ETSI TS V (2016

Transcription

1 TS V ( ) TECHNICAL SPECIFICATIONION Universal Mobile Telecommunications System (UMTS); Multiplexing and channel coding (FDD) (3GPP TS version Release 13)

2 1 TS V ( ) Reference RTS/TSGR vd00 Keywords LTE 650 Route des Lucioles F Sophia Antipolis Cedex - FRANCE Tel.: Fax: Siret N NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at If you find errors in the present document, please send your comment to one of the following services: Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of. The content of the PDF version shall not be modified without the written authorization of. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM and the logo are Trade Marks of registered for the benefit of its Members. 3GPP TM and LTE are Trade Marks of registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association.

3 2 TS V ( ) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR : "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server ( Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding deliverables. The cross reference between GSM, UMTS, 3GPP and identities can be found under Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in deliverables except when used in direct citation.

4 3 TS V ( ) Contents Intellectual Property Rights... 2 Foreword... 2 Modal verbs terminology... 2 Foreword Scope References Definitions, symbols and abbreviations Definitions Symbols Abbreviations Multiplexing, channel coding and interleaving General General coding/multiplexing of TrCHs Transport channel concatenation CRC attachment CRC Calculation Relation between input and output of the CRC attachment block Transport block concatenation and code block segmentation Concatenation of transport blocks Code block segmentation Channel coding Convolutional coding Turbo coding Turbo coder Trellis termination for Turbo coder Turbo code internal interleaver Concatenation of encoded blocks Radio frame size equalisation st interleaving Void st interleaver operation Relation between input and output of 1 st interleaving in uplink Relation between input and output of 1 st interleaving in downlink Radio frame segmentation Relation between input and output of the radio frame segmentation block in uplink Relation between input and output of the radio frame segmentation block in downlink Rate matching Determination of rate matching parameters in uplink Determination of SF and number of PhCHs needed Determination of rate matching parameters in downlink Determination of rate matching parameters for fixed positions of TrCHs A Determination of rate matching parameters for pseudo-flexible positions of TrCHs Determination of rate matching parameters for flexible positions of TrCHs Bit separation and collection in uplink Bit separation Bit collection Bit separation and collection in downlink Bit separation Bit collection Rate matching pattern determination TrCH multiplexing Insertion of discontinuous transmission (DTX) indication bits st insertion of DTX indication bits... 45

5 4 TS V ( ) nd insertion of DTX indication bits Physical channel segmentation Relation between input and output of the physical segmentation block in uplink Relation between input and output of the physical segmentation block in downlink nd interleaving nd interleaving for Secondary CCPCH with 16QAM Physical channel mapping Uplink UL_DPCH_10ms_Mode is not configured by higher layers, or, no compressed-mode transmission gap overlaps with the first radio frame in the 20ms CI UL_DPCH_10ms_Mode is configured by higher layers, and, a compressed-mode transmission gap overlaps with the first radio frame in 20ms CI Downlink Restrictions on different types of CCTrCHs Uplink Dedicated channel (DCH) Random Access Channel (RACH) Void Downlink Dedicated Channel (DCH) Void Broadcast channel (BCH) Forward access and paging channels (FACH and PCH) High Speed Downlink Shared Channel (HS-DSCH) associated with a DCH Enhanced Dedicated Channel (E-DCH) Multiplexing of different transport channels into one CCTrCH, and mapping of one CCTrCH onto physical channels Allowed CCTrCH combinations for one UE Allowed CCTrCH combinations on the uplink Allowed CCTrCH combinations on the downlink Transport format detection Blind transport format detection A Single transport format detection Transport format detection based on TFCI Coding of Transport-Format-Combination Indicator (TFCI) Void Mapping of TFCI words Mapping of TFCI word in normal mode in downlink, and in uplink when uplink DPCCH slot format is not A Mapping of TFCI word in normal mode in uplink when uplink DPCCH slot format is Mapping of TFCI bits for Secondary CCPCH with 16QAM Mapping of TFCI word in compressed mode Uplink compressed mode Downlink compressed mode A Mapping of DL FET ACK/NACK bits Compressed mode Frame structure in the uplink Frame structure types in the downlink A Frame structure in the downlink for F-DPCH B Frame structure in the downlink for F-TPICH Transmission time reduction method Void Compressed mode by reducing the spreading factor by Compressed mode by higher layer scheduling Transmission gap position Transmission gap position for E-DCH E-DPDCH Transmission Gap Position during Initial Transmissions E-DPDCH Transmission Gap Position during Retransmissions E-DPCCH Transmission Gap Position Coding for HS-DSCH CRC attachment for HS-DSCH CRC attachment method 1 for HS-DSCH CRC attachment method 2 for HS-DSCH A Bit scrambling for HS-DSCH... 65

