Modified Date:

Transcription

1 1 SCHEDULE OF COMMISSION - EQUITY MUTUAL FUNDS - EFFECTIVE DEC'16 ONWARDS AXIS EQUITY FUND 1.00% 0.75% 0.75% AXIS TRIPLE ADVANTAGE FUND 1.00% 0.75% 0.75% BIRLA TOP 100 EQUITY FUND 1.00% 0.85% 0.85% BIRLA ADVANTAGE FUND 1.00% 0.50% 0.50% BIRLA ASSET ALLOCATION FUND - AGGRESSIVE PLAN 0.00% 0.60% 0.60% BIRLA ASSET ALLOCATION FUND - MODERATE PLAN 0.00% 0.60% 0.60% BIRLA DIVIDEND YIELD PLUS 1.00% 0.85% 0.85% BIRLA GEN NEXT FUND 1.00% 1.00% 1.00% BIRLA INDEX FUND 0.00% 0.25% 0.25% BIRLA INFRASTRUCTURE FUND 1.00% 1.00% 1.00% BIRLA MID CAP PLAN 1.00% 0.85% 0.85% BIRLA MNC FUND 1.00% 0.85% 0.85% BIRLA NEW MILLEN SEL SEC FUND 1.00% 1.00% 1.00% BIRLA INDIA OPPORTUNITIES FUND 1.00% 1.00% 1.00% BIRLA SUN LIFE TAX RELIEF % 0.85% 0.85% BIRLA SUN LIFE TAX PLAN 1.00% 1.00% 1.00% BIRLA SUNLIFE 95 FUND 1.00% 0.85% 0.85% BIRLA SUNLIFE EQUITY FUND 1.00% 0.85% 0.85% BIRLA SUNLIFE FRONT LINE EQUITY FUND 1.00% 0.75% 0.75% BIRLA SUNLIFE INDIA REFORMS FUND 0.80% 0.70% 0.70% BIRLA SUNLIFE INTERNATIONAL FUND PLAN A 1.00% 1.00% 1.00% BIRLA SUNLIFE INTERNATIONAL FUND PLAN B 1.00% 1.00% 1.00% BIRLA SUNLIFE SMALL AND MIDCAP FUND 1.00% 1.00% 1.00% BSL PURE VALUE FUND 1.00% 0.85% 0.85% BIRLA MANUFACTURING EQUITY FUND 1.00% 1.00% 1.00% BSL SPECIAL SITUATIONS FUND 1.00% 1.00% 1.00% DSP BLACK ROCK FOCUS 25 FUND 1.00% 0.90% 0.90% DSP BLACKROCK BALANCED FUND 1.00% 0.90% 0.90% DSP BLACKROCK EQUITY FUND 1.00% 0.85% 0.85% DSP BLACKROCK OPPORT FUND 1.00% 1.00% 1.00% DSP BLACKROCK TECHNOLOGY FUND 1.00% 1.00% 1.00% DSP BLACKROCK TIGER FUND 1.00% 0.85% 0.85% DSP BLACKROCK WORLD GOLD FUND 0.80% 0.50% 0.50% DSP BR NATURAL RESOURCES 1.00% 1.00% 1.00% DSP BR TOP 100 FUND 1.00% 0.85% 0.85% DSP WORLD AGRICULTURE FUND 0.80% 0.50% 0.50% DSPBR MICRO CAP FUND 1.00% 0.75% 0.75% DSPBR SMALL & MID CAP FUND 1.00% 0.85% 0.85% DSPBR WORLD MINING FUND 0.80% 0.50% 0.50% DSPBR TAX SAVER FUND 0.00% 1.50% 1.50% DSPBR WORLD ENERGY FUND 0.80% 0.50% 0.50% DSP DYNAMIC ASSET ALLOCATION FUND 1.00% 1.00% 1.00% GOLDMAN SACHS INDIA EQUITY FUND 1.00% 1.00% 1.00% HDFC BALANCED FUND 1.00% 0.60% 0.60% HDFC CORE AND SATELLITE FUND 1.00% 0.75% 0.75% HDFC EQUITY FUND 1.00% 0.75% 0.75% HDFC FOCUSED LARGE CAP FUND 1.00% 0.75% 0.75% HDFC GROWTH FUND 1.00% 0.75% 0.75% HDFC INDEX FUND NIFTY PLAN 0.00% 0.15% 0.15% HDFC INDEX FUND SENSEX PLAN 0.00% 0.15% 0.15% HDFC INDEX FUND SENSEX PLUS PLAN 0.00% 0.40% 0.40% HDFC LONG TERM ADVANTAGE FUND 1.00% 0.75% 0.75% HDFC MID-CAP OPPORTUNITIES FUND 1.00% 0.75% 0.75% HDFC PREMIER MULTICAP 1.00% 0.75% 0.75% HDFC PRUDENCE FUND 1.00% 0.75% 0.75% HDFC TAX SAVER PLAN 1.00% 0.75% 0.75% HDFC INFRASTRUCTURE FUND 1.00% 0.90% 0.90% HDFC CAPITAL BUILDER FUND 1.00% 0.75% 0.75% HDFC CHILDRENS GIFT INVESTMENT PLAN (MINORS ONLY) 0.00% 1.00% 1.00% HDFC TOP 200 FUND 1.00% 0.75% 0.75% HSBC DYNAMIC FUND 0.00% 0.00% 0.00% HSBC EMERGING MARKETS FUND 0.00% 0.00% 0.00% HSBC EQUITY FUND 0.00% 0.00% 0.00% HSBC SMALL CAP FUND 0.00% 0.00% 0.00% HSBC INDIA OPPORT FUND 0.00% 0.00% 0.00% HSBC UNIQUE OPPORT FUND 0.00% 0.00% 0.00% ICICI BALANCED FUND 1.00% 0.75% 0.75% ICICI CHILD CARE GIFT PLAN 1.00% 0.75% 0.75% ICICI CHILD CARE STUDY PLAN 0.60% 0.50% 0.50% ICICI VALUE DISCOVERY FUND 1.00% 0.75% 0.75% ICICI EQUITY ARBITRAGE FUND 0.10% 0.60% (3rd month onwards) 0.30% ICICI BALANCED ADVANTAGE FUND 1.00% 0.75% 0.75% ICICI PRU MULTI CAP FUND 1.00% 0.95% 0.75% ICICI PRU MID CAP FUND 1.00% 0.75% 0.75%

