YVON CHAREST FSA, FCIA 1 President and Chief Executive Officer Industrial Alliance Insurance and Financial Services Inc.
|
|
- Tracy McDowell
- 8 years ago
- Views:
Transcription
1 PLANNING COMMITTEE YVON CHAREST FSA, FCIA President and Chief Executive Officer Year of birth: 956 Experience in the industry: 35 Experience at IA: 35 Assignments: CEO, COO, Appointed Actuary, Control, Strategic Planning, Marketing-Personal Financial Services NORMAND PÉPIN FSA, FCIA Executive Vice-President Life Subsidiaries and Individual Insurance and Annuities Year of birth: 950 Experience in the industry: 4 Experience at IA: 4 Assignments: Retail and Wealth Management Operations MICHEL TREMBLAY FSA, FCIA, CFA Executive Vice-President and Chief Investment Officer Year of birth: 955 Experience in the financial markets: 37 Experience at IA: 6 Assignments: Investments and Wealth Management GERALD BOUWERS M.Math., FSA, FCIA President Western Canada Operations Year of birth: 949 Experience in the industry: 40 Experience at IA: 3 Assignments: President & COO, Sales & Marketing-Personal Financial Services, Sales & Marketing-Group Insurance
2 PLANNING COMMITTEE (continued) MICHAEL L. STICKNEY M.B.A., FSA, FCIA President IA American Life Insurance Company Year of birth: 954 Experience in the industry: 37 Experience at IA: 27, Business Administration Assignments: Appointed Actuary, Sales & Marketing-Group Insurance RENÉ CHABOT FSA, FCIA Executive Vice-President, Appointed Actuary and CFO Year of birth: 96 Experience in the industry: 3 Experience at IA: 3 Assignments: Appointed Actuary, Sales, Marketing & Administration-Group Pensions, Marketing-Personal Financial Services, Corporate Actuarial DENIS RICARD FSA, FCIA Executive Vice-President Business Development Year of birth: 962 Experience in the industry: 29 Experience at IA: 29 Assignments: Business Development-Dealer Services, President IA Trust, President IA Excellence, Appointed Actuary, CFO, Marketing-Personal Financial Services, Information Technology, Corporate Actuarial DAVID SCANDIFFIO B.Sc., CFA Executive Vice President, Wealth Management President, IA Clarington Investments Inc. Year of birth: 970 Experience in the industry: 20 Experience at IA:, Economics and Statistics Assignments: Executive Vice President, Wealth Management, President, IA Clarington Investments, Chairman, TE Financial Consultants, Chairman, Leon Frazer & Associates, Vice Chairman, IA Securities.
3 SENIOR MANAGEMENT JEAN-FRANÇOIS BOULET B.I.R., Fellow CHRP Human Resources and Communications Year of birth: 955 Experience in the industry: 5 Experience at IA: Education: Industrial Relations Assignments: Human Resources and Communications GUY DANEAU B.B.A., M.B.A. Information Systems Year of birth: 959 Experience in the industry: 5 Experience at IA: 9 Assignments: Information Systems CLÉMENT GIGNAC M.E.Sc. and Chief Economist Year of birth: 955 Experience at IA: 2 Education: Economics Assignments: Chief Economist PAUL R. GRIMES CFP, CLU, Ch.F.C., Sales (Ontario and Western Canada) Year of birth: 959 Experience at IA: 26 Education: BA Political Science Assignments: Sales & Marketing, Managing General Agents & National Accounts
4 SENIOR MANAGEMENT (continued) ALNOOR JIWANI F.L.M.I., Business Development & Finance Dealer Services Year of birth: 959 Experience in the industry: 36 Experience at IA: 36 Education: Computer Sciences Assignments: Information Technology & Systems, Claims, Sales & Marketing Creditor Insurance, Extended Warranties BRUNO MICHAUD B.B.A., F.L.M.I./M. Administration and Sales Year of birth: 957 Experience at IA: 32 Assignments: President s Office, Sales & Marketing-Personal Financial Services JACQUES PARENT FSA, FCIA Group Insurance Year of birth: 96 Experience in the industry: 3 Experience at IA: 3 Assignments: Marketing, Sales, Underwriting, Administration & Claims Management, Group Insurance-Employee Plans RENÉE LAFLAMME CPA, CA, CFA Vice-President Group Savings and Retirement Year of birth: 967 Experience in the industry: 26 Experience at IA: 6 Assignments: Group Savings and Retirement, Mortgage Loans, Investments
5 SENIOR MANAGEMENT (continued) PAUL TATAY Special Markets Solutions Year of birth: 959 Experience in the industry: 28 Experience at IA: 4 Assignments: Special Risk Insurance Sales, Marketing, Underwriting and Administration Management PIERRE VINCENT FSA, FCIA President and Chief Operating Officer The Excellence Life Insurance Company Year of birth: 965 Experience in the industry: 27 Experience at IA: Assignments: Sales & Marketing-Personal Financial Services, Strategic Planning
Effective July 1, 2015, all student recognition requirements will be governed by the following ALU curriculum.