6 5 TS V ( ) Code block segmentation for HS-DSCH Channel coding for HS-DSCH Hybrid ARQ for HS-DSCH HARQ bit separation HARQ First Rate Matching Stage HARQ Second Rate Matching Stage HARQ bit collection Physical channel segmentation for HS-DSCH Interleaving for HS-DSCH Constellation re-arrangement for 16 QAM and 64QAM Physical channel mapping for HS-DSCH Coding for HS-SCCH type Overview HS-SCCH information field mapping Redundancy and constellation version coding Modulation scheme mapping Channelization code-set mapping UE identity mapping HARQ process identifier mapping Transport block size index mapping Multiplexing of HS-SCCH information CRC attachment for HS-SCCH Channel coding for HS-SCCH Rate matching for HS-SCCH UE specific masking for HS-SCCH Physical channel mapping for HS-SCCH A Coding for HS-SCCH type A.1 Overview A.2 HS-SCCH Type 2 information field mapping A.2.1 The first transmission A.2.2 The second and the third transmissions A Special Information mapping A Transport-block size information mapping A Pointer to the previous transmission mapping A Second or third transmission mapping A Redundancy and Constellation Version mapping A Modulation scheme mapping A Channelization code-set mapping A UE identity mapping A.3 Multiplexing of HS-SCCH Type 2 information A.4 CRC attachment for HS-SCCH Type A.5 Channel coding for HS-SCCH Type A.6 Rate matching for HS-SCCH Type A.7 UE specific masking for HS-SCCH Type A.8 Physical channel mapping for HS-SCCH Type B Coding for HS-SCCH type B.1 Overview B.2 HS-SCCH type 3 information field mapping B.2.1 Redundancy and constellation version coding B.2.2 Modulation scheme and number of transport blocks mapping B.2.3 Channelization code-set mapping B.2.4 UE identity mapping B.2.5 HARQ process identifier mapping B.2.6 Transport block size index mapping B.2.7 Precoding Weight Information mapping B.3 Multiplexing of HS-SCCH type 3 information B.4 CRC attachment for HS-SCCH type B.5 Channel coding for HS-SCCH type B.6 Rate matching for HS-SCCH type B.7 UE specific masking for HS-SCCH type B.8 Physical channel mapping for HS-SCCH type C Coding for HS-SCCH orders... 85

7 6 TS V ( ) 4.6C.1 Overview C.2 HS-SCCH Order information field mapping in the CELL_DCH state C.2.1 Order type mapping C.2.2 Order mapping C Orders for activation and deactivation of DTX, DRX and HS-SCCH-less operation and for HS-DSCH serving cell change C Orders for activation and deactivation of Secondary serving HS-DSCH cells and Secondary uplink frequency C Orders for Switching between Uplink Closed Loop Transmit Diversity Activation states C Orders for activating and de-activating demodulation common pilots (D-CPICH) when the UE is configured in MIMO mode with four transmit antennas C Orders for switching the E-DCH TTI C.2.3 UE identity mapping C.3 HS-SCCH Order information field mapping in the CELL_FACH and CELL_PCH states C.3.1 Order type mapping C.3.2 Order mapping C Orders for Network Triggered HS-DPCCH Transmission D Coding for HS-SCCH type D.1 Overview D.2 HS-SCCH type 4 information field mapping D.2.1 Redundancy and constellation version coding D.2.2 Modulation scheme and number of transport blocks mapping D.2.3 Channelization code-set mapping D.2.4 UE identity mapping D.2.5 HARQ process identifier mapping D.2.6 Transport block size index mapping D.2.7 Precoding Weight Information mapping D.3 Multiplexing of HS-SCCH type 4 information D.4 CRC attachment for HS-SCCH type D.5 Channel coding for HS-SCCH type D.6 Rate matching for HS-SCCH type D.7 UE specific masking for HS-SCCH type D.8 Physical channel mapping for HS-SCCH type Coding for HS-DPCCH Overview Channel coding for HS-DPCCH when the UE is not configured in MIMO mode and not configured in MIMO mode with four transmit antennas in the serving HS-DSCH cell and Secondary_Cell_Enabled is 0 or 1 and Secondary_Cell_Active is Channel coding for HS-DPCCH HARQ-ACK Channel coding for HS-DPCCH channel quality indication Channel coding for HS-DPCCH when the UE is configured in MIMO mode in the serving HS- DSCH cell and Secondary_Cell_Enabled is Channel coding for HS-DPCCH HARQ-ACK Channel coding for HS-DPCCH composite precoding control indication and channel quality indication Bit mapping of Type A channel quality indication Bit mapping of Type B channel quality indication Bit mapping of precoding control indication Composite precoding control indication and channel quality indication bits Block encoding of composite precoding control indication and channel quality indication bits A Channel coding for HS-DPCCH when the UE is not configured in MIMO mode in any cell and Secondary_Cell_Enabled is 1 and Secondary_Cell_Active is A.1 Channel coding for the composite HS-DPCCH HARQ-ACK A.2 Channel coding for HS-DPCCH composite channel quality indication A.2.1 Composite channel quality indication bits A.2.2 Block encoding of composite channel quality indication bits B Channel coding for HS-DPCCH when Secondary_Cell_Enabled is at least 3 or when the UE is configured in MIMO mode in at least one cell and Secondary_Cell_Enabled is greater than B.1 Channel coding for the composite HS-DPCCH HARQ-ACK B.2 Channel coding for HS-DPCCH composite precoding control indication and channel quality indication

