DTCC Mutual Fund Services 2016 HOLIDAY PROCESSING SCHEDULE
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1 DTCC Mutual Fund Services 2016 HOLIDAY PROCESSING SCHEDULE The following is a summary of 2016 holidays and the changes in operations and schedules for Mutual Fund Services. Please note that this schedule applies to Mutual Fund Services only. Mutual Fund Services are an offering of DTCC s National Securities Clearing Corporation. If you have any questions, please contact your relationship manager or Mutual Fund Services at (212) MUTUAL FUND SERVICES WILL BE CLOSED ON THE FOLLOWING HOLIDAYS: National Securities Clearing Corporation, the NYSE Alternext, NASDAQ Stock Exchanges and all New York banks will be closed. No activity will be accepted on these days. New Year s Day...Friday, January 1 Dr. Martin Luther King, Jr. Day...Monday, January 18 Presidents Day...Monday, February 15 Memorial Day...Monday, May 30 Independence Day...Monday, July 4 Labor Day...Monday, September 5 Thanksgiving Day...Thursday, November 24 Christmas Day (observed)...monday, December 26 New Year s Day...Monday, January 2 MUTUAL FUND SERVICES WILL BE CLOSED ON THE FOLLOWING EXCHANGE HOLIDAYS: National Securities Clearing Corporation, the NYSE Alternext and NASDAQ Stock Exchanges will be closed. No activity will be accepted on this day. Good Friday...Friday, March 25 MUTUAL FUND SERVICES WILL BE OPEN ON THE FOLLOWING BANK HOLIDAYS: National Securities Clearing Corporation, the NYSE Alternext and NASDAQ Stock Exchanges will be open. Activity will be accepted but no settlement will occur on these days. Columbus Day...Monday, October 10 Veterans Day (observed)...friday, November 11
2 NEW YEAR S DAY HOLIDAY SCHEDULE New Year s Day is Friday, January 1, National Securities Clearing Corporation, the NYSE Alternext, NASDAQ Stock Exchanges, and all New York banks will be closed on Friday, January 1, 2016 in observance of New Year s Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Friday, January 1, No DTCC Payment axis activity will be accepted on Friday, January 1, No Fund/SERV or Networking activity will be accepted on Friday, January 1, No MFPSI or MFPSII activity will be accepted on Friday, January 1, MARTIN LUTHER KING, JR. DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, and NASDAQ Stock Exchanges and all New York banks will be closed on Monday, January 18, 2016 in observance of Martin Luther King, Jr. Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Monday, January 18, No DTCC Payment axis activity will be accepted on Monday, January 18, No Fund/SERV or Networking activity will be accepted on Monday, January 18, No MFPSI or MFPSII activity will be accepted on Monday, January 18, PRESIDENTS DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, and NASDAQ Stock Exchanges and all New York banks will be closed on Monday, February 15, 2016 in observance of Presidents Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Monday, February 15, No DTCC Payment axis activity will be accepted on Monday, February 15, No Fund/SERV or Networking activity will be accepted on Monday, February 15, No MFPSI or MFPSII activity will be accepted on Monday, February 15, DTCC MUTUAL FUND SERVICES 2016 HOLIDAY PROCESSING SCHEDULE 2
3 GOOD FRIDAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, and NASDAQ Stock Exchanges will be closed on Friday, March 25, 2016 in observance of Good Friday. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Friday, March 25, No DTCC Payment axis activity will be accepted on Friday, March 25, No Fund/SERV or Networking activity will be accepted on Friday, March 25, The Networking system WILL be available for processing on Saturday, March 26, No MFPSI or MFPSII activity will be accepted on Friday, March 25, MEMORIAL DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, and NASDAQ Stock Exchanges and all New York banks will be closed on Monday, May 30, 2016 in observance of Memorial Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Monday, May 30, No DTCC Payment axis activity will be accepted on Monday, May 30, No Fund/SERV or Networking activity will be accepted on Monday, May 30, No MFPSI or MFPSII activity will be accepted on Monday, May 30, DTCC MUTUAL FUND SERVICES 2016 HOLIDAY PROCESSING SCHEDULE 3
4 INDEPENDENCE DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext and NASDAQ Stock Exchanges will be closed on Monday, July 4, 2016 in observance of Independence Day. All New York Banks will be closed. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Monday, July 4, No DTCC Payment axis activity will be accepted on Monday, July 4, No Fund/SERV or Networking activity will be accepted on Monday, July 4, No MFPSI or MFPSII activity will be accepted on Monday, July 4, LABOR DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, and NASDAQ Stock Exchanges and all New York banks will be closed on Monday, September 5, 2016 in observance of Labor Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Monday, September 5, No DTCC Payment axis activity will be accepted on Monday, September 5, No Fund/SERV or Networking activity will be accepted on Monday, September 5, No MFPSI or MFPSII activity will be accepted on Monday, September 5, DTCC MUTUAL FUND SERVICES 2016 HOLIDAY PROCESSING SCHEDULE 4
