The Lieber Code: Limiting the Devastation of War
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1 The Lieber Code: Limiting the Devastation of War TEACHER RESOURCES Background Document on the Lieber Code TR STUDENT RESOURCES Painting: Prisoners from the Front Photo collage: Limiting the Devastation of War What are the Basic Rules of the Lieber ADDITIONAL RESOURCES A corresponding lesson, Exploration 2A Limiting the devastation of war introduces students to the basic rules of modern IHL. It can be found in Module 2 of the Exploring Humanitarian Law curriculum at In the midst of the American Civil War, President Lincoln asked Francis Lieber, a jurist and political philosopher, to draft a new code of war with rules that would regulate the conflict. After its adoption by the U.S. Army in 1863, the Lieber Code became the basis for certain international treaties and similar national military codes in other countries. The fundamental concepts of modern international humanitarian law (IHL) have remained generally unchanged since the Civil War and are still based on the balance between military necessity and human dignity found in the Lieber Code. For example, the protection of civilians and captured combatants remains paramount. The underlying principles of the Lieber Code can assist students in understanding the basic rules of IHL. the lives and human dignity of people in armed conflict. It introduces the basic rules of IHL that emerged during the American Civil War. Students examine the reasons for these rules and compare them with rules that they suggest. The lesson also compares these early rules with those of modern IHL. OBJECTIVES To understand some of the reasons why rules are needed in armed conflict To learn and understand some of the basic rules of IHL as they emerged during the Civil War PREPARATION Consider using various teaching methods such as discussion, brainstorming, role playing, or small groups, and using stories, photos and videos. These are presented in the EHL Methodology Guide which can be found at TIME One 45-minute session ABRAHAM LINCOLN With malice toward none; with charity for all; with firmness in the right, as God gives us to see the right, let us strive on to finish the work we are in; to bind up the nation s wounds; to care for him who shall have borne the battle, and for his widow, and his orphan to do all which may achieve and cherish a just, and a lasting peace, among ourselves, and with all nations. FROM PRESIDENT LINCOLN S 2ND INAUGURAL ADDRESS, SATURDAY, MARCH 4, The Lieber Code 2:1
2 The Lesson OPTIONAL TRANSITION 5 minutes students. Possible questions during armed conflict (such as desire for revenge, lack of information, lack of 1. THE EXPERIENCE OF CAPTIVES AND CAPTORS 15 minutes Tell students that in this lesson they will consider the need for rules in armed conflict and look at examples of such rules. Possible questions Suggest the points below one at a time. Ask each student to discuss his or her thoughts with a partner. Imagine that one of the captives is your brother. How would you want him to be Imagine that one of the captives killed your friend in battle. How would you want Reconvene the class and discuss the following questions: Suppose prisoners have important information. Should that affect their STUDENT RESOURCE Present the painting titled Prisoners from the Front showing captives with guards. NOTE The terms captured person, captive, detainee, and prisoner may be used interchangeably. 2:2 The Lieber Code
3 STUDENT RESOURCE Present Photo collage: Limiting the Devastation of War. 2. WHAT RULES SHOULD EXIST TO PROTECT PERSONS DURING ARMED CONFLICT? 15 minutes Have students examine the prisoners in the various photos, the treatment of the wounded, and the impact on civilians and civilian property. Ask students to write down rules they think are needed to protect persons during armed conflict and to give their reasons for each rule. Make a list of these proposed rules. Then, discuss the full list of students suggestions. Explore the reasons for your students views. Possible questions: STUDENT RESOURCE Present the table titled What Are the Basic Rules of the Lieber 3. EXAMINE THE BASIC RULES OF THE LIEBER CODE 15 minutes Ask students to choose some of the rules and discuss what would happen without them. EXTENSION ACTIVITY: COMPARE THE LIEBER CODE RULES TO MODERN IHL 10 minutes Compare the basic rules of the Lieber Code with basic rules of modern IHL. In KEY IDEAS: IHL aims to protect the lives and human dignity of people affected by armed conflict and to limit the suffering caused by war. It is a set of international rules that restricts the means and methods of warfare and protects those who are not fighting (e.g., civilians) or no longer fighting (e.g., wounded or captured fighters). SOURCES: Carnahan, Burrus Lincoln, Lieber and the Laws of War: The Origins and Limits of the Principle of Military Necessity. American Journal of International Law, 92 (213). Washington, D.C. The American Society of International Law (ASIL). General Orders No. 100, Instructions for the Government of Armies of the United States, in the Field (the Lieber Code). International Committee of the Red Cross. Hartigan, Richard Lieber s Code and the Law of War. Chicago, Ill. Precedent Publishing. Perry, Thomas Sargeant (ed.) The life and letters of Francis Lieber. Boston: James R. Osgood and Co. Reprinted in 2006 by Lawbook Exchange, Clark, N.J. Solis, Gary The Law of Armed Conflict, International Humanitarian Law in War. New York, N.Y. Cambridge University Press. The Lieber Code 2:3
4 TR Background Document on The Lieber Code articles and instructs soldiers on their humanitarian obligations and prohibited and permitted conduct during armed conflict. One of the main reasons for its importance of war into one document. During the American Civil War ( ), Dr. Francis Lieber was commissioned Lincoln ordered that the Lieber Code be incorporated into the Union Army s General Orders, and in 1863 it became General Orders No. 100, Instructions for the Government of Armies of the United States, in the Field. James Seddon, the Confederate secretary of war, proclaimed the Lieber Code confused, unassorted, and undiscriminating and partly obsolete, but the Confederacy later adopted the Lieber Code for the instruction of its soldiers and commanders. issued in the United Kingdom, France, Prussia, Spain, Russia, Serbia, Argentina, and the Netherlands and became the basis for certain international humanitarian law (IHL) treaties. Almost 150 years later, the Lieber Code is still considered the most Francis Lieber conceived the idea of the code and was the driving force behind its development. He felt strongly that there was a lack of regulation of the conduct of hostilities during the American Civil War. His eldest son, Oscar, had died in June 1862 army. His other two sons, Hamilton and Norman, fought in the Union army. Henry Halleck, the head of the Union forces in Without Halleck s support, Lieber probably would not have been successful in his endeavor. After General Orders No. 100 was published, Lieber sent Halleck a letter asking him to issue an order clearly prohibiting the destruction of private property. Lieber was alarmed by certain ongoing acts being committed by Union soldiers and realized the negative impact of these acts. Although his letter was written in 1863, his words remain relevant in the context of modern armed conflict. I FRANCIS LIEBER know by letters from the West and the South, written by men on our side, that the wanton destruction of property by our men is alarming. It does incalculable injury. It demoralizes our troops; it annihilates wealth irrecoverably, and makes a return to a state of peace more and more difficult. Your order, though impressive and even sharp, might be written with reference to the Code, and pointing out the disastrous consequences of reckless devastation, in such a manner as not to furnish our reckless enemy with new arguments for his savagery LETTER FROM FRANCIS LIEBER TO GENERAL HALLECK, NEW YORK, MAY 20, :4 The Lieber Code
5 TR If Your Students Ask The following suggestions can be used to help students think through questions Consider using them when facilitating a classroom discussion. 1. If either Union or Confederate soldiers felt they were winning the war, why would they obey rules that would limit their behavior? who thought they would not lose but did. What will happen when your people human dignity, respect for legal rules (Lieber Code), to improve prospects for peace, to maintain discipline among troops, to win the support of the population in combat zones, and the belief that the Confederates might follow the rules as well. reasons. Also, the Confederacy had a desire to earn the support of the population in combat zones and the good opinion of Great Britain. 2. Since so many of these rules were broken during the Civil War (e.g., Andersonville and Elmira prisons, Sherman s march to the sea), what was the point of having or obeying them? punished. That s why it s important to ensure that the military and civilians laws are enforced. Note that there was very little training on the rules of armed conflict during the Civil War compared with the training of modern armies. 3. Why would either side waste resources to care for enemy prisoners? 4. Since many violations occurred during the Civil War, who ensured respect for these rules? and setting limits on the conduct of soldiers under their command. Andersonville Prison in Georgia, and convicted him of war crimes for abusing prisoners. He was hanged as a result. The Lieber Code 2:5
