Tier 1 ETPs Effective 1/2/2015

Transcription

1 Tier 1 ETPs Effective 1/2/2015 Ticker ETP Name NEAR ishares Short Maturity Bond ETF INDA ishares MSCI India ETF HYXU ishares Global ex USD High Yield Corporate Bond ETF ZIV VelocityShares Daily Inverse VIX Medium Term ETN XIV VelocityShares Daily Inverse VIX Short Term ETN VXUS Vanguard Total International Stock ETF VWOB Vanguard Emerging Markets Government Bond ETF VTWO Vanguard Russell 2000 VTIP Vanguard Short-Term Inflation-Protected Securities ETF VONE Vanguard Russell 1000 VNQI Vanguard Global ex-u.s. Real Estate ETF VMBS Vanguard Mortgage-Backed Securities ETF VIIX VelocityShares VIX Short Term ETN VGSH Vanguard Short-Term Government Bond ETF VGLT Vanguard Long-Term Government Bond ETF VGIT Vanguard Intermediate-Term Government Bond ETF VCSH Vanguard Short-Term Corporate Bond ETF VCLT Vanguard Long-Term Corporate Bond ETF VCIT Vanguard Intermediate-Term Corporate Bond ETF VBND Vident Core U.S. Bond Strategy Fund TDIV First Trust NASDAQ Technology Dividend Index Fund SOXX ishares PHLX Semiconductor ETF SOCL Global X Social Media Index ETF QTEC First Trust NASDAQ-100 Technology Index Fund QQQ Powershares QQQ Trust Series 1 QQEW First Trust NASDAQ-100 Equal Weighted Index Fund PRFZ PowerShares FTSE RAFI US 1500 Small-Mid Portfolio PNQI PowerShares NASDAQ Internet Portfolio ONEQ Fidelity NASDAQ Composite Index Tracking Stock ETF MDIV First Trust NASDAQ US Multi-Asset Diversified Income Index Fun KWEB KraneShares CSI China Internet ETF INDY ishares India 50 ETF IGOV ishares International Treasury Bond ETF IFGL ishares International Developed Real Estate ETF IBB ishares Nasdaq Biotechnology ETF FV First Trust Dorsey Wright Focus 5 ETF FTSM First Trust Enhanced Short Maturity ETF FTGC First Trust Global Tactical Commodity Strategy Fund FEUZ First Trust Eurozone AlphaDEX Fund EUFN ishares MSCI Europe Financials ETF BNDX Vanguard Total International Bond ETF ACWX ishares MSCI ACWI ex US ETF ACWI ishares MSCI ACWI ETF AAXJ ishares MSCI All Country Asia ex Japan ETF ZROZ PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund YMLP Yorkville High Income MLP

2 XTN XSD XRT XPH XOP XME XLY XLV XLU XLP XLK XLI XLG XLF XLE XLB XHB XES XBI WIP WBIH VYM VXZ VXX VXF VWO VV VUG VTV VTI VT VSS VSPY VQT VPU VPL VOX VOT VOOG VOO VOE VO VNQ VNM VLUE VIXY VIS SPDR S&P Transportation ETF SPDR S&P Semiconductor ETF SPDR S&P Retail ETF SPDR S&P Pharmaceuticals ETF SPDR S&P Oil & Gas Exploration & Production ETF SPDR S&P Metals & Mining ETF Consumer Discretionary Select Sector SPDR Fund Health Care Select Sector SPDR Fund Utilities Select Sector SPDR Fund Consumer Staples Select Sector SPDR Fund Technology Select Sector SPDR Fund Industrial Select Sector SPDR Fund Guggenheim Russell Top 50 Mega Cap ETF Financial Select Sector SPDR Fund Energy Select Sector SPDR Fund Materials Select Sector SPDR Fund SPDR S&P Homebuilders ETF SPDR S&P Oil & Gas Equipment & Services ETF SPDR S&P Biotech ETF SPDR DB International Government Inflation-Protected Bond ETF WBI Tactical High Income Shares Vanguard High Dividend Yield ETF ipath S&P 500 VIX Mid-Term Futures ETN ipath S&P 500 VIX Short-Term Futures ETN Vanguard Extended Market ETF Vanguard FTSE Emerging Markets ETF Vanguard Large-Cap ETF Vanguard Growth ETF Vanguard Value ETF Vanguard Total Stock Market ETF Vanguard Total World Stock ETF Vanguard FTSE All World ex-us Small-Cap ETF Direxion S&P 500 Volatility Response Shares Barclays ETN+ ETNs Linked to the S&P 500 Dynamic VEQTORTM TotaL Return Index Vanguard Utilities ETF Vanguard FTSE Pacific ETF Vanguard Telecommunication Services ETF Vanguard Mid-Cap Growth ETF Vanguard S&P 500 Growth ETF Vanguard S&P 500 ETF Vanguard Mid-Cap Value ETF Vanguard Mid-Cap ETF Vanguard REIT ETF Market Vectors Vietnam ETF ishares MSCI USA Value Factor ETF ProShares VIX Short-Term Futures ETF Vanguard Industrials ETF