Academy of Life Underwriting Student Recognition Effective July 1, 2015, all student recognition requirements will be governed by the following ALU curriculum. Student Recognition Under the ALU Curriculum
More informationDavid Scandiffio, CFA EVP, Industrial Alliance President, IA Clarington. Wealth Management. Investor Day, June 11, 2014
David Scandiffio, CFA EVP, Industrial Alliance President, IA Clarington Wealth Management Investor Day, June 11, 2014 1 Overview Industrial Alliance Individual Insurance Individual Wealth Management Group
More informationCIBC INVESTOR DAY SPEAKER BIOGRAPHIES. Victor G. Dodig. President and Chief Executive Officer, CIBC
Victor G. Dodig President and Chief Executive Officer, CIBC Victor Dodig is President and Chief Executive Officer of the CIBC group of companies, one of North America's largest financial services institutions.
More information1892 Founding. 2003 Expansion in wealth management. 2008 Expansion in individual disability insurance. 2013 Expansion in private wealth management
ia Financial Group Company Profile Data as at December 31, Description of ia Financial Group ia Financial Group (Industrial Alliance Insurance and Financial Services Inc.) is an insurance and financial
More informationDallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262
January 25, 2013 Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 Little Rock Office 400 W. Capitol Avenue Little Rock, AR 72203-3217 501.375.5200 www.bkdwa.com Advisors
More informationDallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262
October 1, 2013 Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 Little Rock Office 400 W. Capitol Avenue Little Rock, AR 72203-3217 501.375.5200 www.bkdwa.com Advisors
More informationCanada s Leading Wealth Management Team for the Tennis Community
Canada s Leading Wealth Management Team for the Tennis Community London Office 255 Queens Ave., One London Place London ON N6A 5R8 Phone: 519 640-7600 Website: www.crossfinancialgroup.ca Cross Financial
More informationBrian K. Stickney, CFA, CFP
Item 1 - Cover Page Brochure Supplement for Brian K. Stickney, CFA, CFP CRD# 2217162 Ironridge Wealth Management, LLC 100 Galleria Parkway Suite 1130 Atlanta, GA 30339 (770) 635-1925 www.ironridgewealth.com
More informationInstitutional Presentation March 2014. 2013 was one of our best years ever. Jovian acquisition adds private wealth management expertise
Industrial Alliance Yvon Charest President and Chief Executive Officer 1 Institutional Presentation March 2014 Introduction 2013 was one of our best years ever Solid top-line momentum Capital-light businesses
More informationSpecial Markets Solutions Dealer Services
Denis Ricard Executive Vice-President Business Development Special Markets Solutions Dealer Services Investor Day, June 11, 2014 1 Overview Industrial Alliance Individual Insurance Individual Wealth Management
More informationBMO 3rd Annual Fixed Income Conference
BMO 3rd Annual Fixed Income Conference René Chabot Executive Vice-President and Chief Actuary June 12, 2014, Toronto 1 Discussion Points 1 Review of IA s $4.00 EPS target for 2015 Importance of our capital-light
More informationCanada Life Financial Corporation ANNUAL REPORT
Canada Life Financial Corporation 2007 ANNUAL REPORT CORPORATE PROFILE Canada Life Financial Corporation (CLFC) was established in 1999. CLFC s principal subsidiary, The Canada Life Assurance Company,
More informationWAWANESA INSURANCE 2014 ANNUAL REPORT
WAWANESA INSURANCE 2014 ANNUAL REPORT Wawanesa is a Canadian mutual company owned by its policyholders. With assets of over $8.6 billion and nearly two million policies inforce, Wawanesa is one of the
