Mutual Funds 互 惠 基 金. Product Risk Level 產 品 風 險 評 級. Code 基 金 編 號. Fund House 基 金 公 司. Fund Name 基 金 名 稱

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1 Mutual Funds 互 惠 基 金 Please refer below list of Mutual Funds with product risk rating (as at 01 Jun 2015): 請 參 考 以 下 互 惠 基 金 之 列 表 (2015 年 06 月 01 日 更 新 ): Fund House NA01 AB AMERICAN GROWTH PORTFOLIO B (N REINVEST)- NA02 AB AMERICAN INCOME PORTFOLIO A2 (N REINVEST)- NA07 AB AMERICAN INCOME PORTFOLIO A (M REINVEST)- NA08 AB AMERICAN INCOME PORTFOLIO A (M CASH)- NA09 AB AMERICAN INCOME PORTFOLIO B (M REINVEST)- NA10 AB AMERICAN INCOME PORTFOLIO B (M CASH)- NA11 AB AMERICAN INCOME PORTFOLIO B2 (N REINVEST)- NA14 AB GLOBAL HIGH YIELD PORTFOLIO A2 (N REINVEST)- NA15 AB GLOBAL HIGH YIELD PORTFOLIO A (M CASH)- NA16 AB GLOBAL HIGH YIELD PORTFOLIO B (M REINVEST)- NA17 AB GLOBAL HIGH YIELD PORTFOLIO A (M REINVEST)- NA18 AB GLOBAL HIGH YIELD PORTFOLIO B (M CASH)- NA27 NA31 AB INTERNATIONAL TECHNOLOGY FUND A (N REINVEST)- AB INTERNATIONAL TECHNOLOGY FUND B (N REINVEST)- NA36 AB GLOBAL HIGH YIELD PORTFOLIO B2 (N REINVEST)- NA42 AB GLOBAL BOND PORTFOLIO B (M CASH)- NA43 AB AMERICAN INCOME PORTFOLIO BT (M CASH)- NA44 AB AMERICAN INCOME PORTFOLIO AT (M CASH)- NA45 AB AMERICAN GROWTH PORTFOLIO A (N REINVEST)- NA68 AB GLOBAL BOND PORTFOLIO A (M REINVEST)- NA69 AB GLOBAL BOND PORTFOLIO A (M CASH)- NA70 AB GLOBAL BOND PORTFOLIO B (M REINVEST)- NA71 AB GLOBAL BOND PORTFOLIO A2 (N REINVEST)- NA72 AB GLOBAL BOND PORTFOLIO B2 (N REINVEST)- NA86 AB GLOBAL BOND PORTFOLIO FUND AT-(M CASH)- NA87 AB GLOBAL BOND PORTFOLIO FUND BT (M CASH)- NA88 AB GLOBAL HIGH YIELD PORTFOLIO AT (M CASH)- 1

2 NA89 AB GLOBAL HIGH YIELD PORTFOLIO BT (M CASH)- NA99 AB AMERICAN INCOME PORTFOLIO AT INC (M CASH) - HKD NAA2 AB AMERICAN INCOME PORTFOLIO BT INC (M CASH) - HKD NAA4 AB GLOBAL HIGH YIELD PORTFOLIO AT INC (M CASH) - HKD NAA6 AB GLOBAL HIGH YIELD PORTFOLIO BT INC (M CASH) - HKD NAA7 AB GLOBAL BOND PORTFOLIO A2 ACC - HKD NAA8 AB GLOBAL BOND PORTFOLIO AT INC (M CASH) - HKD NAA9 AB GLOBAL BOND PORTFOLIO B2 ACC - HKD NAB1 AB GLOBAL BOND PORTFOLIO BT INC (M CASH) - HKD NAC0 NAC1 AB GLOBAL HIGH YIELD PORTFOLIO AT HDG (M CASH)- AB GLOBAL HIGH YIELD PORTFOLIO BT HDG (M CASH)- NAC2 AB GLOBAL HIGH YIELD PORTFOLIO A2 HDG ACC- NAC3 AB GLOBAL HIGH YIELD PORTFOLIO B2 HDG ACC- NAC4 NAC5 NAC6 NAC7 NAD1 NAD2 NAD3 NAD4 NAD5 NAD6 NAD7 NAD8 NAD9 NAE0 NAE1 NAE2 NAE3 NAE4 AB GLOBAL HIGH YIELD PORTFOLIO AT AUD HDG (M CASH)- AUD AB GLOBAL HIGH YIELD PORTFOLIO BT AUD HDG (M CASH)- AUD AB AMERICAN INCOME PORTFOLIO AT AUD HEDGED (M CASH)-AUD AB AMERICAN INCOME PORTFOLIO BT AUD HEDGED (M CASH)-AUD AB AMERICAN INCOME PORTFOLIO BT O HEDGED (M CASH)- AB AMERICAN INCOME PORTFOLIO BT CAD HEDGED (M CASH)- CAD AB AMERICAN INCOME PORTFOLIO AT CAD HEDGED (M CASH)- CAD AB AMERICAN INCOME PORTFOLIO AT HEDGED (M CASH)- AB GLOBAL BOND PORTFOLIO AT CAD HEDGED (M CASH)- CAD AB GLOBAL BOND PORTFOLIO BT CAD HEDGED (M CASH)- CAD AB GLOBAL BOND PORTFOLIO AT HEDGED (M CASH)- AB GLOBAL BOND PORTFOLIO BT HEDGED (M CASH)- AB GLOBAL BOND PORTFOLIO AT GBP HEDGED (M CASH)- GBP AB GLOBAL BOND PORTFOLIO BT GBP HEDGED (M CASH)- GBP AB GLOBAL HIGH YIELD PORTFOLIO AT CAD HEDGED (M CASH)- CAD AB GLOBAL HIGH YIELD PORTFOLIO BT CAD HEDGED (M CASH)- CAD AB GLOBAL HIGH YIELD PORTFOLIO AT GBP HEDGED (M CASH)- GBP AB GLOBAL HIGH YIELD PORTFOLIO BT GBP HEDGED (M CASH)- GBP 2

3 NAE5 NAE6 NAE7 NAE8 NAE9 NAF0 NAF1 NAF2 NAF4 NAF6 NAF7 NAF8 AB AMERICAN INCOME PORTFOLIO AT GBP HEDGED (M CASH)- GBP AB AMERICAN INCOME PORTFOLIO BT GBP HEDGED (M CASH)- GBP AB AMERICAN INCOME PORTFOLIO BT SGD HEDGED (M CASH)- SGD AB AMERICAN INCOME PORTFOLIO AT SGD HEDGED (M CASH)- SGD AB GLOBAL BOND PORTFOLIO AT AUD HEDGED (M CASH)- AUD AB GLOBAL BOND PORTFOLIO BT AUD HEDGED (M CASH)- AUD AB GLOBAL HIGH YIELD PORTFOLIO BT SGD HEDGED (M CASH)- SGD AB AMERICAN INCOME PORTFOLIO AT NZD HEDGED (M CASH)- NZD AB GLOBAL HIGH YIELD PORTFOLIO AT SGD HEDGED (M CASH)- SGD AB GLOBAL BOND PORTFOLIO AT NZD HEDGED (M CASH)- NZD AB GLOBAL HIGH YIELD PORTFOLIO AT NZD HEDGED (M CASH)- NZD AB AMERICAN INCOME PORTFOLIO BT NZD HEDGED (M CASH)- NZD DR04 ALLIANZ ORIENTAL INCOME FUND CLS A DIS(REINVEST)- DR07 ALLIANZ HONG KONG EQUITY FUND A (REINVEST)- DR15 ALLIANZ TTL RTN ASIAN EQ FUND CLS A DIS (REIN) - DR20 ALLIANZ TTL RTN ASIAN EQ FUND CLS A DIS (CASH) - DR21 ALLIANZ ORIENTAL INCOME FUND CLS A DIS (CASH) - DR26 ALLIANZ CHINA EQUITY FUND A DIS (REINVEST)- P5 DR27 ALLIANZ CHINA EQUITY FUND A DIS (CASH)- P5 DR28 ALLIANZ HONG KONG EQUITY FUND A (CASH)- DR47 ALLIANZ TOTAL RETURN ASIAN EQUITY FUND AT ACC (N REIN)- DR66 ALLIANZ BRIC EQUITY FUND AT ACC - DRB2 ALLIANZ HONG KONG EQUITY FUND A (CASH)-HKD DRB3 ALLIANZ HONG KONG EQUITY FUND A (REINVEST)-HKD DRA7 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- AUD DRA8 ALLIANZ US HIGH YIELD CLASS A DIS (M CASH)- DRA9 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- AUD DRB0 ALLIANZ US HIGH YIELD CLASS A DIS (M REINVEST)- DRB4 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- GBP DRB5 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- GBP DRB6 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- CAD 3

