Tariffs & Charges Schedule for Investment Services

Transcription

1 I. ADVISORY TRADING IN INTERNATIONAL SECURITIES EQUITIES, ETFs (Buy & Sell Orders) next (Belgium, France, Netherlands); Germany (Xetra); Italy (Borsa Italiana) minimum EUR United Kingdom (London Stock Exchange) minimum GBP United States of America (Nasdaq, NYSE, AMEX, ARCA) minimum USD Switzerland (Six Swiss Exchange) minimum CHF Sweden (Stockholm Stock Exchange) minimum SEK Norway (Oslo Stock Exchange) minimum NOK Denmark (Copenhagen Stock Exchange) minimum DKK Finland (Helsinki Stock Exchange) minimum EUR Spain (Madrid Stock Exchange) minimum EUR Portugal (next Lisbon) minimum EUR Other 1.50% of trade consideration, minimum EUR 60.00

2 TRADING IN INTERNATIONAL SECURITIES Norwegian Krone Turkish Lira Swiss Franc Canadian Dollar minimum EUR minimum GBP minimum USD minimum NOK minimum AUD minimum TRY minimum CHF minimum CAD MUTUAL FUNDS* Buy Orders Japanese Yen 0.75% of trade consideration, minimum EUR % of trade consideration, minimum GBP % of trade consideration, minimum USD % of trade consideration, minimum AUD % of trade consideration, minimum JPY 4, Sell Orders Nil *Mediterranean Bank plc/charts does not charge transaction costs for sales of UCITS funds or other collective investment schemes. Where Mediterranean Bank plc/charts holds such funds in custody for the client, it may receive and retain compensation from the fund managers. The compensation is based on a part of the management fee charged by the fund manager.

3 TRADING IN INTERATIONAL SECURITIES Any TRADING IN MALTESE SECURITIES EQUITIES (Buy & Sell Orders) minimum EUR minimum GBP (on the excess over GBP 12,000) minimum USD (on the excess over USD 20,000) minimum EUR (on the excess over EUR 15,000) minimum GBP GBP % GBP minimum 8.00 USD (on the excess over GBP 12,000)

4 II. DISCRETIONARY MANAGEMENT SERVICES TRADING IN INTERNATIONAL SECURITIES EQUITIES, ETFs (Buy & Sell Orders) next (Belgium, France, Netherlands); Germany (Xetra); Italy (Borsa Italiana) minimum EUR United Kingdom (London Stock Exchange) minimum GBP United States of America (Nasdaq, NYSE, AMEX, ARCA) minimum USD Switzerland (Six Swiss Exchange) minimum CHF Sweden (Stockholm Stock Exchange) minimum SEK Norway (Oslo Stock Exchange) minimum NOK Denmark (Copenhagen Stock Exchange) minimum DKK Finland (Helsinki Stock Exchange) minimum EUR Spain (Madrid Stock Exchange) minimum EUR Portugal (next Lisbon) minimum EUR Other 1.50% of trade consideration, minimum EUR 60.00

5 TRADING IN INTERNATIONAL SECURITIES Norwegian Krone Turkish Lira Swiss Franc Canadian Dollar minimum EUR minimum GBP minimum USD minimum NOK minimum AUD minimum TRY minimum CHF minimum CAD MUTUAL FUNDS* Buy Orders Japanese Yen 1.00% of trade consideration, minimum EUR % of trade consideration, minimum GBP % of trade consideration, minimum USD % of trade consideration, minimum AUD % of trade consideration, minimum JPY 4, Sell Orders Nil *Mediterranean Bank plc/charts does not charge transaction costs for sales of UCITS funds or other collective investment schemes. Where Mediterranean Bank plc/charts holds such funds in custody for the client, it may receive and retain compensation from the fund managers. The compensation is based on a part of the management fee charged by the fund manager.

6 TRADING IN INTERATIONAL SECURITIES Any TRADING IN MALTESE SECURITIES EQUITIES (Buy & Sell Orders) minimum EUR minimum GBP (on the excess over GBP 12,000) minimum USD (on the excess over USD 20,000) minimum EUR (on the excess over EUR 15,000) minimum GBP GBP % GBP minimum 8.00 USD (on the excess over GBP 12,000)

7 III. EXECUTION ONLY ONLINE TRADING IN INTERNATIONAL SECURITIES EQUITIES, ETFs (Buy & Sell Orders) next (Belgium, France, Netherlands); Germany (Xetra); Italy (Borsa Italiana) minimum EUR United Kingdom (London Stock Exchange) minimum GBP 7.50 United States of America (Nasdaq, NYSE, AMEX, ARCA) minimum USD Switzerland (Six Swiss Exchange) minimum CHF Sweden 0.12% of trade consideration, (Stockholm Stock Exchange) minimum SEK Norway 0.12% of trade consideration, (Oslo Stock Exchange) minimum NOK Denmark 0.12% of trade consideration, (Copenhagen Stock Exchange) minimum DKK Finland 0.15% of trade consideration, (Helsinki Stock Exchange) minimum EUR Spain 0.15% of trade consideration, (Madrid Stock Exchange) minimum EUR Portugal 0.20% of trade consideration, (next Lisbon) minimum EUR 20.00

8 ONLINE TRADING IN INTERNATIONAL SECURITIES Norwegian Krone Turkish Lira Swiss Franc Canadian Dollar minimum EUR minimum GBP minimum USD minimum NOK minimum AUD minimum TRY minimum CHF minimum CAD MUTUAL FUNDS* Buy Orders Japanese Yen minimum EUR minimum GBP minimum USD minimum AUD minimum JPY 3, Sell Orders Nil * Mediterranean Bank plc/charts does not charge transaction costs for sales of UCITS funds or other collective investment schemes. Where Mediterranean Bank plc/charts holds such funds in custody for the client, it may receive and retain compensation from the fund managers. The compensation is based on a part of the management fee charged by the fund manager.

9 ONLINE TRADING IN INTERNATIONAL SECURITIES Any ONLINE TRADING IN MALTESE SECURITIES EQUITIES (Buy & Sell Orders) Up to EUR 15,000 Over EUR 15,000 Up to GBP 12,000 Over GBP 12,000 Up to USD 20,000 Over USD 20,000 EUR EUR % (on the excess over EUR 15,000) GBP 8.00 GBP % (on the excess over GBP 12,000) USD USD % (on the excess over USD 20,000) Up to EUR 15,000 Over EUR 15,000 Up to GBP 12,000 Over GBP 12,000 Up to USD 20,000 Over USD 20,000 EUR EUR % (on the excess over EUR 15,000) GBP 8.00 GBP % (on the excess over GBP 12,000) USD USD % (on the excess over USD 20,000)

10 CUSTODY SERVICES & TRANSFER OF SECURITIES Portfolio Value Maltese Securities International Securities Custody service on nominee basis Internal transfer of holdings Inward transfer of holdings Up to EUR 30,000 Over EUR 30,000* EUR 65 per security Outward transfer of holdings EUR 20 per security EUR 65 per security * Mediterranean Bank plc/charts may offer a reimbursement of third party transfer out fees for portfolios above EUR 100,000. For more details please contact your relationship manager or Customer Service on

11 OTHER ADMINISTRATIVE CHARGES CORPORATE ACTIONS Bond interest processing Mutual fund distributions processing Equity dividends processing W-8BEN form processing Withholding tax processing Regularisation of rights* Other corporate actions EUR 2 per transaction ** * Sale of rights is subject to trading fees as above ** Subject to possible correspondent s fees (to be communicated prior to processing) THIRD PARTY CHARGES Mediterranean Bank plc will pass through to its clients third party charges incurred in connection with the purchase or sale of funds or securities, including, without limitation, stock exchange charges, taxes, regulatory fees, etc. Details of third party charges will be included in the Contract Note. ACCOUNT OVERDRAFT Interest rate on overdraft 8% on amount due until settlement of overdraft STATEMENTS Annual electronic statement Annual postage of paper statement (optional) Copy of statement EUR 1 per page