2 2 ICICI PRU BANKING & FIN SER 1.00% 1.00% 0.75% ICICI PRU DYNAMIC PLAN 1.00% 0.75% 0.75% ICICI PRU FMCG FUND 1.00% 0.75% 0.75% ICICI PRU FOCUSED BLUECHIP EQUITY 1.00% 0.75% 0.75% ICICI PRU INFRASTRUCTURE FUND 1.00% 0.75% 0.75% ICICI PRU SELECT LARGE CAP FUND 1.00% 1.10% 0.75% ICICI PRUDENTIAL INDO ASIA FUND 0.00% 0.50% 0.50% ICICI EXPORTS & SERVICES ORIENTED FUND 1.00% 0.50% 0.50% ICICI PRU LONG TERM EQUITY FUND 1.00% 0.75% 0.75% ICICI TECHNOLOGY FUND 1.00% 0.75% 0.75% ICICI PRU TOP 100 FUND 1.00% 0.75% 0.75% IDFC INFRASTRUCTURE 1.00% 0.80% 0.80% IDFC PREMIER EQUITY 1.00% 0.75% 0.75% IDFC STERLING EQUITY 1.00% 0.90% 0.90% JP MORGAN INDIA EQUITY FUND 1.00% 1.00% 1.00% JP MORGAN INDIA SMALL AND MID CAP FUND 1.00% 1.00% 1.00% JPM GREATER CHINA EQUTIY OFF SHORE FUND 1.00% 0.50% 0.50% JP MORGAN JF ASEAN EQUITY OFFSHORE FUND 1.00% 0.50% 0.50% JP MORGAN US VALUE EQUITY OFFSHORE FUND 1.00% 0.50% 0.50% JP MORGAN EUROPEAN EQUITY OFFSHORE FUND 1.00% 0.50% 0.50% JP MORGAN INDIA EQUITY INCOME FUND 0.25% 0.75% 0.75% JP MORGAN EMERGING MARKET OPPORTUNITIES EQUITY OFFSHORE FUND 1.00% 0.50% 0.50% KOTAK 50 FUND 1.00% 0.90% 0.90% KOTAK EQUITY ARBITRAGE FUND 0.00% 0.60% 0.60% KOTAK OPPORTUNITIES FUND 1.00% 0.90% 0.90% KOTAK SELECT FOCUS FUND 1.00% 0.75% 0.75% KOTAK EQUITY SAVINGS FUND 0.95% 0.30% 0.30% L&T EQUITY FUND 1.00% 1.00% 1.00% L&T INDIA VALUE FUND 2.00% 0.00% 1.00% L&T BUSINESS CYCLE FUND 2.00% 0.00% 1.00% MIRAE ASSET INDIA OPPORTUNITY FUND 1.00% 0.90% 0.90% MIRAE ASSET EMERGING BLUECHIP FUND 1.00% 0.90% 0.90% PRINCIPAL BALANCED FUND 1.00% 1.00% 1.00% PRINCIPAL DIVIDEND YIELD FUND 1.00% 1.00% 1.00% PRINCIPAL EMERGING BLUECHIP FUND 1.00% 1.00% 1.00% PRINCIPAL GLOBAL OPPORTUNITIES FUND 0.00% 0.60% 0.60% PRINCIPAL INDEX FUND 0.00% 0.50% 0.50% PRINCIPAL INDIA GROWTH FUND 1.00% 1.00% 1.00% PRINCIPAL LARGE CAP 1.00% 1.00% 1.00% PRINCIPAL SMART EQUITY FUND 1.00% 1.00% 1.00% RELIANCE BANKING FUND 1.00% 0.75% 0.75% RELIANCE DIVERSIFIED POWER SECTOR FUND 1.00% 0.75% 0.75% RELIANCE ARBITRAGE ADVANTAGE FUND 0.00% 0.60% 0.60% RELIANCE TOP 200 FUND 1.00% 0.90% 0.90% RELIANCE EQUITY OPPORTUNITIES FUND 1.00% 0.75% 0.75% RELIANCE GOLD SAVINGS FUND 0.50% 0.50% 0.50% RELIANCE GROWTH FUND 1.00% 0.75% 0.75% RELIANCE MID & SMALL CAP 1.00% 0.75% 0.75% RELIANCE NRI EQUITY FUND 1.00% 0.75% 0.75% RELIANCE SMALL CAP FUND 1.00% 0.75% 0.75% RELIANCE VISION FUND 1.00% 0.75% 0.75% RELIGARE INVESCO PAN EUROPEAN EQUITY FUND 0.75% 0.50% 0.50% SBI ARBITRAGE OPPORTUNITIES FUND 0.00% 0.60% 0.60% SBI BLUECHIP FUND 1.00% 0.65% 0.65% SBI MAGNUM GLOBAL FUND 1.00% 0.70% 0.70% SBI MSF UMBRELLA CONTRA 1.00% 0.70% 0.70% SUNDARAM FIN OPP FUND 1.00% 0.90% 0.90% SUNDARAM SELECT MID CAP 1.00% 0.75% 0.75% SUNDARAM SELECT FOCUS FUND 1.00% 0.75% 0.75% TATA EQUITY P/E 1.00% 0.90% 0.90% TATA EQUITY OPPORTUNITIES FUND 1.00% 0.80% 0.80% TATA INFRASTRUCTURE EQUITY 1.00% 0.80% 0.80% TEMPLETON INDIA EQUITY INCOME FUND 1.00% 0.75% 0.75% TEMPLETON INDIA GROWTH FUND 1.00% 0.75% 0.75% TEMPLETON INDIA PENSION PLAN 0.25% 1.00% 1.00% FRANK IND FLEXICAP FUND 1.00% 0.75% 0.75% FRANK IND SMALLER COMPANIES 1.00% 0.75% 0.75% FRANK INDIA HIGH GROWTH COMP FUND 1.00% 0.75% 0.75% FRANKLIN ASIAN EQUITY FUND 1.00% 0.85% 0.85% FRANKLIN BUILD INDIA FUND GROWTH 1.00% 0.85% 0.85% FRANKLIN INDIA OPPORTUNITIES 1.00% 0.85% 0.85% FRANKLIN INDIA BLUE CHIP FUND 1.00% 0.75% 0.75% FRANKLIN INDIA INDEX FUND 0.00% 0.50% 0.50%