6 Source: The Metropolitan Museum of Art. PRISONERS FROM THE FRONT Winslow Homer: Prisoners from the Front To view in color: 2:6 The Lieber Code
7 1D 1E 1A: Wounded soldiers from the battles in the Wilderness, Fredericksburg, Virginia, Library of Congress. 1B : Doctors examining a recently released Union soldier, location unknown, Library of Congress. 1C: Engraving depicting Sherman s march to the sea, Georgia, Alexander Hay Ritchie, c Library of Congress. 1D: Confederate prisoners captured at the battle of Fisher s Hill, Virginia are sent to the rear under guard of Union troops Library of Congress. 1E: Wounded soldiers and hospital staff, Armory Square Hospital, Washington, D.C., Library of Congress. LIMITING THE DEVASTATION OF WAR 1B 1A 1C The Lieber Code 2:7
8 WHAT ARE THE BASIC RULES OF THE LIEBER CODE? DISTINCTION TREATMENT WEAPONS AND TACTICS SPECIFIC PROTECTION Certain categories of people and objects must receive additional protection. The only legitimate objective of war is to weaken the enemy s military forces. Civilians and combatants who are hors de combat must be protected and treated humanely. When planning or carrying out an attack, distinction must be made between civilians and combatants and between civilian objects and military objectives. 1. Civilians who accompany the Armed Forces [Art. 50 and 53] a. Civilians who accompany an army for whatever purpose, such as sutlers, editors, or reporters of journals, or contractors, if captured, may be made prisoners of war, and be detained as such of the medical staff, apothecaries, hospital nurses and servants are not prisoners of war, unless the commander (of the detaining forces) has reasons to retain them c. In this latter case, or if, at their own desire, they are allowed to remain with their captured companions, they are treated as prisoners of war, and may be exchanged if the command- 1. Military Necessity Defined [Art. 14 and 16] a. Military necessity refers to the need of those measures which are indispensable for securing the ends of the war, and which are lawful b. Military necessity does not tion of suffering for the sake of suffering or for revenge, nor of maiming or wounding except in confessions c. Military necessity does not permit the use of poison, nor of wanton devastation d. Military necessity permits the use of deception, but does not e. In general, military necessity does not include any act of hostility which makes the return 1. Treatment of Civilians [Art. 23] a. Civilians should not be murdered, enslaved, or carried off to distant lands 2. Treatment of Prisoners [Art. 56] a. A prisoner should not be subject to any punishment for merely being an enemy 1. Protection of Civilians and their Property [Art. 22] a. An unarmed civilian should not be physically harmed, as much as the exigencies of war will permit b. The property and honor of an unarmed civilian should not be damaged, as much as the exigencies of war will permit b. Revenge should not be wreaked upon a prisoner by the intentional infliction of any suffering, or disgrace, by cruel imprisonment, want of food, by mutilation, death, or any other barbarity 2. Protection of Property [Art. 35] a. Classical works of art, libraries, hospitals must be protected against all avoidable damage, even when they are located in 3. Treatment of Wounded Enemy [Art. 79] a. Every captured wounded enemy shall be medically treated, according to the ability of the medical staff Source: Summaries of sample articles of the Lieber Code in relation to the basic modern rules of international humanitarian law. General Orders No. 100, Instructions for the Government of Armies of the United States, in the Field, 1863 (known as the Lieber Code). 2. Protection for Hospitals [Art. 116] a. Hospitals should be requested to identify themselves (e.g., displaying a yellow flag) b. Combatants and belligerents should not attack hospitals, and should respect the protective flag or signals of protection 4. Treatment of Prisoners [Art. 80] a. It is not permissible to use violence (i.e., torture) against prisoners in order to extort desired information or to punish them for having given false information 3. Protective Emblems [Art. 115] a. It is customary to designate by certain flags (usually yellow) the hospitals in places which are or may be shelled, so that the besieging enemy may avoid 2. Objective of War [Art. 68] a. Annihilation of the enemy is not the object of war b. Destruction of the enemy in war should be considered a means to a lawful objective which lies beyond the war c. Unnecessary or revengeful destruction of life is not lawful 2:8 The Lieber Code
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