3 VIG VHT VGT VGK VFH VEU VEA VDE VDC VCR VBR VBK VB VAW UUP USO USMV USDU USCI URA UNG TUR TRND TLTD TLT TLO TLH TIP THRK THD TFI TDTT TBF TAN SVXY SUB STPZ STIP SRLN SPYG SPY SPLV SPHB SNLN SMH SLV SJNK Vanguard Dividend Appreciation ETF Vanguard Health Care ETF Vanguard Information Technology ETF Vanguard FTSE Europe ETF Vanguard Financials ETF Vanguard FTSE All-World ex-us ETF Vanguard FTSE Developed Markets ETF Vanguard Energy ETF Vanguard Consumer Staples ETF Vanguard Consumer Discretionary ETF Vanguard Small-Cap Value ETF Vanguard Small-Cap Growth ETF Vanguard Small-Cap ETF Vanguard Materials ETF PowerShares DB US Dollar Index Bullish Fund United States Oil Fund LP ishares MSCI USA Minimum Volatility ETF WisdomTree Bloomberg U.S. Dollar Bullish Fund United States Commodity Index Fund Global X Uranium ETF United States Natural Gas Fund LP ishares MSCI Turkey ETF RBS US Large Cap Trendpilot Exchange Traded Notes FlexShares Morningstar Developed Markets ex-us Factor Tilt Index Fund ishares 20+ Year Treasury Bond ETF SPDR Barclays Long Term Treasury ETF ishares Year Treasury Bond ETF ishares TIPS Bond ETF SPDR Russell 3000 ETF ishares MSCI Thailand Capped ETF SPDR Nuveen Barclays Municipal Bond ETF FlexShares iboxx 3-Year Target Duration TIPS Index Fund ProShares Short 20+ Year Treasury Guggenheim Solar ETF ProShares Short VIX Short-Term Futures ETF ishares Short-Term National AMT-Free Muni Bond ETF PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund ishares 0-5 Year TIPS Bond ETF SPDR Blackstone / GSO Senior Loan ETF SPDR S&P 500 Growth ETF SPDR S&P 500 ETF Trust PowerShares S&P 500 Low Volatility Portfolio PowerShares S&P 500 High Beta Port ETF Highland/iBoxx Senior Loan ETF Market Vectors Semiconductor ETF ishares Silver Trust SPDR Barclays Short Term High Yield Bond ETF