3 3 FRANKLIN INDIA PRIMA FUND 1.00% 0.75% 0.75% FRANKLIN INDIA PRIMA PLUS FUND 1.00% 0.75% 0.75% FRANKLIN INFOTECH FUND 1.00% 0.85% 0.85% FRANKLIN US OPPORTUNITIES FUND 0.25% 1.00% 1.00% FT INDIA BALANCED FUND 1.00% 0.85% 0.85% FT INDIA DYNAMIC PE RATIO FOF 0.75% 1.25% 1.25% UTI DIVIDEND YIELD 1.00% 0.50% 0.50% UTI INFRASTRUCTURE 1.00% 0.50% 0.50% UTI EQUITY FUND 1.00% 0.50% 0.50% UTI OPPORTUNITY FUND 1.00% 0.50% 0.50% UTI MID CAP FUND 1.00% 0.50% 0.50% Important Note Upfront brokerages are subject to claw back if the money invested is redeemed / switched out within exit load or AMC specified period Citibank N.A. provides investment services as a distributor of third party Investment products (shortly referred as investment products ). Citibank N.A. does NOT provide investment advisory services in any manner or form. Investment products do not pertain to Citibank. Investment Products(i) are not bank deposits or obligations of or guaranteed by Citibank, N.A. Citigroup, Inc or any of its affiliates or subsidiaries; (ii) are not insured by any governmental agency and (iii) are subject to investment risks, including the possible loss of the principal amount invested. Past performance is not indicative of future results, prices/invested sum is subject to market risks which may result in appreciation or depreciation. The ownership of any investment decision(s) shall exclusively vest with the Investor after analyzing all possible risk factors and by exercise of his/her/its independent discretion and Citibank N.A shall not be liable or held liable for any consequences thereof. Investment products are not available to US persons, Residents of Canada and may not be available in all jurisdictions. By making any investment, you confirm your deemed acceptance to the conditions mentioned herein. Investment products are distributed by Citibank N.A. on a non -discretionary and non participation basis. The final investment decision shall at all times exclusively remain with the investor. Investor investing in investment products acknowledge that: (i) the third party product provider may invest in products denominated in non-local currency; (ii) there could be risk of exchange rate fluctuations, which may result in loss of principal or erosion of value of investment. This document does not constitute the distribution of any information or the making of any offer or solicitation by anyone in any jurisdiction in which such distribution or offer is not authorized or to any person to whom it is unlawful to distribute such a document or make such an offer or solicitation. Please exercise diligence by reading & understanding the Key Information Memorandum(s)/Scheme Investment Document(s) & Statement of Additional Information/Term Sheet/Prospectus carefully before investing and no claim whatsoever shall be made against Citibank N.A. any of its affiliates or subsidiaries and / or employees claiming any influence/recommendation/advice/responsibility/liability as against your decision to invest in any investment product. Investor should ensure to understand, accept