U.S. Patent Number Guide

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1 Engineering and Science Library U.S. Patent Number Guide Patent Documents and Notices Since 1790 Document Type Years X patent (name and date patent) Additional improvement patent Caveat (not published) Utility patent 1836-present Reissue patent 1838-present Design patent 1842-present Official Gazette (patent abstracts) 1872-present Annual Index of Patents 1920-present Plant patent 1931-present Alien Property Custodian application 1943 Defensive publication Disclosure Document Program (not published) Trial Voluntary Protest Program application Reexamination certificate (ex parte) 1981-present Statutory invention registration (SIR) 1985-present Provisional application (included in file) 1995-present Published plant application (PGPub) 2001-present Published utility application (PGPub) 2001-present Reexamination certificate (inter partes) 2001-present Certificate of correction (attached to patent) 1920-present Disclaimer (attached to patent) NA Patent Document Kind Codes, as of Jan. 2, 2001 Patent Application Series Codes Code Years Patent Documents Since January 1, 1925-December 31, January 1, 1935-December 31, January 1, 1948-December 31, January 1, 1960-December 31, January 1, 1970-December 31, January 1, 1979-December 31, January 1, 1987-December 31, January 1, 1993-December 31, January 1, 1998-November 30, October 24, 2001-June 30, December 1, 2004-December December 2007-present 29 Design applications, October 1, 1992-present 60 Provisional applications, June 8, 1995-December Provisional applications, December 2007-present 90 Reexamination proceedings (ex parte), 1981-present 95 Reexamination proceedings (inter partes), 2001-present series code 11/123,456 serial number Provisional Applications and Application Type Codes Code A1 A2 A9 B1 B2 BC BE BH P1 P2 P3 P4 P9 BS Document Type Utility application, first publication Utility Application, second or subsequent publication Utility Application, correction Utility patent, no pre-grant publication Utility patent, with pre-grant publication Reexamination certificate; C1, C2, C3, etc. Reissue patent Statutory invention registration Plant patent application, first publication Plant patent, no pre-grant publication Plant patent, with pre-grant publication Plant patent application, second or subsequent publication Plant patent application, correction Design patent Copyright Queen s University. All rights reserved. Photocopying of this guide for noncommercial purposes is encouraged. Please give proper credit. Year 1st Prov , , , , , , , , , , , , , , Code Application Type 1 Utility application 2 Reissue application 3 Not used 4 Design application 5 Defensive publication 6 Plant application 7 Statutory invention registration Credits Michael White Librarian for Research Services Engineering and Science Library Queen s University, Kingston, Ontario April 2008

