Mark F. Vaughan 1001 Peoples Square, Waterloo, IA
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1 Mark F. Vaughan FSB Premier Wealth Management, Inc. This brochure supplement provides information about Mark F. Vaughan that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Mark F. Vaughan is available on the SEC's website at 4/22/2014
2 Educational Background & Business Experience Mark F. Vaughan, Year of Birth 1953 University of Nebraska at Omaha, 1972 to 1974, No degree earned Present, FSB Premier Wealth Management, Inc., President/CEO, Director , FSB Warner Financial, Inc, President/CEO, Director , Warner Group, President/CEO, Director , Warner Group, Senior Vice President, Director Disciplinary Information Other Business Activities Additional Compensation Mark F. Vaughan receives $1,000 per month for his duties as the President/CEO. Supervision Mark F. Vaughan is supervised by Kevin D. Vaughan. Kevin D. Vaughan is a Vice President of the Firm and Branch Manager of the Omaha, NE office. The Omaha office is located at 9140 West Dodge Road Suite 229, Omaha, NE The telephone number for the Omaha office is Bankruptcy
3 John V. Vaughan, Sr. FSB Premier Wealth Management, Inc. This brochure supplement provides information about John V. Vaughan, Sr. that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about John V. Vaughan, Sr. is available on the SEC's website at 4/22/2014
4 Educational Background & Business Experience John V. Vaughan, Sr., Year of Birth 1951 No formal education after high school Present, FSB Premier Wealth Management, Inc., Vice President, Branch Manager , FSB Warner Financial, Inc, Vice President, Branch Manager , Warner Group, Senior Vice President, Director, Branch Manager , Warner Group, Branch Manager Disciplinary Information Other Business Activities Additional Compensation John V. Vaughan, Sr. receives 2% of the gross commissions of the advisers under his supervision. Supervision John V. Vaughan, Sr. is supervised by Kevin D. Vaughan. Kevin D. Vaughan is a Vice President of the Firm and Branch Manager of the Omaha, NE office. The Omaha office is located at 9140 West Dodge Road Suite 229, Omaha, NE The telephone number for the Omaha office is Bankruptcy
5 Jordan D. Alborn FSB Premier Wealth Management, Inc. This brochure supplement provides information about Jordan D. Alborn that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Jordan D. Alborn is available on the SEC's website at 4/22/2014
6 Educational Background & Business Experience Jordan D. Alborn, Year of Birth 1984 CERTIFIED FINANCIAL PLANNER Professional, 2/19/2013 Kaplan University Financial Planning Education Program, 8/15/2012 University of Northern Iowa, 2005 to 2007, Major(s) Finance Wartburg College, 2003 to 2005, No degree earned 2014 Present, FSB Premier Wealth Management, Inc., Vice President , FSB Warner Financial, Inc., Vice President , Farmers State Bank, Credit Analyst , Fareway Grocery Store, Customer Service Disciplinary Information Other Business Activities Next Level Extreme Fitness, Cedar Falls, IA. Not investment related. Provide fitness instruction. Position: Fitness Instructor Additional Compensation Jordan D. Alborn receives 2% of the firm s gross revenue. Supervision Jordan D. Alborn is supervised by John V. Vaughan, Sr. John V. Vaughan, Sr. is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is. Bankruptcy
7 Kevin D. Vaughan 9140 West Dodge Road Suite 229, Omaha, NE FSB Premier Wealth Management, Inc West Dodge Road Suite 229, Omaha, NE This brochure supplement provides information about Kevin D. Vaughan that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Kevin D. Vaughan is available on the SEC's website at 4/22/2014
8 Educational Background & Business Experience Kevin D. Vaughan, Year of Birth 1952 University of Nebraska at Omaha, 1970 to1974, No degree earned Present, FSB Premier Wealth Management, Inc., Vice President, Branch Manager , FSB Warner Financial, Inc, Vice President, Branch Manager , Warner Group, Vice President, Director, Branch Manager , Warner Group, Vice President of Investments Disciplinary Information Other Business Activities Successful Money Management Seminars. Investment Related. Bellevue, NE. Teach classes and sell books related to class. Additional Compensation Kevin D. Vaughan receives 2% of the gross commissions of the advisers under his supervision. Supervision Kevin D. Vaughan is supervised by John V. Vaughan, Sr. John V. Vaughan, Sr. is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is. Bankruptcy Not applicable
9 Pauline J. Quinn 9140 West Dodge Road Suite 229, Omaha, NE FSB Premier Wealth Management, Inc West Dodge Road Suite 229, Omaha, NE This brochure supplement provides information about Pauline J. Quinn that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Pauline J. Quinn is available on the SEC's website at 4/22/2014
10 Educational Background & Business Experience Pauline J. Quinn, Year of Birth 1958 Creighton University, 1976 to 1980, Major(s) Business Communication and Literature, Minor(s) Business and Philosophy Present, FSB Premier Wealth Management, Inc., Financial Advisor , FSB Warner Financial, Inc, Financial Advisor , Raymond James Financial Services, Inc, Financial Advisor Disciplinary Information Other Business Activities Additional Compensation Supervision Pauline J. Quinn is supervised by Kevin D. Vaughan. Kevin D. Vaughan is a Vice President of the Firm and Branch Manager of the Omaha, NE office. The Omaha office is located at 9140 West Dodge Road Suite 229, Omaha, NE The telephone number for the Omaha office is Bankruptcy Not applicable
11 James L. Brandau FSB Premier Wealth Management, Inc. This brochure supplement provides information about James L. Brandau that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about James L. Brandau is available on the SEC's website at 4/22/2014
12 Educational Background & Business Experience James L. Brandau, Year of Birth 1946 Wartburg College, 1964 to 1968 and 1970 to 1971, Major(s) Mathematics United States Army, 1968 to Present, FSB Premier Wealth Management, Inc., Financial Advisor , FSB Warner Financial, Inc, Financial Advisor , Warner Group, Financial Advisor Disciplinary Information Other Business Activities Additional Compensation Supervision James L. Brandau is supervised by John V. Vaughan, Sr. John V. Vaughan, Sr. is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is. Bankruptcy
13 Jeff A. Brower 9140 West Dodge Road Suite 229, Omaha, NE FSB Warner Financial, Inc West Dodge Road Suite 229, Omaha, NE This brochure supplement provides information about Jeff A. Brower that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Jeff A. Brower is available on the SEC's website at 4/22/2014
14 Educational Background & Business Experience Jeff A. Brower, Year of Birth 1967 Morningside College, 1987 to 1990, Major(s) Business Administration with an emphasis in Finance and Economics 2014 Present, FSB Premier Wealth Management, Inc., Financial Advisor , FSB Warner Financial, Inc, Financial Advisor , Warner Group, Financial Advisor , Pecaut & Company Disciplinary Information Other Business Activities Additional Compensation Supervision Jeff A. Brower is supervised by Kevin D. Vaughan. Kevin D. Vaughan is a Vice President of the Firm and Branch Manager of the Omaha, NE office. The Omaha office is located at 9140 West Dodge Road Suite 229, Omaha, NE The telephone number for the Omaha office is Bankruptcy
15 Katherine M. Jacoby-Fries FSB Premier Wealth Management, Inc. This brochure supplement provides information about Katherine M. Jacoby-Fries that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Katherine M. Jacoby-Fires is available on the SEC's website at 4/22/2014
16 Educational Background & Business Experience Katherine M. Jacoby-Fries, Year of Birth 1985 University of Northern Iowa, 2004 to Major(s) Accounting and Finance 2014 Present, FSB Premier Wealth Management, Inc., Chief Compliance Officer /Operations Manager, Registered Rep , FSB Warner Financial, Inc., Operations Manager, Registered Rep , Farmers State Bank, Loan Specialist , Veridian Credit Union, Member Service Representative , HuHot Mongolian Grill, Server, Supervisor, Trainer Disciplinary Information Other Business Activities Additional Compensation Supervision Katherine M. Jacoby-Fries is supervised by John V. Vaughan. John V. Vaughan is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is. Bankruptcy
17 Rodney L. Duroe FSB Premier Wealth Management, Inc. This brochure supplement provides information about Rodney L. Duroe that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Rodney L. Duroe is available on the SEC's website at 4/22/2014
18 Educational Background & Business Experience Rodney L. Duroe, Year of Birth 1969 Graduate School of Banking at Madison, WI, 2009 Wartburg College, 1988 to 1992, Major(s) Economics 2014 Present, FSB Premier Wealth Management, Inc., Chairman/CFO, Registered Rep , FSB Warner Financial, Inc., Chairman/CFO, Registered Rep 1993 Present, Farmers State Bank, CEO/CFO Disciplinary Information Other Business Activities 1/3 owner of Dusty Rhodes, LLC. Non Investment Related. Rental Real Estate. Position is accounting oversight. Additional Compensation Supervision Rodney L. Duroe is supervised by John V. Vaughan, Sr. John V. Vaughan, Sr. is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is. Bankruptcy
19 Scott M. Mueller FSB Premier Wealth Management, Inc. This brochure supplement provides information about Scott M. Mueller that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Scott M. Mueller is available on the SEC's website at 4/22/2014
20 Educational Background & Business Experience Scott M. Mueller, Year of Birth 1981 University of Northern Iowa, 2000 to 2004, Major(s) Finance 2014 Present, FSB Premier Wealth Management, Inc., Registered Rep 2004 Present, Farmers State Bank, Vice President, Mortgage Lending Disciplinary Information Other Business Activities Additional Compensation Supervision Scott M. Mueller is supervised by John V. Vaughan, Sr. John V. Vaughan, Sr. is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is. Bankruptcy
21 Ryan J. Risetter FSB Premier Wealth Management, Inc. This brochure supplement provides information about Ryan J. Risetter that supplements the FSB Premier Wealth Management, Inc. brochure. You should have received a copy of that brochure. Please contact us at, or by at [email protected] if you did not receive the FSB Premier Wealth Management, Inc. brochure or if you have any questions about the contents of this supplement. Additional information about Ryan J. Risetter is available on the SEC's website at 4/22/2014
22 Educational Background & Business Experience Ryan J. Risetter, Year of Birth 1977 University of Wisconsin-Madison, 2007 to 2009, Graduate School of Banking University of Northern Iowa, 2005 to 2007, Masters of Business Administration Mount Mercy College, 2000 to 2004, Major(s) Marketing, minor Finance Present, FSB Premier Wealth Management, Inc., Registered Rep 2004 Present, Farmers State Bank, Vice President, Commercial Lender Disciplinary Information Other Business Activities 1/3 owner of Dusty Rhodes, LLC. Non Investment Related. Rental Real Estate. Position is manager. 1/2 owner of Risetter Enterprises, LLC. Non Investment Related. Rental Real Estate. Position is property manager 7% owner of Make Money Holdings, LLC. Investment Related. Member, Past President. Additional Compensation Supervision Ryan J. Risetter is supervised by John V. Vaughan, Sr. John V. Vaughan, Sr. is a Vice President of the Firm and Branch Manager of the Waterloo, IA office. The Waterloo office is located at. The telephone number for the Waterloo office is.
23 Bankruptcy
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