More informationIndustrial Alliance Continues to Grow its Net Income in the First Quarter of 2008
Industrial Alliance Continues to Grow its Net Income in the First Quarter of 2008 Quebec City, May 7, 2008 Industrial Alliance Insurance and Financial Services Inc. ("Industrial Alliance" or "the Company")
More informationA Growth Platform Creditor Insurance & Warranties
A Growth Platform Creditor Insurance & Warranties Gerry Bouwers President and COO Industrial Alliance Pacific 1 Toronto, A partner you can trust. Creditor Insurance and Warranties Non-Traditional Businesses
More informationNational CFA Charterholder Compensation Study 2015
National CFA Charterholder Compensation Study 2015 11 August 2015 1 Contents Summary Respondent Profile 3 Summary Compensation Measures 4 Summary Employment Profile 12 Methodology 17 Media Inquiries/Contact
More informationENGAGEMENT POWERED CONSUMER FINANCE
Click to edit Master title style Click to edit Master title style ENGAGEMENT POWERED CONSUMER FINANCE December 2015 TSXV:DLS Michael A. Hilmer Chief Executive Officer mhilmer@dealnetcapital.com 416.420.5529
More informationGeneral Counsel, Corporate Secretary and Vice President, Policy Phone: (416) 943-5838 E-mail: pward@mfda.ca. MFDA Bulletin. Policy
Contact: Paige Ward General Counsel, Corporate Secretary and Vice President, Policy Phone: (416) 943-5838 E-mail: pward@mfda.ca BULLETIN #0673 P January 12, 2016 MFDA Bulletin Policy For Distribution to
More informationThe Canada Life Assurance Company ANNUAL REPORT
The Canada Life Assurance Company 2007 ANNUAL REPORT CAUTIONARY NOTE REGARDING FORWARD-LOOKING INFORMATION This report contains some forward-looking statements about the Company, including its business
More informationKANSAS CITY LIFE INSURANCE COMPANY. Standing Strong. Annual Report
KANSAS CITY LIFE INSURANCE COMPANY Standing Strong 2009 Annual Report Message from the President Despite the economic effects of what has been called the Great Recession, continues to maintain a strong
More informationA Large Financial Institution
Investor Day 2010 A partner you can trust. 1 A Large Financial Institution Key Facts > Creation 1892 > Rank 4 th (life and health insurance) > Market capitalization $2.9 billion (June 8, 2010) > Assets
More informationThe Path to CFP Certification. Effective July 1, 2010 Financial Planners Standards Council
The Path to CFP Certification Effective July 1, 2010 Financial Planners Standards Council Message to candidates pursuing a career as a Certified Financial Planner professional Thank you for taking the
More informationENGAGEMENT POWERED CONSUMER FINANCE
Click Click to edit to edit Master Master title style title style Click to edit Master title style ENGAGEMENT POWERED CONSUMER FINANCE October 2015 TSXV:DLS Michael A. Hilmer Chief Executive Officer mhilmer@dealnetcapital.com
More informationANNUAL GENERAL AND SPECIAL MEETING OF SHAREHOLDERS AND PARTICIPATING POLICYHOLDERS
ANNUAL GENERAL AND SPECIAL MEETING OF SHAREHOLDERS AND PARTICIPATING POLICYHOLDERS March 31, 2003 Dear Shareholder: Dear Participating Policyholder: As Chairman of the Board of Industrial Alliance, it
More informationCPD Information Sheet (Nov 2014)
CPD Information Sheet (Nov 2014) Insurance Intermediaries Quality Assurance Scheme Continuing Professional Development Programme The Programme 1. Insurance agents/brokers, their chief executives/responsible
More informationRetirement Planning and Wealth Management
Retirement Planning and Wealth Management Kurt Rohrs Principal Advisor, Inc. www.swretire.com About, Inc. Principal Advisor Kurt Rohrs is the Principal Financial Advisor with, Inc. specializing in Financial
