Serial Attached SCSI Architecture

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1 Serial Attached SCSI Architecture by Rob Elliott HP Industry Standard Servers Server Storage Advanced Technology 30 September 2003

2 Notice These slides are freely distributed by HP through the SCSI Trade Association ( STA members are welcome to borrow any number of the slides (in whole or in part) for other presentations, provided credit is given to the SCSI Trade Association and HP This compilation is 2003 Hewlett-Packard Corporation page 2

3 SAS clause 4 Architecture Standard layers SAS object model Physical links and s Ports SAS s Expander s Domains Edge expander set Pathways Connections SAS address Reset sequences State machines Transmit data paths Expander model page 3

4 SAS standard layering SCSI application layer ATA application layer Management application layer Clause 10 SSP transport layer STP transport layer SMP transport layer Clause 9 SAS port layer Clause 8 SSP link layer STP link layer SMP link layer SAS link layer Clause 7 SAS layer Clause 6 SAS sical layer Clause 5 page 4

5 SATA 1.0a standard layering For SATA 1.0a from the private Serial ATA working group page 5

6 ATA/ATAPI-7 standard layering For the public standard ATA/ATAPI-7 Subject to change by T13 standards committee page 6

7 SCSI and ATA terminology differences Common HBA Disk drive SCSI SCSI SCSI initiator SCSI target SCSI port SCSI initiator port SCSI target port ATA <none> ATA host ATA ATA port ATA host port ATA port Common port SAS port page 7

8 SAS object model This figure describes classes of objects Diamonds mean contains Arrows mean subclass of Examples SAS domain contains 1 or more SAS s SAS contains one or more SAS ports SAS port contains 1 to 128 s SCSI domain 1..* 1 1 SCSI SCSI name 1..* SCSI port SCSI port identifier Note: See SAM-3 for more details on SCSI domain, SCSI, and SCSI port. 1..* 1 1..* SAS domain * SAS SAS port SAS address Attached SAS address Service delivery subsystem * Phy identifier ( scope) 1 Expander SAS address Expander port Attached SAS address Phy SMP port Attached SAS address 1 page 8

9 Physical links and s A contains one transceiver A sical link attaches two s together Phy Transceiver transmitter Physical link Differential signal pair -Signal Phy Transceiver receiver +Signal receiver -Signal Differential signal pair transmitter +Signal page 9

10 Physical link rate Each direction runs 1.5 Gbps or 3.0 Gbps (150 MB/sec or 300 MB/sec) Both directions use the same sical link rate Dual simplex (full duplex) operation 600 MB/sec total bandwidth Example: peak bandwidth needs of an HBA with 8 s 2400 MB/sec half duplex, 4800 MB/sec full duplex page 10

11 Ports Ports contain s An expander port is not a SAS port Each SAS port has a SAS address Ports are abstract A set of s with matching SAS addresses attached to another set of s with matching SAS addresses Determined at initialization time Narrow port Wide port Wide port Narrow link SAS address A Physical link SAS address B Wide link Physical link SAS address B Physical link SAS address B Wide link Physical link SAS address B Physical link SAS address X SAS address Y SAS address Y SAS address Z Narrow port Wide port Wide port SAS address Z Each horizontal line represents a differential signal pair page 11

12 SAS s SAS s contain ports An expander is not a SAS Each in a SAS has a identifier unique within that Device Narrow port Device Wide port Device Narrow port Wide port Device Wide port Wide port Each horizontal line represents a differential signal pair page 12

13 End s End is a SAS that is not an expander Sample end s HBA 8 s One SAS address for all 8 s Potentially all one (very) wide port One SAS address for 4 s, another SAS address for 4 s Guarantees at least two ports Good match for 4-wide connectors Eight SAS addresses Disk drive - 2 s Separate SAS address for each Guarantees two ports Never a wide port page 13

14 Expander s Expander contains expander ports May contain SAS s too (e.g. for enclosure management) Each expander has a SAS address Each expander has a identifier unique within that expander Expander SMP target port Expander port Expander port (internal/ optional) with virtual s Expander function STP/SATA bridge (internal/ optional) Either SSP, STP and SMP SAS (internal/optional) SAS port Expander port (narrow port) SATA Expander SAS initiator ports, SAS target ports, or expander ports SATA port page 14