2 Utility and Plant Patents (PP) Year 1st Utility ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X ,X X1, X1, X1, X1, X2, X2, X2, X2, X2, X3, X3, X3, X3, X3, X3, X4, X4, X4, X4, X5, X5, X6, X6, X7, X7, X8, X9, X9, X0,110 Year 1st Utility , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,137 Note: Patent Office begins numbering patents in Patent No. 1 issued on July 13. Year 1st App. 1st Utility ,000 1,251, ,000 1,269, ,000 1,291, ,000 1,310, ,000 1,333, ,000 1,355, ,000 1,375, ,000 1,395, ,000 1,418, ,000 1,443, ,000 1,466, ,000 1,488, ,000 1,511, ,000 1,531, ,000 1,552, ,000 1,574, ,000 1,596, ,000 1,616, ,001 1,640, ,000 1,664, ,000 1,690, ,000 1,717, ,000 1,748, ,000 1,778, ,000 1,808, ,000 1,839, ,000 1,875, ,000 1,908, ,000 1,945, ,000 1,980, ,000 1,013, ,000 1,049, ,000 1,083, ,001 1,123, ,000 1,166, ,000 1,210, ,000 1,251, ,000 1,290, ,000 1,326, ,000 1,364, ,000 1,401, ,000 1,440, ,000 1,478, ,001 1,521, ,000 1,568, ,000 1,612, ,000 1,654, ,000 1,696, ,000 1,742,181 Year 1st App. 1st Utility 1st Plant ,000 1,787, ,PP ,000 1,839, ,PP ,000 1,892,663 11,PP ,000 1,941,449 11,PP ,001 1,985,878 1,PP ,000 2,026,516 1,PP ,000 2,066,309 1,PP ,000 2,104,004 1,PP ,000 2,142,080 1,PP ,000 2,185,170 1,PP ,000 2,227,418 1,PP ,000 2,268,540 1,PP ,000 2,307,007 1,PP ,000 2,338,081 1,PP ,000 2,366,154 1,PP ,000 2,391,856 1,PP ,000 2,413,675 1,PP ,001 2,433,824 1,PP ,000 2,457,797 1,PP ,000 2,492,944 1,PP ,000 2,536,016 PP1, ,000 2,580,379 PP1, ,000 2,624,046 PP1, ,000 2,664,562 PP1, ,000 2,698,434 PP1, ,000 2,728,913 PP1, ,000 2,775,762 PP1, ,000 2,818,567 PP1, ,000 2,866,973 PP1, ,001 2,919,443 PP1, ,000 2,966,681 PP2, ,000 3,015,103 PP2, ,000 3,070,801 PP2, ,000 3,116,487 PP2, ,000 3,163,865 PP2, ,000 3,226,729 PP2, ,000 3,295,143 PP2, ,000 3,360,800 PP2, ,000 3,419,907 PP2, ,001 3,487,470 PP2, ,000 3,551,909 PP3, ,538 3,631,539 PP3, ,971 3,707,729 PP3, ,701 3,781,914 PP3, ,821 3,858,241 PP3, ,931 3,930,271 PP3, ,051 4,000,520 PP4, ,211 4,065,812 PP4, ,001 4,131,952 PP4,360

3 Utility and Plant Patents, cont. Year 1st App. 1st Utility 1st Plant ,971 4,180,867 1PP4, ,957 4,242,757 1PP4, ,510 4,308,622 1PP4, ,954 4,366,579 1PP4, ,457 4,423,523 1PP5, ,174 4,490,855 1PP5, ,454 4,562,596 1PP5, ,001 4,633,526 1PP5, ,321 4,716,594 1PP6, ,671 4,794,652 1PP6, ,413 4,890,335 1PP ,609 4,980,927 1PP7, ,501 5,077,836 1PP7, ,001 5,175,886 1PP8, ,047 5,274,846 1PP8, ,542 5,377,359 1PP9, ,739 5,479,658 1PP9, ,991 5,590,420 1PP9, ,001 5,704,062 PP10, ,723 5,855,021 PP10, ,932 6,009,555 PP11, ,756 6,167,569 PP11, ,443 6,334,220 PP12, ,164 6,502,244 PP13, ,297 6,671,884 PP14, ,305 6,836,899 PP15, ,178 6,981,282 PP16, ,743 7,155,746 PP17, ,841 7,313,829 PP18, Patent Milestones Year Utility Year Design ,500, ,225, ,000, , ,500, , ,000, , ,500, , ,000,000 Year Plant ,500, , ,000, , ,500, , ,000, , ,500, ,000,000 Year Reissue ,500, , ,000, ,000 Published Applications (PGPubs) Year 1st Utility Last Utility 1st Plant Last Plant / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / The first patent application was published on March 15, Plant and utility patent applications are numbered in the same sequence. Applications are published 18 months after the earliest priority date. Applications filed before Nov. 29, 2000 are not eligible for publication. Design applications are not published. Note: In late 2007 the USPTO implemented a new electronic filing system for reexamination requests. Filings received electronically were assigned numbers starting from 10,000 for ex parte requests and 1,000 for inter partes requests. Reexamination Proceedings Year 1st Ex Parte 1st Inter Partes , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,864 00, ,408 00, ,848 / 10, / 1,

4 Reissue Patents (RE) Defensive Publications and SIRs ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,1RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE ,RE RE1, RE1, RE1, RE1, RE1, RE2, RE2, RE2, RE3, RE3, RE4, RE4, RE5, RE5, RE6, RE6, RE7, RE8, RE8, RE9, RE9, RE9, RE10, RE10, RE10, RE10, RE10, RE10, RE10, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE11, RE12, RE12, RE12, RE12, RE12, RE12, RE12, RE13, RE13, RE13, RE13, RE13, RE13, RE14, RE14, RE14, RE14, RE14, RE15, RE15, RE15, RE15, RE15, RE16, RE16, RE16, RE17, RE17, RE17, RE18, RE18, RE19, RE19, RE19, RE20, RE20, RE20, RE21, RE21, RE21, RE22, RE22, RE22, RE22, RE22, RE22, RE23, RE23, RE23, RE23, RE23, RE23, RE23, RE24, RE24, RE24, RE24, RE24, RE24, RE25, RE25, RE25, RE25, RE25, RE26, RE26, RE26, RE26, RE27, RE27, RE27, RE27, RE28, RE28, RE29, RE29, RE29, RE30, RE30, RE30, RE31, RE31, RE31, RE32, RE32, RE32, RE32, RE33, RE33, RE33, RE34, RE34, RE34, RE35, RE35, RE35, RE36, RE36, RE37, RE37, RE37, RE38, RE38, RE38, RE39, RE39, Year 1st Def. Pub. 1st SIR 1968 T856, T858, T870, T882, T894, T906, T918, T930, T942, T954, T966, T978, T990, T100, T101, T102, T103, T105,001 1,00H T106,201 1,00H T107,801 1,H T109,201 1,H ,H ,H ,H H1, H1, H1, H1, H1, H1, H1, H1, H1, H1, H2, H2, H2, H2, H2, H2, H2, Defensive publications were abolished in The last defensive publication was published in 1988.

5 Design Patents (D) Year 1st Design ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D ,D D1, D1, D1, D1, D1, D1, D2, D2, D2, D2, D3, D3, D4, D5, D6, D7, D7, D8, D9, D10, D10, D11, D12, D12, D13, D14, D15, D16, D17, D17, D18, D19,553 Year 1st App. 1st Design 1891 (see utilities) 1D20, * 1D21, * 1D22, * 1D22, * 1D23, * 1D25, * 1D26, * 1D28, * 1D29, * 1D32, * 1D33, * 1D35, * 1D36, * 1D36, * 1D37, * 1D37, * 1D38, * 1D38, * 1D39, * 1D40, * 1D41, * 1D42, * 1D43, * 1D45, * 1D46, * 1D48, * 1D50, * 1D51, * 1D52, * 1D54, * 1D56, ,001 1D60, ,700 1D61, ,200 1D63, ,900 1D66, ,900 1D69, ,200 1D71, ,700 1D74, ,400 1D77, ,000 1D80, ,000 1D82, ,300 1D85, ,700 1D88, ,300 1D91, ,700 1D94, ,400 1D98, ,800 D102, ,000 D107, ,100 D112,765 Year 1st App. 1st Design ,800 D124, ,000 D130, ,200 D134, ,100 D136, ,200 D139, ,200 D143, ,900 D146, ,000 D148, ,001 D152, ,000 D156, ,600 D161, ,900 D165, ,000 D168, ,300 D171, ,700 D173, ,500 D176, ,300 D179, ,100 D181, ,000 D184, ,900 D186, ,400 D189, ,100 D192, ,000 D194, ,000 D197, ,200 D199, ,011 D203, ,200 D206, ,000 D209, ,200 D213, ,700 D216, (see utilities) D219, * D222, * D225, * D229, * D234, * D238, * D242, * D246, * D250, * D253, * D257, * D262, * D267, * D272, * D276, * D282, * D287, * D293, * D299,180 Year 1st App. 1st Design 1990 * D305, * D313, ,0001 D322, ,180 D332, ,976 D342, ,919 D353, ,507 D365, ,454 D377, ,426 D388, ,302 D403, ,135 D418, ,405 D435, ,739 D452, ,499 D468, ,307 D484, ,177 D500, ,663 D513, ,581 D534, ,213 D558, Additional Improvement Patents Year 1st AI Patent AI1 X8, AI2 X1, AI21 X1, AI29 X1, AI35 X 0, AI50 X 1, AI65 X 2, AI67 X 3, AI72 X 3, AI78 X 3, AI82 X 3, AI85 X 4, AI88 X 6, AI93 X 5, AI97 X 7, AI100 X 8, AI104 X 5, AI107 X 9, AI118 10, AI131 NA 1857 AI158 16, AI184 15, AI215 21, AI261 20, AI310 27,681

6 Patent Assignment Codes USPTO Acronyms and Abbreviations Code Application Type Acronym Description 1 Unassigned (assigned to the inventor) AIPA American Inventors Protection Act of Assigned to U.S. organizations and state/local governments AOTW Assignments on the Web 3 Assigned to non-u.s., non-government organizations AU Art Unit 4 Assigned to a U.S. resident BPAI Board of Patent Appeals and Interferences 5 Assigned to a non-u.s. resident CFR Code of Federal Regulations 6 Assigned to a U.S.-federal government organization EBC Electronic Business Center 7 Assigned to a non-u.s. government organization (all levels) EFS Electronic Filing System Selected Country Codes Selected INID Codes GAU Group Art Unit IFW Image File Wrapper Code Country Code Description IPC International Patent Classification AT Austria 10 Patent number IPEA International Preliminary Examining Authority AU Australia 12 Type of document IPR Intellectual Property Rights BE Belgium 21 Application number ISA International Search Authority BR Brazil 22 Filing date ISR International Search Report CA Canada 30 Priority filing data MPEP Manual of Patent Examining Procedure CH Switzerland 31 Priority filing number NPL Non-patent Literature CN China (mainland) 32 Priority filing date OG Official Gazette DE Germany 43 Publication date OIPE Office of Initial Patent Examination DK Denmark 45 Issue date PAIR Patent Application Information and Retrieval EP European Patent Office 51 Int l patent classification PALM Patent Application Locating and Monitoring System ES Spain 52 U.S. patent classification PCT Patent Cooperation Treaty FI Finland 54 Title PFT Patent Full-Text FR France 56 References PGPub Pre-grant Publication GB United Kingdom 57 Abstract PLT Patent Law Treaty HK Hong Kong (China) 58 Field of search PTA Patent Term Adjustment IE Ireland 60 Provisional app. data PTDL Patent and Trademark Depository Library IL Israel 62 Related application data PTE Patent Term Extension IN India 65 Prior publication data SIR Statutory Invention Registration IT Italy 71 Applicant SPE Supervisory Patent Examiner JP Japan 72 Inventor USC United States Code KR Korea, Republic of 73 Assignee (owner) USPC U.S. Patent Classification MX Mexico 74 Attorney, agent or firm NL Netherlands 75 Inventor/Applicant Sources NO Norway 81 Designated PCT states Additional Improvement Patents, Compiled by James Paulauskas, RU Russia INID codes have been applied to Washington, D.C.: National Archives and Records Service, SE Sweden U.S. patents since August 4, Filing Years and Patent Application Serial Numbers Since 1882, USPTO, TW Taiwan (China) US United States Issue Years and Patent Numbers Since 1836, USPTO, WO World Intellectual Property Organization Utility, Plant and Design Patent Terms Manual of Patent Examining Procedure, 8 th Ed., Rev. 3, Aug Name and Date Patents, Washington, D.C.: USPTO, Official Gazette of the U.S. Patent and Trademark Office. Utility and Plant Patents Design Patents : 14 years : 7 years : 14 years + 7 year ext : 3½, 7 or 14 years : 17 years 1981-present: 14 years 1995-present: 20 years from filing WIPO Handbook of Industrial Property Information and Documentation on CD- ROM. Geneva: WIPO, WIPO Standard ST.3, Two-Letter Codes for the Representation of States, Other Entities and Organizations. (See for WIPO standards.) WIPO Standard ST.6, Numbering of Published Patent Documents. WIPO Standard ST.9, Bibliographic Data On and Relating to Patents and SPCs.

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