the identities of different parties and the roles that they play in relation to the various Investment Product(s). Investor acknowledges that, there may be various actual or potential conflicts of interest between Citibank N.A. India, Citigroup Capital Markets Ltd., Citigroup Inc. or their affiliates or subsidiaries (collectively Connected Persons ) and that of an investor itself, as a result of the various investment and/or commercial businesses and/or activities of the Connected Persons. You are deemed to accept, on purchasing/ subscribing / investing to a particular Investment Product(s), that any such conflict may exist and may be prejudicial to an investment in the Investment Product(s). In case you require the exact total commission (upfront plus trail) for a particular scheme, please contact your Relationship Manager The rates of commission disclosed above: (i) refer to the % applicable to T 15 cities in India; (ii) could be higher in case of B 15 cities and (iii) are subject to change, without any prior consent and at a sole discretion and agreement between the Bank and the respective Fund Houses. Please note that, at the discretion of AMC, in addition to the % of commission, the Bank may be incentivized from time to time for some of the Products. Version 12.16

4 4 SCHEDULE OF COMMISSION - DEBT MUTUAL FUNDS - EFFECTIVE DEC'16 ONWARDS Debt AXIS DYNAMIC BOND FUND 0.65% 0.50% 0.50% BIRLA ASSET ALLOCATION FUND 0.00% 0.60% 0.60% BIRLA DYNAMIC BOND 0.85% 0.50% (7th month onwards) 0.50% BIRLA FLOATING RATE LONG TERM 0.00% 0.25% 0.25% BIRLA GILT PLUS - PF 0.00% 1.10% 0.75% BIRLA INCOME PLUS 0.00% 1.10% 0.75% BSL SHORT TERM OPPORTUNITIES FUND 1.00% 0.15% (7th month onwards) 0.15% BIRLA SUN LIFE GOVT. SEC LONG TERM 0.00% 1.10% 0.75% BIRLA SUNLIFE MIP 1.00% 0.85% 0.85% BIRLA SUN LIFE MIP II (WEALTH 25 Plan) 1.00% 0.85% 0.85% BIRLA SUN LIFE MIP II (SAVINGS 5 Plan) 0.25% 0.60% 0.60% BIRLA CASH MANAGER 0.05% 0.60% (2nd month onwards) 0.50% BIRLA SUNLIFE SAVINGS FUND 0.00% 0.10% 0.10% BIRLA SUNLIFE SHORT TERM PLAN 0.05% 0.00% 0.00% BIRLA CORPORATE BOND FUND 1.00% 0.60% 0.60% DSP BLACKROCK BOND FUND 0.75% 0.75% 0.75% DSP BLACKROCK SHORT TERM PLAN 0.00% 0.85% 0.85% DSPBR TREASURY BILL FUND 0.00% 0.25% 0.25% DSP BR INCOME OPP FUND 1.00% 0.50% 0.50% DSP BR GOVT SEC 0.00% 0.75% 0.75% DSP BR MONEY MANAGER FUND 0.00% 0.80% 0.80% DSP MIP FUND 1.00% 0.85% 0.85% HDFC CASH MGMT TREASURY ADVANTAGE 0.00% 0.75% 0.50% HDFC FLOAT RATE SHORT TERM 0.00% 0.05% 0.05% HDFC FLOATING RATE LONG TERM 0.00% 0.05% 0.05% HDFC GILT FUND - LONG TERM PLAN 0.00% 0.60% 0.40% HDFC HIGH INTEREST FUND DYNAMIC PLAN 0.65% 0.65% (7th month onwards) 0.50% HDFC HIGH INTEREST FUND SHORT TERM PLAN 0.00% 0.75% 0.50% HDFC INCOME FUND 0.00% 0.90% 0.75% HDFC MIP LONG TERM 0.75% 0.75% 0.75% HDFC MIP SHORT TERM 1.00% 1.00% 1.00% HDFC MULTIPLE YIELD FUND 0.75% 0.75% 0.75% HDFC SHORT TERM PLAN 1.00% 0.40% 0.40% HDFC CORPORATE DEBT OPPORTUNITIES FUND 1.00% 0.50% 0.50% ICICI INCOME OPPORTUNITIES 0.45% 0.30% (7th month onwards) 0.30% ICICI FLEXIBLE INCOME FUND 0.00% 0.05% 0.05% ICICI MONTHLY INCOME PLAN 1.00% 0.50% 0.50% ICICI MIP FUND % 0.45% 0.45% ICICI PRU CORPORATE BOND FUND 1.00% 0.40% 0.40% ICICI PRU GILT FUND - INVESTMENT 0.00% 0.25% 0.15% ICICI PRU INCOME PLAN 0.00% 1.50% 0.50% ICICI