More informationORGANIZATION OVERVIEW
Synovus Investment Advisors, Inc. ORGANIZATION OVERVIEW Investment products and services provided by Synovus are offered through Synovus Investment Advisors, Inc., Synovus Securities, Inc., Synovus Trust
More informationInvestor Presentation
Investor Presentation Yvon Charest President and CEO René Chabot EVP and Chief Actuary Denis Ricard EVP, Business Development March 2015 A New Look for Industrial Alliance Introduced March 3, 2015 Updated
More informationTrinen Wealth. There s Wealth in Our Approach. 3003 East Harmony Road Suite 400 Fort Collins, CO 80528
Trinen Wealth Management Group There s Wealth in Our Approach. 3003 East Harmony Road Suite 400 Fort Collins, CO 80528 Phone: (970) 282-6565 Toll Free: (888) 300-0143 Fax: (970) 206-1464 www.rbcwmfa.com/michael.trinen
More informationBROCHURE SUPPLEMENTS (ADV PART 2)
BROCHURE SUPPLEMENTS 2015332 1 BROCHURE SUPPLEMENT BRADFORD A. EVANS This brochure supplement provides information about Bradford A. Evans that supplements the Heartland Advisors, Inc. Brochure (ADV Part
More informationINTERNATIONAL BUSINESS SEMINAR
INTERNATIONAL BUSINESS SEMINAR Thursday, June 10, 2010 8:00 a.m. - 2:00 p.m. Sheraton Centre Hotel 123 Queen Street West PROGRAMME Co-ordinator: Mr. Wayne Kirton, CEO Invest Barbados 8:00 a.m. Registration
More informationPolicies and Guidelines for Obtaining and Maintaining CFP Certification and FPSC Level 1 Certification in Financial Planning
Policies and Guidelines for Obtaining and Maintaining CFP Certification and FPSC Level 1 Certification in Financial Planning Version 3.0 December 7 2015 Table of Contents A. Routes to CFP Certification
More informationTHOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IAG.TO - Q3 2014 Industrial Alliance Insurance and Financial Services Inc Earnings Call
THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IAG.TO - Q3 2014 Industrial Alliance Insurance and Financial Services Inc Earnings Call EVENT DATE/TIME: NOVEMBER 05, 2014 / 07:00PM GMT 1 C O R P O R A T
More informationInvesting with IA Clarington OUR PHILOSOPHY PORTFOLIO MANAGERS FUNDS
Investing with OUR PHILOSOPHY PORTFOLIO MANAGERS FUNDS be invested 2 IA CLARINGTON FUND LINEUP AT IA CLARINGTON, we believe that investing has changed. Shifting investor demand and unprecedented access
More informationPersonal Financial Planning Certificate Program
Finance Personal Financial Planning Certificate Program n Curriculum satisfies the CFP Board s education requirement to sit for the CFP Certification Examination n Program available online and on campus
More informationKansas City Office 1201 Walnut Street, Suite 1700 Kansas City, MO 64106-2246 816.842.1935
January 25, 2013 Kansas City Office St. Louis Office One Metropolitan Square 211 N. Broadway, Suite 600 St. Louis, MO 63102-2733 314.231.9731 www.bkdwa.com Advisors presented in this supplement: Lynn Mayabb
More informationSAMPLE. Steven and Heather Reynolds. ANALYSIS OF CURRENT SITUATION November 18, 2014. PREPARED BY: Matthew Schulte, CLU, ChFC, CFP
Steven and Heather Reynolds ANALYSIS OF CURRENT SITUATION November 18, 2014 PREPARED BY: Matthew Schulte, CLU, ChFC, CFP SAMPLE Table of Contents Table of Contents... 2 Financial Statements Analysis...
More informationOUR CONCEPT OUR EXPERTISE. An authorized CMHC Lender Correspondent
OUR CONCEPT IC Funding Financial Corporation is an independent Lender Correspondent with approved CMHC status. As a financial intermediary, we originate and underwrite for numerous Life Insurance Companies,
More informationALAN S. WARDYGA WEALTH MANAGEMENT RESOURCES, INC.