4 DRB7 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- CAD DRB8 ALLIANZ US HIGH YIELD CLASS AM DIS (M CASH)- HKD DRC1 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- NZD DRC2 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- NZD DRC3 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- DRC4 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- DRC5 ALLIANZ US HIGH YIELD CLASS AM DIS (M REINVEST)- HKD BARING ASSET MANAGEMENT BA04 BARING EASTERN OPE FUND (REINVEST)- BARING ASSET MANAGEMENT BA05 BARING EASTERN OPE FUND (REINVEST)- BARING ASSET MANAGEMENT BA07 BARING HONG KONG CHINA FUND A (REINVEST)- P5 BARING ASSET MANAGEMENT BA11 BARING ASEAN FRONTIERS FUND A INC (REINVEST)- BARING ASSET MANAGEMENT BA12 BARING HONG KONG CHINA FUND A (REINVEST)- P5 BARING ASSET MANAGEMENT BA21 BARING HONG KONG CHINA FUND A (CASH)- P5 BARING ASSET MANAGEMENT BA22 BARING HONG KONG CHINA FUND A (CASH)- P5 BARING ASSET MANAGEMENT BA37 BARING EASTERN OPE FUND (CASH)- BARING ASSET MANAGEMENT BA38 BARING EASTERN OPE FUND (CASH)- BARING ASSET MANAGEMENT BA55 BARING ASEAN FRONTIERS FUND A INC (CASH)- BARING ASSET MANAGEMENT BA72 BARING INTERNATIONAL BOND FUND A (S REINVEST)- BARING ASSET MANAGEMENT BA73 BARING INTERNATIONAL BOND FUND A (S CASH)- BARING ASSET MANAGEMENT BA74 BARING INTERNATIONAL BOND FUND A (S REINVEST)- BARING ASSET MANAGEMENT BA75 BARING INTERNATIONAL BOND FUND A (S CASH)- BARING ASSET MANAGEMENT BA94 BARING EASTERN TRUST (GBP) (N REINVEST)-GBP BARING ASSET MANAGEMENT BARING ASSET MANAGEMENT BARING ASSET MANAGEMENT BA98 BA99 BAA9 BARING INTERNATIONAL BOND FUND A (STERLING) (S REINVEST)-GBP BARING INTERNATIONAL BOND FUND A (STERLING) (S CASH)-GBP BARING GERMAN GROWTH (STERLING) TRUST (N REINVEST)-GBP BARING ASSET MANAGEMENT BAB3 BARING ASIA BALANCED FUND (N REINVEST)- BARING ASSET MANAGEMENT BARING ASSET MANAGEMENT BAD0 BAD1 BARING EMERGING MARKET DEBT LOCAL CUR FUND A (M CASH) - BARING EMERGING MARKET DEBT LOCAL CUR FUND A (M REIN) - BARING ASSET MANAGEMENT BAE4 BARING HONG KONG CHINA FUND A INC (CASH) - HKD P5 BARING ASSET MANAGEMENT BAE5 BARING HONG KONG CHINA FUND A INC (REINVEST) - HKD P5 BARING ASSET MANAGEMENT BAE6 BARING ASEAN FRONTIERS FUND A ACC - BLACKROCK GLOBAL FUNDS BL01 BGF WORLD MINING FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL02 BGF EMERGING OPE FUND A2 ACC - 4

5 BLACKROCK GLOBAL FUNDS BL03 BGF EMERGING OPE FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL04 BGF LATIN AMERICAN FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL05 BGF LATIN AMERICAN FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL06 BGF NEW ENERGY FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL07 BGF NEW ENERGY FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BLACKROCK GLOBAL FUNDS BL09 BL10 BGF US SMALL & MIDCAP OPPORTUNITIES FUND A2 ACC - BGF US SMALL & MIDCAP OPPORTUNITIES FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL11 BGF WORLD ENERGY FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL12 BGF WORLD ENERGY FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL13 BGF WORLD GOLD FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL14 BGF WORLD GOLD FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL15 BGF WORLD MINING FUND A2 ACC - P5 BLACKROCK GLOBAL FUNDS BL18 BGF GLOBAL ALLOCATION FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL19 BGF GLOBAL ALLOCATION FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL20 BGF GLOBAL ALLOCATION FUND HDG A2 ACC - H BLACKROCK GLOBAL FUNDS BL21 BGF GLOBAL ALLOCATION FUND HDG A2 ACC - AUD H BLACKROCK GLOBAL FUNDS BL22 BGF ASIAN TIGER BOND FUND A2 ACC - BLACKROCK GLOBAL FUNDS BL23 BGF ASIAN TIGER BOND FUND A3 (M CASH) - BLACKROCK GLOBAL FUNDS BL24 BGF ASIAN TIGER BOND FUND A3 (M REIN) - BLACKROCK GLOBAL FUNDS BL25 BGF ASIAN TIGER BOND FUND HDG A3 (M CASH) - HKD H BLACKROCK GLOBAL FUNDS BL26 BGF ASIAN TIGER BOND FUND HDG A3 (M REIN) - HKD H BLACKROCK GLOBAL FUNDS BL27 BGF CHINA HEDGED A2 ACC- P5 BLACKROCK GLOBAL FUNDS BL28 BGF CHINA HEDGED A2 ACC-SGD P5 BLACKROCK GLOBAL FUNDS BL29 BGF CHINA A2 ACC- P5 BLACKROCK GLOBAL FUNDS BL30 BGF WORLD HEALTHSCIENCE A2 ACC- BLACKROCK GLOBAL FUNDS BL31 BGF WORLD GOLD HEDGED A2 SGD ACC P5 BLACKROCK GLOBAL FUNDS BL32 BGF WORLD FINANCIALS A2 ACC- BLACKROCK GLOBAL FUNDS BL34 BGF US GOVERNMENT MORTGATE A2 ACC- BLACKROCK GLOBAL FUNDS BL35 BGF US GOVERNMENT MORTGATE A3 DIS ( M CASH)- BLACKROCK GLOBAL FUNDS BL38 BGF US BASIC VALUE A2 ACC- BLACKROCK GLOBAL FUNDS BL39 BGF PACIFIC EQUITY A2 ACC- BLACKROCK GLOBAL FUNDS BL44 BGF INDIA A2 ACC- P5 BLACKROCK GLOBAL FUNDS BL45 BGF GLOBAL SMALLCAP A2 ACC- BLACKROCK GLOBAL FUNDS BL48 BGF GLOBAL EQUITY A2 ACC- 5

