Equipment and Facilities
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1 6 Equipment and Facilities LEARNING OBJECTIVES 1. Discuss USP 797 guidelines and their importance in preventing microbial contamination. 2. Discuss requirements for the intravenous area according to USP 797, and demonstrate environmental procedures, including laminar air flow hood cleaning and proper garbing techniques. 3. Identify supplies used in aseptic technique, including how to read syringes. TERMS & DEFINITIONS Ante area International Organization for Standardization (ISO) Class 8 area where personal hand hygiene, garbing, and staging of components, order entry, labeling, and high particulate activities are performed before entering the buffer area Biological safety cabinet (BSC) Special hood where air flows downward through a HEPA filter; used for chemotherapy preparation Buffer area ISO Class 5 area where LAFW or other PECs are physically located and aseptic manipulations occur Clean room Term sometimes used for buffer area Contamination Introduction of pathogens or microbes into or on normally clean or sterile objects, surfaces, or spaces Critical area ISO Class 5 environment where aseptic manipulations take place Critical site Area to never touch (such as needle tips, tops of vials, and syringe plunger) to avoid cross contamination during aseptic manipulations Direct compounding area (DCA) Area within the ISO Class 5 primary engineering control where manipulations are performed First air Direct flow of air exiting the HEPA filter inside the DCA, which should never be interrupted and is essentially particle-free Garbing Apparel or clothing that should be worn during aseptic preparation Gauge (ga) Size of the needle shaft (thickness); the finer the needle, the higher the gauge number High-efficiency particulate air (HEPA) filter Special filter used in the LAFW designed to remove 99.97% of particles that are 0.3 microns or larger. This creates a bacteria free environment to perform aseptic technique manipulations in. Laminar airflow workbench (LAFW) Also known as the hood. This area is designed to be used to perform aseptic technique in because it uses a HEPA filter to create an environment that produces sterile air. 61
2 62 STERILE PROCESSING FOR PHARMACY TECHNICIANS Large volume parenteral (LVP) Containers of sterile solution used for intravenous medications; usually 500 ml to 3000 ml in volume Personal protective equipment (PPE) Equipment, including shoe and hair covers, beard covers, gowns, masks, and gloves Piggyback (PB) Containers of sterile solution used to administer medications through a secondary set or intermittent infusion; usually 50 ml to 250 ml in volume Primary engineering control (PEC) Controls such as LAFWs, compounding aseptic isolators, or BSCs located in the buffer area Secondary set When a piggyback infusion is hung higher than the main IV solution which allows it to run into the vein faster. An example would be an antibiotic that would be ordered to infuse in 30 minutes. Small volume parenteral (SVP) Containers of sterile solutions used for intravenous medications; usually 50 ml to 100 ml or less in volume. INTRODUCTION Aseptic technique inv olves strict guidelines, and its primar y goal is to pr event the spread of microbial contaminates. Technicians who prepare intravenous (IV) preparations must understand the impor tance of maintaining sterility and the impor tance of preventing medication errors. In order to safely prepare IV medications, the processes, guidelines, and proper handling of equipment is essential to avoid errors. In this chapter, we will discuss United States Pharmacopoeia Chapter 797 (USP 797) guidelines, aseptic technique, and the equipment and facilities that ar e used. We will also discuss the cleaning and proper garbing that is associated with this impor tant task. Aseptic Technique and USP 797 Guidelines Used in Intravenous Therapy As of January 1, 2004, pharmacies compounding sterile pr eparations have been required to monitor their facilities and pr ocesses to standards mandated by USP 797. According to the USP 797 practice standar ds, certain guidelines must be follo wed because IV preparations are most hazardous to patients when administered into body cavities, such as veins, eyes, and the central nervous system. This chapter was written by a gr oup of health car e professionals and outlines the equipment, pr ocedures, training requirements, validation processes, and even the environment to be used. These standards, along with the American S ociety of H ealth-system Pharmacists (ASHP) guidelines and the N ational Coordinating Committee on Large Volume Parenterals (NCCLVP) guidelines of practice, are designed to describe the conditions and practices needed to pr ocess compounded sterile pr eparations (CSPs) that will prevent harm or even death to patients resulting from contamination. Environment, Garbing, and Equipment Cleaning Procedures The first step in preparing aseptic preparations is the environment itself. The space where sterile preparation takes place must be clean and free from contaminates. This working space is divided into three sections ( Figure 6-1 ).
3 CHAPTER 6 Equipment and Facilities 63 Hood Workcart A A Hood B1 B1 CLEAN ROOM B2 Workcart B1 C Hood B2 C A PASS-THROUGH B2 Sink HD GOWNING AREA C Gowning cart A sites surface sampling B sites air sampling C sites surface (wall) sampling HD hand dryer FIGURE 6-1 The layout of a buffer area (clean room). (Courtesy of CriticalPoint, LLC, Gaithersburg, MD.) ANTE ROOM OR ISO CLASS 8 ENVIRONMENT The ante room, or ISO Class 8 environment, is the outermost ring of the three areas. USP 797 defines this environment as the area where handwashing, garbing, gathering of components needed, order entry, labeling, and other activities that may stir up dust. This area is located directly outside of the buffer area, where the handwashing and garbing procedure should be performed. The air in this room, or area, is considered an ISO Class 8 envir onment, which means that the air contains
4 64 STERILE PROCESSING FOR PHARMACY TECHNICIANS? DID YOU KNOW? A sneeze contains droplets of bacteria or viruses that can travel as far as 3 feet before landing on a surface? TECH NOTE! The most common form of contamination is touch contamination.? DID YOU KNOW? High-efficiency particulate (HEPA) filters can remove 99.97% of particles that are less than 0.3 micron or larger, which is about the size of most airborne microorganisms? 100,000 particles of 0.5 micr ons per cubic meter or less. Car tons and packaged compounded supplies (such as needles, syringes, IV bags, and tubing sets) should be unpacked and wiped down with sterile 70% alcohol before passing on to the buffer area when possible. BUFFER AREA (CLEAN ROOM) OR ISO CLASS 7 ENVIRONMENT The buffer area is the main compounding area where primary engineering controls (PECs) are located. This room is where the actual aseptic manipulations of CSPs take place, and it should be located out of the flow of traffic and have limited personnel access. Opening of cartons and boxes or supplies should take place prior to entering this area to reduce the amount of dust particles and ensure a clean product. The buffer area is known as an ISO Class 7 environment, which means that the air contains no more than 10,000 particles of 0.5 microns per cubic meter or less. DIRECT COMPOUNDING AREA OR ISO CLASS 5 ENVIRONMENT The most common types of PECs are horizontal or vertical flow hoods. This critical area includes the laminar airflow workbench (LAFW) and the biological safety cabinet (BSC), and it is also commonly referred to as the direct compounding area (DCA). The air in this envir onment is consider ed an ISO Class 5 envir onment, or Class 100. This indicates that the air contains no more than 100 particles of 0.5 microns per cubic meter or less. The microorganisms in this area are monitored regularly to ensure that the level of contaminates in the air, on the surfaces, and on the personnel gear do not exceed the specified cleanliness class. Access to the IV ar eas should be limited to only essential personnel. D oors should remain closed at all times, and no food or drink is ev er allowed in these areas, including gum chewing! Avoid coughing, sneezing, and excessive talking in the clean room to avoid adding any additional contaminates to the ar ea. Jewelry and cosmetics are restricted upon entry into the ante area according to the current USP 797 guidelines. Artificial nails or extenders are also prohibited while working in the sterile area, and fingernails should be natural and kept trimmed and neat. Additionally, no shipping or external cartons should ever be in the buffer area (also known as the clean room ). LAMINAR AIRFLOW WORKBENCH AND BIOLOGICAL SAFETY CABINET The LAFW or BSC ar e both areas that provide a Class 5 envir onment for aseptic preparation inside the buffer area ( Figure 6-2 ). LAFWs should be placed out of the traffic flow and are the cleanest work surface in the system. The most important part of this hood, as it is sometimes referred to, is the special filter known as a high-efficiency particulate air (HEPA) filter. The filter should never be touched, cleaned, or sprayed with alcohol. Sitting in front of the LAFW is like sitting in front of a fan blowing wind in your face. The air, known as critical air, enters the prefilter at the front of the hood, travels through the HEPA filter at the back wher e bacteria and other air contaminants ar e removed, and then flows horizontally across the work surface ( Figure 6-3 ). This allows purified air to circulate from the back to the front constantly in parallel lines. The air
5 CHAPTER 6 Equipment and Facilities 65 Vertical Hood HEPA filter (exhaust) HEPA filter (air supply) Glass shield Intake Blower FIGURE 6-2 Diagram of airflow direction. Horizontal Hood HEPA filter Work surface starts Pre-filter FIGURE 6-3 Diagram of airflow direction.
6 66 STERILE PROCESSING FOR PHARMACY TECHNICIANS! TECH ALERT! One of the most important elements to aseptic technique is not allowing any interruption between the HEPA filter and a sterile object. First air is the cleanest air! space inside the L AFW is the ar ea known as the DCA. This is where exposure to HEPA-filtered air, or first air, occurs when pr eparing aseptic preparations. Critical sites (such as the tops of vials and needle sur faces) should always be exposed to first air to avoid contamination from particles allowed to linger in the air. Surfaces (such as needles, syringe plungers, or vial tops) should be exposed to first air at all times. Observe the following guidelines when working in the LAFW: Always perform all manipulations at least 6 inches inside the hood. Remember first air: Never interrupt the airflow between the HEPA filter and sterile objects. Avoid spraying or wiping the HEPA filter. The hood should be turned on at least 30 minutes prior to using. Always clean the L AFW with an appr oved agent (70% isopr opyl alcohol [IPA]) and lint-free wipes. LAMINAR AIRFLOW WORKBENCH (HOOD) OR DIRECT COMPOUNDING AREA CLEANING PROCEDURE At the beginning of each shift, before a batch, after spills, and at least every 30 minutes, the LAFW should be cleaned using the pr ocedure outlined in Box 6-1 and according to the schedule described in Box 6-2. GARBING USP 797 also has specific guidelines for the apparel or clothing that should be worn during aseptic manipulations as well as a certain order for donning personal protective equipment (PPE), such as glo ves, gowns, and hair co vers. PPE is designed to prevent the spread of infectious diseases during aseptic preparation ( Figure 6-4 ). Before entering the ante r oom, personnel shall r emove outer garments (such as jackets, sweaters, or hats), all cosmetics, and any visible je welry or piercings that interfere with garb. Personnel should don garb beginning with shoe co vers, then hair nets and beard covers, followed by face shields or masks. In general, the order should BOX 6-1 Cleaning Procedure of the Laminar Airflow Workbench SUPPLIES FOR CLEANING THE LAFW Lint free cloth Sterile 70% isopropyl alcohol (IPA) Begin by soaking a stack of cloths with the alcohol. CLEAN IN THE FOLLOWING ORDER ( Note: Garbing will be performed prior to any cleaning activities.) 1. Clean walls in an up-and-down motion working outward from back to front. 2. Use automated compounders (if necessary). 3. Work surface from back to front in long strokes. Start at the back corner, and go across in parallel lines working your way to the front being careful to overlap and cover every area of the work surface. As the stack of cloths get dirtied, discard them. Allow the area to dry before beginning aseptic manipulations. Note: Be sure to overlap slightly when wiping to prevent any areas of the surface from being missed.
7 CHAPTER 6 Equipment and Facilities 67 BOX 6-2 Cleaning Schedule for the Laminar Airflow Workbench DAILY SCHEDULE Floors, counters, and easily cleanable work surfaces in the ante area and buffer area should be cleaned and disinfected daily when no aseptic operations are in progress. This includes the sink and all contact surfaces. Supplies Needed for Cleaning Disinfectant solution, such as diluted bleach Microfiber cleaning system (alternative to mop) Cleaning Techniques Clean all counters and cleanable work surfaces with disinfectant. Mop the floor, starting at the wall opposite of the room entry door. Mop in even strokes toward the operator, moving carts as needed. In the ante room, clean the sink and contact surfaces, and clean the floor as described above. MONTHLY SCHEDULE Wall, storage shelving, and ceilings should be cleaned and disinfected monthly with a germicidal detergent-soaked, lint-free wipe and then followed with 70% IPA. This includes wiping the inside of trash cans, emptying storage bins, and cleaning chairs in the buffer area. Document all cleaning procedures; include who performed the activities along with dates and times, and include these records as part of the quality assurance program for the facility. TECH NOTE! If the gloves become contaminated by touching a non-sterile surface, you can reapply 70% alcohol to the surface area of the gloves and let dry thoroughly. be dirtiest to cleanest (for example, shoe co vers before head covers). Hospitals may have slight variations for this procedure due to room layout and facility protocols. Perform hand cleansing (see the handwashing procedure described in Chapter 1 ). Don a non-shedding gown that fits snugly around the wrists and neck. Upon entering the buffer area, perform antiseptic hand cleansing with antiseptic waterless alcoholbased surgical hand scrub, and then don sterile gloves. Remember, no food, drinks, candy, gum, or unnecessary items are allowed in the buffer area. Only compounding personnel should be in this area. When exiting the buffer area, the gown may be reused during the same work shift if it remains in the buffer area and is not soiled. H owever, shoe covers, masks, and gloves need to be replaced, and handwashing needs to be performed if the buffer area is re-entered. In addition, only stainless steel shelving and nonporous surfaces are allowed in the ISO Class 7 envir onment (buffer area) where the PECs are located. Items such as computers, carts, and nonessential containers should not be stor ed or kept in this room. Staging of items and calculations should take place before entering the LAFW (clean room), and only immediate need items, not cases of fluids, should be in this room because car dboard will cause ex cessive dust and contamination. S ampling the air quality in the ISO Classes 5, 7, and 8 should be tested no less than ev ery 6 months.
8 68 STERILE PROCESSING FOR PHARMACY TECHNICIANS FIGURE 6-4 A technician in full personal protective equipment (PPE). (Courtesy of CriticalPoint, LLC, Gaithersburg, MD.) Supplies Used in Aseptic Preparation! TECH ALERT! The plunger, tops of vials, and the tip of a syringe are considered critical sites and should never be touched.? DID YOU KNOW? A ml and a cc is the same measurement? Supplies (such as syringes, needles, alcohol pads, solution containers, vials, ampules, and filters) are commonly used in IV preparations. Syringes are used to draw up solutions or medications to be injected into a solution container. Sterile disposable syringes ar e packaged individually and should be discarded after one use. They consist of two par ts: the barrel and the plunger ( Figure 6-5 ). The plunger is a piston-type r od that is cone-shaped on one end and is inside of the barrel of the syringe. The other end has flanges on it for hand placement. The barrel has graduations on it to indicate the volume of the solution held inside. Each size has its o wn graduations and v aries from milliliters to fractions of milliliters. Insulin syringes kno wn as U-100 (or 100 units per ml/cc) hav e units indicated on them as w ell as fractions of millimeters. This is because insulin or ders are normally written as units, such as 50 units regular insulin qd ( Figure 6-6 ). When very small doses are required, they are measured in tuberculin (TB) syringes, which ar e calibrated in hundredths.
9 CHAPTER 6 Equipment and Facilities 69 Point of measurement Barrel 1/ /2 2 21/2 3 cc Tip µ Plunger Flange FIGURE 6-5 Anatomy of a syringe. (From Hopper T: Mosby s pharmacy technician: principles and practice, ed 3, St Louis, 2011, Elsevier Saunders.) 100 units 50 units 30 units FIGURE 6-6 From left to right: 30 units measured on a 100-unit syringe (each calibration is 2 units), a 50-unit syringe (each calibration is 1 unit), and a 30-unit syringe (each calibration is 1 unit). (From Macklin D, Chernecky C, Infortuna MH: Math for clinical practice, ed 2, St Louis, 2011, Mosby Elsevier.)
10 70 STERILE PROCESSING FOR PHARMACY TECHNICIANS For example: 60 cc Each line indicates 1 ml or cc. 20 cc Each line indicates 1 ml or cc. 10 cc or 12 Each line indicates 0.2 ml or cc or two-tenths. 5 cc or 6 Each line indicates 0.2 ml or cc or two-tenths. 3 cc Each line indicates 0.1 ml or cc or tenths. 1 cc Each line indicates 0.02 ml or cc or hundredths. TB Each line indicates 0.02 ml or cc or hundredths. Insulin Each line indicates 0.02 ml or cc or hundredths.! TECH ALERT! Syringes and needles are most often disposable and should be discarded after one use. The tips or locking-end of a syringe is a critical site and should never be touched. Needles consist of two basic par ts: a shaft and a hub. The shaft or long hollo w tube has a bev el on the end. The hub is wher e it attaches to the syringe. H ubs are often colored to indicate the gauge (ga), or size, of the needle and range from 27 ga, which is the smallest or finest, to 13 ga, which is the largest. They also come in different lengths ranging fr om 3 8 to inches ( Figure 6-7 ). The needle is attached to the syringe secur ely by a locking device, such as L uer-lok. This allows the needle to attach mor e securely, because it is a cir cular collar that r equires a half turn to lock the needle to the syringe. The needle can then be inser ted into a container or vial, and fluid is drawn up into the barr el of the syringe. There are also vented needles that ar e used mainly for r econstituting a po wder form of a medication. This process will be discussed in Chapter 7. FIGURE 6-7 From top to bottom: Needle sizes shown are 19, 20, 21, 23, and 25 gauge. (From Hopper T: Mosby s pharmacy technician: principles and practice, ed 3, St Louis, 2011, Elsevier Saunders.)
11 CHAPTER 6 Equipment and Facilities 71 Alcohol pads come in sterile packaging and should be used to wipe the tops of vials and other containers during sterile preparation ( Figure 6-8 ). The proper way to use the pads is v ery important when cleaning a critical site, such as a vial top. The pad should only be used once b y swabbing across the surface and allowed to dr y completely before proceeding. The process of the alcohol dr ying is when the dehy dration of the bacteria cell occurs, which is necessary to kill it. If the alcohol is still wet during manipulations, it may allow microorganisms to be suspended in the fluid and cross over from one product to another during aseptic manipulations. I n addition, 70% sterile IPA may be used to disinfect any wor k surfaces, ampule necks, vial tops, and IV injection ports on bags. Vials are plastic- or glass-closed containers that hold medication in solution or powder form. They have a rubber stopper for the needle to be inser ted and fluid to be withdrawn. Medication can also come in glass ampules, which are designed to be broken at the neck ( Figure 6-9 ). Fluid is withdrawn using a special filter needle to catch all the glass particles that remain in the fluid. Once the fluid is withdrawn from the ampule into the syringe, the filter needle is removed and discarded, a new needle is placed on the syringe, and the contents can be injected into the bag. Special filters are often r equired when pr eparing medication fr om an ampule or when particles must be removed from a solution. Filter straws may be used when withdrawing the contents of an ampule, but they ar e not needles. They can be replaced by a standard needle, added to the syringe, and used to add the medication to an IV bag via the port. These devices filter particles of varying sizes and attach on the end of the syringe, sometimes as a separate device or a special needle with the filtering mechanism inside of the hub itself. These filter needles can range in siz e from 0.22 microns to 10 microns, depending on the medication to be filtered. Solution containers can v ary in size and are usually plastic or glass. They have two ports on the end, one for adding medication with a needle and syringe and another to connect tubing. B ags from 50 ml to 250 ml ar e known as piggybacks (PBs) ( Figure 6-10 ) or small volume parenterals (SVPs) and are generally used for A B FIGURE 6-8 A, Wiping off the top of a vial (critical site area) with a sterile alcohol wipe, and B, Wiping the vial upon entry into the LAFW (hood area). (Courtesy of CriticalPoint, LLC, Gaithersburg, MD.)
12 72 STERILE PROCESSING FOR PHARMACY TECHNICIANS FIGURE 6-9 Ampules. (Courtesy of CriticalPoint, LLC, Gaithersburg, MD.) FIGURE 6-10 A set of piggybacks. (From Brown M, Mulholland JL: Drug calculations: process and problems for clinical practice, ed 8, St Louis, 2007, Mosby.)
13 ! TECH ALERT! The tops of vials and ports on IV bags are both considered critical sites and must be disinfected with alcohol prior to entry with a needle and syringe. CHAPTER 6 Equipment and Facilities 73 antibiotics or small amounts of fluid. Bags from 500 ml to 1000 ml are known as large volume parenterals (LVPs) and can be used for fluid replacement and other types of medication therapy. There are also 2000 to 3000 ml bags used for total parenteral nutrition (TPN) or irrigation. Tamper-evident seals are used to cover the port once a medication has been added to an IV bag. This indicates a medication has been added to a stock bag of fluid and ensures no br each of the sterile container prior to administration to the patient. Once the IV has been made, a label should be placed on the finished product to indicate the following: Name of patient Date prepared All solutions, ingredients, amounts, or concentrations Rate of infusion Storage requirements Expiration or beyond use date Name of preparer and checking pharmacist s initials Total volume and administration instructions One of the most important aspects of aseptic technique is understanding the ways the environment ensures a sterile medication for the patient. Contamination can occur at many levels throughout the preparation of sterile medications, and technicians should be awar e of the potential dangers in the pr ocess as well as the consequences of improper environmental controls. Along with proper training and equipment, the environment should be maintained and checked periodically according to UPS 797 standards by utilizing a quality assurance pr ogram. This will be discussed in Chapter 11. REVIEW QUESTIONS Identify the dosages measured on the following syringes by highlighting the measurement on the syringe ml on a 3 cc syringe ml on a 20 cc syringe U on a 1 cc insulin syringe
14 74 STERILE PROCESSING FOR PHARMACY TECHNICIANS ml on a 20 cc syringe cc on a 20 cc syringe cc on a 3 cc syringe ml on a TB syringe M ml cc on a TB syringe M ml CRITICAL THINKING 1. You are assigned to the IV room for the week, and you have a new externship student assigned to you. The student asks, Is it really necessary to be so clean when preparing an antibiotic for a patient? Won t the medication kill any germs on the bag while it is fighting the patient s infection? What would you say? Explain aseptic technique and why it is important to the patient. 2. Why is touch contamination the easiest form of contamination? Explain ways that using proper aseptic technique can prevent this from occurring.
15 CHAPTER 6 Equipment and Facilities 75 COMPETENCIES EQUIPMENT AND FACILITIES (USP 797) GUIDELINES FOR ASEPTIC COMPOUNDING Evaluation Key: S Satisfactory NI Needs Improvement Name: Quarter: Date: COMPETENCIES STUDENT INSTRUCTOR Student will be able to: S NI Comments S NI Comments Define aseptic techniques. Discuss USP 797 and its primary goal. Identify common equipment used in aseptic compounding. Discuss environment and quality control for the aseptic compounding area. Identify common personal protective equipment (PPE) and why USP 797 garbing procedures are used. Explain cleaning procedures for the laminar airflow workbench (LAFW). List the common duties that can be performed in the ante area. List common duties performed in the buffer area. List several USP 797 guidelines to follow when working in the buffer area. Discuss the daily and monthly cleaning procedures for the aseptic compounding area. Discuss garbing procedures according to the USP 797 guidelines.
16 76 STERILE PROCESSING FOR PHARMACY TECHNICIANS LAB ACTIVITIES Name: Quarter: Date: PROCEDURE: GARBING EVALUATION Student Preceptor Comments Ante Room Remove all cosmetics and jewelry. Nails are trimmed and natural. Don beard cover if required. Don hair cover or hairnet. Don face mask/eye shields. Don shoe covers. Perform handwashing. (Use Chapter 1 procedure check off.) Don a non-shedding gown. Buffer Area Use antiseptic hand cleanser. Don sterile gloves, and inspect for holes or tears. Reapply antiseptic hand cleaner over gloved hands. Document all cleaning procedures, including name and dates according to facility policy.
17 CHAPTER 6 Equipment and Facilities 77 Name: Quarter: Date: PROCEDURE: CLEANING THE LAFW EVALUATION Student Preceptor Comments Hood turned on at least 30 minutes prior Complete the garbing and handwashing procedures correctly as above. Use lint-free wipes and 70% IPA alcohol. Begin by soaking a stack of lint-free wipes. Clean walls from back to front, working outward in an up-and-down motion. Clean work surfaces from back to front in long strokes, going across from side to side. Start in back corner and go across in parallel lines, being careful to wipe every spot. Discard wipes in the stack as they become dirtied. Document procedures with name, date, and time according to facility policy. Bibliography 1. Pharmaceutical compounding-sterile preparations (general information chapter 797). In: The United States Pharmacopeia, 27th rev. and The National Formulary, 22nd ed. Rockville, MD : The United States Pharmacopeial Convention, 2004 : Gahart BL, Nazareno AR Intravenous medications, ed 23, St Louis, 2007, Mosby. 3. Phillips LD : Manual of I.V. therapeutics, ed 4, Philadelphia, 2005, F.A. Davis Company.
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