Application for Wholesale Dealer Licence
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1 DEPARTMENT OF HEALTH DRUG OFFICE TRADERS LICENSING AND COMPLIANCE DIVISION Room , 20/F, Sunlight Tower, 248 Queen s Road East, Wan Chai, Hong Kong Tel: Fax: 衞生署藥物辦公室藥商牌照及監察部香港灣仔皇后大道東 248 號陽光中心 20 樓 室電話 : 傳真 : Application for Wholesale Dealer Licence F OFFICIAL USE ONLY Date: Misc. Receipt No.: Application Fee: Checked By: PART A DETAILS OF APPLICANT (As stated on Business Registration Certificate/ Hong Kong Identity Card) Name of Business (in English): Name of Business (in Chinese): Address of Business: Name of Business at the premises (if different from above): Address of premises (if different from above): Business Registration Number: Fixed-line Telephone No. of the premises: Fax No.: Company Name of Person in charge of Business (in English): Name of Person in charge of Business (in Chinese): HK Identity Card No.: Position: Proprietor Partner Director Others: Telephone No.: Applicant MUST nominate a person in charge of poisons and pharmaceutical products Name of Person in charge of Poisons and pharmaceutical products (in English): Name of Person in charge of Poisons and pharmaceutical products (in Chinese): HK Identity Card No.: Position Telephone No.: Mobile: If applicable, applicant may also nominate a deputy to act during the temporary absence of this responsible person Name of deputy Person in charge of Poisons and pharmaceutical products (in English): Name of deputy Person in charge of Poisons and pharmaceutical products (in Chinese): HK Identity Card No.: Position: Telephone No.: Mobile:
2 PART B DETAILS OF THE BUSINESS Scope of Business (can choose more than one): Import Export Local Distribution Commodities going to handle (can choose more than one): Pharmaceutical Product Medical Devices Industrial Chemicals / Hair Dye The Premises: Total area: Type of building: Industrial Commercial Storage facilities within the premises (can choose more than one): Locked storage room (area: ) Locked cabinet (dimension: width depth height ) Locked cold room (area: ) Locked refrigerator (dimension: width depth height ) No storage facilities within the premises Storage facilities at other premises: No Yes (If yes, please fill in Part C) PART C STAGE FACILITIES AT OTHER PREMISES (As stated on Business Registration Certificate/ Tenancy Agreement/ Logistics Services Agreement) Address: Total Area: Branch Business Registration Number of Applicant: (Not applicable if Tenancy Agreement/ Logistics Services Agreement was submitted) Name of Person in charge (in English): Name of Person in charge (in Chinese): Position: Fixed-line Telephone No.: HK Identity Card No.: Mobile: Storage facilities available (can choose more than one): Locked storage room (area: ) Locked cabinet (dimension: width depth height ) Locked cold room (area: ) Locked refrigerator (dimension: width depth height ) PART D DECLARATION OF APPLICANT We wish to apply for a Wholesale Dealer Licence under the Pharmacy and Poisons Ordinance. this application is true and correct. We hereby declare that the information given in Signature of the Applicant: Full name of Signatory: Position of the Signatory: Signed on behalf of: Date: Company Stamp
3 DEPARTMENT OF HEALTH 衞生署藥物辦公室 DRUG OFFICE 藥商牌照及監察部 TRADERS LICENSING AND COMPLIANCE DIVISION 香港灣仔皇后大道東 248 號 Room , 20/F, Sunlight Tower, 248 Queen s Road East, 陽光中心 20 樓 室 Wan Chai, Hong Kong Tel: Fax: 電話 : 傳真 : CHECKLIST Application for Wholesale Dealer Licence/ Antibiotics Permit/ Wholesale Dealer s Licence to Supply Dangerous Drugs Please submit this checklist with the following documents. explanation if any of the documents is not submitted. Please provide a written A completed application form Copy of Business Registration Certificate (Please specify the floor on which the premises is located) Copy of Business Registration Certificate, Branch Business Registration Certificate, Tenancy Agreement or Logistics Services Agreement of storage facilities at other premises (if any) For limited companies: (a) Copy of Certificate of Incorporation and (b) Copy of Directors List (e.g. Form NAR1 from Companies Registry or for newly formed limited companies, photocopy of a full set of Form NC1 or Form NC1G ) For companies run by sole proprietorship: Copy of Form 1(a) from the Business Registration Office For companies run by partnership: Copy of Form 1(c) from the Business Registration Office A list issued by the applicant with name(s) in English and Chinese, Hong Kong Identity Card number(s) and posts of the sole proprietor/ partners/ directors and staff, the list should be signed by the person-in-charge of business and stamped with applicant chop
4 A signed declaration of each owner (i.e. sole proprietor or partner) or director, and each key personnel (e.g. person-in-charge of poisons/ pharmaceutical products) indicating whether he/she has been an owner, a director or an employee of other trader(s) of western medicines (i.e. importer/ exporter, retailer, wholesaler or manufacturer, regardless of whether the trader is still in business) [If so, please list out the relevant information, including the English name(s) of the trader(s), the position and the period involved.] Statement(s) of relevant experience of all staff members involved in poisons/ pharmaceutical products Certifications of the above relevant experience, e.g. testimonials from previous employer(s) Scope of Business: (a) Import/ export only Copy of document(s) showing offer for sale and purchase of antibiotics/ poisons/ dangerous drugs/ pharmaceutical products (i) (ii) Price quotations or proforma invoice from your supplier and buyer together with information showing ingredient(s) of the products and Relevant document proving the purchaser in oversea country is legally authorized to handle the antibiotics/ poisons/ dangerous drugs/ pharmaceutical products (b) Local distribution involved (i) For the applicant who is a product certificate holder of pharmaceutical product, copy of Certificate of Drug/ Product Registration (ii) For the applicant who is not a product certificate holder of pharmaceutical product, copy of Certificate of Drug/ Product Registration AND exclusive agency agreement document(s)/ exclusive agency appointment letter from the product certificate holder (iii) For the applicant dealing in non-pharmaceutical products, exclusive agency agreement document(s)/ exclusive agency appointment letter from your supplier together with information showing ingredient(s) of the products
5 Floor plan of the premises mentioned in the application form, including the dimensions, the total area, name and address of the applicant stamped with the applicant chop Floor plan of the storage facilities at other premises (if any), including the dimensions, the total area, name and address of the applicant company, the floor plan should be signed by the person-in-charge of business and stamped with the applicant chop Areas for storing Quarantined, Released, Rejected, Returned and Recalled products should be specified on the floor plan of the storage facilities For each storage facilities: Calibration certificate of the hygrothermometer(s) installed in the storage facilities; Temperature and humidity uniformity assessment; Daily temperature and humidity monitoring record; Cleaning procedure and record; and Pest control procedure and record. For application for Wholesale Dealer s Licence to Supply Dangerous Drugs: Photocopy of the Certificate of Registration and Practising Certificate of the registered pharmacist supervising the transactions of dangerous drugs For application for Antibiotics Permit: A crossed cheque of HK$450 made payable to The Government of the Hong Kong Special Administrative Region being the statutory application fee
6 Pharmacy and Poisons Ordinance (Cap. 138) Guidelines for Application for Wholesale Dealer Licence 1. A company wishing to deal in any poison and/or pharmaceutical product by way of wholesale dealing must first obtain a Wholesale Dealer Licence. Poison means a substance (or a preparation containing the substance) specified in the Poisons List made under the Pharmacy and Poisons Ordinance. Pharmaceutical product means any substance or combination of substances as defined under section 2 of Pharmacy and Poisons Ordinance. 2. If the poison the company wishes to deal in is a psychotropic drug, then a registered pharmacist must be employed to handle all transactions of the psychotropic drug. A list of psychotropic drugs can be found in the Appendix A of Code of Practice for Holder of Wholesale Dealer Licence. 3. Application forms for Wholesale Dealer Licence are available, free of charge, by downloading from the website pharmwp.pdf or in person during the following hours from : Department of Health, Monday to Friday Drug Office, 9:00 a.m. to 1:00 p.m. Traders Licensing and Compliance Division, 2:00 p.m. to 5:45 p.m. Room , 20/F, Sunlight Tower (up to 6:00 p.m. on Monday) 248 Queen s Road East, (Closed on Saturdays, Sundays Wan Chai, Hong Kong & Public Holidays) Tel.: Fax: The completed application form together with the relevant documents indicated in the checklist attached should be submitted by post, by digitally signed certified by Hongkong Post Certification Authority (pharmgeneral@dh.gov.hk) or in person to the above address. In case electronic documents are being used for the application, please refer to website: and call or for details. 