8 7 TS V ( ) 4.7.3C Channel coding for HS-DPCCH when the UE is not configured in MIMO mode in any cell and Secondary_Cell_Enabled is C.1 Channel coding for the composite HS-DPCCH HARQ-ACK C.2 Channel coding for HS-DPCCH channel quality indication D Channel coding for HS-DPCCH when the UE is configured in Multiflow mode D.1 Channel coding for the composite HS-DPCCH HARQ-ACK D.2 Channel coding for HS-DPCCH channel quality indication E Channel coding for HS-DPCCH when the UE is configured in MIMO mode with 4 transmit antennas E.1 Channel coding for HS-DPCCH when the UE is configured in MIMO mode with four transmit antennas and Secondary_Cell_Enabled is E.1.1 Channel coding for HS-DPCCH HARQ-ACK E.1.2 Channel coding for HS-DPCCH composite number of transport blocks preferred, precoding control indication and channel quality indication E.2 Channel coding for HS-DPCCH when the UE is configured in MIMO mode with four transmit antennas in any cell and Secondary_Cell_Enabled is E.2.1 Channel coding for the composite HS-DPCCH HARQ-ACK E.2.2 Channel coding for HS-DPCCH composite number of transport blocks preferred, precoding control indication and channel quality indication E.3 Channel coding for HS-DPCCH when the UE is configured in MIMO mode with four transmit antennas in any cell and Secondary_Cell_Enabled is E.3.1 Channel coding for the composite HS-DPCCH HARQ-ACK E.3.2 Channel coding for HS-DPCCH composite number of transport blocks preferred, precoding control indication and channel quality indication E.4 Channel coding for HS-DPCCH when the UE is configured in MIMO mode with four transmit antennas in any cell and Secondary_Cell_Enabled is E.4.1 Channel coding for the composite HS-DPCCH HARQ-ACK E.4.2 Channel coding for HS-DPCCH composite number of transport blocks preferred, precoding control indication and channel quality indication Physical channel mapping for HS-DPCCH Physical Channel mapping for HS-DPCCH HARQ-ACK Physical Channel mapping for HS-DPCCH PCI/CQI Physical Channel mapping for HS-DPCCH HARQ-ACK and PCI/CQI when the UE is configured in Multiflow mode Physical Channel mapping for HS-DPCCH HARQ-ACK and PCI/CQI when the UE is configured with one serving and one assisting serving HS-DSCH cell Physical Channel mapping for HS-DPCCH HARQ-ACK and PCI/CQI when the UE is configured with two serving and one assisting serving or one serving and two assisting serving HS-DSCH cells Physical Channel mapping for HS-DPCCH HARQ-ACK and PCI/CQI when the UE is configured with two serving and two assisting serving HS-DSCH cells Physical Channel mapping for HS-DPCCH HARQ-ACK and PCI/CQI when the UE is configured with three serving and one assisting serving HS-DSCH cells or one serving and three assisting serving HS-DSCH cells Physical Channel mapping for HS-DPCCH when the UE is configured in MIMO mode with four transmit antennas in at least one cell Physical Channel mapping for HS-DPCCH HARQ-ACK Physical Channel mapping for HS-DPCCH NTBP/PCI/CQI Coding for E-DCH CRC attachment for E-DCH Code block segmentation for E-DCH Channel coding for E-DCH Physical layer HARQ functionality and rate matching for E-DCH Determination of SF, modulation scheme and number of E-DPDCH PhCHs needed A Determination of SF, modulation scheme and number of S-E-DPDCH PhCHs needed HARQ bit separation HARQ Rate Matching Stage HARQ bit collection Physical channel segmentation for E-DCH Interleaving for E-DCH Physical channel mapping for E-DCH Coding for E-DPCCH

9 8 TS V ( ) Overview E-DPCCH information field mapping Information field mapping of E-TFCI Information field mapping of retransmission sequence number Information field mapping of the "Happy" bit Multiplexing of E-DPCCH information Channel coding for E-DPCCH Physical channel mapping for E-DPCCH A Coding for S-E-DPCCH A.1 Overview A.2 S-E-DPCCH information field mapping A.2.1 Information field mapping of E-TFCI A.2.2 Information field mapping of retransmission sequence number A.2.3 Information field mapping of the Spare bit A.3 Multiplexing of S-E-DPCCH information A.4 Channel coding for S-E-DPCCH A.5 Physical channel mapping for S-E-DPCCH Coding for E-AGCH Overview A E-AGCH information field mapping A.1 Information field mapping of the Absolute Grant Value A.2 Information field mapping of the Absolute Grant Scope B Multiplexing of E-AGCH information CRC attachment for E-AGCH Channel coding for E-AGCH Rate matching for E-AGCH Physical channel mapping for E-AGCH A Coding for E-ROCH A.1 Overview A.2 E-ROCH information field mapping A.2.1 Information field mapping of the S-ETFC Offset A.2.2 Information field mapping of the Rank Indication A.3 Multiplexing of E-ROCH information A.4 CRC attachment for E-ROCH A.5 Channel coding for E-ROCH A.6 Rate matching for E-ROCH A.7 Physical channel mapping for E-ROCH Mapping for E-RGCH Relative Grant Overview Relative Grant mapping Mapping for E-HICH ACK/NACK Overview ACK/NACK mapping Annex A (informative): Blind transport format detection A.1 Blind transport format detection using fixed positions A.1.1 Blind transport format detection using received power ratio A.1.2 Blind transport format detection using CRC A.2 Blind transport format detection using pseudo-flexible positions Annex B (informative): Compressed mode idle lengths B.1 Idle lengths for DL, UL and DL+UL compressed mode for DPCH Annex C (informative): Change history History

10 9 TS V ( ) Foreword This Technical Specification (TS) has been produced by the 3 rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.