6 BLACKROCK GLOBAL FUNDS BL50 BGF GLOBAL DYNAMIC EQUITY A2 ACC- BLACKROCK GLOBAL FUNDS BL52 BGF OPEAN VALUE A2 ACC- BLACKROCK GLOBAL FUNDS BL54 BGF OPEAN A2 ACC- BLACKROCK GLOBAL FUNDS BL55 BGF O MARKETS A2 ACC-RUR BLACKROCK GLOBAL FUNDS BL56 BGF O CORPORATE BOND A2 Acc- BLACKROCK GLOBAL FUNDS BL57 BGF O CORPORATE BOND A3 DIS (M CASH)- BLACKROCK GLOBAL FUNDS BL58 BGF O BOND A3 DIS (M CASH)- BLACKROCK GLOBAL FUNDS BL59 BGF O BOND A2 ACC- BLACKROCK GLOBAL FUNDS BL60 BGF EMERGING MARKETS A2 ACC- BLACKROCK GLOBAL FUNDS BL61 BGF EMERGING MARKETS BOND A2 Acc- BLACKROCK GLOBAL FUNDS BL62 BGF EMERGING MARKETS BOND A3 DIS (M CASH)- BLACKROCK GLOBAL FUNDS BL67 BGF JAPAN SMALL & MIDCAP OPPS A2 ACC-JPY BLACKROCK GLOBAL FUNDS BL69 BGF O SHORT DURATION BOND A3 DIS (M CASH)- BLACKROCK GLOBAL FUNDS BL70 BGF O SHORT DURATION BOND A2 ACC- BLACKROCK GLOBAL FUNDS BL71 BGF GLOBAL CORPORATE BOND HDG A2 ACC- BLACKROCK GLOBAL FUNDS BL74 BGF GLOBAL CORPORATE BOND FUND A2 ACC- BLACKROCK GLOBAL FUNDS BL75 BGF GLOBAL CORPORATE BOND A6 DIS (M CASH) - BLACKROCK GLOBAL FUNDS BL76 BGF GLOBAL CORPORATE BOND A6 DIS (M REINVEST) - BLACKROCK GLOBAL FUNDS BL79 BGF ASIAN TIGER BOND FUND A6 (M CASH) - BLACKROCK GLOBAL FUNDS BL80 BGF ASIAN TIGER BOND FUND A6 (M REINVEST) - BLACKROCK GLOBAL FUNDS BL83 BGF ASIAN TIGER BOND FUND AUD HDG A8 (M CASH) - AUD BLACKROCK GLOBAL FUNDS BL84 BGF ASIAN TIGER BOND FUND AUD HDG A8 (M REINVEST) - AUD BLACKROCK GLOBAL FUNDS BL86 BGF ASIAN TIGER BOND FUND NZD HDG A3 (M CASH)- NZD BLACKROCK GLOBAL FUNDS BL87 BGF ASIAN TIGER BOND FUND NZD HDG A3 (M REIN)- NZD BLACKROCK GLOBAL FUNDS BL88 BGF GLOBAL CORPORATE BOND AUD HDG A8 (M CASH)- AUD BLACKROCK GLOBAL FUNDS BL89 BGF GLOBAL CORPORATE BOND AUD HDG A8 (M REIN)- AUD BLACKROCK GLOBAL FUNDS BL90 BGF GLOBAL CORPORATE BOND HKD HDG A6 (M CASH)- HKD BLACKROCK GLOBAL FUNDS BL91 BGF GLOBAL CORPORATE BOND HKD HDG A6 (M REIN)- HKD BLACKROCK GLOBAL FUNDS BL92 BGF GLOBAL CORPORATE BOND NZD HDG A3 (M CASH)- NZD BLACKROCK GLOBAL FUNDS BL93 BGF GLOBAL CORPORATE BOND NZD HDG A3 (M REIN)- NZD BLACKROCK GLOBAL FUNDS BL94 BGF GLOBAL CORPORATE BOND CAD HDG A3 (M CASH)- CAD BLACKROCK GLOBAL FUNDS BL95 BGF GLOBAL CORPORATE BOND CAD HDG A3 (M REIN)- CAD BLACKROCK GLOBAL FUNDS BL96 BGF GLOBAL CORPORATE BOND GBP HDG A3 (M CASH)- GBP 6

7 BLACKROCK GLOBAL FUNDS BL97 BGF GLOBAL CORPORATE BOND GBP HDG A3 (M REIN)- GBP BLACKROCK GLOBAL FUNDS BL98 BGF EMERGING MARKETS BOND A3 DIS (M REIN)- BLACKROCK GLOBAL FUNDS BL99 BGF EMERGING MARKETS BOND AUD HDG A8 (M CASH)- AUD BLACKROCK GLOBAL FUNDS BLA0 BGF OPEAN FUND HEDGED A2 ACC- BLACKROCK GLOBAL FUNDS BLA1 BGF EMERGING MARKETS BOND AUD HDG A8 (M REIN)- AUD BLACKROCK GLOBAL FUNDS BLA2 BGF EMERGING MARKETS BOND A6 (M CASH)- BLACKROCK GLOBAL FUNDS BLA3 BGF EMERGING MARKETS BOND A6 (M REIN)- BLACKROCK GLOBAL FUNDS BLA4 BGF EMERGING MARKETS BOND HKD HDG A6 (M CASH)- HKD BLACKROCK GLOBAL FUNDS BLA5 BGF EMERGING MARKETS BOND HKD HDG A6 (M REIN)- HKD BLACKROCK GLOBAL FUNDS BLA6 BGF CHINA FUND A2 ACC- HKD P5 BLACKROCK GLOBAL FUNDS BLA9 BGF OPEAN VALUE A2 ACC- BLACKROCK GLOBAL FUNDS BLB1 BGF OPEAN FUND HKD HEDGED A2 ACC-HKD BLACKROCK GLOBAL FUNDS BLC3 BGF JAPAN SMALL & MIDCAP OPPS HEDGE A2 ACC- BLACKROCK GLOBAL FUNDS BLC4 BGF JAPAN SMALL & MIDCAP OPPS HEDGE A2 ACC- BNP PARIBAS ASSET MANAGEMENT ABS098 BNP PARVEST EQUITY BRAZIL ACC - BNP PARIBAS ASSET MANAGEMENT ABS099 BNP PARVEST EQUITY BRAZIL DIS (CASH)- BNP PARIBAS ASSET MANAGEMENT ABS104 BNP PARVEST EQUITY BRIC ACC - BNP PARIBAS ASSET MANAGEMENT ABS111 BNP PARVEST BOND GOVERNMENT CLASSIC CAP ACC - BNP PARIBAS ASSET MANAGEMENT ABS119 BNP PARVEST CONVERTIBLE BOND ASIA C ACC- BNP PARIBAS ASSET MANAGEMENT ABS120 BNP PARVEST CONVERTIBLE BOND ASIA C ACC- FDK1 FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M CASH)- FDK2 FIDELITY GLOBAL DIVIDEND FUND A ACC- FDK3 FDK4 FDK5 FDK6 FDK7 FDK8 FDK9 FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M CASH)- HKD FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M REINVEST)- HKD FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M REINVEST)- FIDELITY GLOBAL DIVIDEND FD A MINC(G) AUD HDG (M CASH)-AUD FIDELITY GLOBAL DIVIDEND FD A MINC(G) AUD HDG (M REIN)-AUD FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M CASH)- FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M REINVEST)- FD01 FIDELITY AMERICA FUND A (REINVEST)- FD03 FIDELITY ASIAN SPECIAL SITUATION FUND A (REINVEST)- FD04 FIDELITY STERLING BOND FUND A (Q REINVEST)-GBP 7

8 FD07 FIDELITY O BALANCED FUND A (REINVEST)- FD08 FIDELITY O BLUE CHIP FUND A (REINVEST)- FD09 FIDELITY O STOXX 50 FUND A (REINVEST)- FD11 FIDELITY OPEAN GROWTH FUND A (REINVEST)- FD13 FIDELITY GREATER CHINA FUND A (REINVEST)- FD14 FIDELITY GLOBAL HEALTH CARE FUND A (REINVEST)- FD15 FIDELITY INDONESIA FUND A (REINVEST)- P5 FD16 FIDELITY INTERNATIONAL FUND A (REINVEST)- FD21 FIDELITY PACIFIC FUND A (REINVEST)- FD22 FIDELITY SOUTH EAST ASIA FUND A (REINVEST)- FD24 FIDELITY GLOBAL TECHNOLOGY FUND A (REINVEST)- FD25 FIDELITY GLOBAL TELECOMMUNICATIONS FUND A (REINVEST)- FD26 FIDELITY THAILAND FUND A (REINVEST)- P5 FD27 FIDELITY US DOLLAR BOND FUND A (S REINVEST)- FD28 FIDELITY O BOND FUND A (REINVEST)- FD29 FIDELITY FFII -US DOLLAR BOND FUND A (M CASH)- FD30 FIDELITY US HIGH YIELD FUND A (M REINVEST)- FD31 FIDELITY MALAYSIA FUND A (REINVEST)- P5 FD32 FIDELITY GERMANY FUND A (REINVEST)- FD33 FIDELITY JAPAN ADVANTAGE FUND A (REINVEST)-JPY FD34 FIDELITY CHINA FOCUS FUND A (REINVEST)- P5 FD35 FIDELITY AUSTRALIA FUND A (REINVEST)-AUD FD36 FIDELITY OPEAN HIGH YIELD FUND A (REINVEST)- FD37 FIDELITY OPEAN HIGH YIELD FUND A (M REINVEST)- FD39 FIDELITY LATIN AMERICA FUND A (REINVEST)- P5 FD42 FIDELITY FUNDS - ASEAN FUND A (REINVEST)- P5 FD44 FIDELITY FUNDS - SINGAPORE FUND A (REINVEST)- FD46 FIDELITY US HIGH YIELD FUND A (M CASH)- FD47 FIDELITY ASIA PACIFIC DIVIDEND FUND A (S REINVEST)- FD48 FIDELITY IBERIA FUND A (REINVEST)- P5 FD49 FIDELITY ASIA PACIFIC DIVIDEND FUND A (S CASH) FD50 FIDELITY GLOBAL FOCUS A (REINVEST)- FD51 FIDELITY OPEAN HIGH YIELD FUND A (M CASH)- FD52 FIDELITY AMERICA FUND A (CASH)- 8