PRU SHORT TERM PLAN 0.25% 0.5% (7th month onwards) 0.50% IDFC SUPER SAVER IF IP 1.00% 0.50% 0.50% IDFC DYNAMIC BOND FUND 0.00% 0.90% 0.90% IDFC SUPER SAVER IF MT 0.00% 0.85% 0.85% IDFC SUPER SAVER IF ST 0.00% 0.50% 0.40% IDFC MONEY MANAGER FUND - INVESTMENT PLAN 0.00% 0.10% 0.10% KOTAK FLEXI DEBT 0.00% 0.60% 0.60% KOTAK BOND FUND 0.00% 1.25% 1.25% KOTAK BOND SHORT TERM FUND 0.00% 0.75% 0.75% L&T FLEXI BOND 0.75% 0.60% 0.60% L&T INCOME OPPORTUNITIES 0.00% 1.00% 1.00% L&T SHORT TERM INCOME 1.25% 0.00% 0.60% L&T GILT FUND 0.00% 0.15% 0.15% PRINCIPAL CREDIT OPPORTUNITIES FUND 0.00% 0.20% 0.15% RELIANCE INCOME FUND 0.00% 1.00% 1.00% RELIANCE DYNAMIC BOND FUND 1.00% 0.50% 0.50% RELIANCE MIP 1.00% 0.50% 0.50% RELIANCE MONEY MANAGER FUND 0.00% 0.35% 0.30% RELIANCE REGULAR SAVINGS FUND DEBT 1.00% 0.60% 0.60% RELIANCE CORPORATE BOND FUND 1.00% 0.55% 0.55% RELIANCE SHORT TERM FUND 0.00% 0.65% 0.50% RELIGARE INVESCO SHORT TERM PLAN A 0.20% 1.00% 0.90% RELIGARE INVESCO BANK DEBT FUND 0.00% 0.30% 0.30% SBI DYNAMIC BOND 0.00% 1.00% 1.00% SBI SHORT TERM FUND 0.25% 0.45% (46th Day Onwards) 0.45% FRANKLIN INDIA SAVINGS PLUS FUND 0.00% 0.05% 0.05% TEMP INCOME BLDR PLAN A & B 0.40% 0.75% 0.75% TEMP. GOVT SEC. COMPOSITE PLAN 0.25% 0.75% 0.75% TEMP. GOVT SEC. PF PLAN 0.25% 0.75% 0.75% TEMP. GOVT SEC. LONG TERM PLAN 0.25% 0.75% 0.75% FRANKLIN INDIA CORPORATE BOND OPP FUND 0.85% 0.65% 0.65% TEMPLETON ULTRA SHORT TERM BOND 0.00% 0.05% 0.05% FRANKLIN INDIA DYNAMIC INCOME ACCRUAL FUND 0.80% 0.65% 0.65% TEMPLETON LOW DURATION FUND 0.00% 0.35% 0.35% TEMPLETON SHORT TERM INCOME PLAN 0.50% 0.50% 0.50% FT INDIA MIP- PLAN A & B 1.00% 0.75% 0.75% UTI TREASURY ADVANTAGE FUND 0.00% 0.20% 0.20% UTI BOND FUND 0.00% 1.00% 0.80% UTI DYNAMIC BOND FUND 1.00% 0.30% 0.30% UTI SHORT TERM INCOME FUND 0.00% 0.60% 0.50% Important Note Upfront brokerages are subject to claw back if the money invested is redeemed / switched out within exit load or AMC specified period

5 5 Citibank N.A. provides investment services as a distributor of third party Investment products (shortly referred as investment products ). Citibank N.A. does NOT provide investment advisory services in any manner or form. Investment products do not pertain to Citibank. Investment Products(i) are not bank deposits or obligations of or guaranteed by Citibank, N.A. Citigroup, Inc or any of its affiliates or subsidiaries; (ii) are not insured by any governmental agency and (iii) are subject to investment risks, including the possible loss of the principal amount invested. Past performance is not indicative of future results, prices/invested sum is subject to market risks which may result in appreciation or depreciation. The ownership of any investment decision(s) shall exclusively vest with the Investor after analyzing all possible risk factors and by exercise of his/her/its independent discretion and Citibank N.A shall not be liable or held liable for any consequences thereof. Investment products are not available to US persons, Residents of Canada and may not be available in all jurisdictions. By making any investment, you confirm your deemed acceptance to the conditions mentioned herein. Investment products are distributed by Citibank N.A. on a non -discretionary and non participation basis. The final investment decision shall at all times exclusively remain with the investor. Investor investing in investment products acknowledge that: (i) the third party product provider may invest in products denominated in non-local currency; (ii) there could be risk of exchange rate fluctuations, which mayresult in loss of principal or erosion of value of investment. This document does not constitute the distribution of any information or the making of any offer or solicitation byanyone in any jurisdiction in which such distribution or offer is not authorized or to any person to whom it is unlawful to distribute such a document or make such an offer or solicitation. Please exercise diligence by reading & understanding the Key Information Memorandum(s)/Scheme Investment Document(s) & Statement of Additional Information/Term Sheet/Prospectus carefully before investing and no claim whatsoever shall be made against Citibank N.A. any of its affiliates or subsidiaries and / or employees claiming any influence/recommendation/advice/responsibility/liability as against your decision to invest in any investment product. Investor should ensure to understand, accept the identities of different parties and the roles that they play in relation to the various Investment Product(s). Investor acknowledges that, there maybe various actual or potential conflicts of interest between Citibank N.A. India, Citigroup Capital Markets Ltd., Citigroup Inc. or their affiliates or subsidiaries (collectively Connected Persons ) and that of an investor itself, as a result of the various investment and/or commercial businesses and/or activities of the Connected Persons. You are deemed to accept, on purchasing/ subscribing / investing to a particular Investment Product(s), that any such conflict may exist and may be prejudicial to an investment in the Investment Product(s). In case you require the exact total commission (upfront plus trail) for a particular scheme, please contact your Relationship Manager The rates of commission disclosed above: (i) refer to the % applicable to T 15 cities in India; (ii) could be higher in case of B 15 cities and (iii) are subject to change, without any prior consent and at a sole discretion and agreement between the Bank and the respective Fund Houses. Please note that, at the discretion of AMC, in addition to the % of commission, the Bank may be incentivized from time to time for some of the Products. Version 12.16

6 6 SCHEDULE OF COMMISSION - LIQUID MUTUAL FUNDS - EFFECTIVE DEC'16 ONWARDS BIRLA CASH PLUS 0% 0.10% 0.10% DSP BR LIQUIDITY FUND 0% 0.05% 0.05% HDFC CASH MGMT FUND CALL PLAN 0% 0.05% 0.05% HDFC CASH MGMT FUND SAVINGS PLAN 0% 0.05% 0.05% HDFC LIQUID FUND 0% 0.05% 0.05% ICICI PRU LIQUID FUND 0% 0.025% 0.025% KOTAK LIQUID FUND 0% 0.03% 0.03% L&T LIQUID FUND 0% 0.05% 0.05% L&T CASH FUND 0% 0.05% 0.05% SUNDARAM ULTRA SHORT TERM BOND 0% 0.50% 0.50% PRINCIPAL CASH MGMT - LIQUID FUND 0% 0.07% 0.07% TEMP. TREASURY MANAGEMENT ACCOUNT 0% 0.05% 0.05% Important Note Upfront brokerages are subject to claw back if the money invested is redeemed / switched out within exit load or AMC specified period Investment products do not pertain to Citibank and are not bank deposits or obligations of or guaranteed by Citibank, N.A. Citigroup, Inc or any of its affiliates or subsidiaries. Investment products are not insured by any governmental agency and are subject to investment risks, including the possible loss of the principal amount invested. Past performance is not indicative of future results, prices/invested sum is subject to market risks which may result in appreciation or depreciation. The ownership of any investment decision(s) shall exclusively vest with the Investor after analyzing all possible risk factors and by exercise of his/her/its independent discretion and Citibank N.A shall not be liable or held liable for any consequences thereof. Investment products are not available to US persons, Residents of Canada and may not be available in all jurisdictions. By making any investment, you confirm your deemed acceptance to the conditions mentioned herein. Citibank N.A. may discuss with you ( customer/investor ) about investment products (shortly referred as investment products ) which are in line with your investor rating as maintained with us. Investment products are referred/distributed by Citibank N.A. on a non -discretionary and non participation basis. Such discussion would be a service without any consideration by Citibank to the Investor and the final investment decision shall at all times exclusively remain with the investor. Investor investing in funds denominated in non-local currency should be aware of the risk of exchange rate fluctuations that may cause a loss of principal. This document does not constitute the distribution of any information or the making of any offer or solicitation by anyone in any jurisdiction in which such distribution or offer is not authorized or to any person to whom it is unlawful to distribute such a document or make such an offer or solicitation. Please read the Key Information Memorandum(s)/Scheme Investment Document(s) & Statement of Additional Information/Term Sheet/Prospectus carefully before investing and no claim whatsoever shall be made against Citibank N.A. any of its affiliates or subsidiaries and / or employees claiming any influence/recommendation/responsibility/liability for your decision to invest in any investment product. Investor should ensure to understand, accept the identities of different parties and the roles that they play in relation to the various Investment Product(s). Investor acknowledges that, there may be various actual or potential conflicts of interest between Citibank N.A. India, Citigroup Capital Markets Ltd., Citigroup Inc. or their affiliates or subsidiaries (collectively Connected Persons ) and that of an investor itself, as a result of the various investment and/or commercial businesses and/or activities of the Connected Persons. You are deemed to accept, on purchasing/ subscribing / investing to a particular Investment Product(s), that any such conflict may exist and may be prejudicial to an investment in the Investment Product(s). In case you require the total commission (upfront plus trail) for a particular scheme, please contact your Relationship Manager The rates of commission disclosed above: (i) refer to the % applicable to T 15 cities in India; (ii) could be higher in case of B 15 cities and Please note that, at the discretion of AMC, in addition to the % of commission, the Bank may be incentivized. Version 12.16