11 10 TS V ( ) 1 Scope The present document describes the characteristics of the Layer 1 multiplexing and channel coding in the FDD mode of UTRA. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. [1] 3GPP TS : "Physical layer - General Description". [2] 3GPP TS : "Physical channels and mapping of transport channels onto physical channels (FDD)". [3] 3GPP TS : "Spreading and modulation (FDD)". [4] 3GPP TS : "Physical layer procedures (FDD)". [5] 3GPP TS : "Physical layer Measurements (FDD)". [6] 3GPP TS : "Physical channels and mapping of transport channels onto physical channels (TDD)". [7] 3GPP TS : "Multiplexing and channel coding (TDD)". [8] 3GPP TS : "Spreading and modulation (TDD)". [9] 3GPP TS : "Physical layer procedures (TDD)". [10] 3GPP TS : "Physical layer Measurements (TDD)". [11] 3GPP TS : "Services Provided by the Physical Layer". [12] 3GPP TS : "Synchronization in UTRAN, Stage 2". [13] 3GPP TS : "Radio Resource Control (RRC); Protocol Specification". [14] ITU-T Recommendation X.691 (12/97) "Information technology - ASN.1 encoding rules: Specification of Packed Encoding Rules (PER)" [15] 3GPP TS : "UE Radio Access capabilities". [16] 3GPP TS : "Medium Access Control (MAC) protocol specification". 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the following terms and definitions apply:

12 11 TS V ( ) Assisting secondary serving HS-DSCH Cell(s): In addition to the serving HS-DSCH cell, a cell in the secondary downlink frequency, where the UE is configured to simultaneously monitor a HS-SCCH set and receive HS-DSCH if it is scheduled in that cell. There can be up to two assisting secondary serving HS-DSCH cells. Assisting serving HS-DSCH Cell: In addition to the serving HS-DSCH cell, a cell in the same frequency, where the UE is configured to simultaneously monitor a HS-SCCH set and receive HS-DSCH if it is scheduled in that cell. Cell group: A group of (one, two, or three) Multiflow mode cells that have the same CPICH timing. The cells that belong to a cell group are indicated by higher layers. DL FET: DL FET refers to early termination of DL DPCH transmission upon receiving an acknowledgement message. In this context, a DL FET ACK/NACK message represents an acknowledge message sent on UL DPCCH for DL FET. DL_DCH_FET_Config: Higher layers signal this configuration parameter to indicate enhanced DCH physical layer configuration. The possible values are 0 and 1. The value 0 indicates Mode 0 configuration where DL transport channels concatenation and DL FET ACK/NACK signalling on UL are not configured. The value 1 indicates Mode 1 where DL transport channel concatenation and DL FET ACK/NACK signalling on UL are configured. MIMO mode: This term refers to the downlink MIMO configuration with two transmit antennas MIMO mode with four transmit antennas: This term refers to the downlink MIMO configuration with four transmit antennas Multiflow mode: The UE is configured in Multiflow mode when it is configured with assisting serving HS-DSCH cell. Primary uplink frequency: If a single uplink frequency is configured for the UE, then it is the primary uplink frequency. In case more than one uplink frequency is configured for the UE, then the primary uplink frequency is the frequency on which the E-DCH corresponding to the serving E-DCH cell associated with the serving HS-DSCH cell is transmitted. The association between a pair of uplink and downlink frequencies is indicated by higher layers. Secondary uplink frequency: A secondary uplink frequency is a frequency on which an E-DCH corresponding to a serving E-DCH cell associated with a secondary serving HS-DSCH cell is transmitted. The association between a pair of uplink and downlink frequencies is indicated by higher layers. TG: Transmission Gap is consecutive empty slots that have been obtained with a transmission time reduction method. The transmission gap can be contained in one or two consecutive radio frames. TGL: Transmission Gap Length is the number of consecutive empty slots that have been obtained with a transmission time reduction method. 0 TGL 14. The CFNs of the radio frames containing the first empty slot of the transmission gaps, the CFNs of the radio frames containing the last empty slot, the respective positions N first and N last within these frames of the first and last empty slots of the transmission gaps, and the transmission gap lengths can be calculated with the compressed mode parameters described in [5]. TrCH number: The transport channel number identifies a TrCH in the context of L1. The L3 transport channel identity (TrCH ID) maps onto the L1 transport channel number. The mapping between the transport channel number and the TrCH ID is as follows: TrCH 1 corresponds to the TrCH with the lowest TrCH ID, TrCH 2 corresponds to the TrCH with the next lowest TrCH ID and so on. UL DPCH 10ms Mode: When configured by higher layers for the TTI to be transmitted [16], UL DPCH follows physical channel procedures specific to this mode. UL DPCH 10ms Mode can only happen when DL_DCH_FET_Config is configured. UL 20ms Compression Interval (CI): A time interval of 20ms duration aligned to a 20ms TTI defined for UL DPCH physical layer procedures when DL_DCH_FET_Config is configured by higher layers. 1 st secondary serving HS-DSCH cell: If the UE is configured with two uplink frequencies, the 1 st secondary serving HS-DSCH cell is the secondary serving HS-DSCH cell that is associated with the secondary uplink frequency. If the UE is configured with a single uplink frequency, the 1 st secondary serving HS-DSCH cell is a secondary serving HS- DSCH cell whose index is indicated by higher layers. 2 nd secondary serving HS-DSCH cell: If the UE is configured with more than two serving HS-DSCH cells, the 2 nd secondary serving HS-DSCH cell is a secondary serving HS-DSCH cell whose index is indicated by higher layers. 3 rd secondary serving HS-DSCH cell: If the UE is configured with more than three serving HS-DSCH cells, the 3rd secondary serving HS-DSCH cell is a secondary serving HS-DSCH cell whose index is indicated by higher layers.

