Authorised banks and securities dealers

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1 Authorised banks and securities s Name City Licensing Bank type Securities type Aargauische Kantonalbank Aarau Bank / securities Cantonal banks acrevis Bank AG St. Gallen Bank / securities Regional banks and savings banks AEK BANK 1826 Genossenschaft Thun Bank / securities Regional banks and savings banks AFS Equity & Derivatives B.V., Amsterdam, Zweigniederlassung Regensdorf Regensdorf Foreign securities branch office Securities Alpha RHEINTAL Bank AG Heerbrugg Bank / securities Regional banks and savings banks Alternative Bank Schweiz AG Olten Bank / securities Other banks AP ANLAGE & PRIVATBANK AG Bank / securities Foreign-controlled banks Foreign-controlled securities Appenzeller Kantonalbank Appenzell Bank / securities Cantonal banks Aquila & Co. AG Bank / securities Other banks Arab Bank (Switzerland) Ltd. Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities AXION SWISS BANK SA Lugano Bank / securities Banks specialised in exchange, securities Baloise Bank SoBa AG Solothurn Bank / securities Regional banks and savings banks Banca Aletti & C. (Suisse) SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities BANCA ARNER SA Lugano Bank / securities Banks specialised in exchange, securities BANCA CREDINVEST SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities BANCA DEL CERESIO SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities BANCA DEL SEMPIONE SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities Banca dello Stato del Cantone Ticino Bellinzona Bank / securities Cantonal banks Banca Intermobiliare di Investimenti e Gestioni (Suisse) SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities Banca Popolare di Sondrio (Suisse) SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities BANCA ZARATTINI & CO. SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities Banco Itaú (Suisse) SA Bank / securities Foreign-controlled banks Foreign-controlled securities Banco Santander (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities Bank am Bellevue AG Küsnacht Bank / securities Banks specialised in exchange, securities 1/14

2 Authorised banks and securities s Name City Licensing Bank type Securities type Bank BSU Genossenschaft Uster Bank / securities Regional banks and savings banks Bank CIC (Schweiz) AG Basel Bank / securities Foreign-controlled banks Foreign-controlled securities Bank Coop AG Basel Bank / securities Other banks Bank EEK AG Bern 7 Bank / securities Regional banks and savings banks Bank EKI Genossenschaft Interlaken Bank / securities Regional banks and savings banks Bank für Tirol und Vorarlberg Aktiengesellschaft, Innsbruck, Zweigniederlassung Staad Staad office / securities Bank Gantrisch Genossenschaft Schwarzenburg Bank / securities Regional banks and savings banks Bank Hapoalim (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Bank in Zuzwil AG Zuzwil Bank / securities Regional banks and savings banks Bank J. Safra Sarasin AG Basel Bank / securities Foreign-controlled banks Foreign-controlled securities Bank Julius Bär & Co. AG Bank / securities Banks specialised in exchange, securities Bank Leerau Genossenschaft Kirchleerau Bank / securities Regional banks and savings banks Bank Linth LLB AG Uznach Bank / securities Foreign-controlled banks Foreign-controlled securities Bank Oberaargau AG Huttwil Bank / securities Regional banks and savings banks Bank of America, National Association, Charlotte, Zurich Branch office / securities Bank SLM AG Münsingen Bank / securities Regional banks and savings banks Bank Sparhafen AG Bank / securities Regional banks and savings banks Bank Thalwil Genossenschaft Thalwil Bank / securities Regional banks and savings banks Bank von Roll AG Bank / securities Banks specialised in exchange, securities Bank Vontobel AG Bank / securities Banks specialised in exchange, securities BANK ZIMMERBERG AG Horgen Bank / securities Regional banks and savings banks bank zweiplus ag Bank / securities Foreign-controlled banks Foreign-controlled securities Bankhaus Jungholz AG St. Gallen Bank / securities Foreign-controlled banks Foreign-controlled securities BankMed (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities Bank-now AG Horgen Bank Other banks 2/14