4 SJB SIL SHY SHV SHM SH SGOL SGDM SDY SDOG SDIV SCZ SCPB SCIF SCHZ SCHX SCHV SCHR SCHP SCHO SCHM SCHH SCHG SCHF SCHE SCHD SCHB SCHA RYU RYT RYH RYF RYE RXI RWX RWR RWO RWM RTH RSX RSP RPV RPG RJI RIGS RHS RFG ProShares Short High Yield Global X Silver Miners ETF ishares 1-3 Year Treasury Bond ETF ishares Short Treasury Bond ETF SPDR Nuveen Barclays Short Term Municipal Bond ETF ProShares Short S&P500 ETFS Gold Trust Sprott Gold Miners ETF SPDR S&P Dividend ETF ALPS Sector Dividend Dogs ETF Global X SuperDividend ETF ishares MSCI EAFE Small-Cap ETF SPDR Barclays Short Term Corporate Bond ETF Market Vectors India Small-Cap Index ETF Schwab U.S. Aggregate Bond ETF Schwab US Large-Cap ETF Schwab U.S. Large-Cap Value ETF Schwab Intermediate-Term U.S. Treasury ETF Schwab U.S. TIPs ETF Schwab Short-Term U.S. Treasury ETF Schwab U.S. Mid-Cap ETF Schwab U.S. REIT ETF Schwab U.S. Large-Cap Growth ETF Schwab International Equity ETF Schwab Emerging Markets Equity ETF Schwab US Dividend Equity ETF Schwab US Broad Market ETF Schwab US Small-Cap ETF Guggenheim S&P 500 Equal Weight Utilities ETF Guggenheim S&P 500 Equal Weight Technology ETF Guggenheim S&P 500 Equal Weight Healthcare ETF Guggenheim S&P 500 Equal Weight Financials ETF Guggenheim S&P 500 Equal Weight Energy ETF ishares Global Consumer Discretionary ETF SPDR Dow Jones International Real Estate ETF SPDR Dow Jones REIT ETF SPDR Dow Jones Global Real Estate ETF ProShares Short Russell2000 Market Vectors Retail ETF Market Vectors Russia ETF Guggenheim S&P 500 Equal Weight ETF Guggenheim S&P 500 Pure Value ETF Guggenheim S&P 500 Pure Growth ETF ELEMENTS Linked to the Rogers International Commodity Index - Total Return Riverfront Strategic Income Fund Guggenheim S&P 500 Equal Weight Consumer Staples ETF Guggenheim S&P Midcap 400 Pure Growth ETF

5 REM ishares Mortgage Real Estate Capped ETF QUAL ishares MSCI USA Quality Factor ETF QDF FlexShares Quality Dividend Index Fund QAI IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF PZA PowerShares National AMT-Free Municipal Bond Portfolio PXI PowerShares DWA Energy Momentum Portfolio PXH PowerShares FTSE RAFI Emerging Markets Portfolio PXF PowerShares FTSE RAFI Developed Markets ex-u.s. Portfolio PWV PowerShares Dynamic Large Cap Value Portfolio PSQ ProShares Short QQQ PSP PowerShares Global Listed Private Equity Portfolio PRF Powershares FTSE RAFI US 1000 Portfolio PPLT ETFS Platinum Trust PPH Market Vectors Pharmaceutical ETF PKW PowerShares Buyback Achievers Portfolio PJP Powershares Dynamic Pharmaceuticals Portfolio PIZ PowerShares DWA Developed Markets Momentum Portfolio PIN PowerShares India Portfolio PIE PowerShares DWA Emerging Markets Momentum Portfolio PID PowerShares International Dividend Achievers Portfolio PICB PowerShares International Corporate Bond Portfolio PHO PowerShares Water Resources Portfolio PHDG PS S&P Downside Hdgd PHB PowerShares Fundamental High Yield Corporate Bond Portfolio PGX PowerShares Preferred Portfolio PGJ Powershares Golden Dragon China Portfolio PGF PowerShares Financial Preferred Portfolio PFF ishares US Preferred Stock ETF PDP PowerShares DWA Momentum Portfolio PCY PowerShares Emerging Markets Sovereign Debt Portfolio PCEF PowerShares CEF Income Composite Portfolio PBS Powershares Dynamic Media Portfolio PBP PowerShares S&P 500 BuyWrite Portfolio PBJ Powershares Dynamic Food & Beverage Portfolio PBE Powershares Dynamic Biotechnology & Genome Portfolio PALL ETFS Physical Palladium Shares OIL ipath Goldman Sachs Crude Oil Total Return Index ETN OIH Market Vectors Oil Service ETF OEF ishares S&P 100 ETF NORW Global X MSCI Norway ETF NOBL ProShares S&P 500 Dividend Aristocrats ETF NKY MAXIS Nikkei 225 Index Fund ETF MYY ProShares Short MidCap 400 MUB ishares National AMT-Free Muni Bond ETF MTUM ishares MSCI USA Momentum Factor ETF MOO Market Vectors Agribusiness ETF MOAT Market Vectors Morningstar Wide Moat ETF