13 12 TS V ( ) 4 th secondary serving HS-DSCH cell: If the UE is configured with more than four serving HS-DSCH cells, the 4 th secondary serving HS-DSCH cell is a secondary serving HS-DSCH cell whose index is indicated by higher layers. 5 th secondary serving HS-DSCH cell: If the UE is configured with more than five serving HS-DSCH cells, the 5 th secondary serving HS-DSCH cell is a secondary serving HS-DSCH cell whose index is indicated by higher layers. 6 th secondary serving HS-DSCH cell: If the UE is configured with more than six serving HS-DSCH cells, the 6 th secondary serving HS-DSCH cell is a secondary serving HS-DSCH cell whose index is indicated by higher layers. 7 th secondary serving HS-DSCH cell: If the UE is configured with eight serving HS-DSCH cells, the 7 th secondary serving HS-DSCH cell is a secondary serving HS-DSCH cell whose index is indicated by higher layers. 3.2 Symbols For the purposes of the present document, the following symbols apply: x round towards, i.e. integer such that x x < x+1 x round towards -, i.e. integer such that x-1 < x x x absolute value of x sgn(x) N first N last N tr signum function, i.e. The first slot in the TG, located in the first compressed radio frame if the TG spans two frames. The last slot in the TG, located in the second compressed radio frame if the TG spans two frames. Number of transmitted slots in a radio frame. Unless otherwise is explicitly stated when the symbol is used, the meaning of the following symbols is: Λ List of transport channels numbers i 1, i 2,, i B, corresponding to downlink transport channels to be concatenated when DL_DCH_FET_Config = 1. i TrCH number j TFC number k Bit number l TF number m Transport block number n i Radio frame number of TrCH i. p PhCH number r Code block number I Number of TrCHs in a CCTrCH. C i Number of code blocks in one TTI of TrCH i. F i Number of radio frames in one TTI of TrCH i, except for uplink when UL_DPCH_10ms_Mode is configured. In uplink, when UL_DPCH_10ms_Mode is configured, F i is the number of radio frames in the transmission time interval of TrCH i divided by 2. M i Number of transport blocks in one TTI of TrCH i. N data,j Number of data bits that are available for the CCTrCH in a radio frame with TFC j. cm N data, j Number of data bits that are available for the CCTrCH in a compressed radio frame with TFC j. P Number of PhCHs used for one CCTrCH. PL Puncturing Limit for the uplink. Signalled from higher layers RM i Rate Matching attribute for TrCH i. Signalled from higher layers, or determined as specified in clause Temporary variables, i.e. variables used in several (sub)clauses with different meaning. x, X y, Y z, Z 1; sgn( x) = 1; x 0 x < 0

14 13 TS V ( ) 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: ARQ Automatic Repeat Request BCH Broadcast Channel BER Bit Error Rate BLER Block Error Rate BS Base Station CCPCH Common Control Physical Channel CCTrCH Coded Composite Transport Channel CFN Connection Frame Number CLTD Closed Loop Transmit Diversity CRC Cyclic Redundancy Check DCH Dedicated Channel DL Downlink (Forward link) DPCCH Dedicated Physical Control Channel DPCCH2 Dedicated Physical Control Channel 2 DPCH Dedicated Physical Channel DPDCH Dedicated Physical Data Channel DS-CDMA Direct-Sequence Code Division Multiple Access DTX Discontinuous Transmission FACH Forward Access Channel E-AGCH E-DCH Absolute Grant Channel E-DCH Enhanced Dedicated Channel E-DPCCH E-DCH Dedicated Physical Control Channel E-DPDCH E-DCH Dedicated Physical Data Channel E-HICH E-DCH Hybrid ARQ Indicator Channel E-RGCH E-DCH Relative Grant Channel E-RNTI E-DCH Radio Network Temporary Identifier E-ROCH E-DCH Rank and Offset Channel FDD Frequency Division Duplex F-DPCH Fractional Dedicated Physical Channel F-TPICH Fractional Transmitted Precoding Indicator Channel FER Frame Error Rate GF Galois Field HARQ Hybrid Automatic Repeat request HS-DPCCH Dedicated Physical Control Channel (uplink) for HS-DSCH HS-DPCCH 2 Secondary Dedicated Physical Control Channel (uplink) for HS-DSCH, when Secondary_Cell_Enabled is greater than 3 HS-DSCH High Speed Downlink Shared Channel HS-PDSCH High Speed Physical Downlink Shared Channel HS-SCCH Shared Control Channel for HS-DSCH MAC Medium Access Control MBSFN MBMS over a Single Frequency Network Mcps Mega Chip Per Second MIMO Multiple Input Multiple Output MS Mobile Station OVSF Orthogonal Variable Spreading Factor (codes) PCCC Parallel Concatenated Convolutional Code PCH Paging Channel PhCH Physical Channel PRACH Physical Random Access Channel RACH Random Access Channel RSC Recursive Systematic Convolutional Coder RV Redundancy Version RX Receive SCH Synchronization Channel SF Spreading Factor SFN System Frame Number SIR Signal-to-Interference Ratio SNR Signal to Noise Ratio

15 14 TS V ( ) S-DPCCH S-E-DPCCH S-E-DPDCH S-E-RNTI TF TFC TFCI TPC TPI TrCH TTI TX UL Secondary Dedicated Physical Control Channel Secondary Dedicated Physical Control Channel for E-DCH Secondary Dedicated Physical Data Channel for E-DCH Secondary E-RNTI Transport Format Transport Format Combination Transport Format Combination Indicator Transmit Power Control Transmitted Precoding Indicator Transport Channel Transmission Time Interval Transmit Uplink (Reverse link) 4 Multiplexing, channel coding and interleaving 4.1 General Data stream from/to MAC and higher layers (Transport block / Transport block set) is encoded/decoded to offer transport services over the radio transmission link. Channel coding scheme is a combination of error detection, error correcting, rate matching, interleaving and transport channels mapping onto/splitting from physical channels. 4.2 General coding/multiplexing of TrCHs This section only applies to the transport channels: DCH, RACH, BCH, FACH and PCH. Other transport channels which do not use the general method are described separately below. Data arrives to the coding/multiplexing unit in form of transport block sets once every transmission time interval. The transmission time interval is transport-channel specific from the set {10 ms, 20 ms, 40 ms, 80 ms}, where 80 ms TTI for DCH shall not be used unless SF=512. The following coding/multiplexing steps can be identified: - add CRC to each transport block (see subclause 4.2.1); - transport block concatenation and code block segmentation (see subclause 4.2.2); - channel coding (see subclause 4.2.3); - radio frame equalisation (see subclause 4.2.4); - rate matching (see subclause 4.2.7); - insertion of discontinuous transmission (DTX) indication bits (see subclause 4.2.9); - interleaving (two steps, see subclauses and ); - radio frame segmentation (see subclause 4.2.6); - multiplexing of transport channels (see subclause 4.2.8); - physical channel segmentation (see subclause ); - mapping to physical channels (see subclause ). The coding/multiplexing steps for uplink and downlink are shown in figure 1 and figure 2 respectively.

16 15 TS V ( ) a, a im1, aim2, aim3, K ima i CRC attachment b, b im1, bim2, bim3, K o, o ir1, oir 2, oir3, K imb i TrBk concatenation / Code block segmentation irk i c, c i1, ci2, ci3, K ie i Channel coding Radio frame equalisation t, t i1, ti2, ti3, K it i 1 st interleaving d, d i1, di2, di3, K it i Radio frame segmentation e, e i1, ei 2, ei3, K in i Rate matching Rate matching f, f i1, fi2, fi3, K iv i TrCH Multiplexing s, 1, s2, s3, K s S u, u p1, u p2, u p3, K v, v p1, v p2, v p3, K Physical channel segmentation pu pu 2 nd interleaving CCTrCH Physical channel mapping PhCH#2 PhCH#1 Figure 1: Transport channel multiplexing structure for uplink

17 16 TS V ( ) a, a im1, aim2, aim3, K ima i b, b im1, bim2, bim3, K o, o ir1, oir 2, oir3, K CRC attachment imb i TrBk concatenation / Code block segmentation irk i c, c i1, ci 2, ci3, K g, g i1, gi2, gi3, K ie i ig i h, h i 1, h i 2, h i 3, K Channel coding Rate matching 1 st insertion of DTX indication id i Rate matching q, q i1, qi2, qi3, K iq i 1 st interleaving Radio frame segmentation f, f i1, fi2, fi3, K s s, s,, 1, 2 3 K s S w w, w,, 1, 2 3 K p1, u p2, u p3, K p1, v p2, v p3, K w R iv i u, u v, v TrCH Multiplexing 2 nd insertion of DTX indication pu pu Physical channel segmentation 2 nd interleaving CCTrCH Physical channel mapping PhCH#2 PhCH#1 Figure 2: Downlink transport channel multiplexing structure for transport channels that are not concatenated.

18 17 TS V ( )

19 18 TS V ( ) a a a i 1m1, i1m2,, i1ma i 1 a a a 1, a 2,, a i 2m1, i2m2,, ai 2 ma i 2 i m i m i ma B B B i B Figure 2A: Downlink transport channel processing for transport channels that are concatenated. The concatenated transport channel inherits the parameters of the transport channel i 1.

20 19 TS V ( ) The single output data stream from the TrCH multiplexing, including DTX indication bits in downlink, is denoted Coded Composite Transport Channel (CCTrCH). A CCTrCH can be mapped to one or several physical channels Transport channel concatenation When DL_DCH_FET_Config is configured with value 1, downlink transport blocks of transport channels with a transport channel number i l Λ are concatenated to form a concatenated transport channel. In this case, higher layers ensure that TTI values of transport channels that are concatenated are the same. Let i 1, i 2, i 3,,i B denote in ascending order the transport channel numbers in Λ, i 1 < i 2 < i 3 < < i B. Τhe concatenated transport channel is treated as a regular transport channel in layer 1, inheriting the parameters of transport channel number i 1, e.g., the transport channel number, and the rate matching attribute of the concatenated transport channel are i 1 and RM respectively.all transport blocks of all the transport channels to be concatenated are serially concatenated i 1 into a single transport block, in ascending order. The bits input to the transport channel concatenation are denoted by w, w, w, K, w i m1 i m2 i m3 i mb k k k k i k for k i Λ, and m = 1,, k M, where i k denotes the TrCH number, m denotes the transport block number for the transport channel i k, and Bi k is the number of bits in each transport block of transport channel i k. The bits after transport channel concatenation are denoted by a1 a2 a3 K a, where A = ik Λ Bi M k ik a, a, a,, A The i,,,, A denotes the total number of bits in the signle transport block of the concatenated transport channel. K a bits are defined by the following set of relations: a, a,, a = w, w, w,, w, k= x 1 k= x 1 k= x ( 1) 2 1 ( 1) 1 ( 1) k Mi i m Bi k Mi i m B im i i k x im x im x im x B = B + + M i k k x = B + B + k k x x = i B k i + m B k ix x for m = 1,, M, and x i x i Λ CRC attachment Error detection is provided on transport blocks through a Cyclic Redundancy Check (CRC). The size of the CRC is 24, 16, 12, 8 or 0 bits and it is signalled from higher layers what CRC size that should be used for each TrCH CRC Calculation The entire transport block is used to calculate the CRC parity bits for each transport block. The parity bits are generated by one of the following cyclic generator polynomials: - g CRC24 (D) = D 24 + D 23 + D 6 + D 5 + D + 1; - g CRC16 (D) = D 16 + D 12 + D 5 + 1; - g CRC12 (D) = D 12 + D 11 + D 3 + D 2 + D + 1; - g CRC8 (D) = D 8 + D 7 + D 4 + D 3 + D + 1. Denote the bits in a transport block delivered to layer 1 by a im, aim2, aim3,, aima i, and the parity bits by p. A i is the size of a transport block of TrCH i, m is the transport block number, and L i is the im 1, p im 2, p im 3, K, p iml i number of parity bits. L i can take the values 24, 16, 12, 8, or 0 depending on what is signalled from higher layers, except for a concatenated transport channel (Subclause 4.2.0) where the number of parity bits is always 16. The encoding is performed in a systematic form, which means that in GF(2), the polynomial: a yields a remainder equal to 0 when divided by g CRC24 (D), polynomial: a 1 K D i + a D + K+ a D + p D + p D + K+ p D + p A + 23 Ai im1 im2 ima im1 im2 im23 im24 i D i + a D + K+ a D + p D + p D + K+ p D + p A + 15 Ai im1 im2 ima im1 im2 im15 im16 i

21 20 TS V ( ) yields a remainder equal to 0 when divided by g CRC16 (D), polynomial: a D i + a D + K+ a D + p D + p D + K+ p D + p A + 11 Ai im1 im2 ima im1 im2 im11 im12 yields a remainder equal to 0 when divided by g CRC12 (D) and polynomial: a yields a remainder equal to 0 when divided by g CRC8 (D). If no transport blocks are input to the CRC calculation (M i = 0), no CRC attachment shall be done. If transport blocks are input to the CRC calculation (M i 0) and the size of a transport block is zero (A i = 0), CRC shall be attached, i.e. all parity bits equal to zero Relation between input and output of the CRC attachment block The bits after CRC attachment are denoted by and b imk is: i D i + a D + K+ a D + p D + p D + K+ p D + p A + 7 Ai im1 im2 ima im1 im2 im7 im8 i b, b im1, bim2, bim3, K imb i, where B i = A i + L i. The relation between a imk b imk = a imk k = 1, 2, 3,, A i b = imk p im ( Li + 1 ( k Ai )) k = A i + 1, A i + 2, A i + 3,, A i + L i Transport block concatenation and code block segmentation All transport blocks in a TTI are serially concatenated. If the number of bits in a TTI is larger than Z, the maximum size of a code block in question, then code block segmentation is performed after the concatenation of the transport blocks. The maximum size of the code blocks depends on whether convolutional coding or turbo coding is used for the TrCH Concatenation of transport blocks The bits input to the transport block concatenation are denoted by b im, bim2, bim3,, bimb i where i is the TrCH number, m is the transport block number, and B i is the number of bits in each block (including CRC). The number of transport blocks on TrCH i is denoted by M i. The bits after concatenation are denoted by x i1, xi2, xi3, K, xix i, where i is the TrCH number and X i =M i B i. They are defined by the following relations: 1 K xik = b i 1k k = 1, 2,, B i x = ik b i, 2,( k Bi ) k = B i + 1, B i + 2,, 2B i x = ik b i, 3,( k 2Bi ) K x = ik b i, M i,( k ( M i 1) Bi ) k = 2B i + 1, 2B i + 2,, 3B i k = (M i - 1)B i + 1, (M i - 1)B i + 2,, M i B i Code block segmentation Segmentation of the bit sequence from transport block concatenation is performed if X i >Z. The code blocks after segmentation are of the same size. The number of code blocks on TrCH i is denoted by C i. If the number of bits input to the segmentation, X i, is not a multiple of C i, filler bits are added to the beginning of the first block. If turbo coding is selected and X i < 40, filler bits are added to the beginning of the code block. The filler bits are transmitted and they are always set to 0. The maximum code block sizes are: - convolutional coding: Z = 504;

22 21 TS V ( ) - turbo coding: Z = The bits output from code block segmentation, for C i 0, are denoted by number, r is the code block number, and K i is the number of bits per code block. Number of code blocks: o, o ir1, oir 2, oir 3, K irk i, where i is the TrCH C i = X i Z Number of bits in each code block (applicable for C i 0 only): if X i < 40 and Turbo coding is used, then K i = 40 else K i = X i / C i end if Number of filler bits: Y i = C i K i - X i for k = 1 to Y i o i 1 k = 0 end for -- Insertion of filler bits for k = Y i +1 to K i o end for = x i1k i,( k Yi ) r = 2 -- Segmentation while r C i for k = 1 to K i o end for r = r+1 end while irk x i,( k + ( r 1) K i Y ) I i Channel coding = Code blocks are delivered to the channel coding block. They are denoted by o, o ir1, oir 2, oir3, K, where i is the TrCH number, r is the code block number, and K i is the number of bits in each code block. The number of code blocks on TrCH i is denoted by C i. After encoding the bits are denoted by y y, y,, y, where Y i is the number ir1, ir 2 ir3 K of encoded bits. The relation between o irk and y irk and between K i and Y i is dependent on the channel coding scheme. The following channel coding schemes can be applied to TrCHs: - convolutional coding; - turbo coding. Usage of coding scheme and coding rate for the different types of TrCH is shown in table 1. iry i irk i