3 Authorised banks and securities s Name City Licensing Bank type Securities type Banque Algérienne du Commerce Extérieur SA Bank / securities Foreign-controlled banks Foreign-controlled securities Banque Audi (Suisse) SA Genève 12 Bank / securities Foreign-controlled banks Foreign-controlled securities Banque Baring Brothers Sturdza SA Genève 3 Bank / securities Banks specialised in exchange, securities Banque Bonhôte & Cie SA Neuchâtel Bank / securities Banks specialised in exchange, securities Banque Cantonale de Fribourg Fribourg Bank / securities Cantonal banks Banque Cantonale de Genève Genève 2 Bank / securities Cantonal banks Banque Cantonale du Jura Porrentruy 2 Bank / securities Cantonal banks Banque Cantonale du Valais Sion Bank / securities Cantonal banks Banque cantonale neuchâteloise Neuchâtel Bank / securities Cantonal banks Banque Cantonale Vaudoise Lausanne Bank / securities Cantonal banks Banque Cramer & Cie SA Genève 12 Bank / securities Banks specialised in exchange, securities Banque de Commerce et de Placements SA Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities Banque du Léman SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities Banque Genevoise de Gestion SA Genève 3 Bank / securities Banks specialised in exchange, securities BANQUE HERITAGE SA Genève 6 Bank / securities Foreign-controlled banks Foreign-controlled securities Banque Internationale à Luxembourg (Suisse) SA Bank / securities Foreign-controlled banks Foreign-controlled securities Banque Internationale de Commerce - BRED (Suisse) SA Genève 3 Bank Foreign-controlled banks Banque Lombard Odier & Cie SA Genève 11 Bank / securities Banks specialised in exchange, securities BANQUE MORVAL SA Genève 12 Bank / securities Banks specialised in exchange, securities Banque Pâris Bertrand Sturdza SA Genève 12 Bank / securities Banks specialised in exchange, securities Banque Pasche SA Genève 11 Bank / securities Foreign-controlled banks Foreign-controlled securities Banque Pictet & Cie SA Genève 73 Bank / securities Banks specialised in exchange, securities Banque Privée BCP (Suisse) SA Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities 3/14

4 Authorised banks and securities s Name City Licensing Bank type Securities type BANQUE PROFIL DE GESTION SA Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities Banque SYZ SA Genève 11 Bank / securities Banks specialised in exchange, securities Banque SYZ Suisse SA Genève 11 Bank / securities Banks specialised in exchange, securities Banque Thaler SA Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities Bantleon Bank AG Zug Bank / securities Foreign-controlled banks Foreign-controlled securities Barclays Bank (Suisse) SA Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities Barclays Capital, Zurich Branch of Barclays Bank PLC, London office / securities Basellandschaftliche Kantonalbank Liestal Bank / securities Cantonal banks Basler Kantonalbank Basel Bank / securities Cantonal banks Baumann & Cie. Basel Bank / securities Private bankers who do not solicit funds from the public BBO Bank Brienz Oberhasli AG Brienz Bank / securities Regional banks and savings banks BBVA (Suiza) SA Bank / securities Foreign-controlled banks Foreign-controlled securities BERENBERG BANK (SCHWEIZ) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Berner Kantonalbank AG Bern Bank / securities Cantonal banks Bernerland Bank AG Sumiswald Bank / securities Regional banks and savings banks Bezirks-Sparkasse Dielsdorf Dielsdorf Bank / securities Regional banks and savings banks BHF-BANK (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Biene Bank im Rheintal Genossenschaft Altstätten Bank / securities Regional banks and savings banks BLOM BANK (Switzerland) SA Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities BNP Paribas (Suisse) SA Genève 11 Bank / securities Foreign-controlled banks Foreign-controlled securities BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich office Bondpartners S.A. Lausanne Securities Securities Bordier & Cie Genève 11 Bank / securities Private bankers who do not solicit funds from the public Bovay & Partenaires S.A. Lausanne Securities Securities 4/14

5 Authorised banks and securities s Name City Licensing Bank type Securities type bridport & cie sa Genève 3 Securities Securities Foreign-controlled securities BS Bank Schaffhausen AG Hallau Bank / securities Regional banks and savings banks BSI SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities Burgergemeinde Bern, DC Bank, Deposito-Cassa der Stadt Bern Bern 7 Bank / securities Regional banks and savings banks Burgerliche Ersparniskasse Bern, Genossenschaft Bern Bank Regional banks and savings banks BZ Bank Aktiengesellschaft Wilen Bank / securities Banks specialised in exchange, securities CACEIS Bank Luxembourg, Luxembourg, succursale de Nyon Nyon office / securities Caisse d'epargne CEC SA Courtelary Bank / securities Regional banks and savings banks Caisse d'epargne d'aubonne Aubonne Bank / securities Regional banks and savings banks Caisse d'epargne de Cossonay société coopérative Cossonay Bank / securities Regional banks and savings banks Caisse d'epargne de Nyon société coopérative Nyon Bank / securities Regional banks and savings banks Caisse d'epargne et de Crédit Mutuel de Chermignon société coopérative Chermignon Bank Regional banks and savings banks Caisse d'epargne Riviera, société coopérative Vevey 1 Bank / securities Regional banks and savings banks CBH Compagnie Bancaire Helvétique SA Genève 3 Bank / securities Banks specialised in exchange, securities Cembra Money Bank AG Bank Other banks CIM BANQUE SA Genève 6 Bank / securities Foreign-controlled banks Foreign-controlled securities Cité Gestion SA Genève Securities Securities Citibank (Switzerland) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Citibank, N.A., Sioux Falls, succursale de Genève Genève 3 office / securities Citibank, N.A., Sioux Falls, Zurich Branch office / securities CITIGROUP GLOBAL MARKETS LIMITED, London, Zweigniederlassung Foreign securities branch office Second branch office of a foreign bank Securities Second branch office of a foreign securities Clientis AG Bern 7 Bank / securities Banks with a special field of business Clientis Bank im Thal AG Balsthal Bank / securities Regional banks and savings banks 5/14

6 Authorised banks and securities s Name City Licensing Bank type Securities type Clientis Bank Küttigen-Erlinsbach AG Küttigen Bank / securities Regional banks and savings banks Clientis Bank Oberuzwil AG Oberuzwil Bank / securities Regional banks and savings banks Clientis Bank Thur Genossenschaft Ebnat-Kappel Bank / securities Regional banks and savings banks Clientis Bank Toggenburg AG Kirchberg SG Bank / securities Regional banks and savings banks Clientis EB Entlebucher Bank AG Schüpfheim Bank / securities Regional banks and savings banks Clientis Sparkasse Oftringen Genossenschaft Oftringen Bank / securities Regional banks and savings banks Clientis Zürcher Regionalbank Genossenschaft Wetzikon Bank / securities Regional banks and savings banks COMMERZBANK Aktiengesellschaft, Frankfurt am Main, Zweigniederlassung office / securities Compagnie Privée de Conseils et d'investissements SA Genève 11 Securities Securities Foreign-controlled securities Cornèr Banca SA Lugano Bank / securities Other banks Coutts & Co AG Bank / securities Foreign-controlled banks Foreign-controlled securities Crédit Agricole (Suisse) SA Genève 11 Bank / securities Foreign-controlled banks Foreign-controlled securities Crédit Agricole Financements (Suisse) SA Genève Bank / securities Foreign-controlled banks Foreign-controlled securities Credit Europe Bank (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities CREDIT MUTUEL DE LA VALLEE SA Le Sentier Bank / securities Regional banks and savings banks Credit Suisse AG Bank / securities Large banks Daiwa Capital Markets Europe Limited, Londres, succursale de Genève Genève 3 Foreign securities branch office Securities Delen (Suisse) SA Genève 11 Securities Securities Foreign-controlled securities Delta Trust (Switzerland) Ltd Genève Securities Securities Foreign-controlled securities Deutsche Bank (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities Deutsche Bank Aktiengesellschaft, Frankfurt a.m., Zweigniederlassung office / securities Dominick Company AG Bank / securities Foreign-controlled banks Foreign-controlled securities Dreyfus Söhne & Cie. Aktiengesellschaft, Banquiers Basel Bank / securities Banks specialised in exchange, securities Dukascopy Bank SA Genève 15 Bank / securities Banks specialised in exchange, securities Dynagest SA Genève 11 Securities Securities 6/14

7 Authorised banks and securities s Name City Licensing Bank type Securities type DZ PRIVATBANK (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities E. Gutzwiller & Cie. Banquiers Basel Bank / securities Private bankers who do not solicit funds from the public Edmond de Rothschild (Lugano) SA Lugano Bank / securities Banks specialised in exchange, securities Edmond de Rothschild (Suisse) S.A. Genève 11 Bank / securities Banks specialised in exchange, securities EFG Bank AG Bank / securities Foreign-controlled banks Foreign-controlled securities EFG Bank European Financial Group SA Genève 2 Bank / securities Foreign-controlled banks Foreign-controlled securities Entris Banking AG Gümligen Bank / securities Banks with a special field of business Equatex AG Securities Securities Ersparniskasse Affoltern i.e. AG Affoltern i.e. Bank / securities Regional banks and savings banks Ersparniskasse Rüeggisberg Genossenschaft Rüeggisberg Bank / securities Regional banks and savings banks Ersparniskasse Schaffhausen AG Schaffhausen Bank / securities Regional banks and savings banks Ersparniskasse Speicher Speicher Bank Regional banks and savings banks EXANE DERIVATIVES, Paris, succursale de Genève Genève office / securities EXANE SA, Paris, succursale de Genève Genève Foreign securities branch office Securities F. van Lanschot Bankiers (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Falcon Private Bank AG Bank / securities Foreign-controlled banks Foreign-controlled securities Fibi Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Fidurhône SA Genève 3 Securities Securities Finacor SA, Société Financière et de Participations Basel Securities Securities FINTER BANK ZÜRICH AG Bank / securities Banks specialised in exchange, securities Fisch Asset Management AG Securities Securities Frankfurter Bankgesellschaft (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Freie Gemeinschaftsbank Genossenschaft Basel Bank Other banks Gazprombank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities 7/14

8 Authorised banks and securities s Name City Licensing Bank type Securities type GFI Securities Limited, Londres, Succursale de Nyon Nyon Foreign securities branch office Securities Glarner Kantonalbank Glarus Bank / securities Cantonal banks Globalance Bank AG Bank / securities Banks specialised in exchange, securities Goldman Sachs Bank AG Bank / securities Foreign-controlled banks Foreign-controlled securities Gonet & Cie Genève 11 Bank / securities Private bankers who do not solicit funds from the public Grammont Finance SA Lutry Securities Securities Graubündner Kantonalbank Chur Bank / securities Cantonal banks GRB Glarner Regionalbank Genossenschaft Schwanden Bank / securities Regional banks and savings banks GS Banque SA Genève 21 Bank / securities Banks specialised in exchange, securities Habib Bank AG Bank / securities Foreign-controlled banks Foreign-controlled securities Habibsons Bank Limited, London, Zweigniederlassung office / securities Hardcastle Trading AG Rapperswil-Jona Securities Securities Foreign-controlled securities Heliting SA Agno Securities Securities Foreign-controlled securities Helvea SA Genève 11 Securities Securities Foreign-controlled securities HINDUJA BANQUE (SUISSE) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities HSBC Bank plc, London, Zweigniederlassung office / securities HSBC Private Bank (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities Hyposwiss Private Bank Genève SA Genève 11 Bank / securities Banks specialised in exchange, securities Hypothekarbank Lenzburg AG Lenzburg Bank / securities Regional banks and savings banks IDB (Swiss) Bank Ltd Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities IG Bank S.A. Genève Bank / securities Foreign-controlled banks Foreign-controlled securities IMC Trading B.V., Amsterdam, Zug Branch Zug Foreign securities branch office Securities InCore Bank AG Bank / securities Other banks 8/14

9 Authorised banks and securities s Name City Licensing Bank type Securities type ING Belgique, Bruxelles, succursale de Genève Genève 11 office / securities Instinet Europe Limited, London, Zweigniederlassung Foreign securities branch office Securities INTESA SANPAOLO PRIVATE BANK (SUISSE) SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities Investec Bank (Switzerland) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Isbank AG, Frankfurt am Main (DE), Zweigniederlassung office ISP Securities AG Securities Securities J.P. Morgan (Suisse) SA Genève 11 Bank / securities Foreign-controlled banks Foreign-controlled securities J.P. Morgan Securities plc., London, Zweigniederlassung office / securities JCE Hottinger AG Securities Securities Jefferies International Limited, London, Zweigniederlassung Foreign securities branch office Securities JL Securities SA Genève Securities Securities JPMorgan Chase Bank, National Association, Columbus, Zurich Branch office Jyske Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities KBL (SWITZERLAND) LTD Genève 11 Bank / securities Foreign-controlled banks Foreign-controlled securities Kendra Securities House SA Genève Securities Securities Kepler Capital Markets SA Eysins Securities Securities Foreign-controlled securities Kepler Capital Markets SA, Paris, Zweigniederlassung Foreign securities branch office Securities LANDOLT & CIE SA Lausanne Bank / securities Banks specialised in exchange, securities Leihkasse Stammheim AG Oberstammheim Bank / securities Regional banks and savings banks Lemanik SA Lugano Securities Securities Foreign-controlled securities Leodan Privatbank AG Bank / securities Banks specialised in exchange, securities Leonteq Securities AG Zurich Securities Securities LF Finance (Suisse) SA Genève 3 Securities Securities Foreign-controlled securities 9/14

10 Authorised banks and securities s Name City Licensing Bank type Securities type LGT Bank (Schweiz) AG Basel Bank / securities Foreign-controlled banks Foreign-controlled securities Lienhardt & Partner Privatbank AG Bank / securities Regional banks and savings banks Luzerner Kantonalbank AG Luzern Bank / securities Cantonal banks M. M. Warburg Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Maerki Baumann & Co. AG Bank / securities Banks specialised in exchange, securities Mercantil Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Merrill Lynch Capital Markets AG Bank / securities Foreign-controlled banks Foreign-controlled securities MG Finance SA Pully Securities Securities Migros Bank AG Bank / securities Other banks Mirabaud & Cie SA Genève Bank / securities Banks specialised in exchange, securities Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. Genève 3 Bank / securities Foreign-controlled banks Foreign-controlled securities Mizuho Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Morgan Stanley & Co. International plc, London, Zurich Branch Foreign securities branch office Securities Mourgue d'algue & Cie Genève 3 Bank / securities Private bankers who do not solicit funds from the public NBAD Private Bank (Suisse) SA Genève 11 Bank / securities Foreign-controlled banks Foreign-controlled securities NBK Banque Privée (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities NCG BANCO S.A., La Corogne, succursale de Genève Genève 1 office Neue Aargauer Bank AG Aarau Bank / securities Regional banks and savings banks Neue Helvetische Bank AG Bank / securities Other banks Nidwaldner Kantonalbank Stans Bank / securities Cantonal banks Nomura Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Nordea Bank S.A., Luxemburg, Zweigniederlassung office / securities Notenstein La Roche Privatbank AG St. Gallen Bank / securities Banks specialised in exchange, securities 10/14

11 Authorised banks and securities s Name City Licensing Bank type Securities type NPB Neue Privat Bank AG Bank / securities Banks specialised in exchange, securities Obwaldner Kantonalbank Sarnen Bank / securities Cantonal banks PATRIMONY 1873 SA Lugano Securities Securities Foreign-controlled securities Petercam Private Bank (Switzerland) SA Genève 5 - Echange Bank / securities Foreign-controlled banks Foreign-controlled securities Picard Angst AG Pfäffikon Securities Securities Piguet Galland & Cie SA Yverdon-les-Bains Bank / securities Banks specialised in exchange, securities PKB PRIVATBANK SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities PostFinance AG Bern Bank / securities Other banks Privatbank Bellerive AG Bank / securities Banks specialised in exchange, securities Privatbank IHAG AG Bank / securities Banks specialised in exchange, securities Privatbank Von Graffenried AG Bern 7 Bank / securities Banks specialised in exchange, securities Private Client Bank AG Bank / securities Banks specialised in exchange, securities Private Client Partners AG Bank / securities Banks specialised in exchange, securities QNB Banque Privée (Suisse) SA Genève 1 Bank / securities Foreign-controlled banks Foreign-controlled securities Quantus AG Glattzentrum bei Wallisellen Securities Securities Quilvest (Switzerland) Ltd. Bank / securities Foreign-controlled banks Foreign-controlled securities Rahn & Bodmer Co. Bank / securities Private bankers who do not solicit funds from the public Raiffeisen Schweiz Genossenschaft St. Gallen Bank / securities Banks with a special field of business RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung office / securities Regiobank Männedorf AG Männedorf Bank / securities Regional banks and savings banks Regiobank Solothurn AG Solothurn Bank / securities Regional banks and savings banks Reichmuth & Co Luzern 7 Bank / securities Private bankers who do not solicit funds from the public 11/14

12 Authorised banks and securities s Name City Licensing Bank type Securities type Remaco Wealth Management AG Basel Securities Securities Reuss Private AG Bremgarten Securities Securities REYL & Cie SA Genève Bank / securities Banks specialised in exchange, securities Rothschild Bank AG Bank / securities Foreign-controlled banks Foreign-controlled securities SAGEFOR Société Anonyme de Gérance de Fortunes Genève Securities Securities Sallfort Privatbank AG Bank / securities Banks specialised in exchange, securities Sauren Finanzdienstleistungen GmbH & Co. KG, Köln, Zweigniederlassung Zug Zug Foreign securities branch office Securities SAXO BANK (SCHWEIZ) AG Zollikon Bank / securities Foreign-controlled banks Foreign-controlled securities SB Saanen Bank AG Saanen Bank / securities Regional banks and savings banks Sberbank (Switzerland) AG Bank Foreign-controlled banks Schaffhauser Kantonalbank Schaffhausen Bank / securities Cantonal banks Schroder & Co Bank AG Bank / securities Foreign-controlled banks Foreign-controlled securities Schwyzer Kantonalbank Schwyz Bank / securities Cantonal banks Scobag Privatbank AG Basel Bank / securities Banks specialised in exchange, securities SELVI & Cie SA Genève 11 Securities Securities SIX SIS AG Olten Bank Banks with a special field of business SIX x-clear AG 1 Bank Banks with a special field of business Società Bancaria Ticinese SA Bellinzona Bank / securities Banks specialised in exchange, securities SOCIETE GENERALE Private Banking (Lugano-Svizzera) SA Lugano Bank / securities Foreign-controlled banks Foreign-controlled securities SOCIETE GENERALE Private Banking (Suisse) SA Genève Bank / securities Foreign-controlled banks Foreign-controlled securities Société Générale, Paris, Zweigniederlassung office / securities Source Capital AG Zug Securities Securities Foreign-controlled securities SPAR + LEIHKASSE GÜRBETAL AG Mühlethurnen Bank / securities Regional banks and savings banks Spar- und Leihkasse Bucheggberg AG Lüterswil Bank / securities Regional banks and savings banks 12/14

13 Authorised banks and securities s Name City Licensing Bank type Securities type Spar- und Leihkasse Frutigen AG Frutigen Bank / securities Regional banks and savings banks Spar- und Leihkasse Leuk und Umgebung Genossenschaft Leuk-Stadt Bank Regional banks and savings banks Spar- und Leihkasse Thayngen AG Thayngen Bank / securities Regional banks and savings banks Spar- und Leihkasse Wynigen AG Wynigen Bank / securities Regional banks and savings banks Spar+Leihkasse Riggisberg AG Riggisberg Bank / securities Regional banks and savings banks Sparcassa 1816 Genossenschaft Wädenswil Bank / securities Regional banks and savings banks Sparkasse Schwyz AG Schwyz Bank / securities Regional banks and savings banks Sparkasse Sense Tafers Bank / securities Regional banks and savings banks St. Galler Kantonalbank AG St. Gallen Bank / securities Cantonal banks State Street Bank GmbH, München, Zweigniederlassung STRATEO, Genève, Succursale de Keytrade Bank SA, Bruxelles Genève office office / securities Swiss Bankers Prepaid Services AG Grosshöchstetten Bank Other banks Swiss Capital Alternative Investments AG Securities Securities Swissquote Bank SA Gland Bank / securities Banks specialised in exchange, securities TARENO AG Basel Securities Securities Tellco Vorsorge AG Schwyz Securities Securities The Royal Bank of Scotland plc, Edinburgh, Zweigniederlassung office / securities Thurgauer Kantonalbank Weinfelden Bank / securities Cantonal banks Timber Hill (Europe) AG Zug Securities Securities Foreign-controlled securities Trafina Privatbank AG Basel Bank / securities Banks specialised in exchange, securities Triba Partner Bank AG Triengen Bank / securities Regional banks and savings banks TULLETT PREBON (SECURITIES) LIMITED, Londres, succursale de Meyrin / Genève Genève 15 Foreign securities branch office Securities UBL (Switzerland) AG Bank / securities Foreign-controlled banks Foreign-controlled securities UBS AG Bank / securities Large banks 13/14

14 Authorised banks and securities s Name City Licensing Bank type Securities type UBS LIMITED, London, Swiss Branch, Opfikon Opfikon office / securities UBS Swiss Financial Advisers AG Securities Securities UBS Switzerland AG Bank / securities Large banks UniCredit Bank AG, München, Zweigniederlassung office / securities UNION BANCAIRE PRIVEE, UBP SA Genève 1 Bank / securities Banks specialised in exchange, securities UNITED MIZRAHI BANK (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities Urner Kantonalbank Altdorf Bank / securities Cantonal banks Valcourt SA Genève 11 Securities Securities Foreign-controlled securities Valiant Bank AG Bern Bank / securities Regional banks and savings banks Volksbank AG St. Margrethen Bank / securities Foreign-controlled banks Foreign-controlled securities Vorarlberger Landes- und Hypothekenbank Aktiengesellschaft, Bregenz, Zweigniederlassung St. Gallen St. Gallen office / securities VP Bank (Schweiz) AG Bank / securities Foreign-controlled banks Foreign-controlled securities VZ Depotbank AG Bank / securities Other banks WIR Bank Genossenschaft Basel Bank Other banks Zähringer Privatbank AG Bern Bank / securities Banks specialised in exchange, securities Zuger Kantonalbank Zug Bank / securities Cantonal banks Zürcher Kantonalbank Bank / securities Cantonal banks Zürcher Landbank AG Elgg Bank / securities Regional banks and savings banks Total authorised banks and securities s: /14

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