ALAN S. WARDYGA WEALTH MANAGEMENT RESOURCES, INC. 501 Great Road #201 North Smithfield, Rhode Island 02896 Tel. 401-356-1400 Fax 401-356-0688 February 3, 2016 FORM ADV PART 2B BROCHURE SUPPLEMENT This
More informationWawanesa Insurance 2011 Annual Report
Wawanesa Insurance 2011 Annual Report Wawanesa is a Canadian mutual company owned by its policyholders. With assets of over $7 billion and nearly 2 million policies inforce, Wawanesa is one of the 10 largest
More informationGuild Mortgage Depth and Breadth of Skills, Experience Define the Management Team
FOR IMMEDIATE RELEASE October 17, 2012 Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team Leadership Team Backgrounder Guild Mortgage s leadership team sets the tone for
More informationwww.waltlunsfordgroup.com
www.waltlunsfordgroup.com THE WALT LUNSFORD GROUP Our Team Walt Lunsford, AAMS Senior Vice President, Investments Direct: 513-786-7840 Walt.Lunsford@raymondjames.com WaltLunsfordGroup.com Tim Recker, AAMS
More informationPart 2B of Form ADV: Brochure Supplement. Financial Management Strategies, Inc. Carl Camillo 9050 Sweet Valley Drive Valley View, Ohio 44125
Part 2B of Form ADV: Brochure Supplement Financial Management Strategies, Inc. Carl Camillo 9050 Sweet Valley Drive Valley View, Ohio 44125 Telephone: 216-642-1099 Email: carlc@plancorp.biz Web Address:
More informationMessage from the Chair of the Pension Plan Management Committee
RBC CANADIAN RETIREMENT PROGRAM Message from the Chair of the Pension Plan Management Committee RBC is committed to supporting you in planning and saving for the future, and the RBC Retirement & Savings
More informationConsolidation in the Life Insurance Industry: How Does David Compete in a World of Goliaths?
The Edmonton Chamber of Commerce Consolidation in the Life Insurance Industry: How Does David Compete in a World of Goliaths? Notes for Yvon Charest President and Chief Executive Officer Industrial Alliance
More informationThe KuKla/SchicK Team Your Family CFO 1
The Kukla/Schick Team Your Family CFO 1 Welcome Welcome to the Kukla/Schick Team of Moneta Group! Thank you for your interest in learning more about our Family CFO services. Our responsibility is to advise
More informationJuly 29, 2015. CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO
N E W S R E L E A S E July 29, 2015 CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO SAN ANTONIO Cullen/Frost Bankers,
More informationCOMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS
COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS Leah R. Bennett, CFA, CIC Managing Director and CIO King Investment Advisors Leah R. Bennett is a portfolio manager and investment analyst
More informationHarbour Wealth Partners 9850 Westpoint Drive, Suite 300 Indianapolis, IN 46256
Form ADV Part 2A Harbour Wealth Partners Cover Page Harbour Wealth Partners 9850 Westpoint Drive, Suite 300 Indianapolis, IN 46256 (317) 579 4844 WEBSITE: www.livewellsleepwell.com EMAIL CONTACT: lance.lyday@livewellsleepwell.com
More informationThe Strauss Rom Strategic Wealth Management Group of RBC Dominion Securities
260 East Beaver Creek Rd, Suite 500, Richmond Hill, ON L4B 3M3 1.800.268.6959 The Strauss Rom Strategic Wealth Management Group of RBC Dominion Securities Ronnie Strauss B.Comm, CFP, FCSI Ch.P. Strategic
More informationTouching more lives. Helping more people.
2011 Annual Report Touching more lives. Helping more people. Our Mission Our Vision Our VALUES We help make the lives of our customers and their families better by offering proven, trusted and valued insurance
More informationHaviland & Sams, LLC Form ADV Part 2A Investment Adviser Brochure
Haviland & Sams, LLC Form ADV Part 2A Investment Adviser Brochure March 2013 This brochure provides information about the qualifications and business practices of Haviland & Sams, LLC. If you have any
More informationForm ADV Part 2B Individual Disclosure Brochure. Mark W. McGorry Personal CRD Number: 327815 Investment Adviser Representative
Form ADV Part 2B Individual Disclosure Brochure Mark W. McGorry Personal CRD Number: 327815 Investment Adviser Representative Wealth Partners Advisors, LLC 286 Madison Avenue, Suite 200 New York, NY 10017
More informationWise Advice. A personal relationship with your Portfolio Manager. Thor Wealth Management Group
Wise Advice A personal relationship with your Portfolio Manager Thor Wealth Management Group Devote your time to what is important to you, knowing that your investments are being managed by a professional
More informationCAE INC. MEMBERSHIP AND RESPONSIBILITIES OF THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF DIRECTORS ROLE AND MEMBERSHIP
ROLE AND MEMBERSHIP The Human Resources Committee (the Committee") shall, except with respect to its functions pertaining to any long term incentive plan of CAE Inc. (the Company ) and except as provided
More informationD.R. Saur Financial, Inc.
Daniel Saur D.R. Saur Financial, Inc. 12900 Preston Road Suite 400 Dallas, Texas 75230 214.559.3944 www.drsaur.com Brochure Supplement 1 May 2015 This brochure supplement provides information about Daniel
More informationCanby Financial Advisors, LLC 161 Worcester Road, Suite 408 Framingham, MA 01701 (508)598-1082. http://www.canbyfinancial.
Item 1 Cover Page Canby Financial Advisors, LLC 161 Worcester Road, Suite 408 Framingham, MA 01701 (508)598-1082 http://www.canbyfinancial.com March 5, 2015 This Brochure provides information about the
More informationCPP Enhancement: The Debate Takes Centre Stage
Enhancement of the Canada Pension Plan (CPP) is expected to be a major issue in the upcoming federal election. This article provides an overview of likely features of a CPP enhancement proposal along with
More informationTHERESE M. ( TERRI ) VAUGHAN
THERESE M. ( TERRI ) VAUGHAN Dr. Therese M. ( Terri ) Vaughan became Robb B. Kelley Distinguished Professor of Insurance and Actuarial Science at Drake University in January 2005, after serving over 10
More informationContents. Corporate Statement 4. Shareholders Letter 5. Who We Are 6. Atlanta Life Insurance Company 7. Atlanta Life General Agency 7
2011 Annual Report Contents Corporate Statement 4 Shareholders Letter 5 Who We Are 6 Atlanta Life Insurance Company 7 Atlanta Life General Agency 7 Jackson Securities 8 Herndon Capital Management 9 Financials
More informationLJPR Financial Advisors. 4555 Investment Drive. Troy, MI 48098 (248) 641-7400. leon.labrecque@ljpr.com. August 11, 2015
Item 1 Cover Page Leon C. LaBrecque, JD, CPA, CFP, CFA LJPR Financial Advisors 4555 Investment Drive Troy, MI 48098 (248) 641-7400 leon.labrecque@ljpr.com August 11, 2015 This Brochure Supplement provides
More informationTHOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IAG.TO - Q1 2015 Industrial Alliance Insurance and Financial Services Inc Earnings Call
THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IAG.TO - Q1 2015 Industrial Alliance Insurance and Financial EVENT DATE/TIME: MAY 07, 2015 / 03:30PM GMT 1 CORPORATE PARTICIPANTS Grace Pollock Industrial
More informationINTERPRETATIVE OPINION NO. 26 USE OF CERTIFICATIONS AND DESIGNATIONS IN ADVERTISING BY INVESTMENT ADVISER REPRESENTATIVES AND BROKER- DEALER AGENTS
NEBRASKA DEPARTMENT OF BANKING AND FINANCE DEPARTMENT OF SECURITIES INTERPRETATIVE OPINION NO. 26 USE OF CERTIFICATIONS AND DESIGNATIONS IN ADVERTISING BY INVESTMENT ADVISER REPRESENTATIVES AND BROKER-
More informationEstate Planning Council - Application for a Board of Directors
Woodland Hills Tax & Estate Planning Council, Inc. Application for Membership Mission Statement The Mission of the Woodland Hills Tax & Estate Planning Council, Inc. is to promote the highest quality estate
More informationSalary Survey. For CGAs
2010 Salary Survey For CGAs Table of Contents Page 1. Project Background 3 2. Summary of Findings 4 3. Workplace Background of Certified General Accountants 4 Working Hours 5 Gender Distribution 6 Experience
More informationFirm Brochure Supplement (Part 2B of Form ADV)
Firm Brochure Supplement (Part 2B of Form ADV) 9200 Montgomery Road Cincinnati, Ohio 45242 (513) 771-7222 (888) 234-7982 www.taaginc.com info@taaginc.com This brochure supplement provides information about
More informationFurther information concerning Exel Composites Corporate Governance matters is available on the Group s website at www.exelcomposites.com.
Corporate Governance Statement Exel Composites corporate governance complies with the Finnish Companies Act, the legislation covering the securities markets and other official regulations related to the
More informationGuarneri Kabot Bollag. & Associates
Guarneri Kabot Bollag & Associates Our values Client trust is essential. Every member of our team is dedicated to helping clients reach their goals. When everyone shares the same vision and works toward
More informationThe Independent Order of Foresters Year ended December 31, 2013. financial highlights
The Independent Order of Foresters Year ended December 31, financial highlights Our financial strength Financial highlights for the year ended December 31, (All amounts are in Canadian dollars, unless
More informationMoney matters. People matter more.
Money matters. People matter more. 1 Important Note This material is for information purposes only and does not constitute an offer to sell securities. An offer can only be made through the Offering Memorandum
More informationM&T Bank Corporation Resolution Plan Public Section
M&T Bank Corporation Resolution Plan December 13, 2013 TABLE OF CONTENTS PUBLIC SECTION... 1 Executive Summary... 1 1. Names of Material Entities... 2 2. Description of Core Business Lines... 3 3. Consolidated
More informationSprott Bridging Income Fund LP Sprott Bridging Income RSP Fund
Sprott Bridging Income Fund LP Sprott Bridging Income RSP Fund Investment Objective The investment objective of the Partnership is to achieve superior risk-adjusted returns with minimal volatility and
More informationHOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution
HOW TO MAKE YOUR STRUCTURED FINANCIAL PLAN; My Wealth Management Solution The McClelland Financial Group ASSANTE CAPITAL MANAGEMENT LTD. Rob McClelland HBA, R.F.P., CFP SENIOR FINANCIAL ADVISOR Vice President
More informationApproved Committees for 2007 Functions, Responsibilities, and Qualifications
Approved Committees for 2007 Functions, Responsibilities, and Qualifications COMMITTEES AND STEERING COMMITTEES Accounting Committee Functions and Responsibilities: To consider and make policy recommendations
More informationCHAPTER 2: THE CANADIAN SECURITIES INDUSTRY
CHAPTER 2: THE CANADIAN SECURITIES INDUSTRY Topic One: Industry Overview 1. Self-regulatory Organizations (SROs). A. The SROs set rules that govern the operations of investment dealers and market activity.
More informationAN INTRODUCTION TO PACIFIC LIFE THE VALUES THAT DEFINE US
AN INTRODUCTION TO PACIFIC LIFE THE VALUES THAT DEFINE US PEOPLE ACCOUNTABILITY CUSTOMER FOCUS INTEGRITY FINANCIAL STRENGTH INNOVATION COMMUNITY 2013 FINANCIAL SUMMARY Pacific Mutual Holding Company DOLLARS
More informationInvestment Advisors Howard Aschwald, CFA John Baxman, CFP Jennifer M. Butters, AAMS Joe Caldwell, CFA, D.Min.
Investment Advisors Howard Aschwald, CFA Quantum Capital Management, 770 Tamalpais Drive, Ste. 204, Corte Madera, CA 94925 Phone: 415.927.8430 Fax: 415.927.8433 Website: www.quantumcap.com Email: haschwald@quantumcap.com
More informationChapter 17. Financial Management and Institutions
Chapter 17 Financial Management and Institutions 1 2 3 4 Identify the functions performed by a firm s financial managers. Describe the characteristics and functions of money. Identify the various measures
More informationLife Settlements: Discover Your Client's Unknown Asset
Life Settlements: Discover Your Client's Unknown Asset MODERATOR Darwin Bayston, CFA President and CEO Life Insurance Settlement Association PANELISTS Michael Freedman President GWG Life Dan Young Vice
More informationA Corridor of Psychiatric History at the University of Toronto
A Corridor of Psychiatric History at the University of Toronto An Historical Exhibit installed in the Department of Psychiatry Prof. Donald Wasylenki, MD, FRCPC John Court, MA, CAPHC Learning Objectives
More informationCaptive Insurance with CJM Wealth Management
Captive Insurance with CJM Wealth Management Table of Contents About Captive Insurance...pp 2 Why Form a Captive?...pp 3-4 What Next?...pp 5 About CJM Wealth & CEO Charles Massimo...pp 6 724 Long Island
More informationCFP Board Commission on Standards Commission Members
CFP Board Commission on Standards Commission Members V. Raymond Ferrara, CFP Commission Chair Ray is Chair and CEO of ProVise Management Group, LLC, a financial planning firm located in Clearwater, Florida,
More informationThe Expert Panel on Management, Business, and Finance Research
The Expert Panel on Management, Business, and Finance Research David Zussman, Chair Peter Aucoin, FRSC Robert L. Brooks Sheila A. Brown Fred Gorbet John H. McArthur Randall Morck Michael Ornstein Jean-Marie
More informationCFP CM Certification Entry Requirements
CFP CM Certification Entry Requirements CFP CM Certification - Entry Requirements To be eligible to embark on the process of becoming a CFP professional there are three compulsory criteria which must be
More informationWhere are they now? SMIF Alumni
Where are they now? It is a goal of SMIF members to not only excel in their scholastic endeavors but to be among the best in their industries. Below is a brief showcase of what some of the most recent
More informationLife Expectancy and its Impact on Income Annuities
Life Expectancy and its Impact on Income Annuities 2002 SEAC June Meeting Michael S. Taht, FCIA, FSA, MAAA June 14, 2002 People 2 People 35 Birth Rates per 1000 Population: 1910-1997 30 25 20 15 10 1910
More informationCO 2 and responsibility
performance investment KWh CO 2 and responsibility Interim Report 2007 6 months ended 31 March 2007 Inside front cover (blank) Contents Directors, Officers and Professional Advisers 1 Directors Statement
More informationBylaws of the. Society of Financial Service Professionals, Eastern New York Chapter ARTICLE I. Name and Purpose ARTICLE II.
Bylaws of the Society of Financial Service Professionals, Eastern New York Chapter ARTICLE I Name and Purpose The name of the corporation shall be the Society of Financial Service Professionals, Eastern
More information- 1 - APPENDIX A INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ( IIROC ) PROPOSED FINANCIAL PLANNING RULE
APPENDIX A INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ( IIROC ) PROPOSED FINANCIAL PLANNING RULE I OVERVIEW The proposed Rule is intended to define financial planning, and set out the proficiency
More informationMembers and Biographies of the Pension Advisory Council
Members and Biographies of the Pension Advisory Council Updated: November 2015 The Pension Advisory Council consists of 17 members Five members represent Canada Post Four members are elected Eight members
More informationDescription Of Services
Description Of Services (Member SIPC) DREAM BOLDLY. Plan confidently. Description of Services Table of Contents I. INFORMATION ABOUT OUR ADVISORY SERVICES... 1 A. Who We Are... 1 B. Our Affiliated Companies...
More informationConference Speakers. Gennaro Bernile
Conference Speakers Gennaro Bernile Gennaro Bernile received his Ph.D. from the University of Rochester in 2006. He has worked for the Office of Economic Analysis at the SEC, and for Forensic Economics
More informationExecutive Officer Disclosure MLC Nominees Pty Limited. December 2015
Executive Officer Disclosure MLC Nominees Pty Limited December 2015 Executive Officer Summary Executive Officers of MLC Nominees Pty Limited including changes since 1 October 2015 are: Position Directors
More informationInvestment Advisors Howard Aschwald, CFA John Baxman, CFP Jennifer M. Butters, AAMS Joe Caldwell, CFA, D.Min.
Investment Advisors Howard Aschwald, CFA Quantum Capital Management, 770 Tamalpais Drive, Ste. 204, Corte Madera, CA 94925 Phone: 415.927.8430 Fax: 415.927.8433 Website: www.quantumcap.com Email: haschwald@quantumcap.com
More informationIgor A. Zey, MSFS, CFP, CLU, ChFC, CAP, AEP
Igor A. Zey, MSFS, CFP, CLU, ChFC, CAP, AEP White, Zuckerman, Warsavsky, Luna & Hunt Advisors, LLC Professional Financial Resources, Inc. 15490 Ventura Blvd., #220 Sherman Oaks, California 91403 Office
More informationCHIEF EXECUTIVE OFFICER
Todd Purich, Managing Director of LEGACYpcs, is one of a select number of leading insurancebased financial service professionals chosen to be a member of The Nautilus Group, a network of over 200 members
More informationMain Terms of the Contracts of the Members of the Management Board of AMG Advanced Metallurgical Group N.V.
2015 Main Terms of the Contracts of the Members of the Management Board of AMG Advanced Metallurgical Group N.V. (Updated as per ) Main Terms of the Employment Contracts of the Management Board members
More informationHelping Secure the Future for Businesses and Individuals
Helping Secure the Future for Businesses and Individuals Strategic Partnership A Relationship of Trust Wealth Management Strategies Business Exit Planning Executive Compensation Estate Planning Employee
More information