23 22 TS V ( ) The values of Y i in connection with each coding scheme: - convolutional coding with rate 1/2: Y i = 2*K i + 16; rate 1/3: Y i = 3*K i + 24; - turbo coding with rate 1/3: Y i = 3*K i Table 1: Usage of channel coding scheme and coding rate Type of TrCH Coding scheme Coding rate BCH PCH 1/2 Convolutional coding RACH DCH, FACH Turbo coding * 1/3, 1/2 1/3 * For DCH, turbo coding is not allowed when DL_DCH_FET_Config is configured by higher layers Convolutional coding Convolutional codes with constraint length 9 and coding rates 1/3 and 1/2 are defined. The configuration of the convolutional coder is presented in figure 3. Output from the rate 1/3 convolutional coder shall be done in the order output0, output1, output2, output0, output1, output 2, output 0,,output2. Output from the rate 1/2 convolutional coder shall be done in the order output 0, output 1, output 0, output 1, output 0,, output 1. 8 tail bits with binary value 0 shall be added to the end of the code block before encoding. The initial value of the shift register of the coder shall be "all 0" when starting to encode the input bits. Input D D D D D D D D (a) Rate 1/2 convolutional coder Output 0 G 0 = 561 (octal) Output 1 G 1 = 753 (octal) Input D D D D D D D D (b) Rate 1/3 convolutional coder Output 0 G 0 = 557 (octal) Output 1 G 1 = 663 (octal) Output 2 G 2 = 711 (octal) Figure 3: Rate 1/2 and rate 1/3 convolutional coders

24 23 TS V ( ) Turbo coding Turbo coder The scheme of Turbo coder is a Parallel Concatenated Convolutional Code (PCCC) with two 8-state constituent encoders and one Turbo code internal interleaver. The coding rate of Turbo coder is 1/3. The structure of Turbo coder is illustrated in figure 4. The transfer function of the 8-state constituent code for PCCC is: where g 1( D) G(D) = 1,, g ( D) g 0 (D) = 1 + D 2 + D 3, g 1 (D) = 1 + D + D 3. The initial value of the shift registers of the 8-state constituent encoders shall be all zeros when starting to encode the input bits. Output from the Turbo coder is x 1, z 1, z' 1, x 2, z 2, z' 2,, x K, z K, z' K, where x 1, x 2,, x K are the bits input to the Turbo coder i.e. both first 8-state constituent encoder and Turbo code internal interleaver, and K is the number of bits, and z 1, z 2,, z K and z' 1, z' 2,, z' K are the bits output from first and second 8-state constituent encoders, respectively. The bits output from Turbo code internal interleaver are denoted by x' 1, x' 2,, x' K, and these bits are to be input to the second 8-state constituent encoder. 0 x k 1st constituent encoder z k Input x k D D D Input Turbo code internal interleaver Output 2nd constituent encoder z k Output x k D D D x k Figure 4: Structure of rate 1/3 Turbo coder (dotted lines apply for trellis termination only) Trellis termination for Turbo coder Trellis termination is performed by taking the tail bits from the shift register feedback after all information bits are encoded. Tail bits are padded after the encoding of information bits.

25 24 TS V ( ) The first three tail bits shall be used to terminate the first constituent encoder (upper switch of figure 4 in lower position) while the second constituent encoder is disabled. The last three tail bits shall be used to terminate the second constituent encoder (lower switch of figure 4 in lower position) while the first constituent encoder is disabled. The transmitted bits for trellis termination shall then be: x K+1, z K+1, x K+2, z K+2, x K+3, z K+3, x' K+1, z' K+1, x' K+2, z' K+2, x' K+3, z' K Turbo code internal interleaver The Turbo code internal interleaver consists of bits-input to a rectangular matrix with padding, intra-row and inter-row permutations of the rectangular matrix, and bits-output from the rectangular matrix with pruning. The bits input to the Turbo code internal interleaver are denoted by x 1, x2, x3, K, x K, where K is the integer number of the bits and takes one value of 40 K The relation between the bits input to the Turbo code internal interleaver and the bits input to the channel coding is defined by and K = K i. x = k o irk The following subclause specific symbols are used in subclauses to : K R C p v Number of bits input to Turbo code internal interleaver Number of rows of rectangular matrix Number of columns of rectangular matrix Prime number Primitive root s ( j) j { 0,1, L, p 2} Base sequence for intra-row permutation q i r i Minimum prime integers Permuted prime integers T() i i { 0,1,, R 1} L Inter-row permutation pattern U i ( j) L { 0,1,, 1} j C Intra-row permutation pattern of i-th row i j k Index of row number of rectangular matrix Index of column number of rectangular matrix Index of bit sequence Bits-input to rectangular matrix with padding The bit sequence as follows. x x, x,, 1, 2 3 K x K input to the Turbo code internal interleaver is written into the rectangular matrix (1) Determine the number of rows of the rectangular matrix, R, such that: R = 5, if 10, if 20, if (40 K 159) ((160 K 200) or (481 ( K = any other value) K 530)). The rows of rectangular matrix are numbered 0, 1,, R - 1 from top to bottom. (2) Determine the prime number to be used in the intra-permutation, p, and the number of columns of rectangular matrix, C, such that: