITAL P ,00 no LU JB Multis.-German Val.Stock Fd P ,00 no LU Fidelity Fds-America Fund P ,00 no LU Fidelity Fds-EURO BOND FUND P ,00 no LU Fidelity Fds-SINGAPORE FUND P ,00 no LU Fidelity USD Bond P ,00 no LU ABN AMRO Latin America P ,00 no LU ABN AMRO NORTH AMERICA P ,00 no LU JPM Pacific Equity Fund P ,00 no LU Fidelity Fds-Euro Balanced Fd. P ,00 no LU FR.TEMP. Fr Inv China Fd P ,00 no LU INVESCO GT Leisure A P ,00 no LU JPM America A P ,00 no LU JPM Emerging Market A P ,00 no LU JPM-Europe Small Cap Fund P ,00 no LU Pioneer-Euro-Medium-Renten P ,00 no LU UNIEM OSTEUROPA P ,00 no LU DWS Alpha Fonds P ,00 no LU ABN AMRO China Eqty P ,00 no LU ACM Global Gth Trends A P ,00 no LU JPM India Funds A P ,00 no

6 Short- max. ful- LU MLIIF US Focused Value A P ,00 no LU Nordea 1-European Value Fundd P ,00 no LU INVESCO GT European Bond P ,00 no LU JB Europe Growth Stock Fund P ,00 no LU HSBC GIF-Indian Equity P ,00 no LU DWS India P ,00 no LU Fidelity Fds-World Fund P ,00 no LU JPM Europe Fixed Inc P ,00 no LU JPM Asia Equity A P ,00 no LU TEMPLETON Inv Mutual Beacon P ,00 no LU MLIIF US Basic Value A P ,00 no LU MLIlF - Asian Dragon Fund P ,00 no LU MLIIF Latin America Fund A P ,00 no LU MS Asian Equity Fund P ,00 no LU MS Global Value Equity Fund A P ,00 no LU MS US Equit GrowthFund P ,00 no LU MS US ValueEquityFund A P ,00 no LU Fortis L Fd-Equ. Pharma World P ,00 no LU MLIIF Wld Mining P ,00 no LU NORDEA NorthAmericanValueFund P ,00 no LU TEMPLETON Eastern Europe P ,00 no LU JPM Global Bond USD A P ,00 no LU MLIIF - US SmallCap Value Fund P ,00 no LU Robeco Global Bonds P ,00 no LU JPM Emerging Markets Bond P ,00 no LU UBAM-Dr.Ehrhardt German Equity P ,00 no LU JPM-Global 50 Equity Fd P ,00 no LU SCHRODER ISF EUROEquityFundA P ,00 no LU JB Europe S&M Cap Stock Fund P ,00 no LU TEMPLETON EuromarketGwthA P ,00 no LU Oyster - Europ. Opportunities P ,00 no LU JPM Globalex-US SelectSmallCap P ,00 no LU TEMPLETON US Equity P ,00 no LU INVESCO Bond Return Plus Fund P ,00 no LU UNIGLOBALTITANS 50 P ,00 no LU Pictet Funds - Water P ,00 no LU SCHRODER ISF EUROEquityFund A P ,00 no LU SCHRODER ISF Japanese EquityA P ,00 no LU SCHRODER ISF US Smaller Comp.A P ,00 no LU MLIIF World Finance A P ,00 no LU JPM EuropeStrategicValueFund P ,00 no LU FR.TEMP.INV.FDS -F.TECHNOL. FD P ,00 no LU FR.TEMP.INV.FDS-F.HIG.YIEL.EO P ,00 no LU Fidelity Fds-Health Care Fd. P ,00 no LU F.TEMP.INV.FDS-T.GROWTH (EUR) P ,00 no LU OP Topic Biotechnology P ,00 no LU SCHRODER ISF EuroDynamicGrowth P ,00 no LU HSBC Trinkaus Top Invest P ,00 no LU DWS EURO-CORP BONDS P ,00 no LU JPM US Strategic Value A P ,00 no LU Fidelity Fds-Europ.Mid Cap Fd P ,00 no LU PIONEER-Eastern European Reg.A P ,00 no LU PIONEER Em. Markets Equity A P ,00 no LU MS Global Brands Fund A P ,00 no

7 Short- max. ful- LU FR.TEMP.INV.FDS-F.BIOTEC.DISC P ,00 no LU INVESCO GT Energy Fund A P ,00 no LU MLIlF - New Energy Fund P ,00 no LU UNIVALUEFONDS: GLOBAL P ,00 no LU F.Tem.Inv.Fds-T.Global (Euro) P ,00 no LU FR.TEMP.INV.FDS-T.AS.GROWTH FD P ,00 no LU TEMPLETON EmMarketEquity P ,00 no LU FR.TEMP.LatinAmericaFund P ,00 no LU SGAM Equities US RelValueA P ,00 no LU Pictet Emerging Markets P P ,00 no LU Fidelity US High Yield Fund A P ,00 no LU JB Sam Sustainable WF Class B P ,00 no LU PIONEER US Mid Cap A P ,00 no LU PIONEER America Fund P ,00 no LU PIONEER-GREATER CHINA Reg A P ,00 no LU UNICO CONCLUSIO-EUROPEAN EQU.P ,00 no LU FR.TEMP.MutualEuropFund P ,00 no LU DWS Vola Strategy P ,00 no LU DWS China P ,00 no LU SGAM Equities US ConcCoreA P ,00 no LU SGAM EquUSMulti-StrategiesA P ,00 no LU PIONEERInvestmentsTotalReturn P ,00 no LU SCHRODER ISF Euro Active Value P ,00 no LU HSBC GIF-US Index P ,00 no LU FR.TEMP. Asian Growth Fund P ,00 no LU SCHRODER ISF.Abs.ReturnA P ,00 no LU SCHRODER ISF EuropEquAlphaA P ,00 no LU Swissc(LU)PF GreenInvestEquA P ,00 no LU INVESCO Capital Shield 90EUR P ,00 no LU JPM US Dynamic Fund P ,00 no LU FR.TEMP.Inv.Fds-T.Eur.Tot.Ret P ,00 no LU MLIIF - Emerging Europe Fund P ,00 no LU MLIIF World Gold EUR P ,00 no LU ADIG Total Return Protect FCP P ,00 no LU Nordea1-NorthAmericanValueFund P ,00 no LU DWS Invest - Total Return Bds P ,00 no LU MainFirst-avant-garde Stock P ,00 no LU F.Temp.Inv.Fds-T.Growth (EUR) P ,00 no LU JPM EuropeStrategicGrowthFund P ,00 no Number of fulfilled obligations: Number of failed obligations: Number of suspended instruments: