GURU NANAK DEV UNIVERSITY AMRITSAR
|
|
- Peregrine Jennings
- 8 years ago
- Views:
Transcription
1 FACULTY OF ECONOMICS & BUSINESS SYLLABUS FOR P.G. DIPLOMA IN FINANCIAL SERVICES EXAMINATION: 2013 GURU NANAK DEV UNIVERSITY AMRITSAR Note: (i) Copy rights are reserved. Nobody is allowed to print it in any form. Defaulters will be prosecuted. (ii) Subject to change in the syllabi at any time. Please visit the University website time to time.
2 1 Eligibility: Admission to the Post-Graduate Diploma in Financial Services (Banking & Insurance) shall be open to a person who has passed one of the following examination conducted by the recognized University with atleast 50% marks in the agreegate. B.Com BBA B.Sc. (Economics) BCA B.Sc. (IT) B.A.
3 2 Scheme of Course Paper Subject Max. Marks Theory Internal Ass. Number of Lectures (Per Week) I. Financial Services II. Banking Law & Practices III. IV. Management of Banking Services Management of Insurance Services V. Information Technology in VI. Banking *Viva-Voce (Banking & Insurance) 50 *The students are required to undergo practical training atleast for two weeks in the field of Banking & Insurance. The viva-voce will be based on the practical training.
4 3 PAPER I FINANCIAL SERVICES Time : 3 Hours Max. Marks : 100 Theory : 80 Int. Ass. : 20 Instructions for the Paper Setter :- Each question paper (I to IV) shall consist of two sections A & B. Section-A : The paper setter will set 10 questions and the candidate will attempt 8 questions carrying two marks each. Total weightage of this section will be 16 marks. Section-B : The paper setter will set 8 questions which cover the entire syllabus. The candidate will attempt any four questions. Each question will carry 16 marks. The total weightage of this section will be 64 marks. SECTION-I Introduction to Financial Services, Characteristics and Kinds of Financial Services. Financial intermediaries rendering financial services. Merchant Banking : Origin, meaning and concept, evaluation and functions of merchant Banking. Recent developments in merchant banking. Merchant Banking regulation. Merchant Banking in India. Mutual Funds : Meaning and concept of Mutual Funds. Types of mutual funds, performance and problems of mutual funds in India. Constitution and management of mutual funds ans SEBI Regulations. Advisory Services on Corporate Finance : Introduction, Issue management by merchant bankers, Their role as corporate advisor, underwriters, bankers, registrar to the issue. SEBI Guidelines for the issue of securities. Guideline on IPOs. Credit Rating : Introduction, origin, importance and need for credit rating, factors affecting credit rating. Instruments for rating, advantages, disadvantages of credit rating. Process of credit rating and rating methodology. Credit rating agencies in India-Crisil, ICRA, CARE.
5 4 SECTION-II Lease Financial & Hire Purchase : Introduction, meaning & elements, features & type of leasing Pros & Cons. of leasing, meaning, features of Hire Purchase, legal position V/s. Hire Purchasing. Credit Cards : Introduction, eligibility, type of credit cards, advantages, limitation of credit cards, cost of Bank credit card operation. ATM Cards- its types, Code of Conduct. Depository System and Dematerialisation : Introduction, SEBI guidelines for participants, Code of Conduct for issuer, participants, Dematerialization/ Rematerialion of shares, electronic settlement of shares; pledging, hypothecation of Dematerialized shares. Freezing of Demat Accounts. Consumer Finance : Introduction, Meaning and Concept, modes of consumer finance, types of Consumer finance, procedure for granting finance & terms of financing credit. Factoring and Forfaiting, Asset Securtisation of Debt ; Marketing of Insurance, Pension funds and Govt. securities. Pricing of Bank Products and services. SUGGESTED READINGS : 1. V.A. Avdhani : Security Analysis & Portfolio Management 2. J.C. Verma : Merchant Banking Organisation 3. M.Y.Khan : Financial Services 4. S. Ramesh& Arun Gupta : Venture Capital & Indian Financial Sector.
6 5 PAPER-II BANKING LAW & PRACTICE Time : 3 Hours Max. Marks : 100 Theory : 80 Int. Ass. : 20 Instructions for the Paper Setter :- Each question paper (I to IV) shall consist of two sections A & B. Section-A : The paper setter will set 10 questions and the candidate will attempt 8 questions carrying two marks each. Total weightage of this section will be 16 marks. Section-B : The paper setter will set 8 questions which cover the entire syllabus. The candidate will attempt any four questions. Each question will carry 16 marks. The total weightage of this section will be 64 marks. SECTION-I Introduction : Nature of Banking System in India, Meaning of Banking & Merchant terms. Types of Banks, functions of Banks. Banker-Customer Relationship : Definition and Types of Customers, General relations between Banker and customer, obligation of Banker, Banker s right. Customer s Accounts with the Bankers : Opening of new Accounts-Procedure and practices, documents required for opening of Accounts. Bank passbook- Bank Cheque book-pay in slip-legal aspects of entries in the pass book. Faculty and legal status in respect of nomination. Cheques : Types of Cheques, payment of cheques, crossing of cheque,collection of cheques. Dishonour of cheques-obligation of Customer in respect of dishonour, responsibility of paying bankers. SECTION-II Employment of Bank Funds : The liquid Assests- Importance of liquidity in banking, cash balance,statutory cash reserve in the RBI. Investment in securities and their valuation. Loans and advances-principles of sound lending,credit worthiness of borrowers,factors limiting the levels of a bank advance consortium advances, secured advance- Modes of creating charge types of securities.
7 6 Reserve Bank of India and its Functions : Reserve Bank as bankers s bank, banker to Government, relationship between RBI and Commercial Banks. Analysis of Financial Statement : Banking Company Accounts- their preparation & presentation, operating ratios, liquidity ratios, leverage ratioos. SUGGESTED READINGS : 1. S.R.Deva : Law & Practice of Banking 2. H.L.Tandon : Banking Law & Practice in India 3. P.N. Varshney : Banking Law & Practice 4. Reed Cottors : Commercial Banking
8 7 PAPER-III MANAGEMENT OF BANKING SERVICES Time : 3 Hours Max. Marks : 100 Theory : 80 Int. Ass. : 20 Instructions for the Paper Setter :- Each question paper (I to IV) shall consist of two sections A & B. Section-A : The paper setter will set 10 questions and the candidate will attempt 8 questions carrying two marks each. Total weightage of this section will be 16 marks. Section-B : The paper setter will set 8 questions which cover the entire syllabus. The candidate will attempt any four questions. Each question will carry 16 marks. The total weightage of this section will be 64 marks. SECTION-I Role of Commercial Banks and Development Banks in the development of Economy. Liberalization in Financial Services : Need of reforms in Banking structure, different phases of Indian Banking, committees on reforms in Banking sector, Narasimham committee, Verma Committee Recommendations, challenges ahead of Indian Banking. Mergers and aquisitions in Indian Banking system, International Banking Trends, operation of Indian Banking abroad. Non-Performing Assets and Income Recognition : Introduction, Provisions for NPA, effects reasons for Assets belowing NPA, Tackling with NPA. Services Provided by Banking : Deposit, loans and advances, discounting of bills, letter of credits, Guarantees-liability & rights of surety. Financing Priority Sector : Targets for funding to priority sector, credit guarantee schemes, SSI loan guarantee schemes, guidelines for financing priority sectors. Kinds of borrowers in the priority sector.
9 8 Financing of Agriculture : Lending procedure for Agriculture loans, guidelines for recovery of Agriculture advances, Rashtriya Krishi Bima Yojna, Kisan Credit Card Scheme, Small Farmers Development Agencies. Anciliary Services of the Bank. SECTION-II Management of Banking Services Spread Management : Introduction, factors to be considered, Risks related to spread management, strategy for spread management, Risk Management-Characteristics, Risk V/s uncertainty steps, Effects of Risk Management, Assets & Liability Management; Introduction, Meaning, Objectives of ALM, Scope of ALM. Bank Marketing : Introduction; justification for practicing marketing in Banks, Marketing in Banks in India. SUGGESTED READINGS : 1. Tripathi & Uppal : Role of Banking and New Economics Program. 2. Upadhyaya : Management of Commercial Banks in India.
10 9 PAPER-IV MANAGEMENT OF INSURANCE SERVICES Time : 3 Hours Max. Marks : 100 Theory : 80 Int. Ass. : 20 Instructions for the Paper Setter :- Each question paper (I to IV) shall consist of two sections A & B. Section-A : The paper setter will set 10 questions and the candidate will attempt 8 questions carrying two marks each. Total weightage of this section will be 16 marks. Section-B : The paper setter will set 8 questions which cover the entire syllabus. The candidate will attempt any four questions. Each question will carry 16 marks. The total weightage of this section will be 64 marks. Section-I Insurance : Meaning, nature and significance, essential requirements and principles of Insurance, Contract elements of General Insurance and Life Insurance, re-insurance, nationalization of insurance business in India, Role of Insurance in national economy. Definition of Risk and Uncertainty, Classification of risks, sources of risk-external and internal, risk management. IRDA Act : Salient feature, duties, powers and functions of the authority, financial Accounts and audit, power of Central Government to issue directions, IRDA (Protection of Policy Holders Interest) Regulation 2002, Rationale of opening up of the insurance sector to the private sector. Life Insurance : Meaning, origin and features, growth of Life insurance, types of life insurance policies, law relating to life insurance, general principles of life insurance contract, proposals and policy, assignments and nominations, title and claims, concept of trust in life insurance.
11 10 LIC of India : Role, functions and policies, modern life insurance in India, private sector companies in life insurance sector, recent trends in life insurance. Section II General Insurance : Meaning and origin, growth of General Insurance, nature of general insurance, different types of general insurance, law relating to general insurance organization and management of general insurance in India. Fire Insurance : Meaning, nature, various types of fire policy, subrogation, double insurance, contribution, proximate cause, claims and recovery. Accident and Motor Insurance : Nature, disclosure, terms and conditions, claims and recovery, third party insurance, compulsory motor vehicle insurance, accident insurance. Deposit and Credit Insurance : Nature, terms and conditions, claim, recovery etc. public liability insurance, emergency risk insurance. Marine Insurance : Meaning, nature and scope, law relating to marine insurance, types of marine policy, insurable interest, disclosure and representation, insured perils, proximity cause, voyage, warranties, measurement of subrogation, contribution, underinsurance. Structure, Power and functions of GIC of India and Deposit Insurance and Credit Guarantee Corporation (DICGC). Insurance Surveyorship : Appointment, Legal Provisions and licensing, functions. Application of Management concepts in Insurance, Marketing of Insurance Policies, Insurance and Information technology, Recent developments in Insurance sector. Suggested Readings 1. NCAER Attitude Towards Insurance Cover 2. R.S. Sharma Insurance Principles and Practices 3. N.M. Misra Insurance Principles & Practice 4. O.S. Gupta Life Insurance (Frank Brothers, New Delhi)
12 11 PAPER-V INFORMATION TECHNOLOGY IN BANKING Time : 3 Hours Max. Marks : 100 Theory : 80 Int. Ass. : 20 Instructions for the Paper Setter :- Each question paper (I to IV) shall consist of two sections A & B. Section-A : The paper setter will set 10 questions and the candidate will attempt 8 questions carrying two marks each. Total weightage of this section will be 16 marks. Section-B : The paper setter will set 8 questions which cover the entire syllabus. The candidate will attempt any four questions. Each question will carry 16 marks. The total weightage of this section will be 64 marks. Section-I Single window banking, online transaction processing, anytime banking 365 days banking, anywhere banking, tele banking, home banking, mobile banking, electronic funds management, SWIFT, Electronics clearing, electronic fast collection scheme. Plastic money-debit card, credit card, smart card, E-Commerce and Banking. Section-I Report of Committee on computerization in banks (1989) Dr. Rangrajan Committee Report, Saraf Committee Recommendations. Legislative aspects of electronics banking- Share Committee Recommendations VSAT Technology, Banking on Net, Cyber cash, Virtual cash, KIOSKS, EDI in Banking, Telemarketing, security and control aspects of emerging banking technologies, designing and implementing computerization in banking sector. Sources Jerome Kantler : Management Information System, Prentice Hall of India Pvt. Ltd., New Delhi. 3. Murdick and Ross : Information systems for Modern Management, Prentice Hall of India Pvt. Ltd. New Delhi. 4. Kraynak & Habraken : Internet 6-in Peter Norton's : Introduction to Computer. 6. Daniel Amor : E-Business. 7. Ravi Kalakota and Andrew B. Whinston : E-Commerce.
S.Y.B.Com. Principles and Practice of Insurance
AC 29/4/2013 Item no. 4.120 S.Y.B.Com Principles and Practice of Insurance Objectives 1. To have a comprehensive understanding of insurance industry with key inputs 2. To understand insurance as an integral
More informationSOLAPUR UNIVERSITY, SOLAPUR, Advanced Banking & Financial System
SOLAPUR UNIVERSITY, SOLAPUR, M.Com. Part- II Advanced Banking & Financial System Group-D Paper-III Modern Banking (w.e.f. June 2015) Semester III 1. Merchant Banking Meaning- Functions of Merchant Banking-
More informationTMV Course in Diploma in Banking & Finance. Paper - 1: PRINCIPLES & PRACTICES OF BANKING
Paper - 1: PRINCIPLES & PRACTICES OF BANKING Unit I (20 Marks) Indian Financial System. Recent developments in the Indian Financial system; market structure and financial innovation. RBI, SEBI, IRDA etc.
More informationINDIAN FINANCIAL SYSTEM
INDIAN FINANCIAL SYSTEM A. K. Bhatia BLACK PRINTS N E W D E L H I Contents Preface 1. Towards Globalisation of India's Financial Sector Systemic Issues: Opportunities and Risks - Depth of the Indian Financial
More informationCERTIFICATE COURSE ON FINANCIAL MARKETS AND SECURITIES LAWS. MODULE 1: Introduction to Financial Market & Money Market
CERTIFICATE COURSE ON FINANCIAL MARKETS AND SECURITIES LAWS MODULE 1: Introduction to Financial Market & Money Market Introduction to Financial Market Financial Market Structure o Money Market o Debt Market
More informationOrdinances and Syllabus of Post Graduate Diploma in Management of Non-Governmental Organizations
Ordinances and Syllabus of Post Graduate Diploma in Management of Non-Governmental Organizations Rationale The NGO s since the last two decades, due to their unique vision and perspectives of a just, equitable
More informationCredit Rating 107 FINANCIAL SERVICES (3 CREDITS) (5 ) MODULE I Overview of Financial Services
MODULE I Overview of Financial Services 107 FINANCIAL SERVICES (3 CREDITS) (5 ) Evolution Of Financial Services -Indian Financial System -Formal Financial System and Informal Financial System-Financial
More informationContents. Chapter 1 Introduction to Financial Services 3
Contents Preface V PART 1: Introduction Chapter 1 Introduction to Financial Services 3 1.1 Finance and Business 3 1.2 Financial Services 4 1.3 Characteristics of Financial Services 4 1.4 Distinctiveness
More informationFINANCIAL SYSTEM AND MARKETS
CONTENTS 1. FINANCIAL SYSTEM AND MARKETS Concept of Financial System Financial Concepts Financial Assets Financial Intermediaries Financial Markets Financial Rates of Return Financial Instruments Foreign
More information8 Financial Services in India
8 Financial Services in India BASIC CONCEPTS 1. Introduction Financial Services has a broad definition and it can be defined as the products and services offered by institutions like banks of various kinds
More informationA guide to the annual base levy and comparative tables assessment
A guide to the annual base levy and comparative tables assessment This guide is designed to be viewed on screen. Use the blue links or your cursor keys to navigate. How does the assessment work? The assessment
More informationTYBCOM BANKING & INSURANCE / V SEMESTER MARKETING IN BANKING & INSURANCE 1) INTRODUCTION Definition Marketing Difference between sales and marketing
MARKETING IN BANKING & INSURANCE 1) INTRODUCTION Definition Marketing Difference between sales and marketing TYPES OF MARKETING a) Industrial Marketing b) Services Marketing c) Consumer Goods marketing
More informationII B.COM A.M[2014-2017] SEMESTER III SKILL BASED SUBJECT:PRINCIPLES OF INSURANCE - II - 313E Multiple Choice Questions.
1 of 23 7/29/2015 10:59 AM Dr.G.R.Damodaran College of Science (Autonomous, affiliated to the Bharathiar University, recognized by the UGC)Reaccredited at the 'A' Grade Level by the NAAC and ISO 9001:2008
More informationBANKING QUESTION AND ANSWERS- PART-1
BANKING QUESTION AND ANSWERS- PART-1 1. Which of the following statements is true? (1) Banks cannot accept demand and time deposits from public (2) Banks can accept only demand deposits from public (3)
More informationLAW OF INSURANCE. Dr.Ashok R Patil Associate Professor in Law Chair on Consumer Law and Practice NLSIU, Bangalore
LAW OF INSURANCE Dr.Ashok R Patil Associate Professor in Law Chair on Consumer Law and Practice NLSIU, Bangalore Nature of Insurance Yat bhavati tat nasyati- whatever is created will be destroyed Creation
More informationFinancial Service. B.Com. III Sem MULTIPLE CHOICE QUESTIONS AND ANSWERS
Financial Service B.Com. III Sem MULTIPLE CHOICE QUESTIONS AND ANSWERS 1. The term refers financial investment in a highly risky and growth oriented venture with the objective of earning a high rate of
More informationCOMPLIANCE CERTIFICATE FOR LISTING AT SME PLATFORM STOCK EXCHANGES
COMPLIANCE CERTIFICATE FOR LISTING AT SME PLATFORM OF STOCK EXCHANGES 1 COMPLIANCE CERTIFICATE For listing / issue of (Nos.) Equity Shares / Other Securities (please specify) of Rs. each (hereinafter referred
More informationHEALTH INSURANCE. IC 01 - PRINCIPLES OF INSURANCE (Revised Edition: 2011) Objectives
HEALTH INSURANCE IC 01 - PRINCIPLES OF INSURANCE (Revised Edition: 2011) Objectives This course intends to provide a basic understanding of the insurance mechanism. It explains the concept of insurance
More informationMerchant Banking & Financial Services MCQ
Merchant Banking & Financial Services MCQ 1. A merchant bank is a financial institution conducting money market activities and: a. Lending b. Underwriting and financial advice c. Investment service 2.
More informationSYLLABUS FOR IMF EXAMINATION [As per IRDAI (Registration of Insurance Marketing Firms) Regulations, 2015] SECTION I
NATIONAL INSURANCE ACADEMY, PUNE SYLLABUS FOR IMF EXAMINATION [As per IRDAI (Registration of Insurance Marketing Firms) Regulations, 2015] SECTION I 1. INSURANCE MARKETING FIRM S REGULATIONS 2. PRINCIPLES
More informationALTERNATE STRUCTURE FOR DIVISION 71
ALTERNATE STRUCTURE FOR DIVISION 71 Division 71 of the Central Product Classification (CPC), Ver.1.1 covers financial services. The structure presented in Part III of this publication has been considered
More informationPrinciples of Banking Module A
Principles of Banking Module A V. Rajendran Venkrajen.in venkrajen@yahoo.com Indian Financial System Financial Market consists of Money market, debt market, forex market, capital market Debt market ->
More informationIII B.COM [2013-2016] Semester V Elective: Principles of Insurance - 502U1 Multiple Choice Questions.
1 of 22 8/3/2015 4:02 PM Dr.G.R.Damodaran College of Science (Autonomous, affiliated to the Bharathiar University, recognized by the UGC)Reaccredited at the 'A' Grade Level by the NAAC and ISO 9001:2008
More informationModel Answer. M.Com IV Semester. Financial market and financial services. Paper code- AS 2384
Model Answer M.Com IV Semester Financial market and financial services Paper code- AS 2384 1. (I) Money Market is a market for short term loans or financial assets. As the name implies it does not deal
More informationEthiopian Institute of Financial Studies (EIFS) PROJECT FINANCE
PROJECT FINANCE With the growth in the economy and the revival in the industrial sector coupled with the increasing role of private players in the field of infrastructure, more and more Ethiopian banks
More informationSyllabus. For the Trade of. Insurance Agent. Under Apprenticeship Training Scheme
Syllabus For the Trade of Insurance Agent Under Apprenticeship Training Scheme Government of India Ministry of Labour & Employment (D.G.E & T) CENTRAL STAFF TRAINING AND RESEARCH INSTITUTE EN Block, Sector-V,
More informationBasics of Banking. A comprehensive e-learning course library comprising 13 courses on various topics in understanding basics of banking.
e-learning and reference solutions for the global finance professional Basics of Banking A comprehensive e-learning course library comprising 13 courses on various topics in understanding basics of banking.
More informationwww.eenadupratibha.net
IBPS PROBATIONARY OFFICERS Banking Knowledge Bank advances and loans Banks collect deposits for low rates of interest and lend for higher rate of interest. The margin between these two rates of interest
More informationTHAILAND SCHEDULE OF SPECIFIC COMMITMENTS FOR FINANCIAL SERVICES UNDER AFAS
A. Insurance including reinsurance and retrocession Life insurance services (CPC 81211) Non-life insurance services (CPC 8129) 3) a) Foreign equity participation limited to 25 per cent of registered share
More informationNATIONAL LAW INSTITUTE UNIVERSITY
NATIONAL LAW INSTITUTE UNIVERSITY Kerwa Dam Road, Bhopal -462044, M.P. (INDIA) RAJIV GANDHI NATIONAL CYBER LAW CENTER (Established by MHRD, Govt. of India) Post Graduate Diploma in Cyber Law (Distance
More informationDETAILED SYLLABUS PGDIRM 1 : PRINCIPLES OF INSURANCE AND PRACTICES OF LIFE INSURANCE
DETAILED SYLLABUS PGDIRM 1 : PRINCIPLES OF INSURANCE AND PRACTICES OF LIFE INSURANCE Unit 1 : Life Insurance Organization : Important Activities, The Indian Context, Internal Organization, The Distribution,
More informationCertification Program on Corporate Treasury Management
Certification Program on Corporate Treasury Management Introduction to corporate treasury management Introduction to corporate treasury management: relevance, scope, approach and issues Understanding treasury
More informationRegulation and Accounting Treatment of Future and Option in Indian Derivative Market
International Journal of Scientific and Research Publications, Volume 2, Issue 6, June 2012 1 Regulation and Accounting Treatment of Future and Option in Indian Derivative Market Matloob Ullah Khan, Dr.
More informationAn Introduction to Indian Financial System Provisions of Important Acts in Relation to Regulation and Supervision.
An Introduction to Indian Financial System Provisions of Important Acts in Relation to Regulation and Supervision October 08, 2012 An Introduction to Indian Financial System The financial system plays
More informationCREDIT RATING PRESENTED BY: SAGAR PATIL 88 VINAYAK ALASE 107
CREDIT RATING PRESENTED BY: SAGAR PATIL 88 VINAYAK ALASE 107 WhAT IS CREDIT RATING An assessment of the credit worthiness of individuals and corporations. It is based upon the history of borrowing and
More informationExamination: All the theory papers and problem papers are of 3 hours duration each for maximum of 100 Marks.
PG Diploma in Actuarial Management Non- Semester (With Effect from the Academic Year 2013-14) Eligibility for the course : A Pass in any Undergraduate degree Duration of the course : 1 Year Examination:
More informationCertified Personal Financial Advisor (CPFA) for Examination
NATIONAL INSTITUTE OF SECURITIES MARKETS Certified Personal Financial Advisor (CPFA) for Examination Test Objectives 1. Concept of Financial Planning 1.1 Understand what financial planning constitutes
More informationFAQs 1. WHAT IS AN INSTITUTIONAL TRADING PLATFORM ( ITP ) AND HOW IS IT DIFFERENT FROM OTHER TRADING PLATFORMS?
LISTING ON INSTITUTIONAL TRADING PLATFORM UNDER THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 FAQs 1. WHAT IS AN INSTITUTIONAL TRADING PLATFORM
More informationFoundations in Financial Management (FFM) September 2016 to June 2017
Foundations in Financial Management (FFM) September 2016 to June 2017 This syllabus and study guide is designed to help with teaching and learning and is intended to provide detailed information on what
More informationMASTER OF PHILOSOPHY M.Phil (Management)
MASTER OF PHILOSOPHY M.Phil (Management) M.PHIL COURSE STRUCTURE COURSE STRUCTURE OF M.PHIL(MANAGEMENT) Paper Marks Total Terms End Examination Internal Assessment (Seminar, Test) Viva Marks SEMESTER I
More informationBanking & Finance in India. Bill Susinski, Head of International Business, HSBC India
Banking & Finance in India Bill Susinski, Head of International Business, HSBC India Agenda Banking & Finance in India Banking Sector & Regulatory Issues for MNCs Payment Landscape Foreign Exchange & Hedging
More informationLimited Immediate Benefit from SEBI-RBI Initiatives of Debt to Equity Conversion
Corporate Stress Limited Immediate Benefit from SEBI-RBI Initiatives of Debt to Equity Conversion Debt at 8x Market Capitalisation, Even Full Equity Conversion to Not Help Special Commentary Known Stress
More informationMSc Finance LM550 (REVAMPED)
MSc Finance LM550 (REVAMPED) 1. Objectives The objectives of this 2-year part-time programme are two-fold: first to provide you with a strong foundation in both the theoretical principles and practice
More informationSAURASHTRA UNIVERSITY MASTER OF PHILOSOPHY IN ACCONTING & FINANCE (UNDER THE FACULTY OF COMMERCE)
SAURASHTRA UNIVERSITY MASTER OF PHILOSOPHY IN ACCONTING & FINANCE (UNDER THE FACULTY OF COMMERCE) O.M.PHIL.(COM.A & F) : 1 1. The Master of Philosophy in ACCONTING & FINANCE Degree shall be considered
More informationThird Year Semester V and VI
AC 29-5-15 Item No. 4.1 University of Mumbai Revised Syllabus and Question Paper Pattern of Courses of B.Com. (Accounting and Finance) Programme at Third Year Semester V and VI Under Credit, Grading and
More information1 Regional Bank Regional banks specialize in consumer and commercial products within one region of a country, such as a state or within a group of states. A regional bank is smaller than a bank that operates
More informationBANK BRANCH AUDIT PLANNING
BANK BRANCH AUDIT PLANNING Banking Industry in India is developing and expanding day by day. The basic work culture in banks in India is fairly different as compared to banks in other countries. The customers
More informationIntroduction to Government Bond, Corporate Bond and Money Markets
Introduction to Government Bond, Corporate Bond and Money Markets Fixed income market in India can be categorized into five segments, Money Market, Government Bond Market, Corporate Bond Market, Interest
More informationENTREPRENEURSHIP DEVELOPMENT
BIRLA INSTITUTE OF TECHNOLOGY (DEEMED UNIVERSITY, MESRA, RANCHI) NOIDA CAMPUS PRESENTS DEPARTMENT OF SCIENCE AND TECHNOLOGY SPONSORED FACULTY DEVELOPMENT PROGRAMMES ON ENTREPRENEURSHIP DEVELOPMENT First
More informationPRACTICE QUESTIONS SECURITIES MARKET (BASIC) MODULE. 1) The following are participants in the securities markets. (1 mark)
PRACTICE QUESTIONS SECURITIES MARKET (BASIC) MODULE 1) The following are participants in the securities markets. (a) Underwriters (b) Debenture Trustees (c) Venture Capital Funds (d) All of the above 2)
More informationManaging Corporate and Business Relationships
Managing Corporate and Business Relationships The ifs School of Finance is a not-for-profit professional body and registered charity, incorporated by Royal Charter. ifs School of Finance MODULE SPECIFICATION
More informationDEBTOR FINANCE. Please FAX signed application form back to Nova Business Finance on 1300 138 187
DEBTOR FINANCE Please FAX signed application form back to va Business Finance on 1300 138 187 va Business Finance is pleased to accept your application with a view to providing you with a solution to your
More informationPost-Graduate Diploma Course On Banking and Finance
***** B+ Accredited By NAAC New Syllabus For Post-Graduate Diploma Course On Banking and Finance (Subject to the modifications to be made from time to time) Syllabus to be implemented from June 2007 onwards.
More informationCHAPTER 2: THE CANADIAN SECURITIES INDUSTRY
CHAPTER 2: THE CANADIAN SECURITIES INDUSTRY Topic One: Industry Overview 1. Self-regulatory Organizations (SROs). A. The SROs set rules that govern the operations of investment dealers and market activity.
More informationSyllabus. Draft Syllabus For the Trade of INSURANCE 2002. Under Craftsmen Training Scheme (CTS) Designed by. Year - 2002.
Syllabus Draft Syllabus Fro For the Trade of of INSURANCE 2002 INSURANCE Under Craftsmen Training Scheme (CTS) Designed by Year - 2002 Designed by GENERAL INFORMATION Government of India Ministry of Labour
More informationA Study on Financial Planning and Forecasting with Special Reference to HDFC Bank at Thanjavur
29 A Study on Financial Planning and Forecasting with Special Reference to HDFC Bank at Thanjavur R. Buvaneswari, Research Scholar, (Asst. Prof. Department of Commerce,) Srimad Andavan Arts & Science College,
More informationSchool of Distance Education UNIVERSITY OF CALICUT SCHOOL OF DISTANCE EDUCATION. B Com (Specialization Finance) (2011 Admission Onwards) VI Semester
UNIVERSITY OF CALICUT SCHOOL OF DISTANCE EDUCATION B Com (Specialization Finance) (2011 Admission Onwards) VI Semester FINANCIAL SERVICE QUESTION BANK 1. includes all activities involved in the transformation
More informationMBA Financial Markets (With Dual Specialization) In collaboration with National Stock Exchange
MBA Financial Markets (With Dual Specialization) In collaboration with National Stock Exchange Eligibility and Admission Process Details Graduate with 50% marks (45% for SC/ST) Appeared for All India entrance
More informationMoney Market Operations
CHAPTER 10 Money Market Operations BASIC CONCEPTS 1. Introduction The financial system of any country is a conglomeration of sub-markets, viz money, capital and foreign exchange market. The presence of
More informationIREDA-NCEF REFINANCE SCHEME
IREDA-NCEF REFINANCE SCHEME REVIVAL OF THE OPERATIONS OF EXISTING BIOMASS POWER & SMALL HYDRO POWER PROJECTS AFFECTED DUE TO UNFORSEEN CIRCUMSTANCES SUPPORTED BY THE NATIONAL CLEAN ENERGY FUND IREDA NCEF
More informationPRACTICE QUESTIONS CAPITAL MARKET (DEALERS) MODULE. 1. Appeal against the orders Securities and Exchange Board of India can be made to
PRACTICE QUESTIONS CAPITAL MARKET (DEALERS) MODULE 1. Appeal against the orders Securities and Exchange Board of India can be made to. Central Government Securities Appellate Tribunal Registrar of Companies
More informationDerivatives Usage by Insurer
Derivatives Usage by Insurer and Role of Derivatives es in Recent Economic Meltdown Prabhat Kumar Maiti DD(Actl)/ IRDA 11th GCA, Mumbai 1 Possible uses of derivatives by Insurance companies Efficient portfolio
More informationReview of provisions relating to close ended schemes
Review of provisions relating to close ended schemes 1.0 Introduction The current scenario in the market caused by the extreme liquidity crunch along with high redemption pressures has highlighted the
More information2. Definitions of Terms
PUBLIC DEBT LAW I. GENERAL PROVISIONS 1. Subject of the Law Article 1 This Law regulates conditions, manner and procedure under which the Republic of Serbia (hereinafter referred to as: the Republic) may
More informationMUTHOOT VEHICLE & ASSET FINANCE LTD. LOAN POLICY
MUTHOOT VEHICLE & ASSET FINANCE LTD. LOAN POLICY Muthoot Vehicle & Asset Finance Ltd. (MVFL) is a Deposit taking Asset Finance Company licensed by the Reserve Bank of India for carrying out non banking
More informationIndiabulls Housing Finance Limited (CIN: L65922DL2005PLC136029) Unaudited Financial Results Q1 FY 2014-15 July 24, 2014
Indiabulls Housing Finance Limited (CIN: L65922DL2005PLC136029) Unaudited Financial Results Q1 FY 2014-15 July 24, 2014 Safe Harbour Statement This document contains certain forward-looking statements
More informationCHAPTER I INTRODUCTION. This chapter provides the background to the. research proposition and describes the statement of. problem.
CHAPTER I INTRODUCTION This chapter provides the background to the research proposition and describes the statement of problem. 1.1 BACKGROUND The growth and expansion of public sector banks can be categorised
More informationM.A. (CORPORATE SECRETARYSHIP) Code No. - 406 (Effective From 2009 2010) (Distance Education) Regulations and Syllabi (Ist Year)
St. PETER S UNIVERSITY St. Peter s Institute of Higher Education and Research (Declared Under Section 3 of the UGC Act, 1956) AVADI, CHENNAI 600 054 TAMIL NADU M.A. (CORPORATE SECRETARYSHIP) Code No. -
More informationCertified Financial Management Professional VS-1201
Certified Financial Management Professional VS-1201 Certified Financial Management Professional Certified Financial Management Professional Certification Code VS-1201 Vskills certification for Financial
More informationGEN3B - General Insurance Product syllabus For Ireland
GEN3B - GENERAL INSURANCE PRODUCTS (COMMERCIAL LINES) SYLLABUS 2009 Objective: To develop in the candidate a sound knowledge and understanding of the scope of the commercial general insurance products
More informationSyllabus. Draft Syllabus Fro For the Trade of of INSURANCE 2002. Under. Designed by. Craftsmen Training Scheme (CTS) Year - 2002 GENERAL INFORMATION
Syllabus Draft Syllabus Fro For the Trade of of INSURANCE 2002 INSURANCE agent Under Designed by Craftsmen Training Scheme (CTS) Year - 2002 GENERAL INFORMATION Designed by 1. Name of the Trade : INSURANCE
More informationLoanable Funds Bank can sanction Loans up to 75 % of Own Funds, 70 % of Deposits & 100 %of borrowing. Types of Loan Cash credit Overdraft Bill
Credit Monitoring Introduction Credit Monitoring is an important part of Credit Management. Banking means the accepting for the purpose of lending or investment, of deposits of money from the public, repayable
More informationAGRICULTURAL INSURANCE
AGRICULTURAL INSURANCE OVERALL DESCRIPTION Agricultural insurance is one tool to manage the risks that may arise in agricultural production, which will actively be used by financial intermediaries to hedge
More informationInvestment Rationale
TM PTC India Financial Services Ltd IPO Analysis 15th Mar. 2011 Recommendation : Subscribe Sector NBFC Bidding Details Price Band Rs 26 - Rs 28 Face value Rs 10 Bid Size 250 and in multiple thereof Issue
More informationCompany Overview. Financial Performance
Jan/15 Feb/15 Mar/15 Apr/15 May/15 Jun/15 Jul/15 Aug/15 Sep/15 Oct/15 Nov/15 Dec/15 SPS Finquest Ltd CMP: 84.60 January 13, 2015 Stock Details BSE code 538402 BSE ID SPS Face value ( ) 10 No of shares
More informationPOST GRADUATE PROGRAMME IN WEALTH MANAGEMENT (PGP-WM)
POST GRADUATE PROGRAMME IN WEALTH MANAGEMENT (PGP-WM) Duration: 11 months weekend programme An initiative under Introduction Wealth Management is an advanced form of financial planning that provides Individuals,
More informationSECTION III. Definitions have been included in these instructions to assist insurers with the preparation of their filings.
SECTION III Definitions have been included in these instructions to assist insurers with the preparation of their filings. This section is not a complete set of insurance and insurance accounting definitions
More informationFREQUENTLY ASKED QUESTIONS (FAQs) SEBI (INVESTMENT ADVISERS) REGULATIONS, 2013
FREQUENTLY ASKED QUESTIONS (FAQs) SEBI (INVESTMENT ADVISERS) REGULATIONS, 2013 Disclaimer: These FAQs are prepared with a view to guide market participants on SEBI (Investment Advisers) Regulations, 2013
More informationUNIVERSITY OF MUMBAI
AC 19/3/2012 Item No. 4.5 UNIVERSITY OF MUMBAI Revised Syllabus for the S.Y.B.A Program: B.A Course: ECONOMICS (PAPER- II & III) Semester- III & IV (As per Credit Based Semester and Grading System with
More informationBSE Small and Medium Enterprises (SME) Platform. Nehal Vora Chief Regulatory Officer
BSE Small and Medium Enterprises (SME) Platform Nehal Vora Chief Regulatory Officer Agenda for today 1 2 3 About the SME Industry Need for an SME Exchange SME Exchange Platform 4 SME Institutional Trading
More informationA Study on Investor Pattern on various Financial Instruments With reference to Twin cities of Hyderabad
A Study on Investor Pattern on various Financial Instruments With reference to Twin cities of Hyderabad J.P.Senthil Kumar Associate Professor, TKR Institute of Management & Science. ABSTRACT: The Present
More informationIREDA-NCEF REFINANCE SCHEME REFINANCE SCHEME FOR PROMOTION OF RENEWABLE ENERGY SUPPORTED BY THE NATIONAL CLEAN ENERGY FUND
IREDA-NCEF REFINANCE SCHEME REFINANCE SCHEME FOR PROMOTION OF RENEWABLE ENERGY SUPPORTED BY THE NATIONAL CLEAN ENERGY FUND IREDA NCEF REFINANCE SCHEME REFINANCE SCHEME FOR PROMOTION OF RENEWABLE ENERGY
More informationUpdate. SEBI introduces REIT in India- issues draft SEBI (Real Estate Investment Trusts) Regulations, 2013. CS Vinita Nair vinita@vinodkothari.
SEBI introduces REIT in India- issues draft SEBI (Real Estate CS Vinita Nair vinita@vinodkothari.com Date: October 16, 2013 Check at: http://india-financing.com/staff-publications.html for more write ups.
More informationNATIONAL PENSIONS REGULATORY AUTHORITY
NATIONAL PENSIONS REGULATORY AUTHORITY /GD/INV/01/11 GUIDELINES ON INVESTMENT OF PENSION SCHEME FUNDS CONTENTS 1. INTRODUCTION 2. DEFINITIONS 3. RESTRICTED INVESTMENTS 4. PERMISSIBLE INVESTMENTS 5. COLLECTIVE
More informationCertified Underwriter VS-1174
VS-1174 Certified Underwriter Certification Code VS-1174 Vskills certification for Underwriter assesses the candidate as per the company s need for underwriting and it s management. The certification tests
More informationDue Diligence Process
Due Diligence Process Steps involved in legal due diligence Issues Introduction to Due Diligence Description Due diligence is a process of thorough and objective examination that is undertaken before corporate
More informationSYLLABUS. MBA - IInd YEAR FINANCE
SYLLABUS MBA - IInd YEAR FINANCE Syllabus for M.B.A. (Finance) Paper - I Paper - II Paper - III Paper - IV Security Analysis and Investment Management. Corporate Taxation. Working Capital Management. Infrastructure
More informationPlanning & Financing of Working Capital
Planning & Financing of Working Capital Objectives of Working Capital Elements of Working Capital Sources of Working Capital Working Capital Control and Banking Policy Tondon Committees Recommendations
More informationSCHEDULE-17 SIGNIFICANT ACCOUNTING POLICIES 1. GENERAL BASIS OF PREPARATION
SCHEDULE-17 SIGNIFICANT ACCOUNTING POLICIES 1. GENERAL BASIS OF PREPARATION The financial statements have been prepared and presented under historical cost convention on accrual basis of accounting unless
More informationGUIDE TO LISTING OF PIK NOTES ON THE CISE: PRIVATE EQUITY TRANSACTIONS IN THE CHANNEL ISLANDS
GUIDE TO LISTING OF PIK NOTES ON THE CISE: PRIVATE EQUITY TRANSACTIONS IN THE CHANNEL ISLANDS CONTENTS PREFACE 1 1. PIK Notes 2 2. CISE Listing 2 3. Appleby Securities (Channel Islands) Limited 2 APPENDIX
More informationInternational Journal of Recent Scientific Research
ISSN: 0976-3031 International Journal of Recent Scientific Impact factor: 5.114 INDIAN FINANCIAL SYSTEM Shilpa Goyal Volume: 6 Issue: 9 THE PUBLICATION OF INTERNATIONAL JOURNAL OF RECENT SCIENTIFIC RESEARCH
More informationExposure Norms & Guidelines on Loans & Advances
Exposure Norms & Guidelines on Loans & Advances Uma Sankar Reserve Bank of India College of Agricultural Banking Version: 1 Outline of presentation Introduction Exposure ceilings definitions Other restrictions
More information7.2. Insurance and Investments
Personal Finance and Money Management (Basics of Savings, Loans, Insurance and Investments) ------------------------------------------------------------------------------------ Module 7 Topic-2 ------------------------------------------------------------------------------------
More informationAudit of General Insurance Companies
12 Audit of General Insurance Companies Question 1 Write a short note on - Incoming and Outgoing Co-insurance. Incoming and Outgoing Co-insurance: In cases of large risks, the business is shared between
More informationPROVINCIAL COMPANIES REGULATION
Province of Alberta INSURANCE ACT PROVINCIAL COMPANIES REGULATION Alberta Regulation 124/2001 With amendments up to and including Alberta Regulation 79/2011 Office Consolidation Published by Alberta Queen
More informationThe interest factor depends on the perceived risk factor by the banks, past track, growth and profitability trends and the industry profile.
Business loans are offered to small and medium enterprises towards working capital, expansion, or modernization of existing business. It could be either secured or unsecured. The idea is that if there
More informationFinance. FA 4270/G Special Topics in Modern Art. A continuation of Major Studio I. Major studio for Master of Fine
FA 4270 Special Topics in Modern Art FA 4270/G Special Topics in Modern Art FA 4550 Senior Project in Imaging Offered each semester. Prerequisite: 9 hours of FA 3550. Students will execute a major project
More informationANNEX III FINANCIAL SERVICES (NON-CONFORMING MEASURES) SECTION A SINGAPORE
ANNEX III FINANCIAL SERVICES (NON-CONFORMING MEASURES) SECTION A SINGAPORE Section A Banking Sector Banking CPC 811 Financial Intermediation Services, except insurance and pension fund services Measure
More informationThe Float Guide How to float a company in India
The Float Guide How to float a company in India Contact: Haigreve Khaitan Khaitan & Co haigreve.khaitan@khaitanco.com INTRODUCTION This guide introduces the practice and procedure related to public floats
More informationCourse Highlights. Students need college level writing, reading, computation, analytical and communication skills to be able to complete this course.
Course Highlights Course Title: Financial Management for Small Business Course Description: This course addresses the practices and issues of small business financial management, including the study of
More information