Cleaning, Disinfection and Sterilization
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1 Cleaning, Disinfection and Sterilization Paula Bullock, M.Ed., MT(ASCP), CIC Objectives Determine how to select and use the best agents/systems for cleaning List important components in cleaning, disinfection, or sterilization Using Spaulding s Classification of critical, semi-critical and non-critical, list the types of devices used in your facility Identify risks of failure to properly clean, disinfect, or sterilize equipment Definitions Cleaning removes visible foreign material Sanitization reduces pathogenic organisms to relatively safe levels on inanimate objects Definitions Decontamination removes pathogenic organisms and makes equipment safe for handling Sterilization destroys or eliminates all forms of microbial life 1
2 Definitions Disinfection is the elimination of pathogenic organisms with the exception of spores Inanimate Objects Infection Transmission Patient Antisepsis reduces microorganisms on the skin or mucous membranes Living Tissue Environment Staff Regulatory Agencies Environmental Protection Agency (EPA) Oversees registration of sterilants and disinfectants Food and Drug Administration (FDA) Monitors medical devices, food, & drugs Regulatory Agencies Occupational Safety and Health Administration (OSHA) Bloodborne Pathogens Rule 29 CFR Part
3 Regulatory Agencies Centers for Medicare & Medicaid Services (CMS) Enforces federal quality standards for various healthcare settings Equipment & Environment Pathogens may live on environmental surfaces Influenza Parainfluenza Rhinoviruses RSV VRE, VSE MRSA, MSSA C. difficile (spore form) 4 hours 10 hours 3 hours 7 hours 7 days 3 days months Cleaning Environmental surfaces with an emphasis on surfaces in proximity to the patient and those that are frequently touched Clean first, then disinfect with an EPAregistered disinfectant 3
4 Cleaning Cleaners and disinfectants are used in accordance with the manufacturer s instructions (e.g., dilution, storage, shelflife, and contact time) Follow the manufacturer s instructions for cleaning and maintaining noncritical equipment Cleaning Regular cleaning of housekeeping surfaces (e.g., floors, walls, tabletops) is needed on a regular basis and clean up spills promptly Avoid dusting methods that disperse dust (e.g., feather dusting) Cleaning Principles Cleaning should be done from area of least soiling toward area of heaviest soiling Higher surfaces are to be cleaned before lower surfaces Cleaning Don ts Do not use high-level disinfectants/liquid chemical sterilants for disinfection of either noncritical instruments and devices or any environmental surfaces; such use is counter to label instructions for these toxic chemicals 4
5 Cleaning Don ts Do not perform disinfectant fogging in patient care areas Avoid large surface cleaning methods that produce mists or aerosols Minimum Expectations of Safe Care Written policies and procedures for routine cleaning and disinfection of environmental services, including identification of responsible personnel Minimum Expectations of Safe Care Training & equipment are available to ensure that HCP wear appropriate PPE to preclude exposure to infectious agents or chemicals Staff receive job-specific training and competency validation at hire and when procedures/policies change PPE can include gloves, gowns, masks, and eye protection 5
6 Minimum Expectations of Safe Care Cleaning procedures are periodically monitored and assessed to ensure that they are consistently and correctly performed Resource Guidelines for Environmental Infection Control in Healthcare Facilities The facility has a policy/procedure for decontamination of spills of blood or other body fluids Hierarchy of Resistance Prions Bacterial spores - Bacillus subtilis Mycobacteria - M. tuberculosis Nonlipid or small viruses polio Fungi Cryptococcus species Vegetative bacteria P. aeruginosa Lipid or medium sized viruses Herpes simplex Spaulding Classification EH Spaulding believed that how an object will be disinfected depended on the object s intended use Critical Semicritical Noncritical Least resistant 6
7 Critical Objects which enter normally sterile tissue or the vascular system or through which blood flows must be Sterile Surgical instruments Cardiac catheters Critical - Sterile All microorganisms and spores High temperature Steam Low temperature ETO or H2O2 Liquid chemical sterilants H2O2, paracetic acid Semicritical Objects that touch mucous membranes or non-intact skin require High Level Disinfection Some endoscopes Respiratory therapy equipment Anesthesia equipment Semicritical High Level Disinfection Free of all microorganisms except high numbers of spores Pasteurization Liquid chemical sterilants 7
8 Semicritical - Intermediate Disinfection Hydrotherapy tanks Hospital disinfectant with label claim for tuberculocidal activity Noncritical Objects that only touch intact skin require Low Level Disinfection Bedpans Blood pressure cuffs Bed rails Environmental surfaces Noncritical Low Level Disinfection Free of all vegetative bacteria & some fungi and viruses EPA registered hospital grade disinfectant Chlorine base Phenolics Quarternary ammonium 70-90% alcohol Single Use Devices (SUDs) Labeled by the manufacturer for a single use, Single Use only Do not have reprocessing instructions May not be reprocessed for reuse except by entities which have complied with FDA regulatory requirements 8
9 Single Use Devices (SUD) Hospitals that reprocess a SUD are regulated the same as the original equipment manufacturer To reprocess must be FDA 510(k) status Minimum Expectations of Safe Care Policies and procedures to ensure that reusable medical devices are cleaned and reprocessed appropriately prior to use on another patient Includes a clear delineation of responsibility among HCP Minimum Expectations of Safe Care Policies, procedures, and manufacturer reprocessing instructions for reusable medical devices are available in the reprocessing area Minimum Expectations of Safe Care Training and equipment are available to ensure that staff wear appropriate PPE Staff appropriately trained and competencies are regularly documented (at least annually & when new equipment is introduced) 9
10 Resources Guideline for Disinfection and Sterilization in Healthcare Facilities FDA - Enforcement Priorities for Single- Use Devices Reprocessed by Third Parties and Hospitals, 2000 Space Requirements Dedicated area for cleaning of equipment Dedicated area for sterilization Adequate plumbing and utilities Appropriate air exchanges & pressure relationships to adjacent areas Storage for sterile items 6 Steps for Instrument Processing Cleaning Inspection Packaging Sterilization Storage & Delivery Quality Assurance Cleaning Wear appropriate Personal Protective Equipment (PPE) Surgical instruments should be presoaked or rinsed and disassembled when applicable Use of manual or mechanical cleaners (ultrasonics or washers) 10
11 Cleaning Clean using water with a neutral ph detergent or enzymatic cleaner Scrub while submerged to prevent aerosolization of blood & body fluids Inspection Inspect for residual debris or damage Check for proper function and lubricate Allow instruments to dry Thoroughly rinse with tap water If it isn t clean it will never be sterile Packaging Should be done in a clean and low contamination area Choose correct package for the sterilization method and size of the item Packaging Paper/plastic pouches Wrapped sets Rigid containers AAMI - Use approved wrappers or rigid containers FDA Follow manufacturer s directions 11
12 Sterilization Steam Ethylene oxide (ETO) Hydrogen peroxide gas plasma Peracetic acid Steam Sterilization Gravity displacement Prevacuum Use Bowie Dick Test Steam Sterilization Read and follow manufacturer s operation manual Maintain a preventive maintenance manual 12
13 Storage and Delivery Store to reduce potential for contamination Avoid high traffic areas Store 8-10 inches from floor Store 18 inches from fire sprinkler Solid bottom shelf Dust cover seldom used supplies Storage and Delivery No rubber bands Closed cabinets Temperature and humidity control Store 2 inches from outside wall Inspect before distributing Quality Assurance Physical Chemical Biological Quality Assurance Physical cycle time, temperature, and pressure (steam) Verify prior to unloading the sterilizer Record for every cycle 13
14 Quality Assurance Chemical change color or show movemement to verify sterilization parameters are met Should be on the outside & inside of packages Specific to the type of sterilization process Chemical indicator Integrators Approved by the FDA measures more than one parameter of sterilization (temperature, steam penetration, pressure time) Biological indicator must be used Steam Quality Assurance Biological bacterial spore that provides highest level of sterility assurance Steam sterilizers use weekly, preferably daily Use a biological indicator for every implant Place on bottom shelf directly above the drain Failed Biological Indicator (BI) Immediately take sterilizer out of service Notify physician and Infection Control Verify integrity of BI Verify mechanical indicator (print out) Verify correct cycle selection Verify plant operation 14
15 Failed Biological Indicator (BI) Recall procedure Correct errors and retest Repeat BI for three consecutive runs with negative results before putting sterilizer back in service Sterility Assurance Event related sterility Inspect package before use and do not use if: package is wet or crushed Item is dirty Seal is broken Package has been dropped to the floor Sterility Assurance Check for an expiration date If expiration date passed then discard Flash (Immediate Use) Sterilization Utilization of a short sterilization cycle of a wrapped/contained load Make sure sterilizer has been cleared by FDA to run a short cycle and been validated by the manufacturer Maintain log on each load 15
16 Flash (Immediate Use) Sterilization Follow the device manufacturer s written instructions Not to be used to make up for equipment shortages Steris System 1E Liquid chemical sterilant processing system (Peracetic acid) Devices are wet and unwrapped High level disinfection Safe for urological scopes Sterrad NX Hydrogen peroxide gas plasma Low temperature Use on heat stable, heat sensitive & moisture sensitive instruments that have to be sterile Rapid cycle No fumes and no aeration required Minimum Expectations of Safe Care All reusable critical instruments and devices are sterilized prior to reuse Routine maintenance for sterilization equipment is performed according to manufacturer instructions (confirm maintenance records are available) 16
17 Minimum Expectations of Safe Care Policies and procedures are in place outlining facility response (i.e., recall of device and risk assessment) in the event of a reprocessing error/failure Universal Truths Running a cycle in a sterilizer does not automatically guarantee sterility If it was sterile mishandling may contaminate it Universal Truths Value of standard operating procedures (SOP s) and knowledgeable staff following manufacturer s guidelines provides the best sterility assurance If it isn t clean it will never be sterile High Level Disinfectants Glutaraldehyde (>2%) 0.55% Ortho-phthaladehyde (OPA) Follow manufacturer s directions Wear PPE 17
18 Glutaraldehyde and OPA Use test strips to check minimum effective concentration (MEC) Check temperature with MEC check Completely submerge for the specified time & remove Remove excess solution Maintain log Read results at specified time Glutaraldehyde and OPA Maintain competency Adequate air exchanges Keep lid tightly closed on container Scopes Follow manufacturer s recommendations Wear PPE Preclean, always wipe outside immediately after use Transport the soiled scope 18
19 Perform leak test Scopes Clean thoroughly, disassemble, flush & brush all lumens Disinfect Manual or Automated Scopes Rinse thoroughly Flush channels with 70% isopropyl alcohol Dry Store hang vertically Minimum Expectations of Safe Care All reusable semicritical items receive at least high-level disinfection prior to reuse Has a system in place to identify which instrument (e.g., endoscope) was used on a patient via a log for each procedure Minimum Expectations of Safe Care Routine maintenance for high-level disinfection equipment is performed according to manufacturer instructions; confirm maintenance records are available 19
20 Questions 20
21 Infection Prevention References and Resources for Ambulatory Care Settings 1. CDC HAI Prevention Guidance a CDC Outpatient Settings: a. settings.html 3. Hand Hygiene: a. CDC Guidelines: 4. CDC Hand Hygiene web page with links to videos, posters etc.: a Injection Safety: a CDC Injection Safety web page where we have slide sets, FAQs, educational materials and references that you can use to give outbreak examples a Injection Safety Video This has a series of vignettes and clinical scenarios that might be helpful: a Point of Care Devices (Blood glucose meters): a. C DC webpage this has a lot of great info and links to info from CMS and FDA as well as a link to some FAQs that give info about cleaning/disinfection of meters and there are a ton of references that can be used for outbreak examples : glucose monitoring.html 9. Disinfection/Sterilization: a. CDC Guidelines: Environmental Cleaning: a. CDC Guidelines: Healthcare Personnel Safety: a. CDC Guidelines: Personal Protective Equipment: a. CDC Guidelines:
22 13. Proper Sterilization of Instruments is Essential to Patient Safety (example competency tool) on.htm Multisociety Guideline on Reprocessing Flexible GI Endoscopes: %20guideline%20on%20reprocessing%20flexible%20gastrointestinal.pdf 15. CDC Environmental Checklist for Monitoring Terminal Cleaning International Association of Healthcare Central Service Materiel Management (IAHCSMM) Certification Board for Sterile Processing and Distribution Infection Prevention Checklist for Outpatient Settings: Minimum Expectations for Safe Care Guidelines for Environmental Infection Control in Healthcare Facilities, 2003 Guideline for Disinfection and Sterilization in Healthcare Facilities, 2008 Environmental Cleaning Eval Worksheet Association for the Advancement of Medical Instrumentation (AAMI) ANSI/AAMI ST79:2010 & A1:2010 Comprehensive Guide to Steam Sterilization and Sterility Assurance in Health Care Facilities Disinfection & Sterilization established by William A. Rutala, Ph.D., M.P.H Outpatient Oncology Centers 23. Dialysis Guidelines
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