15 Expander types edge vs. fanout Expander SAS address An expander is an edge expander or a fanout expander Edge expander Fanout expander Edge expander Always part of an edge expander set May perform subtractive routing Fanout expander Never does subtractive routing Usually supports larger tables for table routing Topologies described later page 15

16 Domains A simple SAS domain contains SAS s and expander s An ATA domain contains a SATA host and a SATA SSP initiator port SSP SSP target port SAS domain SSP initiator port(s) SSP SSP SSP initiator target port(s) STP initiator port(s) STP Service delivery subsystem with expander s STP STP target port(s) SAS domain SMP SMP SMP initiator port(s) SMP target port(s) SATA ATA host port ATA port ATA domain (informative) Note: When expander s are present, SAS target ports may be located in SAS s contained in expander s. page 16

17 SAS domain bridged to ATA domains SSP initiator port(s) SSP STP initiator port(s) STP SMP SMP initiator port(s) Service delivery subsystem with expander s STP STP/SATA bridge(s) SATA ATA port SSP STP SMP ATA domain (informative) SSP initiator target port(s) STP target port(s) SAS domain SMP target port(s) page 17

18 SAS s in multiple SAS domains page 18

19 Edge expander set Set of edge expander s 128 SAS addresses per set Typically bounded by a subtractive port (to a fanout expander, or to another edge expander set) Edge expander s uses table routing and direct routing downstream and subtractive routing upstream Wide links between expanders are allowed No loops page 19

20 Edge expander set diagram Expander port or SAS port Edge expander set Edge expander Expander port (subtractive routing attribute) Expander port (internal)(optional) (direct routing attribute) Expander port (table routing attribute) Expander port (direct routing attribute) SAS port SAS (internal) (optional) Edge expander Edge expander Expander port (subtractive routing attribute) Expander port (direct routing attribute) (internal expander ports/ SAS ports may also be present) SAS ports page 20

21 Expander topologies Maximum of one fanout expander in a SAS domain If no fanout expander, maximum of two edge expander sets (attached via subtractive decode ports) End s may be attached at any level Directly to fanout expander Any level edge expander Wide links possible between any two s No loops No multiple paths page 21

22 Edge expander set and fanout expander One fanout expander Fanout expander Edge expander set Edge expander Edge expander Edge expander Edge expander set Edge expander Maximum of 128 SAS addresses per edge expander set End End End End 128 edge expander sets page 22

23 Two edge expander sets The root edge expander in each edge expander set uses the subtractive routing method on the expander s attached to its peer. Upstream s use the subtractive routing method; downstream s use table routing method or direct routing methods. Edge expander set Edge expander Edge expander set Edge expander Edge expander Edge expander Edge expander Edge expander End End End End End Two edge expander sets page 23

24 Pathways Potential pathway = set of sical links between an initiator and a target Pathway = set of sical links used by a connection page 24

25 Connections Connection = temporary association between an initiator and a target Source transmits an OPEN address frame Contains a destination SAS address Expanders route it to a matching destination Destination replies with an OPEN_ACCEPT primitive Connection is established Both sides exchange CLOSE primitives to close Connections are addressed to ports but established to- N-wide ports may establish N connections at a time (to up to N other ports) Wide ports may establish multiple connections to other wide ports simultaneously page 25

26 Connection examples SAS initiator A SAS initiator port B Phy Phy Expander Expander port Expander port Expander Expander Expander Expander Phy Phy SAS target A SAS target C port C Phy Expander Expander Expander port Phy B SAS target port D Phy Expander Expander port Expander Phy SAS target D port SAS initiator port E F Phy Phy Expander port Expander Expander Expander port Expander Expander Target Phy Phy F E SAS target port Key: Single sical link Wide link X X Connection Notes: The expander has a unique SAS address. Each SAS initiator port and SAS target port has a unique SAS address. Connections E and F represent a wide SAS initiator port with two simultaneous connections to a wide SAS target port. page 26

27 Connection rules Connections are addressed to SAS ports but are established from to Wide ports may establish multiple connections at a time (to up to one per ) to different destinations Wide ports may establish multiple connections to other wide ports simultaneously (wide initiator port to wide target port) SAS disk drives will offer two narrow ports Only HBAs and RAID controllers will offer wide ports page 27

28 Connection rate Connection runs at 1.5 Gbps or 3.0 Gbps Connection rate <= sical link rate If the connection rate is slower than the sical link rate, rate matching is used e.g. 1.5 Gbps connection rate over a 3.0 Gbps sical link Inserts ALIGN primitive every other dword to slow down the effective throughput Lets 3.0 Gbps initiators talk to 1.5 Gbps targets through expanders page 28

29 SAS address Each SAS port and expander has a worldwide unique 64- bit SAS address Same namespace as the Fibre Channel Port_Name Byte\Bit NAA (5h) IEEE Company ID (24 bits) Vendor-Specific Identifier (40 bits) 7 page 29

30 Reset sequences page 30

31 State machines SAS uses state machines for detailed definition of rules Intended to reduce interoperability issues from reading vague text descriptions (e.g. that haunted parallel SCSI) SAS state machines differ from expander state machines SAS state machines do not provide: Detailed integration of SATA state machines into SAS Detailed implementation of expander functionality Hardware-implementable descriptions (zero-time states, state machines with only one state, state transitions passing arguments, and other atrocities) page 31

32 State machines for SAS s SAS object contains application layer state machines (and SAS port objects) SAS port object contains transport layer and port layer state machines (and SAS objects) SAS object contains link layer and layer state machines SAS SCSI application layer (SA) SAS port SSP transport layer (ST) SAS SSP link layer (SSP) ATA application layer (AA) STP transport layer (TT) Port layer (PL) STP link layer (STP) SAS Port Control (PC) SAS Port Control (PC) Link layer (SL) Management application layer (MA) SMP transport layer (MT) SMP link layer (SMP) Phy layer (SP) One or more SAS s (with matching number of TTs and MTs) per SAS port One or more SAS ports per SAS page 32

33 State machines for expander s Expander object contains link layer and layer state machines Expander port object contains expander s Expander function is architecturally at a lower level than the link layer Expander External expander port External expander Expander link layer (XL) External expander port External expander Expander link layer (XL) Phy layer (SP) Expander function Phy layer (SP) One or more expander s per expander port One or more expander s per expander port One or more expander ports per expander One or more expander ports per expander page 33

34 Transmit data path in SAS SP transmits dwords during reset sequence SL_IR transmits dwords after reset sequence SL transmits dwords after identification sequence, outside connections SSP, STP, or SMP link layer transmits dwords during connections Port layer page 34

35 Transmit data path in expander SP transmits dwords during reset sequence SL_IR transmits dwords after reset sequence XL transmits dwords after identification sequence Expander XL (link layer for expander s) state machine XL transmitter (AIP, BREAK, BROADCAST, CLOSE, OPEN_ACCEPT, OPEN_REJECT, OPEN address frame, dword, idle dword) SL_IR (identification and hard reset) state machine SL_IR transmitter (IDENTIFY address frame, HARD_RESET, idle dword, rate matching ALIGNs and NOTIFYs) Link reset sequence complete Clock skew management ALIGN insertion ALIGNs SP ( layer) state machine SP transmitter (OOB signals, D10.2, ALIGNs) Phy reset sequence complete Key: Controls Data path At each level, there is feedback to indicate when a dword has been transmitted and the next dword may be presented. page 35

36 Expander model Expander function divided into 3 blocks Expander connection router (ECR) Expander connection manager (ECM) Broadcast primitive processor (BPP) Internal expander port Virtual Expander link layer (XL) Protocol-specific link and transport layers External expander port - SATA host port External SATA STP/SATA transport layer Expander link layer (XL and SL_IR) SATA layer Expander Narrow ports or wide ports Narrow ports Expander function Expander connection router (ECR) Expander connection manager (ECM) External expander port External Expander link layer (XL and SL_IR) Narrow ports or wide ports Phy layer (SP and DWS) Broadcast primitive processor (BPP) page 36

37 Expander interface details XL state machine in each expander interfaces to the expander function Requests forwarded to peer s as indications Responses forwarded to peer s as confirmations ECR just forwards; ECM and BPP generate own replies Source expander Requests Confirmations Requests Confirmations Requests Request Path Arbitrating Arb Won Arb Lost Arb Reject Transmit Open Transmit Close Transmit Break Transmit Dword Arb Status Open Accept Open Reject Backoff Retry Backoff Reverse Path Broadcast Event Notify Expander function ECM ECR BPP Phy Status Transmit Open Transmit Close Transmit Break Transmit Dword Arb Status Open Accept Open Reject Backoff Retry Backoff Reverse Path Transmit Broadcast Primitive Responses Indications Responses Indications Destination expander page 37

38 Expander routing attributes and methods Each expander has an expander routing attribute The attribute determines the routing methods the ECM uses with each Routing attribute Direct Table Subtractive When attached to End Expander End Expander End Routing method used Direct Table + Direct Direct Subtractive (+ Direct) Direct Direct = route requests to the attached SAS port through this Table = route requests that match in routing table through this Subtractive = route unresolved requests through this page 38

39 Expander route table contents Phy identifier Expander route table A identifier for each expander of the expander N N number of s Expander route entry... M Includes:! Routed SAS address! Enable/disable bit Expander route index An expander route index for each expander route entry. M = expander route indexes - 1 page 39

40 Discover process Probe the SAS domain one level at a time When expander s with configurable routing tables are found, fill in the tables Management application client in an end or expander 1 Expander 2 Expander 3 End 4 Expander 5 Expander 6 Expander 7 Expander 8 End 9 Expander End 12 Expander 13 End 14 End End 15 End 16 End Assume that the lowest identifier in each expander is on the top right, and the remaining s are numbered counter-clockwise page 40

41 Expander route table example No matter which initiator fills in the table for a, it ends up with the same entries in the same locations Level 0 (from R) Level 1 (from R) Edge expander set (portion) (Assume that the lowest identifier is on the top and identifiers increase in counter-clockwise order) Edge expander R Expander route table for A Phy A Entries for N Entries for U... Entries for V Entries for W... Entries for X Entries for Y... Entries for Z Edge expander N (n s) Expander route table for B Entries for U Phy B... Entries for W... Entries for X Level 2 (from R) Edge expander U (u s) Edge expander V (v s) Level 3 (from R) Edge expander W (w s) Edge expander X (x s) Edge expander Y (y s) Edge expander Z (z s) Level 4 (from R) page 41

42 Wrap up page 42

43 Serial Attached SCSI tutorials General overview (~2 hours) Detailed multi-part tutorial (~3 days to present): Architecture Physical layer Phy layer Link layer Part 1) Primitives, address frames, connections Part 2) Arbitration fairness, deadlocks and livelocks, rate matching, SSP, STP, and SMP frame transmission Upper layers Part 1) SCSI application and SSP transport layers Part 2) ATA application and STP/SATA transport layers Part 3) Management application and SMP transport layers, plus port layer SAS SSP comparison with Fibre Channel FCP page 43

44 Key SCSI standards Working drafts of SCSI standards are available on Published through Serial Attached SCSI SCSI Architecture Model 3 (SAM-3) SCSI Primary Commands 3 (SPC-3) SCSI Block Commands 2 (SBC-2) SCSI Stream Commands 2 (SSC-2) SCSI Enclosure Services 2 (SES-2) SAS connector specifications are available on SFF 8482 (internal backplane/drive) SFF 8470 (external 4-wide) SFF 8223, 8224, 8225 (2.5, 3.5, 5.25 form factors) SFF 8484 (internal 4-wide) page 44

45 Key ATA standards Working drafts of ATA standards are available on Serial ATA 1.0a (output of private WG) ATA/ATAPI-7 Volume 1 (architecture and commands) ATA/ATAPI-7 Volume 3 (Serial ATA standard) Serial ATA II specifications are available on and Serial ATA II: Extensions to Serial ATA 1.0 Serial ATA II: Port Multiplier Serial ATA II: Port Selector Serial ATA II: Cables and Connectors Volume 1 page 45

46 For more information International Committee for Information Technology Standards T10 (SCSI standards) Latest SAS working draft T10 reflector for developers T13 (ATA standards) T13 reflector for developers T11 (Fibre Channel standards) SFF (connectors) SCSI Trade Association Serial ATA Working Group SNIA (Storage Networking Industry Association) Industry news Training page 46

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