6 MLPN MLPI MINT MGV MGK MGC MDY MCHI MBB LWC LQD LOWC LEMB LAG KRE KOL KIE KBWB KBE JO JNK JKE JKD JJG IYZ IYY IYW IYT IYR IYM IYK IYJ IYH IYG IYF IYE IYC IXUS IXP IXN IXJ IXG IXC IWV IWS IWR IWP Credit Suisse MLP Equal Weight Index ETN ETRACS Alerian MLP Infrastructure Index ETN PIMCO Enhanced Short Maturity Active Exchange-Traded Fund Vanguard Mega Cap Value ETF Vanguard Mega Cap Growth ETF Vanguard Mega Cap ETF SPDR S&P MidCap 400 ETF Trust ishares MSCI China ETF ishares MBS ETF SPDR Barclays Long Term Corporate Bond ETF ishares iboxx $ Investment Grade Corporate Bond ETF SPDR MSCI ACWI Low Carbon Target ETF ishares Emerging Markets Local Currency Bond ETF SPDR Barclays Aggregate Bond ETF SPDR S&P Regional Banking ETF Market Vectors Coal ETF SPDR S&P Insurance ETF PowerShares KBW Bank Portfolio SPDR S&P Bank ETF ipath Bloomberg Coffee Subindex Total Return ETN SPDR Barclays High Yield Bond ETF ishares Morningstar Large-Cap Growth ETF ishares Morningstar Large-Cap ETF ipath Bloomberg Grains Subindex Total Return ETN ishares US Telecommunications ETF ishares Dow Jones U.S. ETF ishares US Technology ETF ishares Transportation Average ETF ishares US Real Estate ETF ishares U.S. Basic Materials ETF ishares US Consumer Goods ETF ishares U.S. Industrials ETF ishares U.S. Healthcare ETF ishares U.S. Financial Services ETF ishares US Financials ETF ishares U.S. Energy ETF ishares U.S. Consumer Services ETF ishares Core MSCI Total International Stock ETF ishares Global Telecom ETF ishares Global Tech ETF ishares Global Healthcare ETF ishares Global Financials ETF ishares Global Energy ETF ishares Russell 3000 ETF ishares Russell Mid-Cap Value ETF ishares Russell Mid-Cap ETF ishares Russell Mid-Cap Growth ETF

7 IWO IWN IWM IWF IWD IWC IWB IVW IVV IVE IUSV IUSG ITR ITOT ITM ITB ITA ISTB IQDF IPE IPAC IOO INP IMLP ILTB ILF IJT IJS IJR IJK IJJ IJH IHI IHF IHE IGV IGN IGM IGF IGE IEZ IEV IEUR IEO IEMG IEI IEFA ishares Russell 2000 Growth ETF ishares Russell 2000 Value ETF ishares Russell 2000 ETF ishares Russell 1000 Growth ETF ishares Russell 1000 Value ETF ishares Micro-Cap ETF ishares Russell 1000 ETF ishares S&P 500 Growth ETF ishares Core S&P 500 ETF ishares S&P 500 Value ETF ishares Core US Value ETF ishares Core US Growth ETF SPDR Barclays Intermediate Term Corporate Bond ETF ishares Core S&P Total US Stock Market ETF Market Vectors Intermediate Municipal ETF ishares U.S. Home Construction ETF ishares US Aerospace & Defense ETF ishares Core Short-Term USD Bond FlexShares International Quality Dividend Index Fund SPDR Barclays TIPS ETF ishares Core MSCI Pacific ETF ishares Global 100 ETF ipath MSCI India Index ETN ipath S&P MLP ETN ishares Core Long-Term USD Bond ETF ishares Latin America 40 ETF ishares S&P Small-Cap 600 Growth ETF ishares S&P Small-Cap 600 Value ETF ishares Core S&P Small-Cap ETF ishares S&P Mid-Cap 400 Growth ETF ishares S&P Mid-Cap 400 Value ETF ishares Core S&P Mid-Cap ETF ishares U.S. Medical Devices ETF ishares U.S. Healthcare Providers ETF ishares US Pharmaceuticals ETF ishares North American Tech-Software ETF ishares North American Tech-Multimedia Networking ETF ishares North American Tech ETF ishares Global Infrastructure ETF ishares North American Natural Resources ETF ishares U.S. Oil Equipment & Services ETF ishares Europe ETF ishares Core MSCI Europe ETF ishares U.S. Oil & Gas Exploration & Production ETF ishares Core MSCI Emerging Markets ETF ishares 3-7 Year Treasury Bond ETF ishares Core MSCI EAFE ETF

8 IEF IDX IDV IDU ICF IBND IAU IAT IAI HYS HYMB HYLD HYG HYEM HYD HEWJ HEDJ HDV HDGE HAO HACK GYLD GXC GWX GWL GVI GURU GUNR GSY GSP GSG GREK GOVT GNR GMM GMF GLD GDXJ GDX FYX FXZ FXY FXU FXR FXO FXN FXL ishares 7-10 Year Treasury Bond ETF Market Vectors Indonesia Index ETF ishares International Select Dividend ETF ishares US Utilities ETF ishares Cohen & Steers REIT ETF SPDR Barclays International Corporate Bond ETF ishares Gold Trust ishares US Regional Banks ETF ishares U.S. Broker-Dealers ETF PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund SPDR Nuveen S&P High Yield Municipal Bond ETF Peritus High Yield ETF ishares iboxx $ High Yield Corporate Bond ETF Market Vectors Emerging High Yield Bond ETF Market Vectors High Yield Municipal Index ETF ishares Currency Hedged MSCI Japan ETF WisdomTree Europe Hedged Equity Fund ishares Core High Dividend ETF AdvisorShares Ranger Equity Bear ETF Guggenheim China Small Cap ETF PureFunds ISE Cyber Security ETF Arrow Dow Jones Global Yield ETF SPDR S&P China ETF SPDR S&P International Small Cap ETF SPDR S&P World ex-us ETF ishares Intermediate Government/Credit Bond ETF Global X Guru Index ETF FlexShares Global Upstream Natural Resources Index Fund Guggenheim Enhanced Short Duration ETF ipath GSCI Total Return Index ETN ishares S&P GSCI Commodity Indexed Trust Global X FTSE Greece 20 ETF ishares Core US Treasury Bond ETF SPDR S&P Global Natural Resources ETF SPDR S&P Emerging Markets ETF SPDR S&P Emerging Asia Pacific ETF SPDR Gold Shares Market Vectors Junior Gold Miners ETF Market Vectors Gold Miners ETF First Trust Small Cap Core AlphaDEX Fund First Trust Materials AlphaDEX Fund CurrencyShares Japanese Yen Trust First Trust Utilities AlphaDEX Fund First Trust Industrials/Producer Durables AlphaDEX Fund First Trust Financial AlphaDEX Fund First Trust Energy AlphaDEX Fund First Trust Technology AlphaDEX Fund

9 FXI FXH FXG FXE FXD FXC FXB FXA FVD FUTY FTEC FTC FTA FSZ FSTA FRI FPX FPA FNX FNCL FMAT FM FLOT FKU FIDU FHLC FGD FEZ FEX FEU FEP FENY FEM FDN FDL FDIS FDD FCG FCAN FBT EZU EZM EZA EWZ EWY EWX EWW ishares China Large-Cap ETF First Trust Health Care AlphaDEX Fund First Trust Consumer Staples AlphaDEX Fund CurrencyShares Euro Trust First Trust Consumer Discretionary AlphaDEX Fund CurrencyShares Canadian Dollar Trust CurrencyShares British Pound Sterling Trust CurrencyShares Australian Dollar Trust First Trust Value Line Dividend Index Fund Fidelity MSCI Utilities Index ETF Fidelity MSCI Information Technology Index ETF First Trust Large Cap Growth AlphaDEX Fund First Trust Large Cap Value AlphaDEX Fund First Trust Switzerland AlphaDEX Fund Fidelity MSCI Consumer Staples Index ETF First Trust S&P REIT Index Fund First Trust US IPO Index Fund First Trust Asia Pacific ex-japan AlphaDEX Fund First Trust Mid Cap Core AlphaDEX Fund Fidelity MSCI Financials Index ETF Fidelity MSCI Materials Index ETF ishares MSCI Frontier 100 ETF ishares Floating Rate Bond ETF First Trust United Kingdom AlphaDEX Fund Fidelity MSCI Industrials Index ETF Fidelity MSCI Health Care Index ETF First Trust DJ Global Select Dividend Index Fund SPDR EURO STOXX 50 ETF First Trust Large Cap Core AlphaDEX Fund SPDR STOXX Europe 50 ETF First Trust Europe AlphaDEX Fund Fidelity MSCI Energy Index ETF First Trust Emerging Markets AlphaDEX Fund First Trust Dow Jones Internet Index Fund First Trust Morningstar Dividend Leaders Index Fidelity MSCI Consumer Discretionary Index ETF First Trust STOXX European Select Dividend Index Fund First Trust ISE-Revere Natural Gas Index Fund First Trust Canada AlphaDEX Fund First Trust NYSE Arca Biotechnology Index Fund ishares MSCI EMU ETF WisdomTree MidCap Earnings Fund ishares MSCI South Africa ETF ishares MSCI Brazil Capped ETF ishares MSCI South Korea Capped ETF SPDR S&P Emerging Markets SmallCap ETF ishares MSCI Mexico Capped ETF

10 EWU EWT EWS EWQ EWP EWN EWM EWL EWK EWJ EWI EWH EWG EWD EWC EWA EUM ERUS EPU EPP EPOL EPI EPHE EMLP EMLC EMB ELD EIDO EFZ EFV EFG EFAV EFA EES EEMV EEM EDV EDIV ECON ECH DXJ DWX DWAS DVYE DVY DVP DTN ishares MSCI United Kingdom ETF ishares MSCI Taiwan ETF ishares MSCI Singapore ETF ishares MSCI France ETF ishares MSCI Spain Capped ETF ishares MSCI Netherlands ETF ishares MSCI Malaysia ETF ishares MSCI Switzerland Capped ETF ishares MSCI Belgium Capped ETF ishares MSCI Japan ETF ishares MSCI Italy Capped ETF ishares MSCI Hong Kong ETF ishares MSCI Germany ETF ishares MSCI Sweden ETF ishares MSCI Canada ETF ishares MSCI Australia ETF ProShares Short MSCI Emerging Markets ishares MSCI Russia Capped ETF ishares MSCI All Peru Capped ETF ishares MSCI Pacific ex Japan ETF ishares MSCI Poland Capped ETF WisdomTree India Earnings Fund ishares MSCI Philippines ETF First Trust North American Energy Infrastructure Fund Market Vectors Emerging Markets Local Currency Bond ETF ishares JP Morgan USD Emerging Markets Bond ETF WisdomTree Emerging Markets Local Debt Fund ishares MSCI Indonesia ETF ProShares Short MSCI EAFE ishares MSCI EAFE Value ETF ishares MSCI EAFE Growth ETF ishares MSCI EAFE Minimum Volatility ETF ishares MSCI EAFE ETF WisdomTree SmallCap Earnings Fund ishares MSCI Emerging Markets Minimum Volatility ETF/Dup ishares MSCI Emerging Markets ETF Vanguard Extended Duration Treasury ETF SPDR S&P Emerging Markets Dividend ETF EGShares Emerging Markets Consumer ETF ishares MSCI Chile Capped ETF WisdomTree Japan Hedged Equity Fund SPDR S&P International Dividend ETF PowerShares DWA SmallCap Momentum Portfolio ishares Emerging Markets Dividend ETF ishares Select Dividend ETF ETF Series Solutions - Deep Value ETF WisdomTree Dividend Ex-Financials Fund

11 DTD DON DOG DLS DLN DJP DIV DIA DHS DGS DGL DFE DES DEM DBO DBJP DBEU DBEF DBE DBC DBB DBA CWI CWB CVY CSM CSJ CSD CRED CORP CORN CLY CIU BWZ BWX BSV BSJH BSJG BSJF BSJE BSCH BSCG BSCF BOND BND BLV BKLN WisdomTree Total Dividend Fund WisdomTree MidCap Dividend Fund ProShares Short Dow30 WisdomTree International SmallCap Dividend Fund WisdomTree LargeCap Dividend Fund ipath Bloomberg Commodity Index Total Return ETN Global SuperDividend US ETF SPDR Dow Jones Industrial Average ETF Trust WisdomTree Equity Income Fund WisdomTree Emerging Markets SmallCap Dividend Fund PowerShares DB Gold Fund WisdomTree Europe SmallCap Dividend Fund WisdomTree SmallCap Dividend Fund WisdomTree Emerging Markets Equity Income Fund PowerShares DB Oil Fund Deutsche X-trackers MSCI Japan Hedged Equity ETF Deutsche X-trackers MSCI Europe Hedged Equity ETF Deutsche X-trackers MSCI EAFE Hedged Equity ETF PowerShares DB Energy Fund PowerShares DB Commodity Index Tracking Fund PowerShares DB Base Metals Fund PowerShares DB Agriculture Fund SPDR MSCI ACWI ex-us ETF SPDR Barclays Convertible Securities ETF Guggenheim Multi-Asset Income ETF ProShares Large Cap Core Plus ishares 1-3 Year Credit Bond ETF Guggenheim Spin-Off ETF ishares Core US Credit Bond ETF PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund Teucrium Corn Fund ishares 10+ Year Credit Bond ETF ishares Intermediate Credit Bond ETF SPDR Barclays Short Term International Treasury Bond ETF SPDR Barclays International Treasury Bond ETF Vanguard Short-Term Bond ETF Guggenheim BulletShares 2017 High Yield Corporate Bond ETF Guggenheim BulletShares 2016 High Yield Corporate Bond ETF Guggenheim BulletShares 2015 High Yield Corporate Bond ETF Guggenheim BulletShares 2014 High Yield Corporate Bond ETF Guggenheim BulletShares 2017 Corporate Bond ETF Guggenheim BulletShares 2016 Corporate Bond ETF Guggenheim BulletShares 2015 Corporate Bond ETF PIMCO Total Return Active Exchange-Traded Fund Vanguard Total Bond Market ETF Vanguard Long-Term Bond ETF PowerShares Senior Loan Portfolio

12 BKF BIV BIL BBRC BBH BAB ASHR AOR AOM AMU AMLP AMJ AGZ AGG ACWV PSLV PHYS ishares MSCI BRIC ETF Vanguard Intermediate-Term Bond ETF SPDR Barclays 1-3 Month T-Bill EGShares Beyond BRICs ETF Market Vectors Biotech ETF PowerShares Build America Bond Portfolio Deutsche X-trackers Harvest CSI 300 China A-Shares ETF ishares Growth Allocation ETF ishares Moderate Allocation ETF ETRACS Alerian MLP Index ETN Alerian MLP ETF JPMorgan Alerian MLP Index ETN ishares Agency Bond ETF ishares Core U.S. Aggregate Bond ETF ishares MSCI All Country World Minimum Volatility ETF Sprott Physical Silver Trust Sprott Physical Gold Trust