9 FD56 FIDELITY FUNDS - ASEAN FUND A (CASH)- P5 FD57 FIDELITY ASIAN SPECIAL SITUATION FUND A (CASH)- FD58 FIDELITY AUSTRALIA FUND A (CASH)-AUD FD59 FIDELITY CHINA FOCUS FUND A (CASH)- P5 FD61 FIDELITY O BLUE CHIP FUND A (CASH)- FD62 FIDELITY O STOXX 50 FUND A (CASH)- FD64 FIDELITY OPEAN GROWTH FUND A (CASH)- FD67 FD68 FIDELITY OPEAN DYNAMIC GROWTH FUND A (CASH)- FIDELITY OPEAN DYNAMIC GROWTH FUND A (REINVEST)- FD72 FIDELITY GERMANY FUND A (CASH)- FD73 FIDELITY GLOBAL FOCUS A (CASH)- FD74 FIDELITY GREATER CHINA FUND A (CASH)- FD75 FIDELITY IBERIA FUND A (CASH)- P5 FD78 FIDELITY INDONESIA FUND A (CASH)- P5 FD79 FIDELITY INTERNATIONAL FUND A (CASH)- FD80 FIDELITY ITALY FUND A (CASH)- P5 FD81 FIDELITY ITALY FUND A (REINVEST)- P5 FD82 FIDELITY JAPAN ADVANTAGE FUND A (CASH)-JPY FD86 FIDELITY LATIN AMERICA FUND A (CASH)- P5 FD87 FIDELITY MALAYSIA FUND A (CASH)- P5 FD89 FIDELITY PACIFIC FUND A (CASH)- FD90 FIDELITY FUNDS - SINGAPORE FUND A (CASH)- FD91 FIDELITY SOUTH EAST ASIA FUND A (CASH)- FD95 FIDELITY THAILAND FUND A (CASH)- P5 FDA2 FIDELITY O BALANCED FUND A (CASH)- FDA3 FIDELITY GROWTH & INCOME FUND A (CASH)- FDA4 FIDELITY GROWTH & INCOME FUND A (REINVEST)- FDA6 FDA7 FIDELITY GLOBAL CONSUMER INDUSTRIES FUND A (CASH)- FIDELITY GLOBAL CONSUMER INDUSTRIES FUND A (REINVEST)- FDA8 FIDELITY GLOBAL FINANCIAL SERVICES FUND A (CASH)- FDA9 FIDELITY GLOBAL FINANCIAL SERVICES FUND A (REINVEST)- FDAA FIDELITY GLOBAL HEALTH CARE FUND A (CASH)- FDAB FIDELITY GLOBAL INDUSTRIALS FUND A (CASH)- P5 9

10 FDAC FIDELITY GLOBAL INDUSTRIALS FUND A (REINVEST)- P5 FDAD FIDELITY GLOBAL TECHNOLOGY FUND A (CASH)- FDAE FIDELITY GLOBAL TELECOMMUNICATIONS FUND A (CASH)- FDAF FIDELITY O BOND FUND A (CASH)- FDAG FIDELITY O BOND FUND A (M REINVEST)- FDAH FIDELITY OPEAN HIGH YIELD FUND A (CASH)- FDAI FIDELITY INTERNATIONAL BOND FUND A (CASH)- FDAJ FIDELITY INTERNATIONAL BOND FUND A (REINVEST)- FDAK FIDELITY STERLING BOND FUND A (Q CASH)-GBP FDAL FIDELITY US DOLLAR BOND FUND A (S CASH)- FDAM FIDELITY US HIGH YIELD FUND A (CASH)- FDAN FIDELITY US HIGH YIELD FUND A (REINVEST)- FDAO FIDELITY O BOND FUND A (M CASH)- FDAP FIDELITY FFII -US DOLLAR BOND FUND A (M REINVEST)- FDAQ FIDELITY O CASH FUND A (CASH)- FDAR FIDELITY O CASH FUND A (REINVEST)- FDAS FIDELITY US DOLLAR CASH FUND A (CASH)- P1 FDAT FIDELITY US DOLLAR CASH FUND A (REINVEST)- P1 FDB0 FIDELITY EMERGING MARKET DEBT FUND A ACC (N REINVEST)- FDB1 FIDELITY EMERGING MARKET DEBT FUND A (REINVEST)- FDB2 FIDELITY EMERGING MARKET DEBT FUND A (CASH)- FDB3 FIDELITY EMERGING MARKET DEBT FUND A (REINVEST)- FDB4 FIDELITY EMERGING MARKET DEBT FUND A (CASH)- FDB5 FDB6 FDB7 FDB8 FDB9 FDC1 FDC2 FIDELITY EMERGING MARKET DEBT FUND A MDIST (M REINVEST)- FIDELITY EMERGING MARKET DEBT FUND A MDIST (M CASH)- FIDELITY EMERGING MARKET DEBT FUND A MDIST (M REINVEST)- FIDELITY EMERGING MARKET DEBT FUND A MDIST (M CASH)- FIDELITY EMERGING MARKET DEBT FUND A ACC (N REINVEST)- FIDELITY FUNDS - GLOBAL PROPERTY FUND (N REINVEST)- FIDELITY FUNDS - GLOBAL PROPERTY FUND (N REINVEST)- FDC3 FIDELITY FUNDS - GLOBAL PROPERTY FUND (CASH)- FDC4 FIDELITY FUNDS - GLOBAL PROPERTY FUND (REINVEST)- 10

11 FDC5 FIDELITY FUNDS - GLOBAL PROPERTY FUND (CASH)- FDC6 FDC7 FDC8 FDD1 FDD2 FDD8 FDD9 FDE1 FDE2 FIDELITY FUNDS - GLOBAL PROPERTY FUND (REINVEST)- FIDELITY FUNDS-ASIA PACIFIC PROPERTY FUND A (Q REINVEST)- FIDELITY FUNDS - ASIA PACIFIC PROPERTY FUND A (Q CASH) - FIDELITY FUNDS-ASIA PACIFIC PROPERTY FUND A (Q REINVEST)- FIDELITY FUNDS-ASIA PACIFIC PROPERTY FUND A (Q CASH)- FIDELITY FD-EMERGING OPE MIDDLE EAST & AFRICA(CASH)-A FIDELITY FD-EMERGING OPE MIDDLE EAST & AFRICA(CASH)-A FIDELITY FD-EMG MIDDLE EAST & AFRICA (REIN)-A- ACC- FIDELITY FD-EMG OPE MIDDLE EAST & AFRICA (REIN)-A- ACC- FDF6 FIDELITY FUNDS - SOUTH EAST ASIA FUND A ACC - FDG0 FIDELITY INTERNATIONAL BOND FUND A ACC- FDG3 FIDELITY US HIGH YIELD FUND A ACC- FDG4 FIDELITY US DOLLAR BOND FUND A ACC- FDG6 FIDELITY STERLING BOND FUND A ACC-GBP FDG7 FIDELITY SOUTH EAST ASIA FUND A (CASH)- FDG8 FIDELITY SOUTH EAST ASIA FUND A ACC- FDG9 FIDELITY JAPAN SMALLER COMPANIES FUND A ACC-JPY FDH0 FIDELITY INTERNATIONAL FUND A ACC- FDH2 FIDELITY GLOBAL TELECOMMUNICATIONS FUND A ACC- FDH4 FIDELITY GLOBAL HEALTH CARE FUND A ACC- FDH6 FDH7 FIDELITY OPEAN SMALLER COMPANIES FUND A ACC- FIDELITY OPEAN LARGER COMPANIES FUND A ACC- FDH8 FIDELITY OPEAN DYNAMIC GROWTH FUND A ACC- FDH9 FIDELITY O STOXX 50 FUND A ACC- FDI0 FIDELITY OPEAN HIGH YIELD FUND A ACC- FDI1 FIDELITY O CASH FUND A ACC- FDI2 FIDELITY O BOND FUND A ACC- FDI3 FIDELITY O BLUE CHIP FUND A ACC- FDI4 FIDELITY CHINA FOCUS FUND A ACC- P5 FDI5 FIDELITY AUSTRALIA FUND A ACC- AUD 11

12 FDI6 FIDELITY ASIAN SPECIAL SITUATION FUND A ACC- FDI7 FIDELITY AMERICA FUND A ACC- FDJ0 FIDELITY CHINA OPPORTUNITIES FUND A (CASH)- P5 FDJ1 FIDELITY CHINA OPPORTUNITIES FUND A (REINVEST)- P5 FDJ2 FIDELITY CHINA OPPORTUNITIES FUND A ACC- HKD P5 FDJ3 FIDELITY CHINA OPPORTUNITIES FUND A ACC- P5 FDJ4 FIDELITY ASIAN HIGH YIELD FUND A MDIST (M REIN) - HKD FDJ5 FDJ6 FIDELITY ASIAN HIGH YIELD FUND A MINCOME (M CASH) - FIDELITY ASIAN HIGH YIELD FUND A MINCOME (M REIN) - FIRST STATE INVESTMENTS FS04 FIRST STATE CHINA GROWTH FUND I (N REINVEST)- P5 FIRST STATE INVESTMENTS FS05 FIRST STATE ASIAN BRIDGE FUND (S REINVEST)- FIRST STATE INVESTMENTS FIRST STATE INVESTMENTS FS06 FS09 FIRST STATE GREATER CHINA GROWTH FUND I (N REINVEST)- FIRST STATE ASIAN EQUITY PLUS FUND I DIS (S REINVEST)- FIRST STATE INVESTMENTS FS12 FIRST STATE ASIAN BRIDGE FUND (S CASH)- FIRST STATE INVESTMENTS FS13 FIRST STATE ASIAN EQUITY PLUS FUND I DIS (S CASH)- FIRST STATE INVESTMENTS FS15 FIRST STATE ASIAN GROWTH FUND I (N REINVEST)- FIRST STATE INVESTMENTS FS19 FIRST STATE SINGAPORE & MALAYSIA GROWTH FUND I (N REIN)- FIRST STATE INVESTMENTS FS20 FS ASIA INNOVATION FUND I (N REINVEST)- FIRST STATE INVESTMENTS FS24 FIRST STATE GLOBAL RESOURCES FUND (N REINVEST)- P5 FIRST STATE INVESTMENTS FS27 FIRST STATE CHINA FOCUS FUND CLASS 1 ACC - P5 FIRST STATE INVESTMENTS FS30 FIRST STATE GLOBAL AGRIBUSINESS FUND (N REINVEST)- FT01 FRANKLIN INCOME FUND A DIS (M REINVEST)- FT02 FRANKLIN MUTUAL BEACON FUND B ACC (REINVEST)- FT03 FRANKLIN MUTUAL OPEAN FUND A ACC (REINVEST)- FT05 TEMPLETON LATIN AMERICA FUND A DIS (REINVEST)- FT07 TEMPLETON GLOBAL BALANCED A DIS (Q CASH)- FT08 FT09 FRANKLIN MUTUAL OPEAN FUND A ACC (REINVEST)- FRANKLIN US SMALL-MID CAP GROWTH FUND A ACC (REINVEST)- FT10 FRANKLIN US OPPORTUNITIES FUND A ACC (REINVEST)- FT11 FRANKLIN INCOME FUND B DIS (M CASH)- FT12 TEMPLETON EMERGING MARKETS BOND FUND B DIS (Q REINVEST)- FT13 FRANKLIN INCOME FUND A DIS (M CASH)- FT14 FRANKLIN MUTUAL BEACON FUND A ACC (REINVEST)- P5 12

13 FT15 TEMPLETON OPEAN FUND A ACC (REINVEST)- FT16 FT17 FT18 FT19 FT22 FT23 TEMPLETON EMERGING MARKETS FUND B ACC (REINVEST)- TEMPLETON EMERGING MARKETS BOND FUND A DIS (Q REINVEST)- TEMPLETON GLOBAL GROWTH AND VALUE FUND A ACC (REINVEST)- TEMPLETON EMERGING MARKET FUND A ACC (REINVEST)- FRANKLIN BIOTECHNOLOGY DISCOVERY A ACC (REINVEST)- FRANKLIN BIOTECHNOLOGY DISCOVERY B ACC (REINVEST)- FT34 FRANKLIN INCOME FUND B DIS (M REINVEST)- FT35 FRANKLIN MUTUAL OPEAN B ACC (REINVEST)- FT36 FRANKLIN TECHNOLOGY A ACC (REINVEST)- FT37 FRANKLIN TECHNOLOGY B ACC (REINVEST)- FT40 FRANKLIN US EQUITY A ACC (REINVEST)- FT41 FRANKLIN US EQUITY B ACC (REINVEST)- FT42 FRANKLIN US GOVERNMENT A DIS (M REINVEST)- FT43 FRANKLIN US GOVERNMENT A DIS (M CASH)- FT44 FRANKLIN US GOVERNMENT B DIS (M REINVEST)- FT45 FRANKLIN US GOVERNMENT B DIS (M CASH)- FT46 TEMPLETON ASIAN GROWTH A ACC (REINVEST)- FT47 TEMPLETON ASIAN GROWTH A DIS (REINVEST)- FT48 TEMPLETON ASIAN GROWTH A DIS (CASH)- FT50 TEMPLETON EMERGING MARKETS A DIS (REINVEST)- FT51 TEMPLETON EMERGING MARKETS A DIS (CASH)- FT53 FT54 FT55 FT56 TEMPLETON EMERGING MARKETS BOND A DIS (Q REINVEST)- TEMPLETON EMERGING MARKETS BOND A DIS (Q CASH)- TEMPLETON EMERGING MARKETS BOND FUND A DIS (Q CASH)- TEMPLETON EMERGING MARKETS BOND FUND B DIS (Q CASH)- FT63 TEMPLETON OPEAN A DIS (REINVEST)- FT64 TEMPLETON OPEAN A DIS (CASH)- FT69 TEMPLETON GLOBAL BALANCED A DIS (Q REINVEST)- FT70 TEMPLETON GLOBAL BALANCED B ACC (REINVEST)- FT71 TEMPLETON GLOBAL BOND A DIS (M REINVEST)- FT72 TEMPLETON GLOBAL BOND A DIS (M CASH)- FT73 TEMPLETON GLOBAL BOND A DIS (M REINVEST)- 13

14 FT74 TEMPLETON GLOBAL BOND A DIS (M CASH)- FT75 TEMPLETON GLOBAL BOND B DIS (M REINVEST)- FT76 TEMPLETON GLOBAL BOND B DIS (M CASH)- FT81 TEMPLETON GLOBAL TOTAL RETURN A ACC - FT82 TEMPLETON GLOBAL TOTAL RETURN A DIS (M REINVEST)- FT83 TEMPLETON GLOBAL TOTAL RETURN A DIS (M CASH)- FT84 FT85 TEMPLETON GLOBAL TOTAL RETURN B ACC (REINVEST)- TEMPLETON GLOBAL TOTAL RETURN B DIS (M REINVEST)- FT86 TEMPLETON GLOBAL TOTAL RETURN B DIS (M CASH)- FT89 TEMPLETON LATIN AMERICA FUND A DIS (CASH)- FT90 FRANKLIN US DOLLAR LIQUID RESERVE A DIS (M REINVEST)- FT91 FRANKLIN US DOLLAR LIQUID RESERVE A DIS (M CASH)- P1 FT92 FRANKLIN US DOLLAR LIQUID RESERVE B DIS (M REINVEST)- FT93 FRANKLIN US DOLLAR LIQUID RESERVE B DIS (M CASH)- P1 FT94 TEMPLETON GLOBAL INCOME FUND A ACC (REINVEST)- FT95 TEMPLETON GLOBAL INCOME FUND A DIS (Q REINVEST)- FT96 TEMPLETON GLOBAL INCOME FUND A DIS (Q CASH)- FT97 TEMPLETON GLOBAL INCOME FUND B DIS (Q REINVEST)- FT98 TEMPLETON GLOBAL INCOME FUND B DIS (Q CASH)- FTA4 FRANKLIN INDIA FUND A ACC - P5 FTA5 FRANKLIN INDIA FUND B ACC - P5 FTB0 TEMPLETON ASIAN BOND FUND B DIS (M REINVEST)- FTB1 TEMPLETON ASIAN BOND FUND B DIS (M CASH)- FTB2 TEMPLETON ASIAN BOND FUND A DIS (M CASH) - FTB3 TEMPLETON ASIAN BOND FUND A DIS (M REINVEST)- FTB4 TEMPLETON ASIAN BOND FUND A ACC - FTB6 TEMPLETON ASIAN BOND FUND (M CASH)- FTB7 TEMPLETON ASIAN BOND FUND (M REINVEST)- FTB8 TEMPLETON GLOBAL TOTAL RETURN FUND ACC - FTC1 TEMPLETON ASIAN GROWTH FUND A ACC - FTC3 TEMPLETON EMERGING MARKETS SMALLER CO A ACC - FTC4 TEMPLETON EMERGING MARKETS SMALLER CO A ACC - FTC5 TEMPLETON ASIAN GROWTH FUND B ACC - P1 P1 14

15 FTC9 Franklin Natural Resources Fund A ACC- P5 FTD1 Franklin Natural Resources Fund A ACC- P5 FTD4 TEMPLETON GLOBAL TOTAL RETURN A DIS (M REIN)- FTD5 TEMPLETON GLOBAL TOTAL RETURN A DIS (M CASH)- FTD7 TEMPLETON GLOBAL BOND FUND A DIS (M REIN) - HKD FTD8 TEMPLETON GLOBAL BOND FUND A DIS (M CASH) - HKD FTD9 TEMPLETON GLOBAL BOND FUND A ACC - HKD FTE0 FTE1 TEMPLETON GLOBAL TOTAL RETURN FUND A DIS (M REIN) - HKD TEMPLETON GLOBAL TOTAL RETURN FUND A DIS (M CASH) - HKD FTE2 TEMPLETON GLOBAL TOTAL RETURN FUND A ACC - HKD FTE3 FTE4 TEMPLETON EMERGING MARKETS BOND FUND A MDIS (M CASH)- TEMPLETON EMERGING MARKETS BOND FUND A MDIS (M REIN)- FTE5 TEMPLETON LATIN AMERICA FUND A ACC - FTE6 TEMPLETON LATIN AMERICA FUND B ACC - FTE7 FTE8 FTE9 TEMPLETON EMERGING MARKETS BOND FUND B DIS (M CASH)- TEMPLETON EMERGING MARKETS BOND FUND B DIS (M REINVEST)- TEMPLETON GLOBAL TOTAL RETURN FUND A ACC H1- FTF0 TEMPLETON GLOBAL BOND FUND A ACC- FTF1 FTF2 TEMPLETON GLOBAL BOND FUND AUD H1 DIS (M CASH)- AUD TEMPLETON ASIAN SMALLER COMPANIES FUND A ACC - FTF3 FRANKLIN WORLD PERSPECTIVES FUND A ACC - FTF4 FTF5 FTG0 FTG1 FTG2 FTG3 FRANKLIN GLOBAL REAL ESTATE FUND A DIS (Q CASH) - FRANKLIN GLOBAL REAL ESTATE FUND A DIS (Q REINVEST) - TEMPLETON GLOBAL TOTAL RETURN FUND GBP H1 DIS (M REIN)- GBP TEMPLETON GLOBAL TOTAL RETURN FUND GBP H1 DIS (M CASH)- GBP TEMPLETON GLOBAL TOTAL RETURN FUND AUD H1 DIS (M REIN)-AUD TEMPLETON GLOBAL TOTAL RETURN FUND AUD H1 DIS (M CASH)-AUD FTG4 TEMPLETON GLOBAL BOND FUND H1 DIS (M REIN)- FTG5 TEMPLETON GLOBAL BOND FUND H1 DIS (M CASH)- FTG6 TEMPLETON GLOBAL BOND FUND AUD H1 DIS (M REIN)- AUD FTG8 TEMPLETON GLOBAL BOND FUND GBP H1 DIS (M REIN)- GBP 15

16 FTG9 FTH0 FTH1 FTH2 HD01 HD02 HD03 HD11 HD12 HD13 HD23 HD24 HD25 HD43 HD65 HD66 HD67 HD68 HD69 HD70 TEMPLETON GLOBAL BOND FUND GBP H1 DIS (M CASH)- GBP FRANKLIN GLOBAL REAL ESTATE FUND B DIS (Q REINVEST) - TEMPLETON GLOBAL TOTAL RETURN FUND H1 MDIS (M REIN)- TEMPLETON GLOBAL TOTAL RETURN FUND H1 MDIS (M CASH)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A1 (Q CASH)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A1 (Q REIN)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A2 ACC- HENDERSON HORIZON GLOBAL TECHNOLOGY FUND A1 (CASH) - HENDERSON HORIZON GLOBAL TECHNOLOGY FUND A1 (REIN) - HENDERSON HORIZON GLOBAL TECHNOLOGY FUND A2 ACC - HENDERSON HRZ GLOBAL PROPERTY EQUITIES FUND A1 (CASH) - HENDERSON HRZ GLOBAL PROPERTY EQUITIES FUND A1 (REIN) - HENDERSON HRZ GLOBAL PROPERTY EQUITIES FUND A2 ACC - HENDERSON HORIZON PAN OPEAN EQUITY FUND A2 ACC - HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A1(Q REIN)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A1(Q CASH)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A1(Q REIN)- SGD HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A1(Q CASH)- SGD HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A2 ACC- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A2 ACC- SGD IN02 INVESCO GILT FUND A (REINVEST)-GBP IN03 INVESCO KOREAN EQUITY FUND A (REINVEST)- P5 IN05 INVESCO PRC EQUITY FUND A (REINVEST)- P5 IN07 INVESCO ASIA BALANCED FUND A-DIST (Q REINVEST)- IN08 INVESCO GLOBAL HIGH INCOME FUND A (S REINVEST)- IN10 INVESCO GLOBAL HEALTH CARE FUND A (REINVEST)- IN12 INVESCO GREATER CHINA EQUITY FUND A (N REINVEST)- IN13 INVESCO ASIA BALANCED FUND A-ACC (REINVEST)- IN16 INVESCO EMERGING MARKETS EQUITY FUND A (REINVEST)- IN19 INVESCO GLOBAL SMALL CAP EQUITY FUND A (CASH)- 16

17 IN22 INVESCO CONTINENTAL OPEAN EQUITY A (REINVEST)- IN23 INVESCO ASIA BALANCED FUND A-DIST (Q CASH)- IN24 INVESCO GLOBAL HIGH INCOME FUND-AMD (M CASH)- IN25 INVESCO ENERGY FUND A (N REINVEST)- P5 IN36 INVESCO GLOBAL HIGH INCOME FUND-AMD (M REINVEST)- IN41 INVESCO KOREAN EQUITY FUND A (CASH)- P5 IN44 INVESCO PACIFIC EQUITY FUND A (REINVEST)- IN45 INVESCO PACIFIC EQUITY FUND A (CASH)- IN46 INVESCO PRC EQUITY FUND A (CASH)- P5 IN50 INVESCO JAPANESE EQUITY CORE FUND - A (REINVEST)- IN51 INVESCO JAPANESE EQUITY CORE FUND - A (CASH)- IN52 INVESCO CONTINENTAL OPEAN EQUITY A (CASH)- IN57 IN58 IN67 IN68 INVESCO PAN OPEAN STRUCTURED EQUITY FD A (N REINVEST)- INVESCO PAN OPEAN EQUITY FUND A ACC (N REINVEST)- INVESCO EMERGING MARKETS EQUITY FUND - A (CASH)- INVESCO GLOBAL SMALL CAP EQUITY FUND - A (REINVEST)- IN72 INVESCO GLOBAL HEALTH CARE FUND - A (CASH)- IN80 INVESCO GILT FUND - A (Q REINVEST)-GBP IN81 INVESCO GILT FUND - A (Q CASH)-GBP IN87 INVESCO GLOBAL HIGH INCOME FUND - A (S CASH)- IN88 IN89 IN90 IN91 INVESCO EMERGING MARKETS BOND FUND - A (S REINVEST)- INVESCO EMERGING MARKETS BOND FUND - A (S CASH)- INVESCO EMERGING MARKETS BOND FUND-AMD (M REINVEST)- INVESCO EMERGING MARKETS BOND FUND-AMD (M CASH)- IN94 INVESCO RESERVE FUND - A (N REINVEST)- P1 IN96 IN97 INVESCO ASIA INFRASTRUCTURE FUND A ACC (N REINVEST)- INVESCO ASIA INFRASTRUCTURE FUND A DIS (S REINVEST)- IN98 INVESCO ASIA INFRASTRUCTURE FUND A DIS (S CASH)- IN99 INVESCO PAN OPEAN HIGH INCOME FUND ACC(N REIN)- INA0 INVESCO PAN OPEAN HIGH INCOME FUND (Q REIN)- INA1 INVESCO PAN OPEAN HIGH INCOME FUND (Q CASH)- INA7 INVESCO UK INVESTMENT GRADE BOND FUND (Q 17

18 INA8 INA9 REINVEST)-GBP INVESCO UK INVESTMENT GRADE BOND FUND (Q CASH)- GBP INVESCO PAN OPEAN EQUITY FUND DIS (REINVEST)- INB0 INVESCO PAN OPEAN EQUITY FUND DIS (CASH)- INB3 INB4 INB5 INB6 INB7 INVESCO EMERGING LOCAL CURRENCIES DEBT FUND A MD (M REI) INVESCO EMERGING LOCAL CURRENCIES DEBT FUND A MD(M CASH) INVESCO EMERGING LOCAL CURRENCIES DEBT FUND A ACC INVESCO ASIA CONSUMER DEMAND FUND A DIS (S CASH) - INVESCO ASIA CONSUMER DEMAND FUND A DIS (S REINVEST) - INB8 INVESCO ASIA CONSUMER DEMAND FUND A ACC - INC2 INVESCO PAN OPEAN EQUITY FUND DIS (REINVEST)- INC3 INVESCO GLOBAL REAL ESTATE SEC A DIS (CASH)- INC5 INVESCO O CORPORATE BOND A MD (CASH)- INC6 INVESCO ASIA BALANCED FUND A-DIST (Q CASH)-HKD INC7 INVESCO ASIA BALANCED FUND A-DIST (Q REINVEST)-HKD IND2 IND3 INVESCO EMERGING MARKETS BOND FUND-AMD (M REINVEST)-HKD INVESCO EMERGING MARKETS BOND FUND-AMD (M CASH)- HKD IND6 INVESCO PRC EQUITY FUND A ACC- HKD P5 JPMorgan ASSET MANAGEMENT JF01 JPMorgan AUSTRALIA (REINVEST)- JPMorgan ASSET MANAGEMENT JF05 JPMorgan KOREA (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JF06 JPMorgan PACIFIC SECURITIES (REINVEST)- JPMorgan ASSET MANAGEMENT JF08 JPMorgan AMERICA (REINVEST)- JPMorgan ASSET MANAGEMENT JF09 JPMorgan OPE TECHNOLOGY (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JF12 JPMorgan GREATER CHINA () A (REINVEST)- JPMorgan ASSET MANAGEMENT JF13 JPMorgan ASIA PACIFIC INCOME FUND (REINVEST)- JPMorgan ASSET MANAGEMENT JF20 JPMorgan INDIA (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JF21 JPMorgan THAILAND (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JF23 JPMorgan MALAYSIA (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JF24 JPMorgan ASEAN (REINVEST)- JPMorgan ASSET MANAGEMENT JF30 JPMorgan EASTERN OPE EQUITY (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JF31 JPMorgan ASIAN TOTAL RETURN BOND (M CASH)- JPMorgan ASSET MANAGEMENT JF37 JPMorgan GREATER CHINA () A (CASH)- JPMorgan ASSET MANAGEMENT JF38 JPMorgan HONG KONG (REINVEST)- 18

19 JPMorgan ASSET MANAGEMENT JF39 JPMorgan HONG KONG (CASH)- JPMorgan ASSET MANAGEMENT JF49 JPMorgan ASIA PACIFIC INCOME FUND (CASH)- JPMorgan ASSET MANAGEMENT JF57 JPMorgan ASIAN TOTAL RETURN BOND (M REINVEST)- JPMorgan ASSET MANAGEMENT JF61 JPMorgan AMERICA (CASH)- JPMorgan ASSET MANAGEMENT JF63 JPMorgan EASTERN OPE EQUITY (CASH)- P5 JPMorgan ASSET MANAGEMENT JF68 JPMorgan OPE DYNAMIC (REINVEST)- JPMorgan ASSET MANAGEMENT JF69 JPMorgan OPE DYNAMIC (CASH)- JPMorgan ASSET MANAGEMENT JF72 JPMorgan OPE TECHNOLOGY (CASH)- P5 JPMorgan ASSET MANAGEMENT JF73 JPMorgan EVERGREEN (REINVEST)- JPMorgan ASSET MANAGEMENT JF76 JPMorgan GLOBAL DYNAMIC (REINVEST)- JPMorgan ASSET MANAGEMENT JF77 JPMorgan GLOBAL DYNAMIC (CASH)- JPMorgan ASSET MANAGEMENT JF94 JPMorgan CHINA PIONEER A SHARE FUND (N REINVEST)- P5 JPMorgan ASSET MANAGEMENT JPMorgan ASSET MANAGEMENT JF96 JF98 JPMorgan EMERGING MARKETS EQUITY FUND (REINVEST)- JPMorgan GLOBAL NATURAL RESOURCES FUND (N REINVEST)- JPMorgan ASSET MANAGEMENT JFA1 JPMorgan LATIN AMERICA FUND (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JFA2 JPMorgan LATIN AMERICA FUND (CASH)- P5 JPMorgan ASSET MANAGEMENT JFA4 JPMorgan INDONESIA FUND (REINVEST)- P5 JPMorgan ASSET MANAGEMENT JFB9 JPMorgan GLOBAL NATURAL RESOURCES FUND A ACC - P5 JPMorgan ASSET MANAGEMENT JFC4 JPMorgan ASIA PACIFIC INCOME FUND MTH (M CASH)- JPMorgan ASSET MANAGEMENT JPMorgan ASSET MANAGEMENT JFC5 JFD1 JPMorgan ASIA PACIFIC INCOME FUND MTH (M REINVEST)- JPMORGAN GREATER CHINA SMALLER COMPANIES ACC- HKD JPMorgan ASSET MANAGEMENT JFD2 JPMORGAN HONG KONG A DIST (CASH)- HKD JPMorgan ASSET MANAGEMENT JFD3 JPMORGAN HONG KONG A DIST (REINVEST)- HKD JPMorgan ASSET MANAGEMENT JFG1 JPMORGAN ASEAN ACC RMB HDG- RMB JPMorgan ASSET MANAGEMENT JPMorgan ASSET MANAGEMENT LEGG MASON GLOBAL A.M LEGG MASON GLOBAL A.M JFE6 JFE7 LM01 LM09 JPMORGAN ASIAN TOTAL RETURN BOND MTH RMB HDG (M CASH)- RMB JPMORGAN ASIAN TOTAL RETURN BOND ACC RMB HDG- RMB LEGG MASON WESTERN ASSET US MONEY MARKET FUND A ACC- LEGG MASON CLEARBRIDGE US AGGRESSIVE GROWTH FUND A ACC- P5 P5 P1 LEGG MASON GLOBAL A.M LEGG MASON GLOBAL A.M LEGG MASON GLOBAL A.M LEGG MASON GLOBAL A.M LM10 LM16 LM17 LM19 LEGG MASON BRANDYWINE GLOBAL FIXED INCOME FUND A ACC- LEGG MASON BRANDYWINE GLOBAL FIXED INCOME FUND A(M CASH)- LEGG MASON BRANDYWINE GLOBAL FIXED INCOME FUND A(M REIN)- LEGG MASON CB US AGGRESSIVE GROWTH A AUD HDG ACC-AUD 19

20 LEGG MASON GLOBAL A.M LM20 LEGG MASON ROYCE US SMALL CAP OPP FUND A ACC- LEGG MASON GLOBAL A.M LM21 LEGG MASON ROYCE US SMALL CAP OPP FD A AUD HEDGED ACC-AUD PICTET FUNDS PT18 PICTET PREMIUM BRANDS P ACC PICTET FUNDS PT19 PICTET PREMIUM BRANDS P ACC PICTET FUNDS PT21 PICTET DIGITAL COMMUNICATION P ACC PICTET FUNDS PT24 PICTET TIMBER-P ACC - P5 PICTET FUNDS PT25 PICTET TIMBER-P ACC - P5 PICTET FUNDS PT26 PICTET WATER P ACC - P5 PICTET FUNDS PT27 PICTET WATER P ACC - P5 PICTET FUNDS PT49 PICTET DIGITAL COMMUNICATION P ACC- SH03 SISF-ASIAN EQUITY YIELD CLASS A-ACC (N REINVEST)- SH04 SISF-ASIAN EQUITY YIELD CLASS A-DIS (M CASH)- SH07 SISF-EMERGING ASIA A-ACC (N REINVEST)- SH08 SISF-EMERGING OPE CLASS A-ACC (N REINVEST)- SH09 SISF-EMERGING MARKETS CLASS A-ACC (N REINVEST)- SH10 SH11 SH23 SISF-EMERGING MARKETS DEBT ABSOLUTE RETURN A ACC- SISF-EMERGING MARKETS DEBT ABSOLUTE RETURN A (Q CASH)- SISF-OPEAN EQUITY ALPHA CLASS A-ACC (N REINVEST)- SH27 SISF-GLOBAL BOND CLASS A-ACC (N REINVEST)- SH28 SISF-GLOBAL CORPORATE BOND CLASS A-ACC (N REINVEST)- SH30 SISF-GLOBAL HIGH YIELD CLASS A-ACC (N REINVEST)- SH33 SISF-GREATER CHINA CLASS A-ACC (N REINVEST)- SH34 SH35 SISF-HONG KONG DOLLAR BOND CLASS A-ACC (N REINVEST)-HKD SISF-HONG KONG DOLLAR BOND CLASS A-DIS (M CASH)- HKD SH36 SISF-HONG KONG EQUITY CLASS A-ACC (N REINVEST)-HKD SH38 SISF-JAPANESE EQUITY CLASS A-ACC (N REINVEST)-JPY SH40 SISF-JAPANESE SMALLER COMPANIES CLASS A-ACC (N REINVEST)-JPY SH41 SISF-KOREAN EQUITY CLASS A-ACC (N REINVEST)- P5 SH42 SISF-LATIN AMERICAN CLASS A-ACC (N REINVEST)- SH43 SISF-US LARGE CAP CLASS A-ACC (N REINVEST)- SH45 SISF-ASIAN OPPORTUNITIES CLASS A-ACC (N REINVEST)- SH48 SISF - UK EQUITY CLASS A - ACC (N REINVEST)-GBP SH56 SCHRODER US DOLLAR MONEY FUND (N REINVEST)- 20

21 SH67 SISF BRIC (BRAZIL RUSSIA INDIA CHINA) (N REINVEST)- SH68 SISF-QEP GLOBAL ACTIVE VALUE A ACC - SH69 SISF BRIC (BRAZIL RUSSIA INDIA CHINA) (N REINVEST)- SH70 SH71 SH72 SH73 SCHRODERS ISF CHINA OPPORTUNITIES FUND (N REINVEST)- SCHRODER ISF GLOBAL PROPERTY SECURITIES (N REINVEST)- SCHRODER ISF GLOBAL EMERGING MARKET OPP (N REINVEST)- SCHRODER ISF GLOBAL EMERGING MARKET OPPORT A (N REIN)- SH83 SCHRODER ISF TAIWANESE EQUITY A ACC- P5 SH84 SCHRODER ISF TAIWANESE EQUITY A DIS (CASH) - P5 SH89 SCHRODER ISF INDIAN EQUITY A ACC - P5 SH91 SCHRODER ISF GLOBAL HIGH YIELD A DIS (Q CASH) - SH93 SCHRODER ISF GLOBAL CORPORATE BOND A DIS (M CASH) - SHA0 SISF- ASIA PACIFIC PROPERTY SECURITIES A ACC- P5 SHA1 SISF- EMERGING MKTS DEBT ABSOLUTE RT N A ACC ( HD)- SHA2 SISF- EMERGING MARKETS A ACC- SHA3 SISF- GLOBAL EQUITY A ACC- SHA5 SISF- GLOBAL EQUITY YIELD A ACC- SHA7 SISF- JAPANESE OPPORTUNITIES A DIS (CASH)- JPY SHA8 SISF- LATIN AMERICAN A ACC- SHB1 SISF- GLOBAL MULTI-ASSET INCOME A DIS (M CASH) - SHB2 SISF- GLOBAL MULTI-ASSET INCOME A DIS (M CASH) - AUD HEDGED SHB4 SISF- GLOBAL MULTI-ASSET INCOME A DIS (M CASH)- HKD SHB5 SHB6 SISF- GLOBAL MULTI-ASSET INCOME A DIS HDG (Q CASH)- SISF- GLOBAL MULTI-ASSET INCOME A DIS GBP HDG (M CASH)- GBP SHB7 SISF- GLOBAL MULTI-ASSET INCOME A ACC- SHB8 SISF- GLOBAL MULTI-ASSET INCOME A ACC- HKD SHB9 SHC0 SISF- GLOBAL MULTI-ASSET INCOME A ACC HEDGED- SISF- GLOBAL MULTI-ASSET INCOME A ACC GBP HEDGED- GBP P5 P5 21

22 Customers can and are strongly encouraged to ascertain their Customer Investment Profile with us to help customers select our investment/insurance products with a Rating suitable to the customers. 本 行 建 議 客 戶 完 成 ANZ 客 戶 投 資 取 向 以 確 定 其 風 險 承 受 能 力 程 度, 以 助 客 戶 根 據 選 擇 適 合 客 戶 之 投 資 / 保 險 產 品 1. The Ratings of our investment/insurance products set out above are for our customers' reference only. They were made as at the date specified and are subject to change from time to time. 上 述 投 資 / 保 險 產 品 之 只 供 本 行 客 戶 參 考 資 料 以 指 定 之 日 期 為 準, 並 會 不 時 作 出 修 改 2. While we shall use reasonable care to update the Ratings of our investment/insurance products above within reasonable time after change, we do not represent or warrant that the Ratings of our investment/insurance products set out above are up-to-date. Customers are strongly encouraged to contact us for the most updated Ratings of our investment/insurance products they are holding with us. 本 行 將 定 時 以 適 當 的 風 險 評 級 更 新 上 述 投 資 / 保 險 產 品, 但 本 行 並 不 陳 述 或 保 證 上 述 投 資 / 保 險 產 品 之 為 最 新 的 資 料 客 戶 可 向 本 行 查 詢 其 所 持 有 之 投 資 / 保 險 產 品 的 最 新 3. Product risk is classified into 5 different risk ratings, ranging from 1 to 5 with 5 being the highest risk rating. 分 為 5 個 級 別, 由 1 至 5,5 為 最 高 風 險 級 別 22