5 COLUMBUS DAY HOLIDAY SCHEDULE All New York banks will be closed on Monday, October 10, 2016 in observance of Columbus Day. The NYSE Alternext, and NASDAQ Stock Exchanges will be open for trading on Monday, October 10, The following changes in NSCC s operations and schedules will be in effect. ACATS-Fund/SERV Interface activity processed on Monday, October 10, 2016 will settle on Tuesday, October 11, Please note that funds will not receive Record Type 018 records on Friday, October 7, 2016 but will on Monday, October 10, No settlement of DTCC Payment axis will occur on Monday, October 10, Activity submitted on Friday, October 7, 2016 through Monday, October 10, 2016 will settle on Tuesday, October 11, FUND/SERV : No settlement of Fund/SERV activity will occur on Monday, October 10, The following changes will be made to FUND/SERV output schedules: T+1 SETTLEMENT TRADE DATE (364 File) FILE AVAILABLE ON SETTLEMENT DATE Friday, Oct. 7 Tuesday, Oct. 11 Tuesday, Oct. 11** Monday, Oct. 10* Tuesday, Oct. 11 Tuesday, Oct. 11** Tuesday, Oct. 11 Wednesday, Oct. 12 Wednesday, Oct. 12 T+3 SETTLEMENT TRADE DATE (365 File) FILE AVAILABLE ON SETTLEMENT DATE Wednesday, Oct. 5 Monday, Oct. 10 Tuesday, Oct. 11 Thursday, Oct. 6 Tuesday, Oct. 11 Wednesday, Oct. 12 Friday, Oct. 7*** Wednesday, Oct. 12 Thursday, Oct. 13** Monday, Oct. 10 Wednesday, Oct. 12 Thursday, Oct. 13** Tuesday, Oct. 11 Thursday, Oct. 13 Friday, Oct. 14 *Participants will receive a blank 364 Settlement file on Monday, October 10, **Double Day Settlement ***Participants will receive a blank 365 Settlement file on Friday, October 7, NETWORKING: Networking activity will be accepted on Monday, October 10, However, no Networking Dividend Cash or Activity Settlement will occur on Monday, October 10, MFPSI or MFPSII activity will be accepted on Monday, October 10, DTCC MUTUAL FUND SERVICES 2016 HOLIDAY PROCESSING SCHEDULE 5
6 VETERANS DAY HOLIDAY SCHEDULE All New York Banks will be closed on Friday, November 11, 2016 in observance of Veterans Day. The New York, Alternext, and NASDAQ Stock Exchanges will be open for trading on Friday, November 11, The following changes in NSCC s operations and schedules will be in effect: ACATS-Fund/SERV Interface activity processed on Friday, November 11, 2016 will settle on Monday, November 14, Please note that funds will not receive Record Type 018 records on Thursday, November 10, 2016 but will on Friday, November 11, No settlement of DTCC Payment axis will occur on Friday, November 11, Activity submitted on Thursday, November 10, 2016 and Friday, November 11, 2016 will settle on Monday, November 14, FUND/SERV : No settlement of Fund/SERV activity will occur on Friday, November 11, The following changes will be made to FUND/SERV output schedules: T+1 SETTLEMENT TRADE DATE (364 File) FILE AVAILABLE ON SETTLEMENT DATE November 10 November 14 November 14** November 11* November 14 November 14** November 14 November 15 November 15 T+3 SETTLEMENT TRADE DATE (365 File) FILE AVAILABLE ON SETTLEMENT DATE November 8 November 11 November 14 November 9 November 14 November 15 November 10*** November 16 November 17** November 11 November 16 November 17** November 14 November 17 November 18 *Participants will receive a blank 364 Settlement file on Friday, November 11, **Double Day Settlement ***Participants will receive a blank 365 Settlement file on Thursday, November 10, NETWORKING: Networking activity will be accepted on Friday, November 11, However, no Networking Dividend Cash or Activity Settlement will occur on Friday, November 11, MFPSI or MFPSII activity will be accepted on Friday, November 11, DTCC MUTUAL FUND SERVICES 2016 HOLIDAY PROCESSING SCHEDULE 6
7 THANKSGIVING DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the New York, Alternext and NASDAQ Stock Exchanges and all New York banks will be closed on Thursday, November 24, 2016 in observance of Thanksgiving Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Thursday, November 24, No DTCC Payment axis activity will be accepted on Thursday, November 24, No Fund/SERV or Networking activity will be accepted on Thursday, November 24, No MFPSI or MFPSII activity will be accepted on Thursday, November 24, CHRISTMAS DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, NASDAQ Stock Exchanges, and all New York banks will be closed on Monday, December 26, 2016 in observance of Christmas Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS-Fund/SERV Interface activity will be accepted on Monday, December 26, No DTCC Payment axis activity will be accepted on Monday, December 26, No Fund/SERV or Networking activity will be accepted on Monday, December 26, No MFPSI or MFPSII activity will be accepted on Monday, December 26, NEW YEAR S DAY HOLIDAY SCHEDULE 2017 New Year s Day is Monday, January 2, National Securities Clearing Corporation, the NYSE Alternext, NASDAQ Stock Exchanges, and all New York banks will be closed on Monday, January 2, 2017 in observance of New Year s Day. No ACATS-Fund/SERV Interface activity will be accepted on Monday, January 2, No DTCC Payment axis activity will be accepted on Monday, January 2, No Fund/SERV or Networking activity will be accepted on Monday, January 2, No MFPSI or MFPSII activity will be accepted on Monday, January 2, DTCC MUTUAL FUND SERVICES 2016 HOLIDAY PROCESSING SCHEDULE 7
ACATS - FUND/SERV INTERFACE: No ACATS - Fund/SERV Interface activity will be accepted on Monday, January 19, 2015.
DTCC The following is a summary of 2015 holidays and the changes in operations and schedules for NSCC Mutual Fund Services. Please note that this schedule applies to Mutual Fund Services only. If you have
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