5. General requirements for premises: Only companies occupying commercial premises would normally be considered; Companies occupying ground floor or retail premises w ould normally not be considered; Companies operating in secretarial or accountancy service holding co mpanies would not be considered; There must be adequate lockable storage facilities with appropriate temperature and humidity for keeping poisons and pharmaceutical products. Detailed requirements on the storage facilities are set out in the Code of Practice for Holder of Wholesale Dealer Licence attached. 6. An inspection by a pharmacist inspector will be conducted at the company s premises. Application for Wholesale Dealer Licence will be considered by the Pharmacy and Poisons (Wholesale Licences) Committee ( the Committee ). In granting a Wholesale Dealer Licence, the Committee must take into consideration but are not limited to the followings: Results of the inspection, which evaluate whether the premises under application are fit for the licence purposes; Results of the interview conducted against the applicant or the key personnel
7 which evaluate whether the interviewee(s) is/are fit and possess adequate knowledge to conduct relevant trade; Previous drug-related conviction(s), in particular those have significant impact to the public interest, of the applicant or his key personnel; Previous disciplinary action(s) against the applicant or his key personnel; and other licensing criteria applicable to the Wholesale Dealer Licence. If approved, a Wholesale Dealer Licence will be issued. The licence may contain such conditions as the Executive Committee may think necessary or expedient to impose. The Committee may revoke a Wholesale Dealer Licence or suspend it for a period it thinks fit, issue a warning letter, or vary a condition of the licence, if, in the Committee s opinion, the licensed wholesale dealer has contravened a condition of the licence or any of the regulations provided by the Pharmacy and Poisons Regulations, a code of practice applicable to the holder of Wholesale Dealer Licence, or has been convicted of a drug-related offence. 7. Payment of prescribed fee HK$625 will be required when the Wholesale Dealer Licence is ready for collection. Notification of payment will be sent by mail or by fax. 8. The performance pledge of the Department of Health is that application will be processed and approved within two months if the applicant has submitted all the documents required and shown to have adequate and satisfactory storage facilities. 9. Any applicant aggrieved by a decision made by the Committee in respect of the applicant may, in the prescribed manner, appeal to the Pharmacy and Poisons Appeal Tribunal against that decision. 10. These notes are only a general guide and must not be treated as a complete or authoritative statement of the law on any particular case. Copies of the Pharmacy and Poisons Ordinance and its subsidiary legislation may be purchased by calling the Publications Sales Section of Information Services Department at or by at puborder@isd.gov.hk. Contents of the relevant legislation may also be found at the Department of Justice s website
8 Statement of Purposes Purpose of Collection This personal data are provided by licence applicants for the purposes of application for licences under the Pharmacy and Poisons Ordinance, the Antibiotics Ordinance and the Dangerous Drugs Ordinance. The personal data provided will be used by DH for the following purposes: (a) (b) Proof of eligibility for a licence Assessment of whether the applicant is a fit and proper person to be granted a licence 2. The provision of personal data is voluntary. If you do not provide sufficient information, we may not be able to prove your eligibility for a licence, or to assess whether you are a fit and proper person to be granted a licence. Classes of Transferees 3. The personal data you provide are mainly for use within DH and the Pharmacy and Poisons Board. Apart from this, the data may only be disclosed to parties where you have given consent to such disclosure or where such disclosure is allowed under the Personal Data (Privacy) Ordinance. Access to Personal Data 4. Your have a right of access and correction with respect to personal data as provided for in sections 18 and 22 and Principle 6 of Schedule 1 of the Personal Data (Privacy) Ordinance. Your right of access includes the right to obtain a copy of your personal data. A fee may be imposed for complying with a data access request. Enquiries 5. Enquiries concerning the personal data provided, including the making of access and corrections, should be addressed to: (DO 02/2015) Senior Pharmacist Traders Licensing and Compliance Division Drug Office Department of Health Room , 20/F, Sunlight Tower, 248 Queen s Road East, Wan Chai, Hong Kong. Tel:
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